Book 4 The Object Relations
Book 4 The Object Relations
Book 4 The Object Relations
Jacques Lacan
The Object Relation
Translated by A. R. Price
polity
First published in French as fc .g6mz.#cz!te dc Jacqwcs L¢ccI", L!.vrc Jy. lil rc/afi.o#
d'oZ}y.c/ © Editions du Seuil, 1994
This English edition © Polity Press, 2020
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ISBN-13 : 978-0-7456-6035-6
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subsequent reprint or edition.
Introduction
The Three Forms of the Lack of Object
The Signifier and the Holy Spirit
The Dialectic of Frustration
On Analysis as Bundling and the Consequences
Thereof
FAREWELL
Note 427
Translator's Notes 432
Index 447
Book IV
The Object Relation
1956-1957
THEORISING THE LACK
OF OBJECT
I
INTRODUCTION
over the third year, I gave you a patent example of the absolute
necessity of isolating the essential articulation of symbolism that
is known as the sz.g#J#cr, so as to understand, analytically speak-
ing, something of that field of psychoses that is strictly limited to
paranoia.
After these years of critical reading we are now armed with a
number of terns that have culminated in certain schemas. On no
account is the spatiality of these schemas to be taken in the intui-
tive sense of the term schemcz, but rather in another sense that is
altogether legitimate, the topological sense. It's not a matter of local-
isations, but rather of relationships between loci, interposition, for
example, or succession, sequence. What we developed culminated in
the following diagram -
®' other
This diagram lays out, first and foremost, the subject's relation
to the Other. In the way that it is naturally constituted at the start
of analysis, this relation is one of virtual speech wherein the subject
receives, from the Other, his own message in the form of unconscious
speech. This message, which for him is interdicted, is profoundly
misrecognised. It is mangled, stayed and intercepted by the inter-
position of the imaginary relationship between cz and ¢', between
the ego and the other, which is the ego's f};pc-object. The imaginary
relationship, which is an essentially alienated relation, barges in,
hampers, and more often than not reverses and profoundly mis-
recognises the relationship of speech between the subject and the
Other. This happens insomuch as the big Other is another subject
and insomuch as he is capable, par excellence, of deceiving.
There was a point to introducing this schematisation in analytic
experience, given how nowadays this experience is being refor-
mulated by an ever larger number of analysts who give priority
in analytic theory to the object relation as something primary,
without for all that offering any further commentary. They have
been realigning the entire dialectic of the pleasure principle and
reality principle on the object relation, and basing all analytic fur-
therance around what might be called a rectifying of the subject's
Introduction
:xn;:::;;typ,ri.smq:i::sit:i:inneg..?:huewai::i:::s:hei:t?,E:ictjrve.'f"tj,9.n„Odeein,g
ps};cfe¢#o/);sc, and, as the final stage of this evolution, you will see
in the article Lcz c/j.7!j.awe ps)/cfecz#cz/};/z.gwc a way of presenting clinical
practice itself that is fully aligned with it. Perhaps I will give you
some idea of what a presentation such as this can lead to.
The collection as a whole is certainly quite striking. In it, you can
see practitioners of analysis trying to put their minds in order. The
understanding they manage to have of their own experience does
not seem to give them full and complete satisfaction. On the other
hand, however, this only orients or penetrates their practice with
any depth when they conceive of how their own experience in this
realm is not something that would truly have consequences for the
actual patterns of their intervention, for the direction they give to
analysis, nor, by the same token, for its outcomes. In merely reading
them, one can misrecognise this, even though it has always been said
that analytic theory and practice cannot be separated, dissociated,
one from the other. Once people start conceiving of analysis in a
certain direction it is inevitable that it will also be led in a certain
direction, if the theoretical direction and the practical outcomes can
likewise be but glimpsed.
To introduce the question of the object relation, and precisely
the question of its legitimacy, or of the groundlessness of its being
placed at the centre of analytic theory, I shall have to recall for
6 Theorising the Lack of Object
you at least briefly what this notion owes, or doesn't owe, to Freud
himself. I shall do so first of all because this is indeed a sort of
guide rope for us, and almost a technical delimitation that we have
imposed on ourselves, based on this Freudian commentary.
Likewise, this last year I have sensed some questioning arising
from you, worries even, as to whether I would be taking Freud's
texts as my point of departure. When it comes to the object relation,
it is undoubtedly very hard to begin with Freud's texts themselves,
because it's not to be found in them. I'm speaking, of course, about
something that is hereby categorically asserted to be a deviation
from analytic theory. So, I'm going to have to begin with recent
texts and with a criticism of their positions. However, that we shall
ultimately have to refer to Freud's positions is not in doubt, and
by the same stroke we cannot avoid bringing up, even very rapidly,
what revolves around the very notion of object in those fundamen-
tal themes that are strictly Freudian.
We cannot do so, here at the point of departure, in a developed
way. It is precisely at the end that we will be joining up with this,
when we will have to spell it out.
So, I simply want to provide a brief reminder, which wouldn't
even be conceivable were it not for the three years of collaboration
we have under our belt, and had you not already met this theme of
the object in various different guises here with me.
Freud does, of course, speak about the object. The final section of the
Three Essays on the Theory of Sexuality is ca,yhed Die Objektf indung,
77!e Fz.#dz.#g o/c7# Ofy.ccf. The object is being implicitly spoken of
whenever the notion of reality comes into play. It is spoken of in yet
a third way whenever the ambivalence of certain fundamental rela-
tionships is implied, namely the fact that the subject turns himself
into an object for the other party, the fact that there is a specific type
of relationship in which an object's reciprocity with a subject is a
plain and even constituting factor.
I would like to accentuate more firmly the three ways in which
notions relating to the object become apparent to us. This is why
I'm alluding to one of the points in Freud's writings to which we
can refer in order to demonstrate, to articulate, the notion of object.
If you go to this chapter in the 7lfercc Esscz)/s you will see something
that was already there at the time he was drafting the E#Jwr/, a
text that I remind you has only been published by a sort of histori-
cal accident, for not only was Freud not minded to publish it but,
Introduction 7
furthermore, it was published against his will. None the less, we find
the same wording in connection with the object back in this first
projection of his psychology. Freud insists that any way by which
man may find the object is only ever subsequent to a drive tendency2
in which what is at issue is a lost object, an object that would have
to be found again.
Here, the object is not regarded in the same terms as in the new-
fangled theory, where it is said to be a fully satisfying object, a
/}jpc-object, the object par excellence, a harmonious object, the
object that grounds man in a corresponding reality3, in the reality
that is proof of maturity - the infamous genital object. It is quite
striking to see how, when he is laying out the theory of instinctual
development, such as it can be isolated in the first analytic experi-
ences, Freud indicates that it is grasped along the path of a search
for the lost object. This object that corresponds to an advanced
stage in the maturation of instincts is the object of the first weaning,
found again. It is the object that was initially the point of attach-
ment to the infant's earliest satisfactions. It is a re-/ow#d object.
It is quite clear that discordance is established by the bare fact of
repetition. Nostalgia binds the subject to the lost object, through
which every searching effort is exerted. It brands this re-finding with
the stamp of a repetition that is impossible, precisely because it is
not the same object and never can be. The primacy of this dialec-
tic places a fundamental tension at the heart of the subject-object
relationship, which ensures that what is sought out is never sought
out in the same way as what will be found. It is through a search for
a satisfaction that is both passGc and dt;p¢ss6c, past and outgrown,
that the new object is sought out and found, and seized elsewhere
than the very spot at which it is being sought out. A fundamental
distance is introduced by the essential conflictive element that any
search for the object entails. This is the first form in which this
notion of the object relation appears in Freud's work.
It is here that we ought to resolve to lay the stress squarely on what
I've been underscoring. I would say that to articulate this in terms
that would be philosophically developed would be at cross-purposes.
I'm not doing this, and intentionally so, because I'm setting it aside
for our return to this theme. For some of you these terms already
carry a meaning by way of certain items familiar to you from phil-
osophy. I'm underscoring the distance that lies between, on the one
hand, the subject's relationship to the object in Freud's work and,
on the other, what preceded it in a certain conception of the object
as a corresponding object, the object expected in advance, coapted
to the subject's maturation. This full distance is already implicit in
what contrasts a Platonic perspective - the perspective that grounds
8 Theorising the Lack of Object
different terms, except that some thought - and one of the first to
accentuate this, though not as early on as might be believed, was
Karl Abraham - that they ought to be trying to refocus every-
thing that had thus far been introduced concerning the subject's
development.
Until then, the subject's development had always been introduced
in a way that was seen retroactively, as a reconstruction, based on a
central experience, that of the conflictive tension between conscious
and unconscious. This conflictive tension is created by the funda-
mental fact that what is sought by the drive tendency is obscure, that
what is consciously acknowledged therein is first and foremost a mis-
recognition, and that it is not along the path of consciousness that
the subject recognises himself. There is something else, and there is
a beyond-zone. By the same stroke, this beyond-zone thereby poses
the question of its structure, its origin and its meaning, in being
fundamentally misrecognised by the subject, beyond the reach of his
cognisance.
This is the perspective that was abandoned on the initiative of
a number of figureheads, and then in trends of significance within
analysis. They refocused everything in accordance with an object the
terminal point of which is not the same as our point of departure.
Our point of departure leads backwards in time, so as to understand
how this terminal point is arrived at. Moreover, this terminal point
can never be observed. This ideal object is literally unthinkable.
They, on the contrary, conceived of it as a sort of focal point, a cul-
minating point, onto which a whole series of experiences, elements
and partial notions of the object would converge. This conception
became prevalent from a particular time onwards, and especially
from the moment that Abraham formulated it, in 1924, in his theory
of libidinal development. For many, this theory grounds the very
law of analysis and everything that occurs within it. It grounds the
system of coordinates within which they situate the entire analytic
experience, along with the experience of this infamous correspond-
ing object that is ideal, terminal and perfect. They propose this
object in analysis as the one that in and of itself marks out the
achieved goal, namely the normalisation of the subject.
In itself alone, the term #ormcr/j.sczf!.o# ushers in a slew of catego-
ries that are utterly foreign to the point of departure of analysis.
By the admission of those who have gone down this path - I think
I can offer no better illustration of what is at issue than what they
Introduction 11
What is an obsessional?
The imaginary triad
Phallicism and the imaginary
Reality and Wirklichkeit
Mr Winnicott's transitional object
This week, with you in mind, I did some reading. I've been reading
what psychoanalysts have written on what is going to be our subject
this year, namely the object, and more specifically the genital object.
The genital object is, to call it by its name, woman. So, why not
call it by its name?
I rewarded myself, therefore, by reading a number of texts on
female sexuality. It would be more important for you to do this
reading than for me. It would make you more at ease when it comes
to understanding what I've been led to tell you on this subject. And
then, what I have read is very instructive from yet further points of
view, principally from the following. fJwmcz# sfwpz.dz./); gz.vex o# !.dccz
o//fee j.#¢77!./e, said Renan. Well, I have to say that, had he lived in
our times, he would surely have added - ¢s do jAc /focorc/I.ccz/ r¢m-
blings of psychoanalysts .
Don't believe that I'm equating them with stupidity. I'm not.
Rather, they belong to the realm of what may afford an idea of the
infinite. Indeed, it is exceedingly striking to see what extraordinary
difficulties the minds of different analysts have had to cope with in
the wake of Freud's altogether sharp and astonishing statements.
