Sunday


The happy people of Togo.

The World Happiness Report has been published for every year since 2012 (with the exception of there being no WHR for 2014) by the Sustainable Development Solutions Network. A number of influential persons are involved in the report (e.g., the economist Jeffrey Sacks), there is big money behind the effort (e.g., sponsorship from several foundations and companies), and there are several major universities associated with the effort (Columbia, UBC, LSE, Oxford). Of course, the UN is involved also, via the Sustainable Development Solutions Network, and the report itself incorporates extensive discussions of the UN Sustainable Development Goals. Each year when the WHR is published there are predictably celebratory reports in the legacy media, along with the equally predictable hand-wringing and pearl-clutching in regard to the countries that occupy the bottom of the list.

Happy children in Togo.

With so much talent and money and reputation involved, the report not surprisingly has a sophisticated methodology. Indeed, the methodology is so sophisticated that it might be called “opaque”; I had to spend quite a bit of time reading the fine print to figure out how it was that they were coming up with their happiness rankings. Of course, the reports in the media feature the rankings, and only the merest cursory description of the methodology. In this, the WHR is incredibly effective in promoting a narrative of national success and failure without many people looking into the guts of their happiness machinery.

More happy people in Togo.

The WHR each year starts out with an explanation of the Cantril Ladder, which seems prima facie to be a relatively straight-up measure of subject well-being. The Cantril Ladder asks survey participants, “…to value their lives today on a 0 to 10 scale, with the worst possible life as a 0 and the best possible life as a 10.” (2015 WHR, p. 20) The Cantril Ladder, however, is only the beginning of the fun. The number they derive from the Cantril Ladder question is then run through six different equations, each of which brings another factor into the “happiness” calculation. The six additional factors are “GDP per capita, social support, healthy life expectancy, freedom to make life choices, generosity, and freedom from corruption.” (p. 21)

More happy children in Togo.

Of these six factors, two — per capita GDP and healthy life expectancy — are “hard” numbers for economists (in other words, they are relatively hard numbers, but these numbers can be gamed as well). Two factors require additional questions that probe subjective well-being, and these are social support and freedom to make life choices. To assess social support respondents were asked, “If you were in trouble, do you have relatives or friends you can count on to help you whenever you need them, or not?”; to assess freedom to make life choices, respondents were asked, “Are you satisfied or dissatisfied with your freedom to choose what you do with your life?” The remaining two factors are a bit squishy — generosity and freedom from corruption — by which I mean that there are measurements that could be taken for these, but subjective perceptions can also be involved. To measure generosity respondents were asked, “Have you donated money to a charity in the past month?” This strikes me as a good metric. To measure corruption respondents were asked, “Is corruption widespread throughout the government or not?” and “Is corruption widespread within businesses or not?” This strikes me as much less satisfactory, especially since bodies like Transparency International have made an effort to compile corruption indices, but it is a good measure in so far as it is more self-reported well-being data.

Yet more happy people in Togo.

Once the numbers are crunched according to their formulae, the 2015 WHR ranks the following as the ten happiest countries in the world:

1. Switzerland (7.587)
2. Iceland (7.561)
3. Denmark (7.527)
4. Norway (7.522)
5. Canada (7.427)
6. Finland (7.406)
7. Netherlands (7.378)
8. Sweden (7.364)
9. New Zealand (7.286)
10. Australia (7.284)

One cannot but notice that these are all western, industrialized nation-states, mostly European, and indeed mostly northern European.

More happiness in Togo.

In the same 2015 WHR, Togo comes in dead last. Do I believe that the people of Togo are the least happy on Earth? No, I don’t. However, I do believe that well-meaning philanthropic foundations believe that Togo needs to change, and that it especially needs the “help” of these philanthropic foundations to better acquaint them with the UN Sustainable Development Goals, so that they, too, can be made as happy as the northern European countries that top the WHR. I’m certainly not saying that everything in Togo is fine and dandy. There was serious political unrest in the country in 2017-2018 (cf. 2017–2018 Togolese protests), but, given what we delicately call the “social unrest” in the US during the summer of 2020 (also known as riots, vandalism, looting, arson, assault, and murder), I’m not sure that things are worse in Togo than the US, even if Togo is objectively impoverished compared to the US.

“Beer is proof that God loves us and wants us to be happy.”

Now, being myself from northern European stock (Norwegian on my father’s side and Swedish on my mother’s side), I could point with pride to the narrative of national success for Scandinavia that is a common feature of international comparisons of this kind, except that, being culturally Scandinavian, and having traveled in these countries, I know what the people are like. I feel very familiar in this context, and, frankly, I enjoy being in Scandinavia and being among other Scandinavians, with whom I share much in terms of temperament and attitude to life. I have also traveled in southern Europe and experienced the very different pace and temper of life, as well as the different pace and temper of life in South America, where I have traveled extensively. I have not (yet) had the good fortune to travel in Africa, much less to Togo itself, so I cannot speak from personal experience in regard to these peoples, but I do not doubt that they possess a full measure of well-being and life satisfaction such as only could be expressed in terms of their culture, much as well-being and life satisfaction in Scandinavia is expressed in terms of Scandinavian culture. What passes for “happiness” among wealthy, industrialized, Nordic peoples of a stoic disposition is not necessarily what would pass for “happiness” among west Africans.

Good times in Togo.

I have focused on the 2015 WHR report (which is not the most recent) because it provides an interesting contrast to another report from 2015, which is the WIN/Gallup International annual global End of Year survey. WIN/Gallup International collaborated on these annual surveys for ten years, from 2007 to 2017. Both WIN and Gallup International are still in business, but they no longer collaborate on these annual surveys; Gallup International (GIA) is not be confused with Gallup Inc., which two are distinct polling companies. The annual End of Year (EoY) surveys can be on a variety of questions (for 2018 the EoY survey was on political leadership), but happiness has been the focus of polling on several occasions. With these EoY surveys, Gallup International takes a sample of about 1,000 persons each from about 60 countries, always including the G20 plus a sampling of other nation-states that together represent better than half of the global population.

Togolese bananas

The methodology of the WIN/Gallup International EoY 2015 survey on happiness was a lot simpler than than Byzantine methodology of the 2015 WHR. WIN/GIA asked three questions:

● Hope Index: As far as you are concerned, do you think that 2016 will be better, worse or the same than 2015?

● Economic Optimism Index: Compared to this year, in your opinion, will next year be a year of economic prosperity, economic difficulty or remain the same for your country?

● Happiness Index: In general, do you personally feel very happy, happy, neither happy nor unhappy, unhappy or very unhappy about your life?

It is an interesting feature of these questions that the first two are framed in terms of predictions — a better next year and a more prosperous next year — but at bottom all three of these questions are questions that probe the individual’s sense of subjective well-being, albeit well-being sometimes projected into the future. Moreoever, WIN/GIA’s numbers aren’t run through a number of equations that filter these measures of subjective well-being through a variety of other factors.

Home, sweet home, in Togo.

When WIN/GIA crunched their numbers, the top ten rankings of the happiest places on the planet were radically different from those of the WHR, including a significant number of wealthy, industrialized European nation-states ranked in the bottom ten of the hope, optimism, and happiness indices:

1. Colombia (85%)
2. Fiji (82%)
3. Saudi Arabia (82%)
4. Azerbaijan (81%)
5. Vietnam (80%)
6. Argentina (79%)
7. Panama (79%)
8. Mexico (76%)
9. Ecuador (75%)
10. China/Iceland (74%)

We’ve already seen the very different methodologies employed by these two systems of ranking happiness around the world, so we understand how and why they differ, but what exactly does this difference mean? Bluntly, and in brief, it means that if you simply ask people if they are happy, you get results like WIN/GIA; if you run self-reported happiness through a filter of economics, you get results like WHR. Another way to frame this would be to say that the WHR implicitly incorporates Maslovian assumptions built into its rankings, such that a number of physiological and social needs must be met before we can even consider the question of happiness; if we interpret happiness as a form of self-actualization, we can see the relevance of Maslow’s hierarchy of needs to sophisticated rankings of happiness that incorporate many other factors.

How much weight should we give to self-reported well-being? Should we be factoring in metrics other than subjectively reported happiness in attempting to measure happiness? Are individuals not their own best judge of their own happiness? There is a certain irony involved in economists assuming that individuals are not their own best judge of their own happiness, as it is economists who are always telling us that individuals are always the best judge of how their own earnings should be spent, because an individual exercises a close and careful oversight over money he himself has earned, while governments collecting money through taxes are spending money they did not themselves earn, and so are likely to exercise less stringent oversight.

More to the point, should elaborate polling methodologies with a pretense to represent self-reported well-being, but which in fact represent economic measures, drive analysis and policy? If we are to take happiness rankings as the basis of policy prescriptions, as the WHR position their study, but using the WIN/GIA numbers instead, then clearly the nation-states of the world should be emulating Colombia, Saudi Arabia, Vietnam, and Argentina. One might then conclude that the way to national happiness is surviving a 50 year civil war, capital punishment by beheadings in the street, having a one-party communist dictatorship, or having the largest sovereign debt default in history. The economists studying happiness would probably see such policy prescriptions as moral hazards. One suspects that the authors of the first WHR in 2012 saw the raw Cantril Ladder data, knew that it wasn’t going to give them the results that they wanted, and realized that they had their work cut out for them. For someone who knows how to crunch numbers, and who could get the raw data from which the WHR is compiled, it would be an interesting exercise to see exactly how much subjective well-being made any difference at all in the rankings.

If we take only per capita GDP in 2015 this is the top ten ranking:

1. Luxenbourg
2. Switzerland
3. Macao SAR
4. Norway
5. Ireland
6. Qatar
7. Iceland
8. US
9. Singapore
10. Denmark

We can immediately see that this list shares four entries with the WHR list — Switzerland, Iceland, Norway, and Denmark — while it shares only one entry with the WIN/GIA rankings — Iceland ties with China for tenth place in the WIN/GIA happiness index. From this we can see that GDP alone is 40% the same as the WHR rankings. To me this makes the WHR look more like factoring in some sense of subject well-being into economic rankings than it looks like factoring some economic data into self-reported happiness. Why not then simply use per capita GDP as a rough approximation for “happiness”? My speculation: economists already have to deal with ideas like homo economicus and the invisible hand, which are routinely chastised as being a vulgarly reductionist approach to the human condition; if happiness is to be characterized in economic terms, it needs to be done with style, verve, and not a little obfuscation if it is going to be carried off successfully in such a climate.

If one is going to indulge in the pleasant fantasy that public policy can be driven by concerns of individual well-being, one needs to be hard-headed about it if one’s policy proposals are to stand half a chance. The kind of people who formulate UN Sustainable Development Goals are content with the rankings of the WHR as a guide to policy, because it affirms their narrative, but the WIN/GIA rankings are effectively “opposite world” for the same people, and certainly not a guide to policy. If the happiest people in the world are to be found in Saudi Arabia and Azerbaijan, and with the people of Bangladesh and Nigeria topping the Hope Index, then UN measures of what constitutes the good life and hope for the future are more than a little off. And the WHR insists on UN Sustainable Development Goals almost to the point of salesmanship.

While I haven’t here fully showed you how the magic trick is done (I lack the expertise for that), I hope that I’ve showed you enough that the next time you see WHR rankings reported in the media, you will be skeptical of the relationship of these rankings to actual human happiness, which is certainly affected by economics, but is not identical with economics, and, moreover, there can be important outliers such that nearly optimal human happiness may occur with little or no relationship to economic measures that we might be tempted to substitute for happiness. Certainly, again, “well-being” is more than happiness, and economics makes a generous contribution to well-being, but when we use “well-being” as a rough synonym for happiness, and then rightly define well-being (in its other sense, not specifically related to happiness) by economic measures, this is the essence of the magic trick, and such a sleight of hand is not to be believed. I should sooner believe that all the people in Togo are miserable than believe that the contribution of happiness to well-being can be artfully dissimulated.

