Ethical Issues in Psychological Assessment
Ethical Issues in Psychological Assessment
Ethical Issues in Psychological Assessment
Table of Contents
1. Introduction……………………………………………………………………...3
Ethical issues........................................................................................................10 4.
Competence of therapist…..................................................................................11 5.
Informed Consent................................................................................................12 6.
Confidentiality.....................................................................................................17 8.
Test security.........................................................................................................18 9.
Labelling...............................................................................................................21 11.
Dehumanization...................................................................................................28
Introduction
Psychological Assessment
behavioral functioning through the use of standardized tests, observations, and other methods. It
psychological tests, informal tests and surveys, interview information, school or medical records,
Psychological assessment is founded on a scientific base and has the capacity to translate
human behavior, characteristics, and abilities into numbers or other forms that lend themselves to
description and comparison across individuals and groups of people.
Phases of Assessment
At the start of the assessment, all of the important members are identified. These typically
include client, parents, significant other, therapist, referral consultant, psychiatrist, and other
professionals or programs that may have insight. Parents and client are given a Parent
Questionnaire to fill out prior to their interview to create an outline of relevant historical
information which is then detailed during the interview. Parents can submit their own narrative
or timeline which can help tremendously. Calls are scheduled with prior treatment providers. The
purpose of the interviews is to gather information, as well as understand the perspective and
2. Psychological Testing
Cognitive Testing: It involves IQ and achievement testing to determine the strengths and
Emotional: It assess emotional functioning and assess for depression, anxiety, deficits in identity
functioning and obtain data regarding developmental and emotional age. Moreover, it obtains
Behavioral: It evaluates substance abuse and trauma. Evaluates for risk of self-harm, aggression,
and treatment compliance. It detects malingering, deceit, and exaggeration; screen for behaviors
that are high risk, illegal, or violate the rights of others or major social values including
substance abuse. Besides, it rules out thought disorders and screen for organic impairment.
ADHD, autism, concussion, and other learning disorders. The domains include: attention,
Once interviews and tests are completed, the psychologist begins the process of scoring test data
and analyzing all historical and interview information to understand the client and formulate the
diagnoses and functioning. The report of test findings is comprehensive and often lengthy. It is
as well as review all relevant history that may be influencing learning, personality, and change.
There is a summary of previous reports and therapeutic interventions. There is also a summary
and formulation to summarize findings and diagnoses. And most importantly, there is a detailed
recommendations section which can be customized, and tailored to immediate and long-term
4. Feedback
Initial test findings are given to therapist and referral sources as soon as possible so
treatment planning can begin. When possible, set a meeting with all members to give feedback
regarding testing and recommendations. This meeting can include: parents, therapist, and
educational consultant. If the next placement is already determined, then the new therapist would
Ethics are correct rule of conduct necessary when carrying out any task to protect people
or participants from harm. Ethics are the set of instructions in which a person ought to behave in
certain circumstances.
The ethics in psychology are the standards that direct the conduct of its professional members.
In considering what is ethical in psychology, it is essential to know that proper ethical practices
drive psychology, applied to research and therapy to everyday individuals. The American
Psychological Association (APA) has its own Ethical Principals of Psychologists and Code of
Conduct for every psychologist who is licensed under their realm. The ethical standards
that they adopted have tremendously reduced the amount of unethical, illegal, and immoral acts
Ethics, the discipline concerned with what is morally good and bad and morally right and
wrong. The term is also applied to any system or theory of moral values or principles. Ethics
matters because;
⮚ it is part of how many groups define themselves and thus part of the identity of their
individual members.
⮚ other-regarding values in most ethical systems both reflect and foster close human
⮚ it could be “rational” for a self-interested person to be moral, because his or her self
interest is arguably best served in the long run by reciprocating the moral behavior of
others.
⮚ Be treated with courtesy, respect, and impartiality, regardless of age, disability, ethnicity,
tested with measures that meet professional standards and that are appropriate, given the
⮚ Receive a brief oral or written explanation prior to testing about the purpose for testing,
the kind of tests to be used, if the results will be reported, and the planned use of the
results. If having a disability, individual has the right to inquire and receive information
⮚ Know in advance when the test will be administered, if and when test results will be
available, and if there is a fee for testing services that you are expected to be paid. ⮚
Have the test administered and the test results interpreted by appropriately trained
⮚ Know if a test is optional and learn of the consequences of taking or not taking the test,
⮚ Receive a written or oral explanation of test results within a reasonable amount of time
⮚ Have the test results kept confidential to the extent allowed by law.