What did Freud, ever on his own, contribute on this subject? What
I shall tell you today will probably not go beyond this. Freud's con-
tribution here is that the idea of a harmonious object that of its very
nature would bring about the subject-object relationship is at abso-
lute variance with experience. I won't even say analytic experience,
but the common experience of relations between man and woman.
The Three Forms of the Lack of Object 19
Mother
child who says that the emperor is wearing no clothes. Is this child a
simpleton? Is he a genius? Is he a cheerful soul? Is he a brute? No one
will ever know. He is surely a fairly liberating fellow.
Well, this happens once in a while. We see analysts coming back
to a kind of primitive intuition, realising that everything people have
been saying explains nothing. This is what occurred to Mr Winnicott
in a short article he wrote to speak about what he calls rrcz#sj.Jj.o#¢/
Oky.ecfs - we should think of these as objects in transition - cz#d
Transitional Phenomena.
Mr Winnicott simply notes that as we start becoming more inter-
ested in the mother's function and start deeming her to be absolutely
primordial and decisive in the infant's apprehension of reality, that
is, as we start replacing the impersonal and dialectical opposition
between the reality principle and the pleasure principle with some-
thing to which we have given actors, subjects - they undoubtedly
are exceedingly model subjects, who look far more like bit parts
or imaginary puppets, but this is what we've come to - the pleas-
ure principle starts to be identified with a particular relation to an
object, namely the maternal breast. The reality principle, mean-
while, starts to be identified with the fact that the child has to learn
to go without the breast.
Mr Winnicott has noted quite rightly that z/ cz// goes wc// -
because it is important that all should go well - we are to make all
that goes badly divert into a primordial anomaly, into /rws/ro/;.oJt,
this term which is becoming the key term in our dialectic. Winnicott
notes that for things to turn out well, namely for the infant not to
be traumatised, everything should happen as though the mother
operates by always being there at just the right moment, that is,
precisely by coming to lay out in just the right place, at the moment
of the infant's delusional hallucination, the real object that fulfils
him. Thus, to start with, there isn't any kind of distinction in the
ideal mother-hild relationship between the hallucination of the
maternal breast, which arises in principle from the notion that we
have of the primary system, and the encounter with the real object
at issue.
Therefore, if all goes well, the infant has no means of distinguish-
ing between what belongs to the realm of the satisfaction that in
principle is rooted in hallucination - which is bound to the exercise
and functioning of the primary system - and the apprehension of
the real that effectively fulfils and satisfies him. What is at issue,
then, is for the mother gradually to teach the child to tolerate these
frustrations, and by the same stroke to perceive, in the form of a
certain inaugural tension, the difference that lies between reality
and illusion. This difference can be brought to bear only along the
28 Theorising the Lack of Object
path of disillusionment, when every now and then reality does not
coincide with the hallucination that has arisen from desire.
Winnicott simply notes, first of all, that in this dialectic it is incon-
ceivable that anything whatsoever could be elaborated that would
go further than the notion of an object that strictly corresponds to
primary desire. The wide variation of objects, as much fantasmatic
as instrumental, which crop up during the development of the field
of human desire, is strictly unthinkable in this dialectic once you
start embodying them in two real actors, namely the mother and
the child. Second, it is a fact of experience that, even in the youngest
infants, we see these objects appearing which Winnicott calls /r¢#sj.-
fz.o#cz/, because we cannot say on which side they lie in this reduced
and embodied dialectic between hallucination and real object.
All objects in the infant's play are transitional objects. The infant
doesn't need to be given toys in the strict sense, because he turns
anything that falls in his hands into a transitional object. 47!d wc c7o
not challenge the infant in regard to subjectivity or objectivity just here
wfecrc /Acre j.s /foe /rcz#sl./j.o#¢/ ody.CCJ. It is of a different nature, the
limit of which Winnicott does not cross by naming it thus. We shall
simply call these objects z.mczgz.#czry.
In articles that are certainly very tentative, full of digressions and
confusion, we can see all the same that their authors are invariably
led back to these objects when they seek to explain the origin of a
fact like the existence of sexual fetishes. They are led to see, as far as
they can, what the common points are between the infant's object
and the fetish, which comes to the forefront of objectal requirements
on account of the great satisfaction that there can be for a subject,
namely sexual satisfaction. They are always on the look out for any
somewhat preferential handling on the part of the infant of some
trifling object - a handkerchief pilfered from his mother, a corner
of a blanket, some incidental piece of reality left within reach of his
clasp - and which appears during this period that, despite here being
called /r¢#sj./z.o#¢/, does not constitute an intemediate period but a
permanent period in the child's development. They are thereby led
almost to conflate these two kinds of object, without asking any
questions about the distance that can lie between the eroticisation
of the fetisb object and the first appearance of the object as an
imaginary object.
What is forgotten in this dialectic - a forgetting that of course
calls upon these foms of supplementation that I'm accentuating
in connection with Winnicott's article - is one of the most essential
mainsprings of the entire analytic experience, and has been so since
the very beginning, namely the notion of the lack of object.
The Three Forms of the Lack of object 29
that is desired and is not held to, but rather which is desired without
reference to any possibility of satisfaction or acquisition. Frustration
is, in and of itself, the domain of unbridled demands, of lawless
demands. The crux of the notion of frustration, insomuch as it is
one of the categories of lack, is an imaginary detriment. It is to be
located on the imaginary plane.
On the basis of these two remarks it is perhaps easier for us to see
that the essential nature of castration, its Wcfc#, has been neglected
and abandoned far more than it has been dealt with in depth.
Freud introduced castration in a way that coordinated it fully with
the notion of primordial Law, of the fundamental Law that there is
in the incest prohibition and in the structure of the Oedipus complex.
If we think from where we are now about the meaning of what Freud
first stated, it was by taking a kind of mortal leap into experience that
he placed so paradoxical a notion as castration at the heart of the
major, decisive and shaping crisis of the Oedipus complex. We can
only remark on this after the event, because it certainly is remarkable
that we think only of not speaking about it. Castration can only be
classified in the category of symbolic indebtedness.
With symbolic indebtedness, imaginary detriment, and real
absence - the hole - we have what allows us to locate these three
elements that we shall call the three terms of reference for the lack
of the object.
For some, this will undoubtedly seem to be something that cannot
be taken on board unreservedly. They would be right in that, in
reality, for it to be valid we are going to have to cling firmly to the
central notion of this having to do with categories of the lack of
object. I'm saying /czck a/oZ)y.cc/ and not ozy.cc/ because if we position
ourselves at the level of the object we shall be able to ask ourselves
what the object is that lacks in each of the three cases.
This is most immediately apparent at the level of castration. What
lacks at the level of castration - in so far as it is constituted by sym-
bolic indebtedness, something that is recognised by law and which
lends it both its support and its inverse, namely punishment - is
quite clearly not, in our analytic experience, a real object. Only in
the A41¢7t%rmrf!. is it said that he who has slept with his mother must
cut off his own testicles and, cupping them in his hand, walk in a
westerly direction until he drops down dead.5 Until further notice,
we have observed such things only in exceedingly rare cases that
have nothing to do with our experience and which appear to us to
require explanations that still belong to a very different realm from
that of the structuring and normalising mechanisms put at stake in
our experience.
Here, the object is imaginary. The castration at issue is always the
The Three Forms of the Lack of object 31
bonds of desire, that is, all the yearning that is one of the essential
mainsprings of Freudian thought when it comes to organising what
is at issue in any line of behaviour in sexuality.
We tend to regard the Es as an agency that bears the strongest
relation to the drive tendencies, the instincts and libido. But what
is the Es? And to what does the comparison with the power station
allow us to compare it? Well, precisely to the power station as seen
by someone who has absolutely no idea how it works. The unin-
structed person who sees it might indeed think that it is the genie
in the current who has started playing around inside, transforming
water into light or force.
The Es is what, through the intemediary of the Other's message,
is liable to become J.2 This is the best definition there can be of the
EJ.
If analysis has brought us something, it is the following. The
Es is not a physical reality, nor is it merely what was there before.
The Es is organised and articulated as the signifier is organised and
articulated.
This is also true for what the machine produces. All the force
that is already there can be transformed, with the slight difference,
nevertheless, that it is not only transformed but accumulated as
well. This is even what is essentially interesting in the fact that the
plant is a hydroelectric power station and not simply a hydraulic
pumping station, for example. Of course, there is all this energy,
but nevertheless no one can challenge the fact that when the plant
has been constructed there is a palpable difference, not only in the
landscape, but in the real.
The plant was not constructed through the intervention of the
Holy Spirit. More precisely, it wars constructed through the interven-
tion of the Holy Spirit, and if you have any doubt about this, you're
Wrong.
I'm producing this theory of the signifier and the signified precisely
to remind you of the presence of the Holy Spirit, which is absolutely
essential for the furthering of our understanding of analysis.
Let's take this up at a different level, at the level of the reality prin-
ciple and the pleasure principle.
In what respect is there an opposition between the two systems,
primary and secondary? If you stick to what defines them when they
are looked at from the outside, you can say the following. What
occurs at the level of the primary system is governed by the pleas-
The Signifier and the Holy Spirit 39
ure principle, that is, by the tendency to return to rest, while what
occurs at the level of the reality system is defined purely and simply
by that which forces the subject into what is called exterior reality,
conducting him to make a detour. Yet nothing in these definitions
gives us a sense of what in practice will emerge from the conflictive
and dialectical character of the use of these two terms, simply in
the concrete use that you make of them on a day-to-day basis. You
never fail to make use of them in this fashion, with each of the two
systems, endowed as they are with a particular indication that is in
some way its own specific paradox. This paradox is often eluded,
but is never left out in practice.
The paradox of the pleasure principle is that what presents at this
level is linked, as indeed is pointed out to you, to the law of a return
to the state of rest, to the tendency towards rest. Nevertheless, what
is striking, and this is why Freud put it in a categorical way in his
text, is that he introduced the notion of libido because pleasure, in
its concrete sense, is linked not only to rest but to yearning, to the
elevation of a desire. The word in German is LWF/, with the ambigu-
ous meaning that Freud underscores, both pleasure and yearning,3
which are indeed two things that can appear contradictory but
which are no less efficaciously linked in experience.
A no lesser paradox is found at the level of reality. Just as at the
level of the pleasure principle there is, on one side, the return to rest,
but on the other, yearning, so too at the level of reality is there not
only the reality that one bumps into, but also the principle of edging,
of taking a detour through reality.
This appears more clearly if, correlatively to the existence of these
two principles, we bring in the two terms that bind them together in
a way that allows for their dialectical functioning, namely the two
tiers of speech such as they are expressed in the notions of signifier
and signified.
I have already placed the course of the signifier, or of concrete
discourse, for example, in a kind of parallel superposition over the
course of the signified, in which and as which the continuity of lived
experience presents itself, the flow of tendencies within a subject and
between subjects.
signifier
signified
This presentation4 is all the more valid given that nothing may
be conceived of, not only in speech or in language but in the very
functioning of everything that presents as a phenomenon in analy-
sis, unless we accept the essential possibility of a perpetual sliding of
40 Theorising the Lack of Object
the signified under the signifier, and of the signifier over the signi-
fied. Nothing in the analytic experience can be explained except in
reference to this fundamental schema.