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Discord Invitation

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Tuesday


It has long been my impression that one of the unacknowledged problems of industrialized civilization is that the individuals who ascend to the highest positions of influence and political power are the worst kind of people — the kind of people who, if you met them on a personal basis, you would hereafter seek to avoid them. I have not heretofore attempted an exposition of this impression because I could not express it concisely nor offer a causal mechanism to explain it. Moreover, my impression is merely anecdotal, and might be better explained as the sour grapes of someone not successful in the context of contemporary social institutions. Nevertheless, I cannot shake the feeling that most politicians and celebrities (the people with power in our society) are unpleasant, self-serving social climbers whose only redeeming quality is that, usually, they are not openly malevolent.

Having recently learned the meaning of the term “the managerial state” (also known as anarcho-tyranny, but I will use the aforementioned term) I find that I can use this concept to give an exposition of the idea that industrialized civilization promotes the worst kind of person into positions of influence and authority. Intuitively we can understand that the managerial state is a bureaucratic institution characterized by technocratic management; the anarcho-tyranny part comes into the equation because the managerial state, through selective enforcement of the laws, aids and abets criminality while coming down hardest on the law abiding citizens. If this sounds strange and improbable to you, I ask you to search your memory, and I would be surprised if you cannot think of someone whose life was destroyed, or nearly destroyed, due to some some infraction that was enforced as though it were to be an instance of exemplary justice, even while obvious criminals were allowed to go unmolested because of their wealth, their influence, or some other “mitigating” factor. If you have never heard of any such episode, then you are fortunate. I suspect that most people have experienced these injustices, if only obliquely.

What kind of person — what kind of bureaucratic manager — would thrive in the managerial state? Here we have a ready answer, familiar to us since classical antiquity: Plato’s perfectly unjust man. In an earlier post, Experimenting with Thought Experiments, I discussed the section of Plato’s Republic in which he contrasts the perfectly just man — who has the reality of justice but the appearance of injustice — and the perfectly unjust man — who has the reality of injustice but the appearance of justice. Thus the Platonic metaphysics of appearance and reality, which has shaped all subsequent western metaphysics, is invoked in order to provide an exposition of moral virtue and vice in a social context.

The perfectly unjust man would thrive in the role of apparently virtuous manager of the state while in reality exclusively serving the interests of the managerial class, who retain their authority by doing the bare minimum in terms of maintaining the institutions of society while turning the full force of their talents and interest to the greater glory of the technocratic elite.

The existence of the managerial state, then, engenders the conditions in which the perfectly unjust man can thrive, as though a petri dish were specially prepared to cultivate this species. The managerial state, in turn, appears in industrialized civilization partly due to the technocratic demands placed upon the leadership (charismatic and dynastic authority are likely to no longer be sufficient to the management of the industrialized state) and the increasingly scientific character of society encourages the rationalization of institutions, which in turn selects for an early maturation of the institutions of industrialized society.

I have here painted a very unflattering portrait of contemporary political power, but that I would do so starting from the premise that industrialized civilization raises the worst people to the top should come as no surprise. For a countervailing view we might take the many recent pronouncements of Jordan Peterson. I wrote a post about Peterson when he was first coming into wide public recognition, Why Freedom of Inquiry in Academia Matters to an Autodidact. Since that time Peterson has rocketed to notoriety, and has had many opportunities to present his views.

One of the themes that Peterson returns to time and again (I’ve listened to a lot of his lectures, though by no means all of them) is that the hierarchies that characterize western civilization are hierarchies of competence and not hierarchies of tyranny established through the naked exercise of power. The proof of this is that our society functions rather well: water comes out of the tap, electricity is there when we turn on the switch, and our institutions are probably less corrupt than the analogous institutions of other societies. I more-or-less agree with Peterson on this, except that I regard our hierarchies as more of a mixed bag. We have some hierarchies of competence, and some hierarchies that have more to do with birth, wealth, family, and, worst of all, dishonesty and cunning.

In traditional western civilization — by which I mean western civilization prior to the three revolutions of science, popular sovereignty, and industrialization — power was secured either through the naked exercise of force, or through dynastic pan-generational inheritance. In a dynastic political system (like that of contemporary North Korea), you get a mixed bag: some generations get good kings and some generations get lousy kings. Given the knowledge that the heir to the throne was not always the best leader, feudal systems developed a wide distribution of power and a battery of alternative institutions through which power could be exercised in their event of a weak, stupid, insane, or feckless king.

The feudal system called itself “aristocracy,” which literally means “rule by the best,” and this is precisely what is meant by hierarchies of competence: rule by the best. But the people who actually lived in feudal systems knew that the best were not necessarily or inevitably at the apex of the political system, and so they prepared themselves with institutions that could survive poor kingship. Each generation had the luck of the draw in terms of the king they got, but since this was a known weakness of the system, it could be mitigated to some degree, and it was.

One of the problems of industrialized civilization has been the simultaneous and uncritical embrace of popular sovereignty, which is at least as easily manipulable as feudal institutions, and arguably is more manipulable than feudalism. By throwing ourselves headlong into popular sovereignty, and, at least in the case of the US, slowly dismantling those institutions that once insulated us from the brunt of popular politics (thus accelerating the progress of popular sovereignty), we have few of the protections that feudalism had built into its institutions to limit the reach of incompetent leadership.

The perfectly unjust man is no analogue of an incompetent king: he is good at what he does. Plato called the perfectly unjust man, “great in his injustice.” Just so, the perfectly unjust man is a competent manager of the managerial state, but being a competent manager of a managerial state is not the ideal of democracy. And yet democracy, the more it seeks an illusory perfect egalitarianism, and deconstructs the last of the institutions that limit and balance power (for even the unlimited exercise of popular sovereignty is a dystopian tyranny), the more the managerial state comes into the possession of those temperamentally constituted to thrive within its institutions: the perfectly unjust men. This is my response to hierarchies of competence: yes, perfectly unjust men are competent, but they are not the ideal of leadership for civilization. They may even be the antithesis of the leadership that civilization needs. And now they have the stranglehold on power and will not be forced out without a struggle.

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The Franchise Problem

13 December 2017

Wednesday


‘Chairing the Member’ from William Hogarth’s series ‘Humours of an Election.’

Is an inclusive franchise a bug or a feature of democracy?

One of the unquestioned political values (if not ideals) of our time is not only that of liberal democracy, but, even more-so, liberal democracy with the broadest possible franchise. Many today regard the expansion of the franchise as one of the most important accomplishments of contemporary civil society and civil rights. Indeed, the limited franchise of democracies prior to the twentieth century expansion of the voting franchise is today regarded as a terrible moral stain on earlier societies. But what if a limited franchise were not a bug but rather a feature of early democracies? Can democracy even function with a universal franchise? We don’t know. Political societies in their contemporary form of a nearly universal franchise are historically very young, and we cannot yet say whether or not these political experiments will be successful.

Even to suggest a restriction on the franchise after a century of expansion is political heresy in the western world, but we may be forced into accepting some limitation on voting rights in order to salvage our societies, which seem bent on self-destruction. It is likely that the most we can do at this point in the history of western civilization is to salvage what can be salvaged from the Enlightenment project; more radically, western civilization may need to sever its relationship to the Enlightenment project and adopt some other ideological formation as its central project, and this would likely be a process as fraught as the Thirty Years’ War, which was one of the causes of the formation of the Enlightenment project. I think it would be preferable to experiment with different implementations of the Enlightenment project though different franchise regimes, when seen in comparison to the chaos that would ensue from entirely dispensing with the Enlightenment project. Thus, I am well aware that the present discussion lies outside the configuration of the Overton window as it functions in contemporary western societies, but I think that this discussion can be conducted in a rational way, and that it may suggest political experiments that have never yet been tried in the history of humanity.

Even before the age of the nearly universal franchise, democracy was believed to be unworkable. Plato and Aristotle had nothing good to say about democracy — after all, it had been democratic Athens that had condemned Socrates to death. In modern times there is a well-known quote from Alexander Fraser Tytler, often mis-attributed to Alexis de Tocqueville, suggesting that democracy is fatally flawed:

“A Democracy cannot exist as a permanent form of government. It can only exist until the voters discover they can vote themselves largess out of the public treasury. From that moment on the majority always votes for the candidate promising the most benefits from the public treasury with the results that Democracy always collapses over a loose fiscal policy, always to be followed by a dictatorship.”

While this was written before the nearly universal franchise of contemporary democracies, it points to a structural problem in democracies that is only made worse by the expanding scope of the franchise. The practical consequence of a nearly universal franchise is that voting rights have been given to an even greater number individuals who are not stakeholders in society except in so far as their “stake” in society is the value that they extract from the others in that society that produce value. Very few individuals are productive members of society — most consume more than they contribute to the common weal. It sounds cruel to say it, but this is a case in which we must eventually be cruel to be kind. The dependent members of a society will suffer more in the long run from the collapse of that society than they would suffer from being excluded from the franchise.

A democracy with a limited franchise has as its goal a franchise that is restricted to productive stakeholders in society. Limiting the vote to property owners was one way to accomplish this, and moreover this retained a connection to the feudal past, in which the lords of feudal estates were a law unto themselves in the decentralized power structure of feudalism. Nevertheless, democracy has deep roots in western society, and many of these feudal societies had democratic aspects that we fail to recognize as democratic today because of the severely restricted franchise. For example, when the aldermen of a town gathered to make a decision, this was an essentially democratic institution. Many such institutions existed on a local level, and they reached up all the way to the election of the Holy Roman Emperor, where the franchise was limited to prince-electors of the Holy Roman Empire electoral college. The Vatican retains a system like this to the present day, in which the College of Cardinals elects the Pope, not a mass ballot among Roman Catholics.

In past democratic societies, voting rights were restricted across categories of age, sex, and race, and these are precisely the categories that became the focus of identity politics in our own time. Since these past categories of franchise limitation have proved to be so divisive, the obvious political experiment is to attempt franchise limitations based on other categories (though it is easy to predict that any condition placed on voting would rapidly become stigmatized as a method employed by the powerful to shut out powerless sectors of society from ever gaining political power). Above the idea of limiting the franchise to property owners has been noted. Another idea that regularly recurs, and which is found in Heinlein’s Starship Troopers, is the limitation of the franchise to veterans. It would also be possible to limit the franchise to net taxpayers (those who pay more taxes to the government than the value they derive in government services, though this calculation would of course be controversial).

A thought experiment that may help us to think our way through the franchise problem is to consider the remaining restrictions on the expansion of the franchise. Most nation-states that hold elections have a minimum age limit for voting, and most restrict voting rights to citizens. What would it be like to remove these remaining restrictions on voting rights? What would a truly universal franchise be like? Suppose anyone from anywhere in the world could come to your nation-state and vote in your election, and further suppose that children of any age could vote. This would obviously run into serious problems. A toddler could not meaningfully vote, but a toddler’s parents could take a toddler into a voting booth and record the child’s vote.