⮚ Treat others with courtesy and respect during the testing process.
⮚ Ask questions prior to testing if there is uncertainty about why the test is being given,
how it will be given, what will be asked to do, and what will be done with the results. ⮚
Read or listen to descriptive information in advance of testing and listen carefully to all
test instructions. Inform the examiner in advance of testing if wish to receive a testing
⮚ Know when and where the test will be given, pay for the test if required, appear on time
⮚ Follow the test instructions that are given and represent honestly during the testing.
Milgram Experiment
Stanley Milgram, a psychologist at Yale University, carried out one of the most famous
The learner, a confederate was taken into a room and had electrodes attached to his arms,
and the teacher and researcher went into a room next door that contained an electric shock
generator and a row of switches marked from 15 volts (Slight Shock) to 375 volts (Danger:
Severe Shock) to 450 volts (XXX). The shocks in Stanley Milgram’s obedience experiments
were not real. The “learners” were actors who were part of the experiment and did not actually
receive any shocks. However, the “teachers” (the real participants of the study) believed the
The “learner” was strapped to a chair with electrodes. After he has learned a list of word
pairs given to him to learn, the “teacher” tests him by naming a word and asking the learner to
recall its partner/pair from a list of four possible choices. The teacher is told to administer an
electric shock every time the learner makes a mistake, increasing the level of shock each time.
The learner gave mainly wrong answers (on purpose), and for each of these, the teacher gave him
an electric shock.
Results
65% (two-thirds) of participants (i.e., teachers) continued to the highest level of 450
Milgram's experiments have long been the source of considerable criticism and
controversy. From the get-go, the ethics of his experiments were highly dubious. Participants
were subjected to significant psychological and emotional distress. Some of the major ethical
∙ Pressure from the experimenter to continue even after asking to stop, interfering with
environment. The experiment had to be terminated after only 6 days due to the extreme,
pathological behavior emerging in both groups. The situational forces overwhelmed the
Pacifist young men assigned as guards began behaving sadistically, inflicting humiliation
and suffering on the prisoners. Prisoners became blindly obedient and allowed themselves to be
dehumanized. The principal investigator, Zimbardo, was also transformed into a rigid authority
dramatically. Even good, normal people can do evil things when situational forces push them in
that direction.
10
Results
Within a very short time both guards and prisoners were settling into their new roles, with
the guards adopting theirs quickly and easily. Zimbardo (2008) later noted, “It wasn’t until much
later that I realized how far into my prison role I was at that point — that I was thinking like a
prison superintendent rather than a research psychologist. “This led him to prioritize maintaining
Zimbardo's experiment was unethical due to a lack of fully informed consent, abuse of
participants, and lack of appropriate debriefings. More recent findings suggest there were other
significant ethical issues that compromise the experiment's scientific standing, including the fact
that experimenters may have encouraged abusive behaviors.
Ethical Issues
which a moral standard is being challenged. Psychological harm includes feeling embarrassed,
The BPS code of ethics and conduct is a quasi-legal document produced by the British
Psychological Society (BPS). It instructs psychologists in the UK about what behaviors are and
1. Competence of psychologist
2. Informed consent
3. Right to results
4. Confidentiality
11
5. Test security
6. Invasion of privacy
7. Labeling
8. Dehumanization
Competence of Therapist
conducting the assessment. Competence standards may reflect cultural biases, favoring certain
practices or approaches over others. This can disadvantage therapists from diverse backgrounds
and may not adequately capture the range of effective therapeutic techniques. 2. Training Gaps
Therapists may not have received adequate training in the use of assessment tools during
their education or professional development. This can lead to a lack of familiarity with available
tools and uncertainty about how to integrate them into practice. The field of mental health is
dynamic, and new assessment tools are developed regularly. Therapists who completed their
training some time ago may not be familiar with newer, more updated tools and methods.