This schema entails that what is the signifier of one thing may at
any moment become the signifier of something else, and that what
presents in the subject's yearnings, tendencies and libido, is always
branded with the mark of a signifier. In so far as it concerns us,
there is nothing else. There might be something else in the drive
and in yearning that is not branded in any way by the signifier,
but we have no access to it. Nothing is accessible to us unless it
is branded by this mark of the signifier, which is introduced into
natural movement, into desire, or into the particularly expressive
term c7em¢#d to which the English language has recourse as a
primal expression of appetite, of exigency, even though it is not
marked by laws that are specific to the signifier. Thus, yearning
becomes what is signified.
The intervention of the signifier poses a problem that earlier led
me to remind you about the Holy Spirit. The year before last, we
saw what this means for us and what it means in Freud's thought
and teaching. This Holy Spirit is, on the whole, the coming into
existence of the signifier.
This is undoubtedly what Freud brings us under the term dccJ/A
I.#sJJ.#c/. What is at stake is the limit of what can be signified, which
can never be reached by any living being, save in exceptional cases
because we meet it only in the last-gasp writings of a certain philo-
sophical experience. This is all the same something to be found
virtually at the limit of man's reflection on his life as what allows
him to glimpse death as the absolute and unsurpassable condition of
his existence, as Heidegger puts it. Man's existence in the world, at
any rate his potential relations with the signifier as a whole, is bound
very precisely to this possibility of the suppression, the bracketing
off, of everything that is lived.
What lies at the bottom of the existence of the signifier, of its
presence in the world, is something that we will put there, and which
is this efficient surface of the signifier as something where it reflects
in some way what may be called the last word of the signified, that
is, of life, of lived experience, of the flux of emotions and libido. It is
death, insomuch as this is the support, the base, the intervention of
the Holy Spirit through which the signifier exists.
Is this signifier, which has its own laws that may or may not be
recognised in any given phenomenon, what is designated here in the
Es? We ask this question, and we answer it. To understand anything
of what we do in analysis, we have to answer in the affirmative.
The Es that is at issue in analysis is the signifier that is already
The Signifier and the Holy Spirit 41
So, everything that thereafter took its bearing from this, heading
in the direction of acknowledging an organising value in fantasies,
is something that is backed up, not at all by the idea of a pre-set
harmony, of a natural inclination between object and subject, but
on the contrary by something that first and foremost presupposes
an experience, laid out for us in the 7lfercc Esscz)/f in their origi-
nal version, that revolves entirely around a diphasic development.
This two-stage temporal development of child sexuality hinges on
the fact that the re-finding of the object will always be marked by
the fact of the latency period, of the latent memory that persists
throughout this period. Freud spells this out. The result is that the
first object, the mother, is remembered in a way that has not been
able to change. It is, as he puts it, w77verwe#dbcrr, unutilisable. The
object, which will only ever be a re-found object, w!.cdergc/w#c7c#,
will bear the mark of the initial style of this object. This will intro-
duce an essential and fundamentally conflictive division into this
re-found object and into the very fact of its re-finding. Thus, Freud's
first dialectic in the theory of sexuality is introduced around an
initial notion of the discordance between the re-found object and the
object that is sought.
This fundamental experience supposes that throughout the
latency period the object is preserved in the subject's memory, but
unbeknown to him. That is to say, during the latency period, there
is a signifying transmission of an object that thereafter divides,
becomes discordant, and plays the role of a disturbing force in all
the subject's subsequent object relations. It is within this frame that,
at certain moments, in certain choice articulations, during certain
phases of this evolution, the strictly imaginary functions are uncov-
ered. Everything that falls within the remit of pregenital relations
is taken up within this parenthesis. This notion of an imaginary
layer is introduced into a dialectic that is first and foremost, in our
vocabulary, essentially a dialectic of the symbolic and the real.
This introduction of the imaginary, which has since become such
a prevalent notion, only comes about, first, with the article on nar-
cissism, which is not articulated into the theory of sexuality until
1915, and then, second, with its formulation in connection with the
phallic phase, which doesn't happen until 1920. However, at the
time this was formulated in a categorical way, it seemed disturbing
and threw the entire analytic audience into a state of bewilderment.
Things are such that the dialectic that at the time was termed prc-
ge#z./cz/ - and not, I note, prcoedj.par/ - is situated in relation to the
Oedipus complex.
The tern prcocc7zPcz/ was introduced in connection with female
sexuality, ten years later. In 1920, however, what is at issue is the
46 Theorising the Lack of Object
only latch on to those aspects that support it. Moreover, each time
they get in a muddle, it seems to them that it is merely a difficulty
of language. In fact, this is simply a manifestation of the error they
are in. Somatognosis, the image of the body as a signifier, shows this
Well enough.7
The problem of object relations can be posed in the right way only
by positing a framework that must be regarded as fundamental to
the comprehension of this object relation. The framework, or the
first of these frameworks, is that in the human world the structure,
the point of departure for objectal organisation, is the lack of the
object. We have to conceive of this lack of object across its different
stages in the subject, not merely at the level of the symbolic chain,
the beginning and end of which are beyond his grasp, nor merely
at the level of frustration, though he is indeed poised at this level,
where his lived experience is thinkable for him. We also have to
consider this lack in the real, because when we speak of privation
here, it's not about feeling deprived.
Privation as a feeling of being deprived of a central reference that
we need, to such an extent that everyone makes use of this, is simply
the trick of making privation equivalent to frustration, which is
what Dr Ernest Jones does. Privation is not the equivalent of frus-
tration. Privation is in the real, and quite outside of the subject. For
the subject to apprehend privation, he must first symbolise this real.
How is the subject led to symbolise it? How does frustration intro-
duce the symbolic order? This is the question we shall be asking,
and it will allow us to see that the subject is neither isolated nor
independent. The subject is not the one who introduces the symbolic
order.
It is quite striking that yesterday evening no one spoke about a
major passage in what Mine Dolto offered us, namely that accord-
ing to her the only children who become phobic are those, of either
sex, whose mother happens to have endured a disturbance in the
objectal relation with her own parent of the opposite sex. Here
we are introduced to a notion that certainly brings in something
very different from the relationships between mother and child, and
indeed this is why I have set out for you the trio of mother, child
and phallus.
For the mother, there is nearly always this requirement of the
phallus on the side of the child. The child symbolises, sometimes
more, sometimes less, the phallus. As for the child, who has his own
relationship with his mother, he knows nothing about it, because if
there is one thing that surely must also have been apparent to you
yesterday evening when the body image was being spoken of in rela-
tion to this child, it's that, if this image is even accessible to him, is
The Signifier and the Holy Spirit 49
this how the mother sees her child? This is a question that was never
raised.
Similarly, at what moment is the child in a position to realise that
what his mother desires in him, saturates and satisfies in him, is her
phallic image? What possibility is open to the child of having access
to this relational element? Is this something that belongs to a kind of
direct effusion, or even a projection? Doesn't this amount to suppos-
ing that any relationship between subjects is of the same kind as the
relationship between Mine Dolto and her child? I'm stunned that
no one asked her, she who sees all these body images, whether there
is anyone else, apart from analysts - of her school, at that - who
happen to see in the child such elements and such images. Yet this is
the important point.
How are we to conceive of the way in which the child, male or
female, is induced or introduced to this imaginary discordance that
means that, for the mother, the child is far from being just the child?
The child is also the phallus. This is something that falls within the
scope of experience, because certain elements can be extracted from
experience which show us, for instance, that there needs already to
be a period of symbolisation in order for the child to have access
to this, or even that in certain cases the child has broached the
imaginary detriment in a way that is in some sense direct - not foj.s
detriment, but the mother's detriment with respect to this privation
of the phallus. This really is essential in development. Is an imagi-
nary here being reflected in the symbolic? Or, on the contrary, is a
symbolic element appearing in the imaginary? These are the crucial
points in relation to which we ask ourselves the question of phobia.
So as not to fall short of your expectations, and in order to shed
some further light, I will tell you what is in question in the threefold
scheme of mother, child and phallus. It's a different question from
the question of phobia, and it will certainly take us a long way.
Why in fetishism does the child come more or less to occupy the
position of the mother in relation to the phallus? Or why, on the
contrary, in certain highly particular foms of dependency in which
anomalies can present with every appearance of normality, does the
child also come to occupy the position of the phallus in relation to
the mother? What leads him to this? It does indeed seem that this
mother-phallus relation is not afforded to the child in a spontane-
ous and direct fashion. Does everything happen simply because he
watches his mother and notices that what she desires is a phallus?
Apparently not. We shall be coming back to this.
A phobia, when it develops, is not at all of the same kind. It has
nothing to do with this liaison that the infant establishes between
the phallus and the mother by putting something of his own into it,
50 Theorising the Lack of object
and rather a great deal. A phobia is something else. It's another type
of solution to the difficult problem introduced by the relationships
between child and mother. I showed you this last year. For there to
be the three terms of the trio - it was in a closed forum - there has
to be an organisation of the symbolic world, and this is called the
father. The phobia belongs rather to this realm. It has to do with this
circumscribing bond. At a particularly critical moment, when no
path of any other nature is open for solving the problem, the phobia
constitutes a call for rescue. It's an appeal to a singular symbolic
element.
In what way is it singular? Let's say that it appears always to be
exceedingly symbolic, that is, exceedingly far from any imaginary
apprehension. When it is called to the rescue of a solidarity that it
is essential to maintain in the gap introduced by the appearance of
the phallus in the orientation between mother and child, the element
that intervenes in the phobia has a truly mythical character.
5 December 1956
IV
THE DIALECTIC OF
FRUSTRATION
castration
imaginary
symbolic indebtedness
frustration
imaginary detriment
privation
symbolic
real hole
This is the chart at which we have arrived, and which allows the
issue of the object such as it arises in analysis to be spelt out with
precision.
The lack of rigour in this matter, the confusion that analysts have
shown, has resulted in a curious slippage.
Analysis partakes of a sort of scandalous notion of man's affective
relations. I think I have already underscored on several occasions
what at the start gave rise to so much outrage in analysis. It was not
so much that it highlighted the role of sexuality, and that it played
52 Theorising the Lack of Object
its part in the fact that this has become commonplace - in any case,
these days no one dreams of taking offence at it - rather, it was
precisely that at the same time as introducing this notion, and far in
excess of this, it introduced the notion of a paradox, of an essential
difficulty, that is inherent, so to speak, in the approach to the sexual
object.
It is peculiar indeed that since then we have slid from this to a
harmonic notion of the object.
To take measure of the distance that lies between this notion and
what Freud spelt out with the greatest rigour, I chose a sentence
from the 7lrfercc Esscr)/s o# Scxwcz/j.ty. Even those who are the least
informed with respect to object relations have remarked that it may
quite readily be seen that in Freud's writings there are many things
pertaining to the object - object-choice, for example - but that
the notion of object relations on its own is neither highlighted nor
cultivated, nor brought to the fore of the question. Here is Freud's
sentence that can be found in the article Drj.vcs cz#d 7lfocj.r Fcz/cs -
The object of the drive is that [. . . ] through which the drive is able to
achieve its aim. It is the most variable aspect of a drive, not originally
cormected with it, but merely appropriated by it on grounds of suit-
¢bj./i./}J fo provj.de fa/;.s/ac/j.o#. One might also say that it's about
the possibility of satisfying the drive. It's a matter of satisfaction
insomuch as the position that the pleasure principle takes as the goal
of the drive tendency is that of arriving at its own satisfaction.