The problem of children voting points to two very interesting questions:

1) If beings who cannot meaningfully vote were included in a universal franchise, why should we limit the franchise to human beings? A dog may not be able to meaningfully vote in an election (or stand for office), but a dog’s owner could register a dog’s vote, just as a parent could register a child’s vote before that child became old enough to resist having their vote taken by their parent. If this is a problem, why exactly is it a problem? Presumably it is a problem because kennel owners would breed themselves into a position of power in society, and we think this is more likely than parents producing so many children as to capture the vote in an election. However, a very rich individual could adopt a large number of children and thereby control a disproportionate voting bloc. Is this a bad thing? If there were requirements to assure the well being of the children (as there are), this could be to the benefit of orphans. However, if children were relevant to voting, there would be far fewer orphans because children would be more politically valuable than they are today.

2) If the votes of very young children would necessarily be mediated by their parents, the child’s vote could simply be legally conferred upon the parent or guardian until that child reaches a certain age. This points to possible alternatives to contemporary franchise conventions: an individual (or a couple) could have as many votes as they have dependent children, for example. This could be administered in many different ways. Each adult might have a vote, and then one parent (or both) might have an additional number of votes corresponding to their number of dependent children. In a more radically natalist regime, the only votes could be the votes that parents exercise on behalf of their dependent children, and no adult automatically has a vote simply in virtue of being an adult. Individuals would have an opportunity to vote only when they could prove themselves to be a parent presently caring for a dependent child, which would achieve the end of having the only voters being those who are stakeholders in the future of the society in question. Additionally, this would incentivize child-rearing at a time of declining fertility rates. (Full disclosure: I have no children, so I would not be eligible to vote under such a franchise regime.)

I do not think it is likely that any contemporary political regime would adopt any of the franchise experiments suggested above in regard to parents exercising a vote on behalf on their children, but it is an interesting idea, and it points to other political experiments that could be made.

A political entity might actively manage the scope of its franchise throughout its history, changing voter qualifications as conditions change, and circumstances appear to warrant a different composition of the electorate. For example, if the age distribution of a society becomes too weighted toward the elderly, as is projected to occur in most if not all industrialized nation-states in the near future, a nation-state may choose to implement not only a lower age limit to voting, but also an upper age limit for voting. An active management of the franchise might be continual changes in both lower and upper age limits to voting eligibility.

Given the generous supply of political data, it would not be difficult for data scientists to comb through well-documented elections and to determine, ex post facto, what the result of a given election would have been if the franchise regime had been altered. If general rules could be derived from this kind of research, an analysis of the contemporary political landscape would determine the ideal composition of the electorate required to obtain a certain result. However, this meta-electoral process would itself be undemocratic. Some managerial body (or some individual) would have to determine the desired result and, on the basis of the desired result, then stipulate the constitution of the electorate, and it is difficult to imagine how such a regime could come about under contemporary social conditions.

The important exception to the above observation on the difficulty of managing an electorate under contemporary conditions is the European Union, which has de facto pursued a course like this. The political elites have made a determination of the desired end, and votes are held until the desired result is achieved. While it could be argued that this procedure has produced an unprecedented unification of Europe, it has also produced a backlash, most obviously manifested by the Brexit vote for Britain to leave the EU. The political class of Britain is staunchly opposed to this, and seem to be going about Brexit negotiations in a disingenuous fashion, while the “Remainers” continue to agitate for another vote, on the hope that this will reverse the first vote, and then we would have a return to EU business as usual, when votes are simply held until the desired result is obtained. This system does not involve tailoring the electorate in order to achieve the desired result; instead, the wording of the measures to be decided (clear or confusing as necessitated by circumstance), the date selected for the vote (convenient or inconvenient), the campaign for the vote, and threats of disaster should the vote not go according to plan, have been the methods employed to shape a putatively democratic society along non-democratic lines.

The reader may interpret the above remarks as hostile to the European Union, but while I find aspects of the European Union to be problematic, I admire the Europeans for having undertaken their grand political experiment in the constitution of a European superstate at a time when few nation-states are willing to experiment politically. The Europeans are using the tools they have at their disposal in order to attempt a reform of liberal democracy. Though this experiment is imperfect, as are all political experiments, there is much that we can learn from it. It is this spirit of political experimentation that he needed to order to test alternative voting franchise regimes such as those suggested above, and to prevent a society from becoming so politically stagnant that change becomes inconceivable.

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Monday


In my Centauri Dreams post Where Do We Come From? What Are We? Where Are We Going? I noted that it has become a contemporary commonplace that the emergence of superintelligent artificial intelligence represents the greatest existential risk of our time and the near future. I do not share this view, but I understand why this view is common. Testimony to superintelligence as an existential risk is the book Superintelligence by Nick Bostrom, who has been instrumental both in the exposition of existential risks and in the exposition of superintelligence.

Bostrom prefaces his book on superintelligence with a fable, “The Unfinished Fable of the Sparrows.” In the fable, a flock of sparrows decides that they would benefit if they had an owl to help them. One member of the flock, Scronkfinkle, objects, saying, “Should we not give some thought to the art of owl-domestication and owl-taming first, before we bring such a creature into our midst?” The other sparrows disregard the warning, upon the premise that they will first obtain own owlet or an owl egg, and then concern themselves with the control of the owl. As the other sparrows leave to find an owl, the fable ends:

“Just two or three sparrows remained behind. Together they began to try to work out how owls might be tamed or domesticated. They soon realized that Pastus had been right: this was an exceedingly difficult challenge, especially in the absence of an actual owl to practice on. Nevertheless they pressed on as best they could, constantly fearing that the flock might return with an owl egg before a solution to the control problem had been found. It is not known how the story ends, but the author dedicates this book to Scronkfinkle and his followers.”

Nick Bostrom, Superintelligence: Paths, Dangers, Strategies, Oxford, 2016

Bostrom leaves the fable unfinished; I will provide one account of what happens next.

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The few sparrows who remained behind, despite their difficulties, settled on the plan that the best way to approach owl taming and domestication was by not allowing the owl to understand that he is an owl. They would raise any owl obtained by the sparrows to maturity as a sparrow, so that the owl would believe itself to be a sparrow, and so would naturally identify with the flock of sparrows, would desire to use its greater strength to build better nests for the sparrows, would want to help with the care of both young and old sparrows, and would advise the sparrows even while protecting them from the cat. “This owl will be as sparrow-like as an owl can possibly be,” they asserted, and set about formulating a detailed plan to raise the owl as one of their own.

When the other sparrows returned with the enormous egg of a tawny owl, many times the size of a sparrow egg, the owl tamers were confident in their plan, and the returning sparrows with their owl egg rejoiced to know that the most advanced owl researchers had settled upon a plan that they were sure would work to the benefit of all sparrows. Several sparrows sat on the egg at the same time in order to evenly incubate the owl egg, and once the young owlet broke out of its shell, it immediately imprinted its sparrow mothers, who brought it seeds and small insects to eat. This was a challenge, as the large owlet ate much more than several sparrow chicks, and many sparrows had to be tasked in the feeding of their owlet.

The owlet grew, though it grew slowly, and certainly was not the most impressive specimen of a tawny owl, fed as it was an small seeds and small insects that were scarcely enough to satisfy its hunger. As the owlet grew, all the sparrows, overseen by the owl researchers, sought to teach the owl to be a good sparrow. Wanting to please his sparrow parents, the owlet tried to chirp cheerfully like a sparrow, to dust bathe with the other sparrows, and to hop around on the ground looking for seeds and insects to eat.

The plan appeared to exceed all expectations, and the owlet counted himself one of the flock of sparrows, never questioning his place among the sparrows, and already beginning to use his growing strength to aid his “fellow” sparrows. Until one day. The sparrows were together in a large flock looking for seeds when an enormous adult tawny owl suddenly descended upon them. The sparrows panicked and scattered, all of them flying off in different directions. Except for the owlet, for he, too, was a tawny owl, though he did not know it. He stood his ground as the great, magnificent tawny owl settled down, folded his feathers smoothly and seamlessly to his body, and looked quizzically at the little tawny owlet, who stood alone where moments before there had been hundreds of sparrows.

And what is this?” asked the large tawny owl, “An owl living with sparrows?” And then he gave a large, piercing hoot of the kind that tawny owls use as their call. The little owlet, a bit frightened but still standing his ground, replied with a subdued, “Chirp, chirp.” The large owl tilted his head to one side, perplexed with the little fellow, and also a bit put-out that one of his kind should behave in such a manner and be living with sparrows.

The large owl said to the little owlet, “I will show you your true nature,” so he picked up the owlet carefully but firmly in his powerful beak and flew the little owlet to a branch that hung low over a still pond. There he set the owlet down on the branch, and indicated for him to look down into the water. The still, smooth surface of the pond reflected the perfect likeness of the two tawny owls, one large, one small, so that as both looked down into the water they saw themselves, and for the first time the little owlet saw that he was an owl, and that he was not a sparrow. “You see now that you are like me,” said the large owl to the owlet, “Now be like me!”

Now,” said the large owl, “I will show you how an owl lives.” He took the owlet to his nest in the hollow of a tree as the sun was setting, and as the little owl flew behind the big owl he saw how beautiful the forest was in the low light of dusk. He perched at the edge of the hollow, and the large owl said, “Wait here,” then dived down into the deepening darkness below. The little owlet realized that even in the dim light he could see the large owl swoop down and fly purposefully, but to some purpose the owlet did not yet understand.

Soon the large own returned, and he held in his claws a freshly killed bird, about the size of a sparrow (he had spared the owlet the agony of beginning with a sparrow). The little owlet felt sick to this stomach. He said to the big owl, “I’m hungry and I would like some seeds and insects please.” The large owl looked at him disdainfully. He held the dead bird down with one talon and ripped the body open with his beak. “This is owl food!” he said to the owlet as he gulped down a chunk of fresh meat. The big owl tears off another chunk of meat and says to the owlet, “Open your beak!” The little owlet shakes his head from side to side (finding that he can almost rotate his head all the way around when he does so) and tries to flatten himself against the wall of the tree behind him.

No, I want to eat seeds,” says the little owlet. The large owl will have none of it, and he forces the chunk of fresh meat down the maw of the little owl, who gags on the bloody feast (as all gag upon attempting to swallow an unwelcome truth) but eventually chokes it down. Gagging and frightened, the little owlet slowly begins to understand that he has now, for the first time in his life, encountered his true food, the food of owls, the only food that can nourish him and sustain him as an owl. For he has seen himself in the still water of the pond, and now knows himself to be an owl.

The little owlet attempts to hoot like a tawny owl, and though his first owl-utterance is a weak and sickly sort of hoot, it is the right kind of sound for an owl to make. The big owl looks down on him with growing satisfaction and says, “Today you are an owl. Now I will take you into the depths of the forest at night and we will hunt like owls and eat owl food.” While the little owl does not understand all that this means, he nods uncertainly and follows as the larger owl leaps into the darkness again.

What happens next in the Fable of the Sparrows has not been recorded, but one can conjecture that the owl researchers among the sparrows returned to their notes and their calculations, trying to understand where they had gone wrong, and attempting to form a new plan, now that their sparrow-like owl had been taken under the wing of a true owl.

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Readers familiar with the work of Joseph Campbell will immediately recognize that the myth I have here made use of is the Indian myth of the tiger and the goats from Campbell’s “The Occult in Myth and Literature” in The Mythic Dimension: Selected Essays 1959-1987.

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Thursday


Like the street battles between communists and Freikorps in the Weimar Republic, now we have street battles between Antifa and the Alt-Right.