Therapists may lack sufficient training in the administration, interpretation, and ethical use of
assessment tools. This can result in inaccurate assessments and compromised treatment
Therapists may lack exposure to assessment tools that are culturally sensitive and applicable
to diverse populations. This can be a barrier to providing effective and equitable assessment
services to clients from various backgrounds. Competence issues may arise when
12
therapists are not adequately trained to conduct culturally sensitive assessments. This can lead to
misinterpretations of client behavior or experiences and the use of culturally inappropriate tools.
Therapists who lack experienced supervision or mentorship may miss out on valuable
guidance on the use of assessment tools. A supportive professional environment is crucial for
Therapists may not be familiar with a diverse range of assessment tools, leading to a
reliance on a narrow set of measures that may not be appropriate for all clients or clinical
situations.
Informed Consent
Lack of transparency regarding the assessment's purpose and procedures may lead to
is happening or what will be done. This can make it hard for them to decide if they want to take
part.
Voluntary Participation
If the right of voluntary participation is not given and individual is under pressure, it is
considered as violating the ethical principle of voluntary informed consent. People should be
able to decide if they want to join the assessment on their own. If someone feels like they have to
13
assessment can result in individuals consenting without a full understanding, violating the ethical
the benefits and risk that might happen because of the assessment. If this isn't clear, they might
will have access to assessment results can lead to breaches of privacy, violating the ethical
principle of respecting and protecting participants' confidential information. If it's not explained
well that who should see the results and how it will be kept private, it can cause problems.
People need to trust that their information won't be shared without their okay. Duration and
Time Commitment
lead to participants feeling deceived, potentially impacting their trust in the assessment process
and violating the ethical principle of honesty. If the time needed for the assessment is not
explained clearly, people might feel surprised or upset. They need to plan for it. Feedback and
Results
disclosed may lead to dissatisfaction or distress among participants, violating the ethical
14
information may hinder participants' ability to seek clarification, potentially compromising the
Inadequate attention to cultural sensitivity and addressing language barriers may result in
a lack of inclusivity, potentially violating the ethical principle of respecting and valuing
diversity. If the way information is given doesn't match someone's culture or language, it can be
hard for them to understand. Everyone should get information in a way that makes sense to them.
Documentation
Incomplete or unclear documentation of informed consent may raise concerns about the
thorough and well-documented consent process. If it's not clear what someone agreed to and
there's no written record, it can cause problems later. Having a clear record helps everyone know
Right to Results
The "right to results" refers to the ethical and sometimes legal obligation of psychologists
to share the results of psychological tests, assessments, or evaluations with the individuals who
are being evaluated.
In the context of psychological testing, the "right to results" can manifest in several forms,
reflecting different aspects of how test results are handled and communicated to the client. Here
15
∙ Full Disclosure of Results: This involves providing the client with a complete and
thorough explanation of all test results, including scores, interpretations, and implications
∙ Partial Disclosure: In some cases, psychologists may choose to share only certain parts
of the results. This might be done to avoid overwhelming the client or when some
∙ Simplified or Summarized Disclosure: For clients who may not understand the technical
∙ Contextualized Disclosure: This involves explaining the results within the context of the
client's life, symptoms, or presenting issues. It helps the client understand how the test
interpreting the test results, allowing for a more interactive and client-centered approach.
This can help the client feel more engaged and empowered.
(e.g., if the client is in a highly emotional or unstable state), the psychologist might defer
sharing the results to a later, more suitable time.
Each of these types represents a different approach to handling test results, reflecting the need to
balance the ethical obligation of sharing information with considerations of the client's welfare,
understanding, and context. The approach chosen should always be guided by ethical principles,
16
Neglecting the right to results in psychological testing can have several consequences,
impacting both the client and the psychological professional. These consequences can be broadly
categorized as follows:
∙ Impaired Client Decision-Making: Without access to their test results, clients may be
unable to make informed decisions about their treatment, life choices, or how to address
their psychological issues. This lack of information can lead to suboptimal choices and
outcomes.
∙ Psychological Harm to the Client: Not knowing or understanding the full extent of their
psychological assessment can cause anxiety, confusion, and stress for clients. This can
test results, clients may be less engaged in their treatment or less compliant with
therapeutic interventions.