So, the notion that there is no pre-set harmony between object
and drive tendency is spelt out. The object is literally bound to the
drive tendency only by conditions that are its own. In short, one gets
by as best one can. This is not a doctrine. It's a quotation. But it's
one quotation among others that motion in the same direction, and
it's one of the most significant. What is this conception of the object
that is at issue here? Along what winding paths does it lead us before
we manage to conceive of its effective impact?
We have already managed, thanks to a number of points that
have also been spelt out by Freud, to give some depth to the notion
that the object is only ever a re-found object, based on a primary
F!.#dw#g. This means that the Wj.cder¢#c7w#g, the re-finding, is never
satisfactory. What is more, drawing on further characteristics, we
saw on the one hand that this object is inadequate, and on the other
that it steals away, partially, from any conceptual grasp. This is now
leading us to take a firmer grip on the fundamental notions, and
in particular to revise the one that has been placed at the centre of
latter-day analytic theory, that of frustration.
To what extent has it been turned into something necessary? To
what extent, too, ought it to be revised? It's up to us to critique it so
The Dialectic of Frustration 53
as to make it both usable and, to spell this right out, coherent with
what constitutes the grounding of analytic doctrine, which is still
fundamentally Freud's thought and teaching. I have underscored
for you many times now that the notion of frustration is quite mar-
ginal in Freud's thinking.
its base and foundation. They model it in such a way that certain
inflexions are prepared within it, and they will furnish those aspects
through which the Oedipal conflict will be led to reorient, in a more
or less pronounced way, in a direction that is loosely atypical or
heterotypic.
What, then, is the pattern of relationship with the object that is
in play in frustration? Clearly it introduces the question of the real.
Indeed, along with the notion of frustration we can see a whole
host of other notions being placed to the fore in the subject's con-
ditioning and development. These notions have been conveyed in
a language of loose quantitative metaphor. People speak about
satisfactions, gratifications, and a certain number of well-adapted
benefits that correspond to steps in the young subject's develop-
ment. Furthermore, when it more or less reaches saturation point,
or on the contrary when it comes up short, this is considered to be
an essential feature.
I think that just making this remark is enough to open our eyes
to the evidence, when we consult the texts, and to see what step has
been taken in this research, guided by an analysis of this fact of a
basic shift of interest within the analytic literature. This can already
be seen fairly easily, at least for those who are sufficiently familiar
with these three notions to be able to recognise them with ease. You
will see in one article from the analytic literature, in which you can
recognise this element of the conceptual articulation of the matter
quite straightforwardly, that the thrust of it bears on certain real
conditions that we are supposed to be able to ascertain in a subject's
history through the analytic experience. In the first analytic observa-
tions, it is on the whole apparent that any such foregrounding of
this element of interest is absent, in the sense that it is articulated
differently.
So, here we are led back to the level of frustration regarded as
a sort of feature of a real impression, experienced by the subject
during a period when his relationship with this real object, whatever
it might be, is habitually focused on the so-called primordial image
of the maternal breast. It is essentially in relation to this primordial
object that what just now I called its first aspects and first fixations
will take shape in the subject. Faced with these aspects and fixa-
tions, descriptions have been made of the various typical instinctual
stages, which are characterised by the imaginary anatomy of the
subject's development that they offer us. This is where the relation-
ships of the oral stage and the anal stage have been articulated,
with their various subdivisions - phallic, sadistic, and so on. Each
of these bear the mark of the element of ambivalence whereby the
subject's position partakes of the other's position, where the subject
The Dialectic of Frustration 55
can affect the subject before he has formed the least idea of it. This
object is real, and the subject is affected in his direct relations. It is
only as a function of this periodicity, in which holes and deficiencies
can appear, that a certain pattern of relation will be established that
on no account necessitates admitting that for the subject there would
be a distinction between mc and #o/-mc. This is so, for instance, in
the autoerotic position, in Freud's understanding of it, namely that
strictly speaking there is no constitution of the other, nor initially of
any fully conceivable relationship.
On the other side, there is the agent. Indeed, the object is instanti-
ated only in relation to lack. In this fundamental relation that is a
relation of lack, the notion of agent is something that should enable
us to introduce a formulation that from the very first is utterly
crucial when it comes to the way in which the overall position is
situated. In this instance, the agent is the mother.
To show you this I just have to remind you of what we have been
studying these last few years, namely what Freud spelt out concern-
ing the altogether principial position of the infant with regard to
repetitive play, and especially the game that Freud seized upon so
swiftly in the child's behaviour.
The mother is something other than this primal object. She does
not appear as such at the start but, rather, as Freud underscores, on
the basis of this first play, that of clutching an object that in itself
is perfectly insignificant, which has no biological value whatsoever.
On that occasion it was a spool, but it could equally be anything
else that a six-month-old child could send over the edge of his cot
in order then to retrieve it anew. This presence-absence pairing,
which is articulated by the child at a very early age, connotes the first
constitution of the agent of frustration that lies at the origin of the
mother. We can write the symbol of frustration S(M).2
The mother is spoken of as introducing a new element of total-
ity that ushers in a stage of development known as the depressive
position, which is characterised less by its opposition to the sort of
chaos of fragmented objects that typifies the previous stage than by
the connotation of presence-absence.
This presence-absence is not only set out as such objectively, it is
articulated as such by the subject. As we have already spelt out in
our studies from last year, this presence-absence is articulated by
the subject in the register of appeal. The maternal object is called
upon when it is absent, and rejected when it is present, all within the
same register of appeal, by modulating his voice.
Of course, this essential scansion of the appeal is far from being
something that gives us the entire symbolic order from the start,
but it does show us how it is first broached. It allows us to discern
60 Theorising the Lack of Object
something else, an element that is distinct from the real object rela-
tion and which will thereafter afford the subject the possibility of
establishing a relation to a real object, with its scansion, its marks,
and the traces that remain of it. This is what affords the possibility
of a link between this real relationship and a symbolic relationship
as such.
Before I show you this in a more manifest fashion, I simply want
to highlight what is entailed by the mere fact that in the child's
relations the presence-absence opposition is introduced into this
relationship with the constituting person. What is introduced here in
the child's experience is that he tends, quite naturally, to drop off to
sleep at the moment of frustration. So, the child is situated between
the notion of an agent, which already participates in the order of
symbolicity, and the contrasting couple of presence-absence, the
plus-minus connotation, which gives us the first element of a sym-
bolic order. This element is not sufficient to constitute a symbolic
order by itself alone because a sequence is required thereafter. This
is a sequence that will be grouped as such, but already in the opposi-
tion between plus and minus, between presence and absence, there
is the virtual origin, the virtual begetting, the possibility, the funda-
mental condition, of a symbolic order.
The question now is how we are to conceive of the moment when
this prinordial relationship with the real object can change tack
and open up to a more complex relationship. What, in truth, is the
turning point at which the mother<hild relation opens up to further
elements that will introduce what we have called a c7z.a/ccfj.c? I believe
that we can formulate this in schematic fashion by asking the fol-
lowing question - what happens if the symbolic agent, the mother
as such, who is so essential to the child's relationship with the real
object, no longer responds? What happens if she no longer answers
the child's call?
Let's provide the reply ourselves. Whereas the symbolic struc-
turation makes her the present-absent object in keeping with the
child's appeal, from the moment she is in decline she becomes real.
Why so? Until then she existed within this structuration as an
agent, distinct from the real object that is the infant's object of
satisfaction. However, outside of this structuration, she becomes
real. In a sense, she now replies merely as she pleases. She becomes
something that also ushers in the start of the structuration of reality
as a whole, and thereafter she becomes a power.
Correlatively, the object positions switch around. So long as a real
relationship is at issue, the breast - let's take this as an example - can
be made to be as enticing we may wish. Yet as soon as the mother
becomes a power and, as such, real, the child will depend on her in
The Dialectic of Frustration 61
the most manifest way for access to those objects that hitherto were
purely and simply objects of satisfaction, but which now become
objects that are gifted by this power. And so, in the same way,
though no more than has thus far been the case for the mother, these
objects are liable to enter a presence-absence connotation, but in
dependence on this real object, this power that the maternal power is.
In short, they are objects in the sense we intend here, not metaphori-
cally, but objects that can be clasped and possessed. As for the notion
of #o/ me, of non-ego, it's a matter of observing whether it enters first
via the image of the other or via what can be possessed. What the
child wants to keep beside him are objects that from this moment
forth no longer really need to be objects of satisfaction so much as
objects that are the mark of the value of this power, this power that
may not respond and which is the power of the mother.
In other words, the positions have switched. The mother has become
real and the object has become symbolic. The object now stands above
all as a token of the gift from the matemal power. Thenceforth, the
object possesses its satisfying property in two different realms. It is
doubly a possible object of satisfaction. It satisfies a need, as surely it
did before, but it also symbolises an auspicious power.
This is exceedingly important because one of the most cumbrous
notions in all analytic theory, now that it has become, as one slogan
has it, ge"e/j.c ps)/cfeo¢#cz/}7sz.I, is the notion of the omnipotence of
thought, of all-powerfulness. This has been imputed to everything
that is most foreign to us. Is it conceivable that the child should
have some notion of all-powerfulness? He does perhaps possess the
essential part of it, but this doesn't mean that the all-powerfulness at
issue is his own. That would be absurd. Entertaining as much leads
into dead-ends. The all-powerfulness at issue is the mother's.
At the moment I'm describing for you, that of the mother becom-
ing real, it is she who is all-powerful and not the child. It's a decisive
moment, when the mother passes into reality from an utterly archaic
symbolisation. At that moment, the mother can give anything at all,
but that the child should possess a notion of his all-powerfulness is
quite erroneous and utterly unthinkable. Not only does nothing in
his development indicate that he should possess such a thing, but
indeed practically everything that interests us in this development
and in the mishaps that crop up along the way serve to show us that
this notion of his all-powerfulness and the failures it might meet
do not amount to anything in the question. What counts, as you
will see, are the shortcomings and the disappointments that affect
maternal all-powerfulness.
This investigation might strike you as somewhat theoretical,
but at the very least it has the advantage of introducing essential
62 Theorising the Lack of Object
distinctions and of making openings that are not those that are
commonly put to use. You are going to see now what this leads us
to and what we can already indicate therein.
Here, then, is the child in the presence of something that he has
made a reality as a power. What hitherto stood on the plane of
the first presence-absence connotation all of a sudden passes over
to something that can refuse, yet which harbours everything the
subject may need. And even if he has no need of it, it becomes sym-
bolic from the moment it depends on this power.
Let's pose the question now from a quite different point of departure.
Freud tells us that in the world of objects there is one that has an
utterly and paradoxically decisive function, namely the phallus. This
object is defined as imaginary. In no case whatsoever is it possible to
conflate it with the penis in its reality. Strictly speaking, it is its form,
its image, in erection. This phallus has such a decisive role that both
its presence and the yearning to which it gives rise, its instantiation
in the imaginary, turn out to be more important - so it seems - for
those members of humanity who lack one, namely women, than for
those who can be sure that they possess the reality thereof, namely
men, and whose entire sexual life is nevertheless subordinated to the
fact that imaginarily they well and truly assume the use of it, and do
so as licit, as permitted.
This is a given. Let's consider now our mother and child, who for
Michael and Alice Balint form but a single totality of needs, just like
Jean Cocteau's Mortimer couple who have but one heart between
them. Nevertheless, here on the blackboard I'm keeping them apart
in two circles that do not intersect.