It is fascinating to observe when the most extreme and polarized political movements within a single society have basic attitudes in common, and we see this today in the industrialized world in the opposition of the far right and the far left. In both Europe and North America (where industrialized society has reached its furthest point of development), the far left (primarily represented by social justice ideologues) and the far right (primarily represented by the Alt-Right and neoreaction) are both explicitly identitarian movements. That is to say, the most polarized elements of our polarized political system are not antithetical movements, but rather are different responses to the same perceived social and political crises. And even these different responses have important elements in common, namely, the mobilization of identity as a political force.

Political scientists have probably underestimated the power of identity as a force in society, and by this I mean identity in the abstract. Nationalism is a particular case of an identitarian movement, and nationalism has long been a powerful political force. But once we understand that nationalism is but one form of identity among many other possible forms of identity, we begin to see that other identity movements can be equally as powerful. Human society came of age on the basis of tribal identity, so that the mechanisms of identity are bred into our evolutionary psychology. How human beings form tribes within the diversity of industrialized society is one of the central problems to which both the far right and the far left are responding.

It is also significant that the contemporary far right and the far left are quite recent incarnations of perennial political orientations. Both are not only reactions against perceived social and political crises, but moreover reactions against mainstream representatives of these perennial political orientations. The institutionalized right and the institutionalized left are both wealthy, powerful, and moribund. They possess capital in abundance — financial capital, political capital, and social capital — but they are no longer in touch with the masses who were once the rank-and-file of the Republican and Democratic political parties in the US. Richard Spencer of the Alt-Right calls the institutionalized right “Conservatism Inc.” He is right to say this. The same could be said of “Liberalism Inc.” Each is an institutional mirror of the other, just as the far right and far left are non-institutionalized reactions against the complacency of Conservatism Inc. and Liberalism Inc.

Due to the split between institutionalized and reactionary ideologies, there is a great deal of confusion among those who do not understand who they are fighting. Because ideologically motivated individuals generally do not make an effort to understand the ideology to which they are opposed, the far right fails to understand the split between Liberalism Inc. and the the social justice ideologues, and the far left fails to understand the split between the Conservatism Inc. and the Alt-Right. There are exceptions on both sides, of course, but understanding The Other is rarely a priority when ideological factions are engaged in street battles. True believers in the institutions (in this case, party institutions, thus representatives of what I once called a third temperament) hope to co-opt the energy and enthusiasm of the recent reactionary ideologies, without fully understanding that these ideologies mean to replace them rather than to become a new generation of foot-soldiers.

In addition to being identitarian and reacting to institutional complacency, both far right and far left are what I will call “localist” movements. (I would say that both are “völkisch” movements, though that is a loaded term because of its association with Nazism.) What do I mean by “localism”? I mean a movement devoted to a focus on small local community groups and their activities. Both right and left come to their localist orientation by way of a long pedigree.

The localist left emerged from the “small is beautiful” idea of the early 1970s, which in turn had emerged from the Hippie movement and the largely unsuccessful movement to form communes as a social alternative to bourgeois life (few of these communes were viable, and most fell apart). The Hippie movement can, in turn, be traced to the Wandervogel, which is its common root with the localist right. While the localist left imagines small tightly-knit communities tending organic gardens and forgoing fossil fuels, the localist right also imagines small tightly-knit communities, but communities which derive their connection to a particular geographical region in virtue of history and ethnicity. Both far right and far left condemn globalization in the strongest terms, and this stems from the common interest in local community life.

How are identity, reaction against complacency, and localism — albeit interpreted in very different ways by right and left — indicative of the common perception of social and political crises of the contemporary world? The crises of the contemporary world are crises of transition as the ongoing industrial revolution forces social change upon societies that did not choose social change, but which had social change foisted upon them by their embrace of economic and technological change. As it happens, a society cannot fully embrace the economic growth and prosperity that follows from the cultivation of science, technology, and engineering without also experiencing collateral changes to their social fabric. Industrialization implies the emergence of an industrial society, that is to say, a society shaped by industrialization and which contributes to the continued growth of industrialization.

I have been writing about the social trends of industrialized society since the earliest days of this blog, beginning with Social Consensus in Industrialized Society. My emphasis upon the industrial revolution seems dated, but I don’t think that we can overemphasize the transformation the industrialization forces upon wider society. The anomie and lack of community in industrialized society has been discussed ad nauseam. It has become a commonplace, but it is commonplace for a good reason: it is true. When commonplace truths become tiresome there is sometimes a reaction against them, as those who study social trends would like to talk about something else, but changing the subject does not change the structure of society.

Many of those who write about society would prefer, it seems, to iterate the industrial revolution, attempting to establish periodizations of a second industrial revolution, a third industrial revolution, or even a fourth industrial revolution. I believe that this is short-sighted. The process of industrialization began less than 250 years ago. Macrohistorical changes on this scale take hundreds of years to play out. The most recent productions of our high technology industrial base should be seen as simply the latest evolution of the industrial revolution that began with steam engines in the late eighteenth century, and which will continue to evolve for another two or three hundred years.

We live not merely in a society in a state of transition, but in the midst of an entire civilization in transition. Industrialized civilization is new and unprecedented in history, and it is still taking shape. We do not yet know what its final form will be (if it has a final form — I have pointed out elsewhere that it may be preempted before it comes to maturity). These civilizational-scale changes drove the polarization of ideologies in the middle of the twentieth century, which resulted in a totalitarianism of the right and a totalitarianism of the left, and these same unresolved civilizational-scale changes are driving the polarization of contemporary ideologies, which seem to be headed toward an identitarianism of the right and an identitarianism of the left.

In my above-mentioned post, A Third Temperament, I made a distinction between social institutions that are biologically based and social institutions that are not biologically based. This framework could be employed to differentiate the identitarianism of the right and the left. Right identitarians ultimately defer to biologically based social institutions, especially the family and the ethno-state; left identitarians defer to non-biologically based social institutions, and so exemplify a voluntaristic conception of identity, and in exemplifying voluntaristic identity they also exemplify the idea of a “propositional nation” (cf. the work of Thomas Fleming) and the civic nationalism that would be associated with a propositional nation.

A more detailed analysis of human identity, its sources, and its significance, might help us to make sense of this identitarian conflict. At the present time, passions are running high, and it is difficult to be dispassionate and disengaged in this kind of social milieu. These passions, if not checked, may snowball as they did in the middle of the twentieth century, leading to conflict on a global scale, with its attendant death, destruction, and suffering on a global scale. I think that humanity would, as a species, be better off if we could avoid another such episode. For my part, I will continue to suggest lines of analysis and social compromises that might defuse the tension and allow the passions to cool off, even if only temporarily. If this can be done, there is a possibility that we can negotiate the outcome of this conflict without having the fight to determine the outcome. Neither of these options is optimal, but I think we are far beyond the point of an optimal solution to the social problems posed by the industrial revolution.

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Accelerationism

16 June 2017

Friday


Salvador Dali, ‘Geopoliticus Child Watching the Birth of the New Man’

In the Salvador Dali painting “Geopoliticus Child Watching the Birth of the New Man” (1943) we see a prophetic figure (sometimes identified as the old world) indicating to the Geopoliticus Child the emergence of a new order, represented by the New Man. Here the Earth is an egg, from which new life emerges, and the Geopoliticus Child, already itself new life, watches from safety the struggle of the New Man to be born. If one could place oneself in this archetypal context (perhaps, as a thought experiment, inhabiting the person of the Geopoliticus Child), there are at least three possibilities as to how one might respond:

one might passively observe the birth of a New Man while taking no action
one might actively seek to facilitate the birth of the New Man
one might actively seek to prevent the New Man from being born

The second of these possibilities represents what I will here term “accelerationism,” which is the conscious and purposeful effort to expedite an historical process so that the process in question will be more rapidly brought to its end or fulfillment.

The terms “accelerationism” and “accelerationist” are sometimes employed to discuss accelerating technological change, especially exponentially accelerating technological change (which is sometimes called “exponentialism”). That is not how I will use the term in this context. In the present discussion, I will use “accelerationism” to refer to the view that certain events or processes could or should “speed up” the collapse of existing political institutions, which can be understood as a good thing if one believes that the ground must be cleared in order to frame new institutions de novo.

Accelerationism in the sense of accelerating the collapse of a decaying and doomed social order is a species of contemporary apocalypticism. I have touched on apocalypticism in several posts, most recently in Vernacular Declensionism focusing on contemporary “preppers” (who were formerly called “survivalists”). There is both a vernacular apocalypticism (such as I wrote about in my “vernacular declensionism” post), which appears to be independent of political orientation, and a high-culture apocalypticism expressed in academic and scholarly terms. It has been my intention for some years to write more generally about apocalypticism, since it has become so widespread, and is rarely challenged on principle. This is a project that still remains in the offing.

It is of some interest to me that contemporary apocalypticism has become prevalent on both the left and the right, including being prevalent among the emerging political permutations that go beyond traditional left and right, and these are the social justice ideologues as the transfiguration of the left, and the alt-right and neo-reaction as the transfiguration of the right. (The most famous neoreactionary is Curtis Yarvin, blogging as Mencius Moldbug; the neoreactionary whose work I follow is Youtube vlogger Reactionary Expat, who has touched on accelerationism in some of his posts.) As I noted in my post on Vernacular Declensionism, this form of apocalypticism has mostly represented the political right, and the idea of the collapse of modern civilization easily plays into the narrative of a return to traditional forms of society. Obviously, a traditionalism predicated upon the destruction of existing social institutions is a radical form of traditionalism, but if the intention is to restore traditionalism by eliminating modernity, sooner rather than later (in virtue of accelerationism), then I guess this still counts as some form of traditionalism.

In recent years, the left has joined in vernacular apocalypticism with gusto, especially with scenarios of environmental apocalypse, to which a growing literature of popular fiction is devoted. However, there is little sign of accelerationism on the left; the hints I have glimpsed of accelerationism have been almost exclusively concerned with hastening the demise of corrupt modern society. There is, however, an important exception: anarchism. This will be discussed below. But, more importantly, accelerationism is apocalypticism with a purpose, and not apocalypticism for its own sake.

Accelerationism is not apocalypticism simpliciter, but rather it is a tactical apocalypticism, i.e., an apocalypticism only for the sake of that which will follow after the apocalypse; in other words, the means of social denudation will be justified by the end of the social order that replaces the existing social order of the present. What social order will replace the existing social order that is to be accelerated in its trajectory of self-destruction? Here there is a clear bifurcation of the visions of the future held by left and right.

It is possible that the surviving vestiges of the past will hamper the emergence of a truly new order to supplant the old order, and this could be an argument for a complete and total extirpation of the old order so that a new order can arise in its place. I am not advocating this argument, but I can see how the argument could be made. Many twentieth century communist regimes attempted to follow this line of reasoning, attempting to utterly obliterate traces of the pre-communist past (the entire Cultural Revolution in China could be framed in these terms). These efforts could be understood as an example of leftist accelerationism, attempting to more rapidly bring into being the communist utopia of a classless society.

Anarchic utopians have long held that the realization of a better social order is just around the corner if only we will take the radically appropriate action of extirpating traditional institutions that have held us back from realizing our human potential. This is an idea that goes back at least to Rousseau (for purposes of Enlightenment thought), and probably is much older. I will not, at present, attempt to elucidate a more thorough history of this idea. While utopians who project a peaceful anarchic society in the near future tend to identify with the political left, we cannot fully assimilate them to the traditional left, in the same way that we cannot fully assimilate social justice ideologues to the traditional left. I cannot, however, think of any anarchists on the right, as the right tends to believe in human fallibility (original sin), and so are distrustful of human nature released into the wild, as it were. The Rousseauvian dream is, for the right, a Hobbesian nightmare. And so we usually find the radical right looking not to anarchy, but to a reaffirmation of order, and of the symbols of order. The apocalypticism of the right thus plays into accelerationism; the two go together as tactic and strategy.