∙ Damage to Professional Reputation: A psychologist who routinely withholds results
∙ Negative Impact on Future Healthcare Engagement: Clients who have had negative
experiences with psychological testing, such as not receiving their results, may be less
17
likely to seek psychological help in the future, potentially worsening their overall mental
health.
∙ Potential for Misdiagnosis or Ineffective Treatment: In some cases, not sharing results
with clients can lead to a misunderstanding of their condition, both by the client and other
It's crucial for psychologists to balance the need to provide comprehensive and understandable
information with any potential risks of sharing such information, adhering to ethical and legal
Confidentiality
encompassing the obligation of psychologists and other mental health professionals to protect the
privacy of their clients. It involves ensuring that information disclosed by or about a client during
the assessment process is not shared with unauthorized individuals or entities. Here's a detailed
In the context of psychological testing, neglecting confidentiality can lead to specific and
significant consequences, impacting the client, the psychologist, and potentially broader
results can lead to embarrassment, anxiety, and distress, especially if the information is
sensitive or stigmatizing. This can exacerbate existing mental health conditions or create
public, it can lead to social stigma, damaging the client's relationships, reputation, and
18
standing in the community. This could affect various aspects of their life, including
can undermine the client's trust in the therapeutic process, making them less likely to
engage in future treatment or to be open and honest in therapy. This can hinder their
recovery or progress.
∙ Impact on Research and Data Integrity: In cases where psychological testing is part of
research, breaches of confidentiality can compromise the integrity of the research data
implications for third parties (such as family members). Breaches can negatively impact
legal reasons but also to protect the well-being of clients and the integrity of the psychological
profession.
Test Security
Test security is a crucial aspect of the assessment process. Testing security in psychological
assessment refers to the measures taken to ensure the reliability, validity, and fairness of
psychological tests. Security measures are essential to maintain the integrity of test materials
(manuals, instruments, blank protocols and test questionnaires) and to prevent issues
19
such as cheating, faking, or tampering with results. Here are some of the consequences for
Breaches in test security can compromise the validity and reliability of psychological
assessments. When individuals have unauthorized access to test materials, they may gain an
unfair advantage, leading to inaccurate results and undermining the overall quality of the
assessment.
2. Legal Consequences:
Violating test security may have legal implications. Test publishers often have copyright
protections for their materials, and unauthorized use can lead to legal action. Psychologists who
fail to follow ethical guidelines may face legal consequences, including fines or legal challenges
Psychologists who are found to have breached test security may suffer damage to their
professional reputation. Such incidents can erode trust among colleagues, clients, and the broader
professional relationships.
action against psychologists who violate ethical standards, including those related to test
20
security. This can result in the loss of professional credentials, suspension, or other disciplinary
measures.
Breaches in test security can undermine the market value of their products and may lead to
financial losses. Publishers may take legal action against those responsible for compromising the
cases of cheating and pirating of copyrighted content may also have an impact on social
perceptions of the overall fairness of specific testing applications or even of the testing industry
in general.
Invasion of privacy
The right to privacy has been defined as an individual's right to choose the extent to
respond to psychological tests, they may feel that their privacy has been invaded in a way not
justified by the test's benefits. This issue is particularly relevant in the use of personality tests in
nonclinical settings, where criticism of invasion of privacy has been aimed. Clinicians
discussing the intimate details of patients' lives in a public space can also be seen as an invasion
21
of their privacy. The following are some of the consequences regarding Invasion of privacy in
psychological assessment:
The invasion of privacy in psychological assessment can lead to a loss of trust and
reduced motivation in test-takers, ultimately affecting the accuracy and usefulness of the results.
When individuals feel that their privacy has been invaded, they may lose trust in the testing
process and be less likely to provide accurate and honest information. This can also lead to a
reduced motivation to participate in the testing process, further impacting the quality of the
results.
2. Legal issues:
legal issues, as psychologists have an obligation to protect the integrity and security of test
information.
Labelling
Introduction
power of labelling in psychological assessment can greatly influence perceptions and behaviors.