Freud tells us that among a woman's essential missing objects is
the phallus, and that this bears the closest relation to her relation-
ship with her child. This is for the simple reason that if woman
finds satisfaction in her child, it's precisely insomuch as she finds in
him something, the penis, that more or less succeeds in calming her
need for the phallus, that saturates this need.3 Should we fail to take
this into account we misconstrue not only Freud's teaching but also
something that is manifest in experience from one instant to the next.
So, here we have mother and child in a certain dialectical relation.
The child expects something from his mother and he also receives
something from her. In this dialectic, we cannot avoid introducing
the following. Let's say, roughly speaking, in the way the Balints
word it, that the child wants to be loved for what he is,
The Dialectic of Frustration 63
The question is this. What happens, to the extent that, for the
mother, the image of the phallus is not fully reducible to the image
of the child? What happens in this double vision, this division of
the so-called primordial desired object? Far from being harmonic,
the mother's relation to the child is doubled, on the one hand by the
need for a certain imaginary saturation and, on the other, by what
is effectively there in terms of real, effective relations with the child
at a primordial, instinctive level, which ultimately remain mythical.
For the mother, there is always something that remains irreducible
in what is at stake. Ultimately, if we follow Freud, the child, as real,
symbolises the image. More precisely, the three terms are here in
the fact that the child, as real, should take on for her the symbolic
function of her imaginary need.
All sorts of variations can emerge here. All sorts of situations
that have already been structured exist between child and mother.
Once the mother has been introduced into the real in the state of
a power, the possibility opens up for the child of an intermediary
object as such, as a gift-object. The question is, at what point, how,
and by what mode of access, can the child be introduced directly to
the symbolic-imaginary-real structure in the way that it has been
produced for the mother? In other words, at what point can the
child enter - and assume in a way that is, as we shall see, loosely
symbolised - the imaginary situation, which is also real on account
of what the phallus is for the mother? At what point can the child
to a certain extent feel himself dispossessed of something that he
demands from the mother in noticing that it is not he who is loved
but something else, a particular image?
There is something that goes further here. The child makes this
phallic image a reality upon his own self, and this is where the nar-
cissistic relation strictly speaking intervenes. When the child grasps
sexual difference, for example, to what extent will this experience
come to be articulated with what is offered him in the presence
of the mother and her actions when this third imaginary term is
recognised, which for the mother is the phallus? Furthermore, the
notion that the mother lacks this phallus, that she herself is desiring
not only of something other than him but desiring /ow/ cowrf, that
is, afflicted in her power, will be more decisive for the subject than
anything else.
Last time I told you about the Observo/I.oH a/a Pfeobj.cz, the phobia
of a young girl. I'm going to tell you right away what interest this
holds.
Given that it was wartime, and that the author is a pupil of Anna
Freud, conditions were such that the child could be observed from
beginning to end, and by a fine observer. She's a fine observer
64 Theorising the Lack of Object
The schema that I'm trying to set out for you today motions in
this direction and allows us to get over the hurdle by taking a look
at this item that seems exceedingly cursory. Dr Ernest Jones tells us
very succinctly that, after all, for the child the superego is perhaps
merely an z.7!cJj.rcc/ vc#/, while the anxieties are primordial, primi-
tive and imaginary, and in some sense he there reverts to a sort of
artifice. It's the return for a moral contravention. In other words,
it's culture as a whole with all its prohibitions. It's something fallen
by the wayside that serves only to shield what is most fundamen-
tal, namely the anxieties in their uncontained state which in some
sense find some relief there. There is something accurate in this,
namely the mechanism of phobia. But the mechanism of phobia
is the mechanism of phobia, and to extend it, as does Monsieur
Pasche at the end of the article I was telling you about, to the point
of saying that the mechanism of phobia is something that ultimately
explains the death instinct, for example, or even that dream images
are in a certain respect the subject clothing his anxieties and, as it
were, personalising them, amounts always to reverting to the same
idea, a misrecognition of the symbolic order in the notion that it
is merely a kind of clothing, a kind of praetexta over something
more fundamental. Is this what I want to tell you by drafting in this
Observation of a Phobidi No. it is Trot.
What is interesting in the observation is that it indicates with pre-
cision the mother's absence one month prior to the outbreak of the
phobia. Certainly, the time it took for the phobia to burst forth was
much longer. Four months pass by following her discovery of her
aphallicism, but something else had to happen in this interval. First,
her mother had to go to the hospital for an operation. The rrLother
is no longer the symbolic mother. She has bowed out. She comes
back, and she plays again with her child, and as yet nothing occurs.
Then she comes ba,ck in very poor health . . . leaning on a stick. She
no longer has the same presence, and is not her cheerful self. Nor
can there be any resumption of the relations of approach and with-
drawal that were a sufficient ground for the whole attachment with
the child, and which used to be played out on a weekly basis. And so
it was at that moment, in a third period, much later in time, that the
phobia was to break out.
So, thanks to the observers, we find out that the Oedipus complex
comes not from the aphallicism, from the second break in the alter-
nating of the mother's coming-and-coming-back as such, but that it
also required that the mother should appear as someone who could
lack. Her lack was inscribed in the child's reaction and behaviour,
that is, she was very sad and had to be reassured, but there was no
phobia. It was when she saw her mother again, weak and leaning
66 Theorising the Lack of object
on a stick, weary and unwell, that the very next day the dream of
the dog erupted and the phobia set in. Nothing in the observation
is more significant and more paradoxical than this, except for one
point that I shall tell you about now.
We are going to speak again about the way the therapists tackled
the phobia, given what they thought they had understood. I simply
want to point out the question that arises when considering the ante-
cedents to the phobia. From what moment is the phobia necessary,
and why is it sufficient? It is when the mother lacks the phallus that
something is determined that is balanced out in the phobia. This is
another question that we shall look at next time.
There is another point that is no less striking. Later, after the
phobia, the Blitz comes to an end and the mother takes back her
child and remarries. The young girl finds herself with a new father
and a new brother, her stepfather's son.4 The brother she has sud-
denly acquired is older than her, by about five years, and he gives
himself over to all kinds of games, both adoratory and violent,
including the request that they expose themselves to each other
naked. He does something to her that is clearly linked to his inter-
est in the young girl insomuch as she is a-penian. Whereupon the
psychotherapist shows some astonishment - why, this might have
been a fine occasion for a relapse of the phobia!
Indeed, the environmental theory on which Anna Freud's thera-
peutics is founded has it that discord sets in to the extent that the ego
is more or less infomed of reality. Would the presence of the man-
brother, a character who is not only phallic but also penis-bearing,
be an occasion for a relapse? Far from it. There is not a trace of
mental disturbance and she has never been in finer shape.
Moreover, we are told exactly why this is. It's that she is clearly
favoured by her mother over the boy. Nevertheless, the father is
someone who is sufficiently present to introduce a new element,
which we haven't yet spoken about, but which is essentially linked
to the function of the phobia, namely a symbolic element beyond the
relations of the mother's power or powerlessness. This is the father
properly speaking, himself bringing out from his relations with the
mother the notion of power. In short, he is substituted for what
seems to have been saturated by the phobia, namely what is feared
in the castrating animal as such that has proven in all its necessity to
have been the essential element of articulation that enabled the child
to come through the deep crisis she had entered when faced with
maternal powerlessness. The child then finds her need saturated by
the maternal presence and, what is more, by something else.
Does the therapist manage to see this something else with any
clarity? This relationship in which she is already the brother's girl
The Dialectic of Frustration 67
this conception no one else comes into play in the analytic situation
besides those who are there, one of the two authors - who in this
respect is followed by all the rest in the ensuing discussion - is led to
highlight the notion of neurotic c7z.s/a#cc that the subject imposes on
the object. The fantasmatic internal object, at least in the suspended
position it holds in the way it is experienced by the subject, will be
reduced to the real distance that is the distance between subject and
analyst. It is to this extent that the subject will make his analyst a
reality as a real presence.
The authors stretch this quite far. I've already alluded several
times to the fact that one of these authors, admittedly during an
aspirant phase of his career, had spoken of the crucial turning point
in one analysis as the moment when the person he was analysing
had been able to smell him. This was no metaphor. It wasn't about
sensing him psychologically. It was the moment when the patient
smelled his odour. I must say that the wafting in of this relationship
of subodoration is one of the mathematical consequences of such a
conception of the analytic relationship. I In this res/rc}j.#ed position,
within which a distance - here conceived of as active and present
in relation to the analyst - has gradually to become real, it is quite
certain that one of the most direct modes of relation is most surely
this remote apprehending that is yielded by subodorating.
I am not merely taking up a single example here. This has been
repeated many times. It seems that within this group they are tending
more and more to give pivotal importance to modes of apprehend-
ing such as these.
Here, then, is how the analytic position is being regarded in this
situation, which is the situation of a real relation between two pro-
tagonists in a closed space, where they are separated by a kind of
conventional barrier and where something has to be made real. I'm
talking about the theoretical formulation of things. We shall see
afterwards what practical consequences this has.
First, it is quite clear that such an exorbitant conception cannot
be pushed to its ultimate consequences. On the other hand, if what
I've been teaching you is true, then even when the practitioner shares
this conception, the situation in which he operates cannot for all
that really become what this conception stipulates. It is not enough,
of course, just to conceive of it as such for it to be so. It will be pulled
out of shape due to how it has been conceived of, but what it really
is nevertheless remains what I've been trying to express for you by
means of my diagram, which makes the symbolic relationship and
the imaginary relationship intervene and crisscross, one serving in
some sense as a filter to the other. The situation is not annulled,
however much it is misconstrued, and this shows quite clearly the
On Analysis as Bundling 71
®'other
At the point to which matters were brought last time, you were able
to see a line of research being sketched out concerning the imaginary
triad of motherrfhild-phallus. This was for us to stay at the level of
a prelude to the bringing into play of the symbolic relationship that
will be wrought only with the fourth function, that of the father,
which is introduced through the dimension of the Oedipus complex.
The triangle is itself preoedipal. I stress that this is only being iso-
lated here in an abstract way. It is of interest to us in its development
only to the extent that it is subsequently taken up in the quartet
that is constituted by the paternal function entering the fray, on the
basis of what we may call the child's fundamental disappointment.
This happens when he recognises - we have left open the question
of how - not only that he is not his mother's sole object, but also
that his mother's point of interest is the phallus, in a way that has
greater or lesser accentuation depending on the case. On the basis of
this recognition, he is to realise in a second moment precisely that
she is deprived of this object, that she lacks it. This is the point we
reached last tine.
I showed you this with reference to the case of a transitory phobia
in a very young girl, which is highly favourable to the study of
phobia because it stands on the frontier of the Oedipal relationship.
We were able to see this frontier in the wake of a double disap-
pointment. First, there is an imaginary disappointment, which is
the child's ascertaining the phallus that she lacks. Next, in a second
moment, comes the perception that her mother, who is on the
frontier between the symbolic and the real, also lacks the phallus.
Then comes the child's appeal for this unsustainable relationship
to be sustained. The phobia breaks out with the intervention of
the fantasmatic creature, the dog, which steps in as the one that
is responsible for the whole situation, strictly speaking. It bites. It
castrates. It is owing to the dog that the whole situation is thinkable
and symbolically liveable, at least for a provisional period.
What position is possible when, on this occasion, the yoking of
74 Theorising the Lack of Object
the three imaginary objects is broken? There is more than one pos-
sible solution, and a solution is always called upon, whether the
situation is normal or abnormal.