Implicit in the accelerationist view is that there are historical changes occurring anyway, albeit gradual and incremental change, and while this change must be accepted, it is nevertheless amenable to being managed. The accelerationist, then, understands that history transcends itself when an old order is replaced by a new order, so that the accelerationist may be characterized as facilitating historical transcendence, and that, moreover, the historical process must be brought to its fulfillment. In true Hegelian form, we cannot skip a step in the historical process, but not skipping a step in historical evolution does not preclude the possibility of accelerating a step so as to reduce the amount of time spent in a suboptimal form of civilization and therefore to maximize the amount of time spent in a preferred mode of civilization.

Accelerationism on the right, which I believe to be the more common form of accelerationism, understands the preferred mode of civilization to be a society dominated by traditional institutions. How are traditional institutions to be brought into being in the wake of accelerated apocalypticism? This, I think, is the nub of the problem, as the traditionalist favoring accelerationism as a means to realizing a traditional society must either hope for new traditionalist institutions to emerge, or for the reconstitution of defunct institutions. Both of these horns of the dilemma are a problem.

Part of Burke’s criticism of the French revolution was the folly of attempting to craft de novo institutions on the basis of abstract and theoretical propositions about human beings and human society, especially in the light of existing institutions that apparently are adequate to their institutional role, and which are, in some sense, the preserved wisdom of our ancestors. (The attempt to frame new institutions de novo was the source of Goya’s famous etching, “The sleep of reason produces monsters,” which was a symbolic response to the terror that followed the superficial rationalism of the French revolution; more simply, we can call this an instance of the law of unintended consequences.) Burke wrote before an evolutionary understanding of human beings and human society had been formulated, but in the light of evolutionary psychology and the slow evolution of human society we could easily reframe Burke’s critique so that any nebulous invocation of the wisdom of ancestors can be replaced by traditional institutions being the cumulative result of natural selection. This is far more satisfying from a scientific point of view.

The argument can be made that if an episode of social denudation stripped away existing social institutions, surviving human societies would revert to a model of social organization that is naturally emergent from the kind of beings that we are, that is to say, a social order predicated upon our particular cognitive endowments and cognitive biases (as well as that which I have called less than cognitive biases, which might be called “breaking human”). The traditionalist assumes, or would assume, that these naturally emergent institutions would be traditionalist institutions. In this view there is a hint of a venerable pre-modern idea, that truth lies at the source of things, so that if only we can return to the source of being, the source of our being, we will find the authentic truth that has been hidden from us by the overgrowth of thousands of years of extraneous developments that have led us far from our origins. This view stands in stark contrast to the idea that truth is a distant goal to which we aspire, and which we always approximate more closely, but which we never fully possess.

If, instead of seeking to frame traditionalist institutions de novo (which may be a contradictory idea anyway), the accelerationist seeks the reconstitution of defunct traditional institutions, I am skeptical that this effort would fare any better. There have been many times when regimes have attempted to turn back the clock on developments that did not seem to favor their vision of how things ought to be, but I cannot think of any of these attempts that were successful. Old or traditional institutions transplanted into new circumstances will neither function as these traditional institutions functioned, nor will they remain true to the tradition from which they are drawn. The same logic is to be found in arguments over the historically informed performance (HIP) movement in music: can we ever truly make our instruments and performances sound like those of the past, or must our contemporaneous recreations always be performed with modern instruments in a modern setting? This is an interesting debate, and many books of musicology have been devoted to the HIP controversy. Perhaps the discussion of the accelerationist reconstitution of defunct traditionalist institutions could learn something from this discussion.

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Plate 43 of Goya’s Los Caprichos series of etchings: ‘The Sleep of Reason Produces Monsters.’

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Friday


The University of Toronto more than a hundred years ago in 1910.

The University of Toronto more than a hundred years ago in 1910.

When I attempt to look back on my personal history in a spirit of dispassionate scientific inquiry, I find that I readily abandon entire regions of my past in my perhaps unseemly hurry to develop the next idea that I have, and which I am excited to see where it leads me. Moreover, contemplating one’s personal history can be a painful and discomfiting experience, so that, in addition to the headlong rush into the future, there is the desire to dissociate oneself from past mistakes, even when these past mistakes were provisional positions, known at the time to be provisional, but which were nevertheless necessary steps in order to begin (as well as to continue) the journey of self-discovery, which is at the same time a journey of discovering the world and of one’s place in the world.

In my limited attempts to grasp my personal history as an essential constituent of my present identity, among all the abandoned positions of my past I find that I understood two important truths about myself early in life (i.e., in my teenage years), even if I did not formulate them explicitly, but only acted intuitively upon things that I immediately understood in my heart-of-hearts. One of these things is that I have never been, am not now, and never will be either of the left or of the right. The other thing is, despite having been told many times that I should have pursued higher education, and despite the fact that most individuals who have the interests that I have are in academia, that I am not cut out for academia, whether temperamentally, psychologically, or socially — notwithstanding the fact that, of necessity, I have had to engage in alienated labor in order to support myself, whereas if I had pursued in a career in academia, I might have earned a living by dint of my intellectual efforts.

The autodidact is a man with few if any friends (I could tell you a few stories about this, but I will desist at present). The non-partisan, much less the anti-partisan, is a man with even fewer friends. Adults (unlike childhood friends) tend to segregate along sectional lines, as in agrarian-ecclesiastical civilization we once segregated ourselves even more rigorously along sectarian lines. If you do not declare yourself, you will find yourself outside every ideologically defined circle of friends. And I am not claiming to be in the middle; I am not claiming to strike a compromise between left and right; I am not claiming that I have transcended left and right; I am not claiming that I am a moderate. I claim only that I belong to no doctrinaire ideology.

It has been my experience that, even if you explicitly and carefully preface your remarks with a disavowal of any political party or established ideological position, if you give voice to a view that one side takes to be representative of the other side, they will immediately take your disavowal of ideology to be a mere ruse, and perhaps a tactic in order to gain a hearing for an unacknowledged ideology. The partisans will say, with a knowing smugness, that anyone who claims not to be partisan is really a partisan on the other side — and both sides, left and right alike, will say this. One then finds oneself in overlapping fields of fire. This experience has only served to strengthen my non-political view of the world; I have not reacted against my isolation by seeking to fall into the arms of one side or the other.

This non-political perspective — which I am well aware would be characterized as ideological by others — that eschews any party membership or doctrinaire ideology, now coincides with my sense of great retrospective relief that I did not attempt an academic career path. I have watched with horrified fascination as academia has eviscerated itself in recent years. I have thanked my lucky stars, but most of all I have thanked my younger self for having understood that academia was not for me and for not having taken this path. If I had taken this path, I would be myself subject to the politicization of the academy that in some schools means compulsory political education, increasingly rigid policing of language, and an institution more and more making itself over into the antithesis of the ideal pursuit of knowledge and truth.

But the university is a central institution of western civilization; it is the intellectual infrastructure of western civilization. I can affirm this even as an autodidact who has never matriculated in the university system. I have come to understand, especially in recent years, how it is the western way to grasp the world by way of an analytical frame of mind. The most alien, the most foreign, the most inscrutable otherness can be objectively and dispassionately approached by the methods of scientific inquiry that originated in western civilization. This character of western thought is far older than the scientific revolution, and almost certainly has its origins in the distinctive contribution of the ancient Greeks. As soon as medieval European civilization began to stabilize, the institution of the university emerged as a distinctive form of social organization that continues to this day. Since I value western civilization and its scientific tradition, I must also value the universities that have been the custodians of this tradition. It could even be said that the autodidact is parasitic upon the universities that he spurns: I read the books of academics; I benefit from the scientific research carried on at universities; my life and my thought would not have been possible except for the work that goes on in universities.

It is often said of the Abrahamic religions that they all pray to the same God. So too all who devote their lives to the pursuit of truth pay their respects to the same ancestors: academicians and their institutions look back to Plato’s Academy and Aristotle’s Lyceum, just as do I. We have the same intellectual ancestors, read the same books, and look to the same ideals, even if we approach those ideals differently. In the same way that I am a part of Christian civilization without being a Christian, in an expansive sense I am a part of the intellectual tradition of western civilization represented by its universities, even though I am not of the university system.

As an autodidact, I could easily abandon the western world, move to any place in the world where I was able to support myself, and immerse myself in another tradition, but western civilization means something to me, and that includes the universities of which I have never been a part, just as much as it includes the political institutions of which I have never been a part. I want to know that these sectors of society are functioning in a manner that is consistent with the ideals and aspirations of western civilization, even if I am not part of these institutions.

There are as many autodidacticisms as there are autodidacts; the undertaking is an essentially individual and indeed solitary one, even an individualistic one, hence also essentially an isolated undertaking. Up until recently, in the isolation of my middle age, I had questioned my avoidance of academia. Now I no longer question this decision of my younger self, but am, rather, grateful that this is something I understood early in my life. But that does not exempt me from an interest in the fate of academia.

All of this is preface to a conflict that is unfolding in Canada that may call the fate of the academy into question. Elements at the The University of Toronto have found themselves in conflict with a professor at the school, Jordan B. Peterson. Prior to this conflict I was not familiar with Peterson’s work, but I have been watching his lectures available on Youtube, and I have become an unabashed admirer of Professor Peterson. He has transcended the disciplinary silos of the contemporary university and brings together an integrated approach to the western intellectual tradition.

Both Professor Peterson and his most vociferous critics are products of the contemporary university. The best that the university system can produce now finds itself in open conflict with the worst that the university system can produce. Moreover, the institutional university — by which I mean those who control the institutions and who make its policy decisions — has chosen to side with the worst rather than with the best. Professor Peterson noted in a recent update of his situation that the University of Toronto could have chosen to defend his free speech rights, and could have taken this battle to the Canadian supreme court if necessary, but instead the university chose to back those who would silence him. Thus even if the University of Toronto relents in its attempts to reign in the freedom of expression of its staff, it has already revealed what side it is on.

There are others fighting the good fight from within the institutions that have, in effect, abandoned them and have turned against them. For example, Heterodox Academy seeks to raise awareness of the lack of the diversity of viewpoints in contemporary academia. Ranged against those defending the tradition of western scholarship are those who have set themselves up as revolutionaries engaged in the long march through the institutions, and every department that takes a particular pride in training activists rather than scholars, placing indoctrination before education and inquiry.

If freedom of inquiry is driven out of the universities, it will not survive in the rest of western society. When Justinian closed the philosophical schools of Athens in 529 AD (cf. Emperor Justinian’s Closure of the School of Athens) the western intellectual tradition was already on life support, and Justinian merely pulled the plug. It was almost a thousand years before the scientific spirit revived in western civilization. I would not want to see this happen again. And, make no mistake, it can happen again. Every effort to shout down, intimidate, and marginalize scholarship that is deemed to be dangerous, politically unacceptable, or offensive to some interest group, is a step in this direction.

To employ a contemporary idiom, I have no skin in the game when it comes to universities. It may be, then, that it is presumptuous for me to say anything. Mostly I have kept my silence, because it is not my fight. I am not of academia. I do not enjoy its benefits and opportunities, and I am not subject to its disruptions and disappointments. But I must be explicit in calling out the threat to freedom of inquiry. Mine is but a lone voice in the wilderness. I possess no wealth, fame, or influence that I can exercise on behalf of freedom of inquiry within academia. Nevertheless, I add my powerless voice to those who have already spoken out against the attempt to silence Professor Peterson.