Labelling involves assigning identifying terms to individuals based on their psychological
characteristics. These labels can shape how individuals view themselves and how others
perceive them, influencing their mental health. Labeling is a form of categorization which can
22
categorization is utilized to discriminate and identify mental disorders, this could lead to stigma
Defining Labelling
communicated in a negative manner that leads to stigma for the individual with a mental
characteristics or behaviors. This process can significantly influence perceptions and subsequent
evaluations.
Once diagnosed, the disease can be labeled and standard medical intervention procedures
implemented.
damaging. The public has little understanding of the label schizophrenia, for example.
Therefore, those who receive this label are often stigmatized, perhaps for life. ∙ Labels
∙ Individuals who feel they have a sense of control feel less stress/frustration- ∙ Labels
that imply a person is not responsible may increase the risk that the person so labeled
23
Thus, the labeling process may not only stigmatize the person but also lower tolerance for stress
and make treatment more difficult. In view of the potentially negative effects of labels, a person
Labelling theory
Labeling theory originated in the book “Being Mentally Ill” by the sociologist T. J.
Scheff (1966). Scheff introduced the idea that being labeled mentally ill causes one to be
mentally ill. Individuals learn cultural stereotypes through jokes, cartoons and media. People
internalize these stereotypes. Once they become mentally ill, these internalized ideas become
relevant: they come to dominate one’s self-concept. One realizes what others expect of him as a
mentally ill person. The social construction of deviant behavior plays an important role in the
labeling process that occurs in society. This process involves not only the labeling of criminally
deviant behavior, which is behavior that does not fit socially constructed norms, but also labeling
who has been given a specific diagnostic label. More generally, this person becomes identified
as someone who has received mental health treatment- a "mentally ill" person. It is because of
that labelling that many people refuse to receive treatment for certain symptoms that are
associated with mental illnesses. American society appears to have certain negative stereotypes
of mental illness, such as unpredictability and instability, which would be applied to the labelled
individual, which, in return, may cause other people to reject the labelled individual. Such
reactions may introduce new sources of stress into the mentally ill person's life, which
24
limits their life changes through discrimination, damage to their self-concept, and impair the way
label. Stigma:
When the second of the above two occurs, a third aspect of stigma comes into play
people reject and avoid the stigmatized individual. With regard to mental illness, an individual
could be hospitalized for mental illness and then assumed so dangerous and unstable that social
avoidance and isolation ensue. Stigma is a matter of degree; the worse the undesirable
characteristics, the more strenuous the rejection. Understanding these biases is essential for
unbiased assessments.
The following is a synthesis of major negative side effects related to labeling children and
adolescents:
• People see only the diagnosis, not the person. A diagnostic label may come to negatively
define the individual by focusing on the specific problem and downplaying many positive
personal characteristics. That is, people may selectively attend to information that confirms the
label while neglecting other information. For instance, parents and teachers may only attend to
25
the times when a child diagnosed with ADHD acts restlessly but overlook other times when the
child is calm.
decisions made about the criteria threshold set for diagnosis. In reality, however, such problems
run along several continua (e.g., degrees of severity, pervasiveness, chronicity, degree to which
• Diagnostic labels can lead to self-fulfilling prophecies and stigmatization. Diagnostic labels
not only change the reputation of an individual but also alter how other people treat the
individual. For example, teachers who expect less from a student labelled as having a learning
disability may be reluctant to challenge the student and thus limit his or her opportunities to
learn. Consequently, the student may be less likely to perform well in school, which only
confirms the diagnostic label. Moreover, others often tend to form negative attitudes about
individuals who have diagnostic labels, and this can lead to negative actions toward the person
• Diagnostic labels may mislead understanding of cause. For instance, the behaviors leading to
a diagnosis of ADHD or LD may stem from an education system that does a poor job in
accommodating students' differences and needs or from sleep deprivation among adolescents or
any of a variety of other factors that constitute barriers to learning and teaching.
• Medications with aversive side effects may be prescribed. With increased diagnoses there is a
corresponding rise in prescriptions for medication. Indeed, medications are often the first-line of
treatment when some diagnoses are made. All medications are recognized to have side effects
26
(some of which can quite debilitating). For instance, stimulants commonly used to treat ADHD
may cause insomnia, suppressed appetite and growth, and other side effects affecting child and
adolescent development.
Prescription medications have also been linked to drug addiction and the feigning of
symptoms to gain access to medications for personal substance abuse and black-market
sales.