What happens in the normal Oedipal situation? It is through
the intermediary of a certain rivalry, punctuated in the subject's
relations with the father, that something will be established that
will mean that the subject will find him- or herself being conferred
this phallic might, in various ways depending on the subject's posi-
tion as a boy or as a girl. For the boy, this is altogether clear.
The conferring of this phallic might happens within certain limits,
which are precisely those that introduced the subject to the symbolic
relationship.
I told you the other day that, for the mother, the child as a real
being is captured as a symbol of her lack of object, of her imaginary
wish for the phallus. The normal outcome of this situation is that
the child receives, symbolically, the phallus he is in need of. But for
him to be in need of it, it was necessary for him first to be threatened
by the castrating agency, which is originatively and essentially the
paternal agency. It is within a constitution on the symbolic plane,
on the plane of a sort of pact of entitlement to the phallus, that this
virile identification is established, which lies at the base of a norma-
tive Oedipal relationship.
I will slip in a side-remark here concerning the originative formu-
lations that come from Freud's pen when introducing the distinction
between the anaclitic relationship and the narcissistic relationship,
They are somewhat peculiar, and even paradoxical.
In the libidinal relationship in adolescents, Freud tells us that
there are two types of love. There is anaclitic love, which bears the
stamp of a primal dependence on the mother, and the narcissistic
love object, which is modelled on the image that is the subject's own
self-image, the narcissistic image. It is this image that we have been
striving to develop here by showing its root in the specular relation
to the other party.
The word cz#czc/z./I.c, even though we owe it to Freud, is ill wrought,
for in Greek it really doesn't have the meaning that Freud gives it,
this being indicated by the German word j4#/cfo#w#g. It's a relation-
ship of prapp!.#g czgczj.#s/. Furthermore, this gives rise to all sorts of
misunderstanding, some having pushed this prappi.#g czgoz.#sJ so far
as to turn it into something that is ultimately a kind of defensive
reaction. But let's leave this aside. In fact, when one reads Freud,
one can see that this is well and truly about the need for a prop and
for something that indeed asks only to open out on the side of a
relationship of dependence.
If we press further, we shall see that there are peculiar contra-
On Analysis as Bundling 75
bed sheet, such that all conditions of approach are possible save the
final one. What could pass for a mere blithe and fanciful tradition
that perhaps we might regret that we are not participating in - it
could be amusing - warrants our attention because ultimately there
is nothing artificial in saying that now, seventeen or eighteen years
after Freud's death, the analytic situation has come paradoxically to
be conceived of and formalised in this manner.
Fain and Marty's article reports on one session, noting down all
the patient's movements insomuch as they manifest something of an
oriented impulse that is more or less held back, at greater or lesser
distance, from the analyst who is there, behind her back. There is
something rather striking here. Their text came out after I wrote
my report, which proves I forced nothing in saying that it is to this
end, and to these psychological consequences, that the practice of
analysis was being reduced within one particular conception.
We find these paradoxes in the habits and customs of certain
cultural islets, for example there is a protestant sect of Dutch
origin that someone has studied in depth, which has maintained
very precisely the local customs linked to one religious unit, the
Amish sect. Without doubt all of this emerges today in remnants
that are not understood, but we can find their fully coordi-
nated, deliberated and organised symbolic formulation across a
whole tradition that may be termed religious and even symbolic.
Everything we know about the practice of courtly love and the
whole sphere in which it was localised in the Middle Ages implies
a very rigorous technical elaboration of the approach to love
that entailed a long practice of restraint in the presence of the
loved object, aiming to make a reality of what lies beyond, which
is what is sought in love and is specifically erotic. Once one has
uncovered the key to all these techniques and traditions, one finds
their points of emergence thoroughly formulated in other cultural
spheres, because this is a realm of search in the realisation of love
that has been set out with great deliberation on many occasions in
the history of humanity.
We do not need to pose the question here of what is ordained and
effectively reached. Nor is there any doubt that the fact that this aims
at something that tries to go beyond physiological corner-cutting, if
it may be expressed in this way, should hold a certain interest. This
is not something that is being introduced without a reference that
allows us to locate with precision both this metaphor and, at the
same time, the possibility of integrating across various levels, that is
to say, in a loosely conscious fashion, what they make of this use of
the imaginary relationship as such. This relationship is perhaps itself
employed deliberately. It is a use, as it were, of practices that may
80 Theorising the Lack of Object
this moment proves she is aware that this is where the question lies.
What happened? Having finally seen the phobogenic object come
to light - the man in armour - she interprets it as being the phallic
mother. Why the phallic mother when this is absolutely the man in
armour with all his heraldic aspects? Throughout the entire obser-
vation, the questions that the author asks herself are set out with a
fidelity that I believe to be beyond doubt, and in any case they are
carefully underscored. In particular, the author asks herself whether
perhaps one interpretation that she made was not the right one.
Indeed, soon after this interpretation, a perverse reaction becomes
apparent and we are then engaged in nothing less than a three-year
period throughout which the subject developed, stage by stage, a
perverse fantasy. This consisted first in imagining himself being seen
urinating by a woman who, greatly aroused, would then solicit him
for sexual relations. Next, there was a reversal of this position, with
the subject watching - sometimes while he would masturbate, some-
times not -a woman urinating.3 Lastly, at a third stage, this position
was effectively made a reality when the subject found in a cinema a
small box room providentially equipped with a hole through which
he could effectively watch the women in the toilets on the other side
of the partition.
The author herself wonders whether her way of interpreting might
have had a determining value in precipitating what at first assumes
the appearance of a fantasmatic crystallisation of something that
clearly forms part of the subject's composite elements, this being
not the phallic mother but rather the mother in her relation with the
phallus. But the key to this idea that a phallic mother is involved
is given to us by the author when she wonders about the overall
handling of the treatment, and observes that she was far more pro-
fei.bz.fz.vc than his mother had ever been. Everything shows that the
entity of the phallic mother has been produced here by what the
author herself refers to as her own countertransferential positions.
If one follows the analysis closely, there can be absolutely no doubt
about this. Concomitant with the development of this imaginary
relationship, which of course developed from this analytic/cz#x p¢s,
let's see what is involved on the analyst's side.
First, the subject reports a dream in which, finding himself in the
presence of a woman from his past for whom he claims to have had
amorous inclinations, he finds himself impeded by the presence of
another female subject who also played a role in his personal history
in that he had once seen her urinate in front of him.4 This hap-
pened late inbyhis
•rr[terve;nes childhood,
s,ay.+rL8 - Nothat is,you
doubt in his teenage
profer to turnyears. The analyst
your attentions to
a woman by watching her urinate rather than make the effort of going
82 Theorising the Lack of Object
after another woman who might be to your liking but who happens to
bc marrz.cd. By means of this intervention the analyst thinks she is
reintroducing the truth, but in a somewhat strained manner because
the male character is only indicated in the dream through asso-
ciations. That is to say, the supposed husband of the mother, the
husband who would reintroduce the Oedipus complex, intervenes in
a way that has every character of provocation, especially when we
know that it was the analyst's husband who referred the subject to
her. It is at this precise moment that a change of tack occurs, with
the progressive turnaround of the watching fantasy which shifts
from the sense o[ being watched to that Of watching himseif
Second, as though that were not enough, in response to the sub-
ject's request to space out the frequency of the sessions, the analyst
says -Now you're showing your passive positions, because you know
full well that. whatever happens, you won't get that. Flom this pofut
on, the fantasy crystallises completely, which proves that there is
something more. The subject, who understands a great deal about
his relations of impossibility when it comes to attaining the female
object, ends up developing his fantasies within the treatment itself.
He speaks of his fear of urinating on the couch, and so on. He starts
to have these reactions that show a certain closing of the distance to
the real object, such as peeping at the analyst's legs - which, more-
over, she notes with a certain satisfaction. Indeed, there is something
that lies on the edge of the real situation, as though we were witness-
ing the constitution of the mother who is, not phallic, but aphallic,
If there is one thing that lies at the root of the fetishist position then
it is very precisely that the subject comes to a standstill at a certain
level in his investigation and observation of woman, inasmuch as
she has or has not the organ that is called into question.
This position gradually leads the subject to say, A4.); goocJ#cfs,
there's no solution but to sleep with my analyst. He tel:ls her so.
Realising that this is starting to get somewhat on her nerves,
the alnelyst remalirs, You're amusing yourself by taking fright at
something you know full well will never happen. Then, she wonders
a.rixjiously, Was I right to say that?
Anyone can wonder as to what degree of mastery such an interven-
tion might entail. This somewhat blunt reminder of the conventions
of the analytic situation is utterly in accord with the notion that can
be entertained of the analytic position as a real position. So, things
are here brought to a head. It is immediately after this interven-
tion that the subject makes a definitive pass¢gc d /'czcfc and finds
the perfect location, the choice site in the real, namely the specific
arrangement of a loo in a cinema on the Champs-Elys6es. This time
he really will find himself at the right real distance from the object
On Analysis as Bundling 83
essential in this dialectic is much rather the lack of object than the
object itself. Frustration corresponds very well, in appearance, to a
conceptual notion. But what is at stake concerns the instability of
the very dialectic of frustration.
Frustration is not privation. Why not? Frustration concerns
something you are deprived of by someone else, from whom you
might precisely have hoped to get what you were asking for. Thus,
what is at stake in frustration is something that is less the object than
the love of the one who can bestow this gift upon you, if and when
it is given to you. The object of frustration is less the object than the
gift.
Here we find ourselves at the origin of a dialectic that stands at
one remove from the symbolic, and which itself fades away from
one instant to the next because this gift is a gift that is still bestowed
only as though it were free of charge. It comes from the other. What
lies behind this other, namely the full chain in virtue of which the
gift comes to you, is yet un-glimpsed. It is only afterwards that the
subject will perceive this and notice that the gift is far more complete
than at first appeared, in that it entails the entire human chain in
the symbolic. But at the start of the dialectic of frustration there is
merely the confrontation with the other and the gift that surfaces.
If this gift is bestowed as a gift, it will make the object itself vanish
as an object. In other words, if the request is granted, the object will
pass into the background. If, however, the request is not granted,
the object will, in this case too, vanish and change signification.
What justifies using the word /rwffra/j.o#? There is frustration
only when the subject shifts into rcvc#c7j.ccz/I.o#, into the laying claim
that this term implies, bringing in the object as though it were
something that may be demanded by right. At such a moment, the
object enters what may be called the narcissistic zone of the subject's
appurtenances.
In either case, whichever should occur, the moment of frustration
is an evanescent moment. It leads on to something that projects us
onto a plane that is different from that of pure and simple desire.
The request does indeed have something about it with which human
experience is very familiar, which is that in itself it can never be truly
granted as such. Whether it is granted or not, it will be annihilated,
it will be wiped out, at the next stage, whereupon it projects onto
something else - either onto the articulation of the symbolic chain
of gifts, or onto this closed and absolutely inextinguishable register
that is called narcissism, in virtue of which the object is for the
subject both wfo¢/ j.a fez.in and wAaJ I.s 7co/ fe;.in, with which he can never
be satisfied, precisely in this sense that j.f j.I fej.in and !.a #o! Az.in at the
same time. It is solely insomuch as frustration enters a dialectic,
94 The Perverse Ways of Desire
of those cases where being let down by the object of desire gives rise
to a complete swing-over. The subject identifies with this object and,
as Freud lays out with precision in a footnote, this is cqwj.v¢/c#/ /o a
kj.#d a/regrcssz.o# fo #orcz.ssz.sin. When I make the dialectic of narcis-
sism essentially this relationship between ego and little other, I'm
doing absolutely no more than highlighting what is implicit in each
of Freud's ways of expressing himself.