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Vernacular Declensionism

27 October 2016

Thursday


are-you-ready-to-be-a-prepper

When I was an adolescent I was quite taken with what was known at the time as “survivalism.” With the little money that I had a bought a copy of Life After Doomsday by Bruce Clayton, I subscribed to Survive magazine (at the same time I was reading Soldier of Fortune magazine), and my favorite science fiction novels were those that dealt with the end of the world. There is an entire sub-genre of science fiction that dwells on the end of the world — some of it concerns itself with the actual process of societal collapse, some considers the short term consequences of societal collapse, and some considers the far future consequences. The most famous novel in this genre is also perhaps the most famous novel in science fiction — Walter Miller’s A Canticle for Leibowitz — which lingers over a post apocalyptic future at three distinct six hundred year intervals. My interest in the end of the world also led to my studying civil defense and eventually nuclear strategy, which fascinated me. This autodidactic process eventually led me to high culture sources of declension narratives, and hence to an intellectual engagement that ceased to be related to survivalism.

My Cold War childhood provided ample scope for my secular apocalyticism, but in reading about survivalism it was not long before I discovered that, ideologically, the survivalist movement was far to the right, though with some exceptions. There is was a bit of overlap between the counter-culture back-to-the-land movement, which was typically on the political left, and the survivalists, who were typically on the right. Both camps read the Foxfire books and imagined themselves returning to a simpler, and more self-sufficient life — an obvious response to the alienation produced by industrialized society and exponential urban growth. The exponential urban growth that especially blossomed in Europe and North America following the Second World War, and which effectively led to the depopulation of the rural countryside, continues in our time (cf. The Rural-Urban Divide). One of the most significant global demographic trends has been, is, and will continue to be the movement of rural populations into increasingly large megacities. This process means that the communities of the rural countryside are dismantled, while new communities are created in urban contexts, but the transition is by no means smooth, and some weather the change better than others.

Several changes occurred at or around the middle of the twentieth century that severally contributed to the rise of declension narratives: the exponential growth in urbanism mentioned above, atomic weapons and the Cold War, the dissolution of extended families, the Pill, and so on. Before this time, narratives of the future were largely expansionist and optimistic. During the Golden Age of science fiction, uncomplicated heroes traveled from planet to planet in a quixotic quest to right wrongs and to rescue damsels in distress. Now this seems very innocent, if not naïve, and we now prefer anti-heroes to heroes, as we identify more with their tortured struggles than with the uncomplicated heroes and their happily-ever-after.

Thus while our cities are larger than ever before in the history of civilization, and they are growing larger by the day, civilization is more integrated around the planet than ever before, and becoming more tightly integrated all the time (even as politicians today flee from the label of “globalization” because they know it is, at the moment, politically radioactive), and civilization is more robust than ever, with higher levels of redundancy in essential infrastructure and services than ever before, as well as possessing long-term, large-scale disaster planning and preparation, we are more pessimistic than ever before about the prospects of this vigorous civilization. Perhaps this is simply because it is not the civilization we expected to have.

In the social atmosphere of Cold War tension and the omnipresent threat of nuclear annihilation, which could materialize at any moment out of the clear blue sky, those initially disaffected by the emerging character of modern urbanized life sought to opt out, and this process of opting out of the emerging social order was often given intellectual justification in terms of a Weltanschauung of decline, which I call declension historiography. Declensionism varies in scope, from mainstream media columnists bemoaning the declining stature of the US in a multipolar world, to disaster preparedness, to societal collapse, to awareness of global catastrophic risk and existential risk, to a metaphysical doctrine of universal, inevitable, and unavoidable decline (which is today often expressed in scientific terms by reference to the second law of thermodynamics). Doomsday preparedness, then, comes in all varieties, from those hoping to survive “the big one,” where “the big one” is a massive earthquake, hurricane, or even an ephemeral political revolution, to those gearing up for the collapse of civilization and living in a world where there is no more electricity, no hospitals, schools, governments, or indeed any social institutions at all beyond the individual survivalist and his intimate circle.

The prehistory of doomsday preppers also included those preparing for a variety of different environmental, social, and political ills. Hippies founded communes and used their agricultural skills to grow better dope. Several apocalyptic churches have predicted the end of the world, and some explicitly urged members to build fallout shelters in order to survive nuclear war (such as the Church Universal and Triumphant). The communitarians on the right have often chosen to opt out of mainstream society under the umbrella of one of these apocalyptic churches, while the rugged individualists on the right became survivalists and they prepared to meet an apocalyptic future on their own terms, but, again, often justified in terms of a much larger conception of history. This declension narrative has become pervasive in contemporary society. While the end of the Cold War has meant the decline in the risk of nuclear war, the political left now favors scenarios of environmental collapse, while the political right favors scenarios of institutional collapse due to bank failure, currency collapse, the welfare state, or the decline of traditional social institutions (such as the church and the family).

The terms “suvivalist” and “survivalism” are not used as widely today, but the same phenomenon is now known in terms of “preppers,” short for “doomsday preppers,” which indicates those who actively plan and prepare for apocalyptic scenarios. The political division and overlap is still evident. The left, focusing on environmental collapse, continues to look toward the “small is beautiful” ideal of the early environmental movement, inherited from the Club of Rome’s Limits to Growth study; they focus on community and sustainable organic farming and tend not to stress the necessarily violent social transition that would occur if the most shrill predictions of “peak oil” came to pass, and industrialized civilization ground to a halt (this sort of scenario approaches mainstream respectability in some popular books such as $20 Per Gallon: How the Inevitable Rise in the Price of Gasoline Will Change Our Lives for the Better, which I discussed in Are Happy Days Here Again?). These left-of-center declensionists are rarely called “preppers,” but their activities overlap with those usually called preppers.

The right, in contrast, does focus on the presumptively violent transitional period of social collapse, fetishizing armed resistance to marauding hordes, who will stream by the millions from overcrowded cities when the electricity stops and trucks stop bringing in food. While details are usually absent, the generic social collapse scenario has come to be called “SHTF,” which is an acronym for “shit hits the fan,” as in, “when the shit hits the fan, if you aren’t prepared, things are going to go badly for you.” Right-of-center declensionists, like the left, have an overarching vision of the collapse of civilization (as strange as that may sound), but drawing on different ideas and different causes than the left.

What are these declensionist ideas and the presumed causes of declension? Where does vernacular declensionism get its ideas? Why is declensionism so prevalent today? I have touched upon this issue previously, especially in Fear of the Future, where I made an argument specific to the nature of industrialized society and the reaction against it:

“…apocalyptic visions graphically illustrate the overthrow of the industrial city and the order over which it presided… While such images are threatening, they are also liberating. The end of the industrial city and of industrial civilization means the end of wage slavery, the end of the clocks and calendars that control our lives, and the end of lives so radically ordered and densely scheduled that they have ceased to resemble life and appear more like the pathetic delusions of the insane.”

This explains the motivation for entertaining declensionist ideas, but it does not explain the sources of these ideas. But in the same post I also cited a number of science fiction films that have prominently depicted apocalyptic visions. It is difficult to name a science fiction film that is not dystopian and apocalyptic, and these films have had a great impact on popular culture. Even those unsympathetic to the prepper mindset effortlessly recognize the familiar tropes of societal collapse portrayed in film. Presumably the writers of these films derive their declensionist ideas from a mixture of vernacular, social media, mass media, and high culture declensionism, as these ideas have percolated through society.

The mass media rarely recognizes preppers (although I see that there is a television program, Doomsday Preppers), and when it does do, it does so in a spirit of condescension. The greatest friends of civilization today are those who never think about it and take for granted all of the comforts and advantages of civilization. For most of them, the end of civilization is simply unimaginable, and it is this perspective that is operative when the occasional article on preppers appears in the mass media, where it is presented with a mixture of bemused pity and incredulity. The target audience for these stories are precisely the people that preppers believe will not last very long when the shit hits the fan. I could easily write a separate blog post (or an entire book) about the relationship of the mass mainstream media to declension scenarios, but this is a distinct topic from that of vernacular declensionism. There is some overlap between mass media and social media, as every mainstream media outlet also has a social media presence, and the occasional social media post will “go viral” and be picked up by the mainstream media. In this way, some survivalist ideas find a wider audience than the core audience, already familiar with the message, and this can draw in the curious, who may eventually become converts to the message. Other than this, the contribution by mass media to declension historiography is very limited (except for supplying a steady stream of inflammatory news articles that are pointed out as sure signs that the end is near).

Social media is vast and amorphous, but is given shape by each and every one of us as we pick and choose the social media we consume. This filtering effect means that like-minded individuals share a common ideological space in social media, and they overlap very little with those of divergent ideologies. The prepper community is well represented in social media, which has taken over from the small private presses that formerly distributed survivalist literature to the small survivalist community. The social media presence of preppers is all over the map, with an array of diverse social collapse scenarios, but, like survivalists of the 70s and 80s, still primarily on the political right, and often inspired by Biblical visions of apocalypse. In 72 Items That Will Disappear First When The SHTF, preppers are urged to buy boxes of Bibles: “Bibles will be in demand and can be used to barter items. A box of 100 small Bibles cost about $20.” Perhaps the writer of this article has watched The Book of Eli too many times and imagines that the Bible may be hard to come by in post-apocalyptic America. It would be extraordinarily difficult for the Bible to become a rarity — as difficult as it would be for human beings to go extinct. Both are too widely distributed to be eradicated by anything short of terrestrial sterilization. If you want trade goods, you would be much better off stocking up on books that will be rare than books that will be common, but this doesn’t stoke the prepper narrative, so the logic of commerce gives way to the ideology of social cohesion through embattled belief.

High culture declensionism, as to be found, for example, in Oswald Spengler’s classic The Decline of the West (Der Untergang des Abendlandes), is scholarly, if not pedantic, and is essentially an exercise in the philosophy of history. (Interestingly, the most famous representatives of the Beat Generation, who foreshadowed the hippies’ back-to-the-land rejectionism of industrialized society, were avid readers of Spengler; cf. Sharin N. Elkholy, The Philosophy of the Beats, University Press of Kentucky, 2012, p. 208.) Spengler employs the old standby of a cyclical conception of history, and despite the intellectual and cultural distance we can come since cyclical history was the norm, vernacular cyclical history continues to be an influence. Vernacular cyclical history can appeal to intuitions about the life cycle of all things, and it is easy to conceive of civilization as participating in this coming to be and passing away of everything sublunary.

Saint Augustine, the father of the philosophy of history, may be cited as another high culture representative of declensionism, living as he did as the Roman world was unraveling. The sack of Rome by the Visigoths in 410 AD was the occasion of Saint Augustine writing his magnum opus, The City of God (De Civitate Dei). Rome had been a city untouched by any invading army for more than eight hundred years, and had functioned as the capital of the known world, and yet it had been laid low by unsophisticated barbarians. How was this to be explained? This is the task Augustine set himself, and Augustine had an answer. The ruination of the City of Man was, for Augustine, a mere detail of history, of no great importance, as long as the City of God was thriving, as he believed it to be. Indeed, the City of God would go on to thrive for more than a thousand years after Augustine as western Europe attempted to make itself over as the Earthly image of the City of God.

Augustine represents a sharp break with cyclical history. Throughout the City of God Augustine is explicit in his rejection of cyclical history, arguing against it both as a theory of history as well as due to its heterodox consequences. Thus while we can construe Augustine as a representative of declension history, it is a linear declension history. Augustine’s vision of linear declension history was remarkably influential during the European middle ages, when the few educated members of society did not perceive any break in history from classical antiquity to medievalism. For them, they were still Romans, but degraded Romans, very late in the history of Rome. The miserable condition of life of the middle ages was to be put to having come at the tail end of history, waiting for the world to well and truly end.