Positive labelling can have a profound impact on self-confidence and motivation. The
benefits of positive labelling are essential for fostering positive outcomes. The label of "mentally
ill" may help a person seek help, for example psychotherapy or medication. Labels, while they
can be stigmatizing, can also lead those who bear them down the road to proper treatment and
recovery. If one believes that "being mentally ill" is more than just believing one should fulfill a
set of diagnostic criteria, then one would probably also agree that there are some who are labeled
"mentally ill" who need help. It has been claimed that this could not happen if "we" did not have
a way to categorize (and therefore label) them, although there are actually plenty of approaches
to these phenomena that do not use categorical classifications and diagnostic terms, for example
spectrum or continuum models. Here, people vary along different dimensions, and everyone falls
Labelling in Assessment
27
Psychological Impact
Labelling can have a profound psychological impact on individuals, affecting their self
perception and behavior. It can also influence how others interact with them, shaping their social
experiences.
Cognitive Bias
Labelling can trigger cognitive biases in assessors, leading to preconceived notions and
Ethical Considerations
dignity, and individual rights. Ethical guidelines are essential for conducting respectful
evaluations.
Intersectionality
Cultural Sensitivity
Culturally sensitive approaches are essential for accurate evaluations across diverse
populations.
28
reliable assessments.
Conclusion
understanding and empathy towards individuals with mental health labels. By acknowledging the
impact of labelling and addressing its ethical and social implications we can work towards
Dehumanization
Dehumanization is the denial of full humanity in others along with the cruelty and
suffering that accompany it. A practical definition refers to it as the viewing and the treatment of
other people as though they lack the mental capacities that are commonly attributed to human
beings. In this definition, every act or thought that regards a person as "less than" human is
dehumanization. Dehumanization is one form of incitement to genocide It has also been used to
justify war, judicial and extrajudicial killing, slavery, the confiscation of property, denial of
Dehumanization in Testing
One social issue in the testing field concerns the dehumanizing. tendencies that lurk in the
testing process. Some forms of testing remove any human element from decision-making
process. With high-speed computers and centralized data banks, the risk that machines will
29
someday make important decisions about our lives is always increasing., Thus, society must
weigh the risks against the benefits of the growing application of modern technology to the
testing field. As psychologists and the public allow test results to be stored and analyzed by
Self-dehumanization
Self-dehumanization is the perception that oneself is less than human. Self dehumanization may
stem from the nature of mental health difficulties, cognitive perceptions, and social interactions.
Meta-dehumanization
Meta-dehumanization, the perception that oneself or one’s identity is perceived as less than
dehumanizing environments that may reinforce and exacerbate meta-dehumanization. While they
intend to provide care for service users, practices such as restraint, seclusion, sedation, and
Historical Perspective
Experiment and the Milgram Obedience Study. These controversial studies shed light on the
30
Psychology Perspective
Infrahumanization suggests that individuals think of and treat outgroup members as "less human"
and more like animals while Austrian ethnologist Irenäus Eibl-Eibesfeldt uses the term pseudo
speciation, a term that he borrowed from the psychoanalyst Erik Erikson, to imply that the
dehumanized person or persons are regarded as not members of the human species. Specifically,
individuals associate secondary emotions (which are seen as uniquely human) more with the in
group than with the outgroup. Primary emotions (those experienced by all sentient beings,
whether human or other animals) are found to be more associated with the outgroup.
Dehumanization is intrinsically connected with violence. Often, one cannot do serious injury to
another without first dehumanizing him or her in one's mind (as a form of rationalization).
Military training is, among other things, systematic desensitization and dehumanization of the
enemy, and military personnel may find it psychologically necessary to refer to the enemy as an
animal or other non-human beings. Lt. Col. Dave Grossman has shown that without such
desensitization it would be difficult, if not impossible, for one human to kill another human, even
Impact on Victims
Ethical Consideration
31
clinical practice. Addressing the responsibility of psychologists to uphold the dignity and rights
of all individuals.
Cultural beliefs and societal norms contribute to the perpetuation of dehumanization. The
Intersectionality
The intersection of gender, race, sexuality, and other identity factors in the experience of
marginalized identities.