What, then, is this disappointment that brings about the reversal?
When in her fifteenth year the subject was committed to the path of
taking possession of the imaginary object, of the imaginary child
- and she was sufficiently occupied with this child for it to leave its
mark on the patient's history -it so happened that her mother really
did bear a child from the father. In other words, the patient acquires
a third brother. Here, then, is the key point.
This also makes for the apparently exceptional character of
this observation. It is rather unusual that the late arrival of a little
brother should have resulted in such a profound reversal of a sub-
ject's sexual orientation. It is at this moment that the girl changes
position, and so now we shall see how this is best to be interpreted.
Freud tells us that this has to be regarded as a reactional phenom-
enon. The term is not in his text, but it is implied because he supposes
that her resentment towards her father is still being played out. This
linchpin in the situation explains her entire manner of handling the
affair. The girl is distinctly aggressive towards her father, while the
suicide attempt, which follows her being opposed by the counterpart
object of her attachment, is simply the counter-aggressiveness from
the father. Her aggression against the father swings round onto her
own self, combined with something that symbolically satisfies what
is at issue, namely a sort of collapse of the entire situation onto its
primal givens through a precipitation, a reduction, to the level of the
objects that are truly at stake. In short, when the girl falls from the
little bridge she performs a symbolic act, which is none other than
the IVz.cc7erkommc# of a child during childbirth. This is the term used
in German for dropping or whelping.
Thus we are brought back to the ultimate and originary meaning
of the structure of the situation.
In the second set of remarks that Freud makes, he explains how the
situation lay in a cul-de-sac in the treatment.
He tells us that to the extent that the resistance had not been
conquered, everything that was said to the patient was received
The Primacy of the Phallus 99
with great interest, but without her giving up her latest position.
Nowadays we would say that she held all this on the plane of an
intellectual interest. He employs a metaphor, comparing her reac-
tions to those of a gr¢#c7e c7czmc being shown museum pieces, peering
through her lorgnette and saying, How #z.cc./
Nevertheless, he notes that it cannot be said that there was an
absence of any transference. He indicates with great perspicacity
the presence of the transference in the patient's dreams. Parallel to
her unambiguous declarations of her determination not to change
anything in her deportment towards the lady, her dreams herald a
remarkable re-flowering of this most congenial bearing, the arrival
of some handsome and satisfying husband and the expectant advent
of an object, the fruit of this love. In short, the idyllic and almost
forced character of this spouse announced by the dream appeared
in such conformity with the efforts undertaken together that anyone
else but Freud would have pinned great hopes upon it.
Freud makes no mistake. He spies a transference here. It is the
doubling of the kind of counter-ploy that she was carrying on in
response to the disappointment with the father. Indeed, she had
not been solely aggressive and provocative with him. She also made
him concessions. It was just a matter of showing the father that she
was deceiving him. Freud recognises that something analogous is
going on in these dreams of hers, and that this is their transferential
signification. She is reproducing with him the fundamental stance of
the cruel game she has been carrying on with her father.
We must not fail here to come back to this kind of founding
relativity, which is essential to what is involved in symbolic for-
mation to the extent that there lies the fundamental line of what
for us constitutes the field of the unconscious. This is what Freud
expresses with great accuracy - its only wrong is to be a little over
accen+ua,ted -when he tctls us, beside the intention to mislead me, the
dreams partly expressed the wish to win my favour; they were also an
attempt to gain my interest and my good opinion -perhaps in order to
disappoint me all the more thoroughly later on.
Here appears the leading edge of the intention that is imputed to
the subject, of presently occupying this stance of captivating him
so as then to make him tumble from on high, to make him fall
from an even greater height on account of having been drawn yet
further into the situation. There can be no doubting, when one hears
the accentuation of this sentence, that it harbours what we call a
counter-transferential action. It is correct that the dream is decep-
tive, but Freud does not retain just this. Immediately after, he enters
into a discussion that is quite gripping to find in his writing, on how
the typical manifestation of the unconscious can be deceptive. It is
loo The Perverse Ways of Desire
says that the fact that children are still relating with their original
objects of attachment calls for a change in position from the analyst,
wAo c#/crs /fee sj.fwcz/j.o# ¢S cI #cw pcrfo#, on the current plane. This is
purported to modify the analyst's technique profoundly.
In this respect, Miss Anna Freud pays homage to something of
an inkling of the importance of the essential function of speech in
the analytic relation. She says that the child will assuredly be in a
different relation from that of the adult to speech, and so should
be approached with the aid of play, which provides the means for
the technique of child analysis. The child is in a position that does
not allow the analyst to offer himself from the position of neutrality
or receptivity, which strives above all to gather speech, to allow it
to thrive, and, when the occasion presents, to echo it. I would say,
therefore, that while it is not developed in this text, nor even con-
ceived of, the analyst's engagement on a path that is different from
the speech relation is nevertheless indicated there.
Mrs Melanie Klein argues, on the contrary, that nothing could
be more congruent with adult analysis than child analysis, and that
already, even at a very early age, what is at issue in the child's uncon-
scious has nothing to do with the actual parents, unlike what Miss
Anna Freud says. Between the ages of two-and-a-half and three,
the situation has already modified to such an extent compared with
what can be observed in the real relation, that what is at stake is a
whole dramatisation that is profoundly alien to the actual situation
of the child's familial relationship. This modification is illustrated
by the example of a child who, being raised as an only child by
an elderly aunt who lived far from his parents, leaving him in an
altogether isolated and dual relation with this one person, none the
less reconstituted a whole family drama with a father, mother, and
even rival brothers and sisters. I'm quoting. It really is, therefore, a
matter of revealing in analysis something that ultimately does not lie
purely and simply in an immediate relation with the real, but rather
is already inscribed in a symbolisation.
Are we to accept what Mrs Melanie Klein asserts? These assertions
are based on her experience, and this experience is communicated to
us in observations that sometimes push things into the realm of
strangeness. One cannot fail to be struck by this kind of witch's
cauldron, or soothsayer's crucible, at the bottom of which a whole
wide imaginary world is bubbling away, the idea of the mother's
body as a container, all the primordial fantasies present from the
very first, in their tendency to become structured into a drama that
seems to come preformed, this entire machine requiring the constant
surfacing of the most aggressive primordial instincts if it is to keep
turning. We cannot fail to be struck by how she vouches for a corre-
A Child is Being Beaten 105
it comes to wording these fantasies, not only does the subject very
often show great difficulty, but furthermore it provokes in him a
fairly considerable abhorrence, repugnance and culpability. The
discrepancy between the fantasmatic or imaginary use of these fan-
tasies and their spoken articulation is something that ought to make
us prick up our ears. The subject's deportment here is already a
signal that marks out a limit - it is not the same register mentally to
play with the fantasy or to speak about it.
What does the fantasy A cfez./c7 I.s bc!.ng beczje# signify in these
subjects? Freud is going to tell us what his experience has shown
him. We won't get to the end of the article today. I simply want to
throw some light on certain elements that directly concern the path
to which I committed us last week when tackling the problem via
The Psychogenesis of a Case of Homosexuality in a Woman.
According to Freud, the progress of analysis shows that what is at
issue in this fantasy is something that has been substituted through a
series of transformations brought to bear on other fantasies, which
themselves had a fully comprehensible role at precise moments in
the subject's development. It is the structure of these states that I
would like to set out for you, so as to enable you to recognise in
them something that seems to be altogether evident, so long as we
keep our eyes open, at least with regard to the dimension into which
we are trying to advance and which is summed up under the heading
SWZ)y.cc/I.vc s/rwcfwrc. In other words, in order to restore its true posi-
tion to what often presents in our theory as an ambiguity, even as
an impasse and an antinomy, we shall be seeking each time to locate
on which level of subjective structure a given phenomenon occurs.
Freud tells us that the subject's history -to the extent that it opens
up under analytic pressure and allows the origin of these fantasies to
be found again - is punctuated in three stages.
In the first part of his expose, which we shall not be bringing to
the fore right now, he informs us that he will be confining himself
to the women, for reasons that he makes clear afterwards but which
we shall leave aside for today.
The form taken by the first fantasy, which he tells us can be found
when the facts are analysed, is the following -A4'}J/cz/Acr I.I bccz/z.#g
the child whom I hate.
This fantasy is loosely tied to the appearance of a brother or a
sister in the subject's history, a rival who happens to frustrate the
child - through his presence and the care that is lavished on him - of
her parents' affection. Here it is especially the father who is at issue.
Without insisting on this point, we should not omit the fact that this
concerns a young girl who is caught at a moment when the Oedipus
complex has already been constituted and when the relationship
108 The Perverse Ways of Desire
with the father has been instated. The pre-eminence of the father's
person in this altogether primal fantasy cannot be unrelated to the
fact that this concerns a girl. But let's leave the explanation of this
issue for a later date.
What is important is that here at the outset we are touching on an
historical perspective that is retroactive. It is from a current point
in the analysis that the subject formulates and organises a primal
dramatic situation, and she does so in a way that is nevertheless
inscribed in her current speech and her power of symbolisation at
the present time. Thus, we find again, through the progress of the
analysis, what presents as the primal thing, the deepest primordial
organisation.
This entails the evident complexity of accommodating three
characters - there is the agent of the punishment, there is the one
who undergoes it, and there is the subject. The one who is under-
going the punishment is someone other than the subject, namely
a child whom the subject hates and whom she thereby sees being
stripped of the parental preference at stake. She thus feels privileged
by the fact that the other is being stripped of this preference.
A tripartite dimension and tension is here implied. There is the
subject's relation to the two others, whose interrelations are them-
selves dictated by an element that is focused by the subject. To
accentuate things in one direction, it could be said that M}; /¢fAcr
is beating my brother or my sister for fear I might not believe that
J czm ffee/ova"recJ o#c. A causality, or a tension, a reference to the
subject who is captured as a third party in whose favour all of this is
being produced, is something that animates and dictates the action
directed onto the ancillary personage, the one who is undergoing
the beating. The third party, who is the subject, is presentified in the
situation as an onlooker under whose eye this must come to pass
with the intention of making it known to her that something is being
given to her, namely the privilege of preference, of precedence.
So, there is a notion of fear, that is to say, a sort of anticipa-
tion, a temporal dimension, a pre-tension that is introduced into
the heart of this tripartite situation as its motor. And then there is
the reference to the third party qwcz subject, insomuch as the subject
is to believe or infer something from a certain deportment that is
brought to bear on the ancillary object. In this instance, this object
is taken as the instrument of the communication between the two
subjects, which is ultimately a communicating of love, because what
is declared for the central subject, this something that she receives,
comes at the expense of the anciuary object. This something is the
expression of her wish, or her desire, to be favoured and to be loved.
Of course, the formation has itself been dramatised. It is already
A Child is Being Beaten 109
higher than the ankle, and this is why the shoe is met here. This is
also why the shoe can, at least in certain particular but exemplary
cases, assume its function as a substitute for what has not been
seen but which is articulated and formulated as being, here for this
subject, what the mother possesses, namely the phallus. Doubtless
it is an imaginary phallus, but it is essential to her symbolic founda-
tion as a phallic mother.