Vernacular declension, with its intuitive retention of cyclical history, resides awkwardly side-by-side with the Whig historiography and progressivism (ultimately derived from Augustine’s linear conception of history) that is so common in the modern world — the idea that we are modern, and therefore different from the people of the past and their world, is axiomatic and unquestioned. Human periodization of time is as natural as the categories of folk biology — our modernism, then, is, in part, a function of folk historiography (on folk concepts cf. Folk Concepts and Scientific Progress and Folk Concepts of Scientific Civilization). What are the categories of folk historiography, what kind of historical understanding of the world is characteristic of folk historiography? This will have to be an inquiry for another time.

I will conclude only with the observation that vernacular declensionism might paradoxically be employed in the service of civilization, if an interest in responses to existential threats to societal stability could be used as a stepping stone to the study of and preparation for global catastrophic risks and existential risks. That is a big “if.” When I think back to my own frame of mind when I was an enthusiast of survivalism, I thought that civilization had little or nothing of interest to me, and that all the adventure that might be possible in the world would follow from the “struggle for subsistence” that Keynes took to be the “economic problem” of humanity, and which contemporary civilization has largely solved. I still have sympathy for those who find little to value in civilization, as I can remember that stage in my own development quite clearly. In a sense, I only became reconciled to civilization; I never belonged to those who never question civilization, and who can’t imagine its extirpation. Civilization was, for me, always open to question.

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Monday


Evolutionary_Psychology

Science has a problematic relationship to mythology, so that to speak in terms of the mythological function of science is to court misunderstanding, but this idea is so important that I am going to take the risk of being profoundly misunderstood in order to try to explicate the mythological function of science, both in its descriptive and normative aspects. One of the problems that science has with mythology is that a great many if not most prominent institutional representatives of science explicitly reject mythology, or, if they do not explicitly reject mythology, they invoke a quasi-NOMA doctrine in order to demonstrate their respect for and tolerance of traditional mythologies as long as these mythologies do not interfere in the practice of science.

Science today, however, cannot be neatly contained within any category or limited to any one aspect of life. Science is the driving force behind our industrial-technological civilization, and as such it penetrates into every aspect of life whether or not we recognize this penetration, and whether or not science is even wanted in every aspect of life. Science has become as comprehensive as the global civilization with which it is integral, and so we find ourselves, both as individuals and as part of a society, facing a comprehensive institution that shapes almost every aspect of life. We have a relationship to this institution whether we like it or not, and in some cases this relationship approximates a mythological relationship, although (as I argued in The Next Axial Age) we have not yet seen the axialization of industrial-technological civilization.

On my other blog I have recently written a series of posts on religious experience, across the broad expanse of civilization from the transition from our hunter-gatherer origins to the forms that religious experience may take in the future. These posts are as follows:

Settled and Nomadic Religious Experiences

Religious Experience in Industrial-Technological Civilization

Religious Experience and the Future of Civilization

Addendum on Religious Experience and the Future of Civilization

Responding to the World we Find

These posts were narrowly focused on religious experience, and not on other aspects of religious ideas and practices. However, I took as my guide Joseph Campbell’s delineation of the functions of mythology.

Campbell makes a fourfold distinction in the functions of mythology, including the mystical function, the cosmological function, the social function, and the psychological function, as follows:

● The Mystical Function is concerned with reconciling consciousness with the pre-conditions of its existence.

● The Cosmological Function is a unified and comprehensive conception of the cosmos consistent with the mystical function of mythology (above) and the social function of mythology (below).

● The Social Function is a conception of the social order that establishes a model and a form for social institutions, as well as a conception the relation of the individual to the social order, and, through the social order, to the cosmos at large.

● The Psychological Function, which I would prefer to call this the “personal function,” is the function of a myth to guide an individual through the stages of life and to act as a support and as comfort in the individual’s hour of need.

This is a somewhat schematic approach to how an mythological world-view functions in a social context, and not the only possible way to analyze religion. Recently I was skimming some of the work of Ninian Smart, who distinguished seven “dimensions” of religion: 1. Doctrinal, 2. Mythological, 3. Ethical, 4. Ritual, 5. Experiential, 6. Institutional, and 7. Material. Smart further decomposed these seven dimensions into the para-historical (1-3), which must be studied by “dialogue and participation,” and the historical (4-7), which can be studied empirically, like any branch of science. It would be an interesting intellectual undertaking to do a detailed comparison among taxonomies of religious study. Campbell’s master category of mythology is, in Smart, reduced to one among seven dimensions of religion, so some care would be required to sort through respective definitions.

For the moment, however, acknowledging that there are other theoretical frameworks for studying religion, I am going to remain within Joseph Campbell’s structure of the functions of mythology in taking up the central role of science in our civilization. Campbell’s four functions of mythology provide an agenda to approach how science functions in the society of industrial-technological civilization, which can in turn be compared to past instances of mythologies that have served the central role in earlier civilizations equivalent to the role of science in contemporary civilization.

Science, as we all know, has been a source of the dissolution of the cosmological function of traditional mythology. Wherever traditional mythology supplied a myth of origins explaining the structure of the world, this myth has been rudely confronted with the scientific account of the structure of the world. Where the mythological account could gracefully be accepted as a metaphor, this was not a problem, but when great value has been attached to literal interpretations, then it is a problem. Eventually, and slowly, science has supplanted any and all mythological accounts of the nature of the world. Science, then, is uniquely suited to serving the cosmological function of mythology, and does so today even if it is not understood to be a mythological account of the origins and the structure of the world.

In regard to the social function of mythology, I find the position of contemporary science to be very hopeful at the same time that it is very distressing. On the hopeful side, we have sciences of society that are becoming more sophisticated all the time. From an adequate social science human beings are in the position for the first time in the whole of human history to say what kind of cities function well, and which kind of cities function poorly; what kinds of intervention work well, and which kinds fail; what kind of societies are likely to provide health, wealth, and happiness, and which kinds of societies consistently fail to do so. On the distressing side, every utopian program derived from the most advanced social thought of every era of human history has been a disastrous failure that not only fails to provide for health, wealth, and happiness, but which more often than not is transformed in practice into a dystopian nightmare. Thus the ability of a social science to design and maintain even a mediocre society is in question, and we cannot yet count science as ready to fulfill the social function of mythology, even if we are optimistic about the hopeful progress of social science.

The psychological or personal function of mythology is, in some senses, the whole of the problem in miniature. If science can provide an adequate account of the individual, many of the other functions of mythology will fall into place; if science cannot provide an adequate account of the individual, nothing else will work. The best science of the human individual is to be found today in evolutionary psychology. While evolutionary psychology remains controversial, the growing body of work on evolutionary psychology is giving us insights into human nature as derived from our biology and our evolutionary history. We should distinguish criticisms of evolutionary psychology between the political rejections of evolutionary psychology (which is hated by both left and right, in the same what the both the political left and the political right ultimately cannot countenance natural history) and the criticisms of evolutionary psychology that rest on a is/ought conflation. The politicized rejection of evolutionary psychology is uninteresting, so I will ignore it, and only discussed is/ought conflation in the criticism of evolutionary psychology

Evolutionary psychology is a descriptive science with no normative content, but, sadly and inevitably, no matter how carefully one points out that evolutionary psychology only studies human history, and how we got to be the way that we are, and has nothing whatsoever to say about what we ought to do, nor does it contain any prescriptions, many are unconvinced and are profoundly disturbed by the unflattering evolutionary origins of behaviors that we think of as being typically human. The confusion over the word “natural” in contemporary popular culture embodies a similar problem, except that “natural” is not a scientific term. People use “natural” in ordinary language to describe the world apart from the intervention of human civilization, but they also use the world to express certain values, especially connecting nature with conservation values and environmental concerns. It is extremely difficult to talk about nature without others jumping to the conclusion that one is also going to advocate for a range of issues related to environmentalism. While advocacy may grow out of the growth of scientific knowledge (as was explicitly the case with Lori Marino), and scientists often grow to love their object of study no less their their personal contributions in terms of a theory of their object of study, there is no necessary connection between scientific knowledge and advocacy. It has been considered highly counter-intuitive that, for example, Michel Foucault has been called an “anti-humanist human scientist,” as it is simply assumed that if you study humanity by way of the human sciences, you will also be an advocate of humanity. Similarly with evolutionary psychology, it is often assumed that one is being an advocate for behaviors conditioned by evolutionary, rather than merely explaining the evolutionary mechanism that brought them about.

If we can get past these simple-minded conflations, evolutionary psychology can teach us a great deal about ourselves and our relations with others while in no sense arguing that we are obligated to blindly follow those instincts engendered in us by our evolutionary development. It is a familiar theme that human instinctual life must be repressed in the context of civilized life; this was, of course, the theme of Freud’s Civilization and its Discontents. Another way to formulate this would be to observe that civilized life is incompatible with the instinctual life, so that evolutionary psychology would seem to provide no guide whatsoever to life in our industrial-technological civilization. But this is a deceptive claim to make. To understand the discontent of man in civilization, and especially the widespread anomie of alienated individuals, it is necessary to understand exactly the conflict between instinctual behavior and the behavior demanded by civilized society. Individuals who have studied evolutionary psychology have gained a unique measure of insight into these instinctual conflicts, and I think it is entirely reasonable to assert that such knowledge would likely be a help in guiding the individual through the stages of life experienced in civilized society — especially if evolutionary psychology were supplemented by an evolutionary account of the development of civilization — so that science could be said to be within reach of a robust ability to serve the psychological function of mythology.

This leaves us with the mystical or metaphysical function of mythology, and this will be the toughest task for science, because the science that has propelled industrial-technological civilization relentlessly forward has been a positivistically-conceived science that distances itself both from the mystical and the metaphysical, almost to the point of a cultivated ignorance of the tradition — what I have elsewhere called Fashionable Anti-Philosophy.

I see two possible sources for a mystical function that science could serve: 1. the eventual reconciliation of science with philosophy that allows science to draw from the resources of philosophy of produce a metaphysical conception consistent with modern science, or 2. a scientific theory of consciousness that is neither eliminativist or reductionist, but which gives a definitive account of consciousness that individuals without scientific training will feel is adequate to the explanation of their experience of the world. While many scientists are working on consciousness, and several scientifically-minded philosophers have claimed to “explain” consciousness, we cannot regard any of these efforts or explanations as yet being adequate to the task that would be required of a scientific approach to the mystical function of mythology.

A definitive scientific account of consciousness coupled with an account of evolutionary psychology, including evolutionary social psychology, would give a thorough descriptive account that could serve the mystical, social, and psychological functions as mythology as well as science now serves the cosmological function of mythology. The same is/ought distinction, however, the prevents us from being forced to regard a descriptive account of evolutionary psychology as a prescriptive account of how individuals and societies ought to conduct themselves, constitutes a limitation on the ability of science to function as a mythology, though even here science is not powerless. Sam Harris has recently written a book and given many lectures on the possibility of a scientific approach to morality, and while I disagree with his account, it demonstrates that scientific thought still has many resources that it can bring to the table. Here is where philosophy becomes indispensable. The kind of rapprochement between science and philosophy mentioned above as a possible source for a scientific metaphysics that could serve the mystical function of mythology is perhaps more crucial in overcoming the limitations of science to be prescriptive without violating the is/ought dichotomy.

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Sunday


dragged

From time to time we need to be reminded (that is to say, we need to remind both ourselves and others) what it means to live in a free and open society, as the discipline of liberty is a stern one, and it is easy to go slack and to find oneself becoming tolerant of all kinds of compromises to one’s freedom, not to mention the freedom of others, which is relatively easy to sacrifice. Every day a thousand details compete for our attention, and these practical exigencies of life are often sufficient to distract us from our true interests in the long term, and in the big picture.

History does not stand still. Those in possession of the apparatus of state power are always seeking new ways to get the public to go along with the fashionable governmental programs of the moment, while citizens are always seeking ways around the controls that government attempts to impose upon them. It is a cat-and-mouse game — à bon chat, bon rat. Descartes, who lived during the period of the consolidation of the nation-state (and who fought as a solider in the Thirty Years’ War, the settlement of which was part of this process) adopted a motto from Ovid, bene qui latuit, bene vixit: He who hid well, lived well. This is a prudent maxim for any who are subject to state power.

The continual flux of one’s individual perspective, and the continual movement of history, together tend to obscure rather than to clarify where our true interests lie, and so we would do well to recur to classic formulations of liberal democracy (in the sense in which Fukuyama uses that term), and there is no more classic formulation of individual liberty in liberal democracy than is to be found in John Stuart Mill:

“…the sole end for which mankind are warranted, individually or collectively, in interfering with the liberty of action of any of their number, is self-protection… the only purpose for which power can be rightfully exercised over any member of a civilized community, against his will, is to prevent harm to others. His own good, either physical or moral, is not a sufficient warrant. He cannot rightfully be compelled to do or forbear because it will be better for him to do so, because it will make him happier, because, in the opinions of others, to do so would be wise, or even right. These are good reasons for remonstrating with him, or reasoning with him, or persuading him, or entreating him, but not for compelling him, or visiting him with any evil in case he do otherwise. To justify that, the conduct from which it is desired to deter him, must be calculated to produce evil to some one else. The only part of the conduct of any one, for which he is amenable to society, is that which concerns others. In the part which merely concerns himself, his independence is, of right, absolute. Over himself, over his own body and mind, the individual is sovereign.

John Stuart Mill, On Liberty, Chapter I, “Introductory”

Mill’s uncompromising assertion of individual sovereignty is one of the high points of specifically western civilization, with its emphasis upon the individual and individualism. Uncompromising though it may be, it is not, however, absolute: the prevention of harm to others is not defined, and therefore subject to interpretation. An individual or a group that is bound and determined to exercise control over some other individual or group will twist their interpretation of the world until they they proved to their own satisfaction that the actions of the other individual or group are invidious to the public good, and therefore, under classic principles of political liberalism, they are justified in bringing coercion to bear in forcing the individual or group to conform to social expectations.

Mill’s assertion of individual sovereignty is also, in a sense, unexpected. For Mill in this passage, how we exercise state power matters. This way of thinking about Mill’s conception of liberty is really quite remarkable in view of the fact that Mill is probably also the most famous utilitarian, and therefore as a utilitarian is committed to a teleological (or consequentialist) ethic. But this passage is much more in the spirit of deontology than teleology. In my last post, Teleological and Deontological Conceptions of Civilization, I sought to show that teleological and deontological systems of ethical thought that have been applied to the individual also can be applied to social wholes, and here Mill, among the greatest of the representatives of utilitarian teleology, presents a case for a thoroughly deontological conception of the state and its power (i.e., mankind taken collectively).

What are we to make of individual sovereignty in an age of choice architecture? I can imagine the advocates of choice architecture making the argument that “nudging” rather than forcing citizens to adopted preferred behaviors in order to arrived at preferred outcomes is ultimately to recognize the sovereignty of the individual, and not to infringe upon that sovereignty any more than is necessary. But what is this necessity? What is the necessity of state power in industrial-technological civilization? State power in our time is primarily technical, so that its necessity is also understood as a technical requirement.

I have noted in several recent posts (Religious Experience in Industrial-Technological Civilization among them) that in industrial-technological civilization the organizing principle is technical; it is procedural rationality in its many forms that is the basis of social organization. (The term “procedural rationality” originates in the work of economist Herbert A. Simon — also known for his work on bounded rationality — though I am using the term in a wider signification than that employed by Simon, intended to include all decision making undertaken in complex contexts employing available empirical evidence in a theoretical framework that recognizes bounded rationality.)

Rationality is more constrained for some than for others; the technocrat of procedural rationality imagines that those in possession of state power have more and better information available to them than the subjects of state power, who suffer from a more tightly bounded rationality than their leaders. Therefore those with less bounded rationality and possessing greater horizons have a political responsibility to transfer their greater knowledge to the population at large through the power of the state. Choice architecture seems to be the least coercive way of doing so. (Choice architecture is not limited to state power: one could argue that the private enterprises that make it very easy to sign up to receive a good or service, but make it almost impossible to stop the delivery of said good or service, are practicing a kind of choice architecture, but these unsavory business practices are occasionally reviewed by the courts, and when found to be sufficiently coercive the courts may provide legal redress to aggrieved customers.)

The publication of Nudge: Improving Decisions About Health, Wealth, and Happiness in 2009 by Cass Sunstein and Richard Thaler, was an event of some significance in Anglophone political circles, as it was immediately seized upon by policymakers as a legitimation and justification of their “expertise” in social organization — precisely the expertise in procedural rationality that is central to industrial-technological civilization. This was unintended intellectual flattery of the first order. The great unwashed require experts to shape the finer aspects of their lives, rough-hew them though the ignorant masses may. Delivered from their miserable choices to preferred outcomes to which they are nudged, the people should be grateful to their leaders for their enlightened intervention.

In the context of social organization through procedural rationality, the inevitable rise of expertise in technical matters comes to dominate society at large. The process begins with the mere details of how life is organized, but the nature of state power is to grow without bounds (see below on the slippery slope, here applied to state power), and as procedural rationality steadily expands its scope, the state approximates what Erving Goffman called a total institution:

“The common characteristics of total institutions derive from the coercion of inmates to conform to an internal regime. They are stripped of their former identities and obliged to accept an alternative selfhood, designed to fit the expectations of staff. This transformation is effected by procedures and practices including the breakdown of the divisions separating work, sleep and play. All activities are tightly scheduled and geared to serve institutionally set tasks. These can be carried out only by obeying rules and regulations that are sanctioned by privileges and punishments administered by staff whose authority is sustained through the maintenance of a distance from inmates.”

The Social Science Encyclopedia, Third edition, Edited by Adam Kuper and Jessica Kuper, VOLUME II L-Z, LONDON AND NEW YORK: Routledge, 2004, “Total Institutions,” pp. 1031-1032

The state as a total institution could be employed as a definition of totalitarianism. “Nudge” politics is very long way from being totalitarianism, or even the thin edge of the wedge of totalitarianism, but there are dangers nevertheless of which we should be aware.

At what point does choice architecture become coercive? How narrow may an individual’s options be made before we are willing to acknowledge that that individual’s life has been compromised by the institutions with the power to shape the choices available to the individual? How much can the life of the individual be compromised before we recognize this as a form of coercion? If coercion is held below the threshold of violence, is it more morally acceptable that coercion that is openly violent?

Ultimately, state power is about violence; it is not always or inevitably manifested as violence, but as violence is the ultimate guarantor of state power, any politicized question is ultimately about violence. Everyone is familiar with Max Weber’s definition of sovereignty: “The state is the human community that, within a defined territory — and the key word here is ‘territory’ — (successfully) claims the monopoly of legitimate force for itself.” While such a state does not always employ force, it can employ force if necessary, and here the only necessity is political necessity, as defined by the sovereign state. As noted above, today this is a technical necessity governed by technical requirements, and in so far as the human condition is made rigorous, technical necessity leaves no aspect of life untouched.

A common but commonly unstated theme in such discussions is the doctrine of tacit consent. Everyone today, in virtue of being born on some particular scrap of geography, is the subject of some territorially-defined nation-state that seeks to enforce the territorial principle in law. Thus every human being alive today has been judged to have given their tacit consent to the state power of some nation-state or other. What is the basis for this claim? Along with John Stuart Mill, one of the godfathers of political liberalism is John Locke, whose Second Treatise of Government was an important influence on the American founding fathers, but Locke was willing to assert a sweeping doctrine of tacit consent that I find problematic at best, an invitation of inter-generational tyranny at worst:

“Nobody doubts but an express consent of any man entering into any society makes him a perfect member of that society, a subject of that government. The difficulty is, what ought to be looked upon as a tacit consent, and how far it binds — i. e., how far any one shall be looked upon to have consented and thereby submitted to any government, where he has made no expressions of it at all. And to this I say that every man that has any possessions or enjoyment of any part of the dominions of any government does thereby give his tacit consent and is as far forth obliged to obedience to the laws of that government, during such enjoyment, as anyone under it; whether this his possession be of land to him and his heirs for ever, or a lodging only for a week, or whether it be barely traveling freely on the highway; and, in effect, it reaches as far as the very being of anyone within the territories of that government.”

John Locke, Second Treatise of Government, section 119

Here Locke appears unambiguously as a theorist of the territorial principle in law (also assumed by Weber in the quote above), as no one who came from interpenetrating ethnic communities, each ruled by their own law (i.e., the personal principle in law), would ever assert that lodging for a week in some territory subjects the individual to the law of the government that claims sovereignty over that territory. In this way, we can see Locke as one of many political philosophers who contributed to the formulation of the theory of the nation-state at a time when the nation-state remained yet inchoate.

The slippery slope of political obligation in the context of tacit consent would imply that every citizen of a nation-state that engages in genocidal persecution and warfare is at least an accessory, if not a willing and active participant, in such moral outrages (cf. Genocide and the Nation-State). Throughout the twentieth century, in fact, this was the conclusion that was derived in fact, if not in theory. Thus the destruction of a wartime enemy’s population was justified because that population facilitated the prosecution of the war, even if their employment had not changed since the war in question began (i.e., even if they are not employed in war industries). They have, after all, given their tacit consent to the nation-state in which they reside. This kind of political reasoning brought humanity face-to-face with annihilation in the twentieth century, and we can be glad that, whatever the horrendous depredations of that century, it did not ultimately follow through to the bitter end the political logic of its time.

For a logician, a slippery slope is a fallacy, and the logician is right: there is no logical way to derive a transition from the thin edge of the wedge to the thick edge — but if there is a sledgehammer pounding down on the wedge, the likelihood of the thin edge leading to the thick edge is quite high. Life is not logical. Psychologically a slippery slope is very real, very treacherous, and every consummate manipulator (if you live long enough, you will meet many of them) knows how to exploit human frailty with a slippery slope. (This is why we say, “in for a penny, in for a pound.”) Indeed, any logical explication of the slippery slope fallacy ought to be presented with an explication of the cognitive biases of availability cascade, bandwagon effect, illusory correlation, and irrational escalation. We could, in fact, name a new cognitive bias — say, the slippery slope effect — which is the likelihood of individuals to allow themselves to be led down a slippery slope despite this slope being a logical fallacy.

While logicians recognize the appeal to a slippery slope as a fallacy, the logicians have no answer to the paradoxes of the heap, also called sorites paradoxes, which consider the problems inherent in vagueness. Well, it would not exactly be right to say that logicians have “no answer” to sorites paradoxes, only that there are many logical theories for dealing with sorites paradoxes, but none of these theories are universally accepted, and the paradox appears so frequently in human experience that its paradoxicality cannot be wished away. Where exactly the transition from choice architecture to coercion occurs admits of no easy answers.

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Grand Strategy Annex

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