Here in the beating fantasy we also find ourselves faced with
something that belongs to the same realm, something that freezes
the flow of memory, that reduces it to the instantaneous, by arrest-
ing it at this point that is called a screen-memory. Think of how
cinematographic motion can be speeding along altogether rapidly
and then all of a sudden stop at some point, capturing the characters
in a freeze-frame. This freeze-frame is characteristic of the reduc-
tion of the full signifying scene, articulated from subject to subject,
to something that is immobilised in this fantasy, which remains
charged with all the erotic values that are included in what it has
expressed, and of which it is the testimony and the support, the last
support that remains.
Here we can put a finger on how there comes to be moulded what
might be called the cast of perversion, namely the valorisation of
the image. The image is at stake here to the extent that it remains
the privileged witness of something that, in the unconscious, must
be articulated and brought back into play in the dialectic of the
transference, that is, in this something that must assume its full
dimensions once more within the analytic dialogue.
The value of an imaginary dimension appears, therefore, to be
supervalent whenever a perversion is at issue. This imaginary rela-
tionship stands on the path of what occurs between subject and
Other, or more accurately, of what of the subject remains located in
the Other, precisely insomuch as it is repressed. This is speech that is
indeed the subject's own but, since by its very nature as speech it is a
message that the subject must receive from the Other in an inverted
form, it can equally remain in the Other and there constitute the
repressed and the unconscious, establishing a relationship that is
possible but which does not become a reality.
Possjb/a does not say it all. There has to be some impossibility in
this, without which it would not be repressed. It is precisely because
this impossibility is present in ordinary situations that it requires all
the artifices of the transference to make that which has to be com-
municated from the big Other to the subject both newly passable
and formulable, in so far as the subject's Jcomes into being.
Freud's analysis affords us this indication in the sharpest fashion,
and everything is spelt out at far greater length than what I've been
A Child is Being Beaten 113
saying here. He marks out how we must tackle the problem of the
constitution of any perversion through the transformations of the
Oedipus complex, through its advance and its revolution.
It is astounding that people should have dreamed of maintaining
the indication that perversion is the negative of neurosis simply by
translating it, as is commonly being done, to mean that perversion
is a drive that has not been elaborated by the Oedipal and neurotic
mechanism. It is purported to be a pure and simple relic, the persis-
tence of an irreducible partial drive. On the contrary, in this vital
article, and in many further points, Freud indicates well enough that
perverse structuration, however primal we might suppose it to be -in
any case, among those that come to our knowledge as analysts ~ can
be articulated only as a means, a linchpin, an element of something
that ultimately can be conceived of, can be understood, and can be
articulated solely in, by and through the process, the organisation
and the articulation of the Oedipus complex.
Let's try now to inscribe the case from the other day, the case of the
young homosexual woman, onto our diagram of the subject's criss-
cross relationship with the Other.
On the axis that runs S-A, insomuch as it is here that symbolic
signification must come about and be established, lies the entire
genesis of the subject in the present. On the other hand, the imagi-
nary interposition cz-cz' is where the subject finds her status, her
object structure, which she recognises as such, installed in a certain
liaison in relation to these objects, which for her are immediately
attractive and correspond to her desire, in so far as she commits to
imaginary guiderails that form what are called libidinal fixations.
While we cannot push this exercise to its end today, we can try to
sum things up. What can we see? Five temporal phases can be laid
out to describe the major phenomena through which this perversion
is instated. Whether we regard this perversion as fundamental or
acquired matters little. In this instance, we know when it was first
indicated, when it was established, when it was precipitated, we
have its motives and we have its point of departure. It is a perver-
sion that was constituted belatedly, which doesn't mean that it did
not have its premises in quite primordial phenomena. But let's try
to understand what we can see on the level at which Freud himself
cleared the avenues.
There is a state that is essential, when the young woman has
reached puberty, around her thirteenth or fourteenth year. She
114 The Perverse Ways of Desire
treasures an object, a child whom she looks after and to whom she is
bound by ties of affection. She shows herself in everyone's eyes to be
steering particularly well in this direction, precisely on the kinds of
paths that anyone might hope for, as the vocation typical to woman,
that of matemity.
On this basis, something occurs that will produce in her a kind of
reversal that sets in when she starts to take an interest in love objects
who will be marked first of all with the sign of femininity. These
are women who are in a more or less motherly, neo-maternalising,
circumstance.
She will ultimately be led to the passion, which is literally quali-
fied as a co#swmz.#g pczssz.o#, for the person who in the text is called
/fee /czd)/, and there is a good reason for this. The young woman
treats this lady in a highly elaborate style of relation that is chival-
rous and specifically masculine. Her passion for the lady is served,
in a sense, without any requirement, without desire, without even
hope of return, with this character of a gift, the lover projecting even
beyond any kind of show from the beloved. In short, we find here
one of the most highly cultivated forms of love relation.
How are we to conceive of this transformation? I've given you
its first temporal phase and its result. Between the two, something
occurred. Freud tells us what. We are now going to implicate this
transformation in the same terms that served to analyse the position.
Let's begin with the phallic phase of the genital organisation.
What is the meaning of what Freud tells us in this regard? Just
before the latency period, the infantile subject, male or female,
reaches the phallic phase, which indicates the point of realisation
of the genital type. Everything is there, up to and including object-
choice. However, there is one thing that is not there, namely a full
realisation of the genital function insomuch as it would be structured
and organised as a reality. Indeed, there remains this essentially
imaginary and fantasmatic element which is the supervalence of the
phallus, in view of which there are for the subject two types of being
in the world - those who Aczvc the phallus and those who feczvc Ho/,
that is to say, who have been castrated.
This is how Freud formulates it and it's quite clear that there is
something here that truly suggests a problematic from which, in
trutb, the various authors do not manage to extricate themselves
when they seek to justify it in any way by motives that are deter-
mined for the subject in the real. I've already told you that I would
bracket off the extraordinary modes of explanation that this forces
upon these authors. Their general pattern of explanation amounts
pretty much to the following - ¢s cvcr);o#c k#ows, sz.#cc ever);/Aj.#g j.f
already figured out and inscribed in the unconscious drive tendencies,
A Child is Being Beaten 115
the subject must already possess, by his very nature, the preforma-
tion that makes one sex correspond to the other in cooperation. So,
this can only be a kind of formation in which the subject already
frods some advantage, and there n"st already be a process of defence
Acre. Actually, this is not inconceivable from one perspective, but
it simply pushes the problem further back. This in turn commits
the authors to a series of constructions that merely place the entire
symbolic dialectic back at the origin, and which become increasingly
unthinkable as one shifts further back towards it.
It is easier for us than for these authors to accept that in this
instance the phallus happens to be the imaginary element - this is
a fact, which has to be taken as a fact - whereby the subject at the
genital level is introduced into the symbolic aspect of the gift.
The symbolic aspect of the gift and genital maturation, which
are two different things, are nevertheless linked by a factor that
is included in the real human situation, namely the rules that are
established by law in the exercise of genital functions, to the extent
that they effectively come into play in inter-human exchange. It is
because things happen on this level that the bond is so tight between
the symbolic aspect of the gift and genital maturation. But this is
something that has no internal, biological or individual coherence
for the subject. On the other hand it emerges that the fantasy of
the phallus, within this symbolic aspect of the gift at the genital
level, does assume its value, and Freud insists on this. The phallus
does not have the same value for he who really possesses it, that is,
the male child, as for the child who does not possess it, that is, the
female child.
For the female child, she will be introduced to the symbolic aspect
of the gift precisely in so far as she does not possess the phallus. It
is in so far as she phallicises the situation - that is to say, in so far
as it's a matter of either fec".ng or #o/ feczvz.#g the phallus - that she
enters the Oedipus complex.3 Meanwhile, what Freud underscores
is that this is not how the boy enters the Oedipus complex. Instead,
this is his way out. At the end of the Oedipus complex he will have
to make the symbolic aspect of the gift a reality on a certain plane.
He will effectively have to make a gift of wA¢/ Ac feczs, whereas the
girl has entered the Oedipus complex in so far as she is to find, in the
complex, what she does not have.
What is meant by wfecz/ sfec docs #o/ foove? Here, we are already on
the plane where an imaginary element enters a symbolic dialectic.
In a symbolic dialectic, what one does not have is merely something
that is just as inexistent as the rest, but it bears the mark of the minus
sign. So, she enters with this minus. To enter here with a minus or
with a plus does not change the fact that what is in play here is the
116 The Perverse Ways of Desire
-/---`,-,,I---------r--,,--
imaginary penis symbolic father
EE
A Child is Being Beaten 117
On the other hand, what does this child whom she dotes over
satisfy in her? Well, the child is the imaginary phallic substitu-
tion through which, as a subject, she constitutes herself, without
knowing it, as an imaginary mother. She derives satisfaction from
looking after this child because it amounts to an acquisition of the
imaginary penis, which was the object of the fundamental frustra-
tion that resulted from her having placed this imaginary penis at
the level of the minus. I'm doing no more than highlighting what is
characteristic of originary frustration, namely that any object that
is introduced by a frustration that has become a reality can only be
an object that the subject takes up in this ambiguous position of the
body's appurtenances.
I'm underscoring this for you because when people speak about
primordial relationships between mother and child, they put all the
emphasis on the notion of frustration taken passively. We are told
that the child makes the first test of the relation between the pleasure
principle and the reality principle in the frustrations he feels from
his mother, and after that you can see the terms /rws/j.¢fj.o# o/ /foe
ofy.ccf or /ofs a/ /fee /ovc oZ7y.ccf being used indiscriminately. Now, if
there is one thing on which I insisted in the previous lessons then it's
precisely the bipolarity or the highly marked opposition that there
is between the real object, in so far as the child can be deprived of it,
namely the mother's breast, and the mother, in so far as she is in a
position to grant or not to grant this real object.
This distinction between the breast and the mother as a camp/cfc
oky.ccf is made by Mrs Melanie Klein. She distinguishes between, on
the one hand, the partial objects, and on the other, the mother who
is established as a whole object. This is the mother that can create
the famous cJcprcssj.vc posz./I.o# in the child. Indeed, this is one way
of seeing things. But what is passed over in the stance Klein takes is
that these objects are not of the same nature, because irrespective of
whether they are set apart or not, it is still the case that the mother
is established as an agent by the function of the appeal. It is still
the case that already, in her most rudimentary form, she is taken
as an object that is marked and connoted by a possibility of plus or
minus, as presence or absence. It is also the case that the frustration
brought about by anything that refers to the mother as such is a
frustration of love, and that everything that comes from the mother
by way of response to this appeal is a gift, that is to say, something
other than the object. In other words, there is a radical difference
between, on the one hand, the gift as a sign of love, which aims
radically at something else that lies beyond, namely the mother's
love, and on the other hand, whichever object that might arise for
the satisfaction of the child's needs.
118 The Perverse Ways of Desire
To end, 1et's come back to the case of the young woman in love,
who has her transitional object, this imaginary penis, due to the fact
of having her child. This is no different from what we are told when
it is asserted that, all in all, she has her imaginary penis from the
moment she starts doting on the child. What does it take for her to
pass to the third phase, that is, the second stage of the five situations
that we shan't manage to see today?
She is homosexual, and Freud tells us that she loves as does a
man, md.##/j.cAc# r}pws, even though the [French] translator has
rendered this as /G"z.#z.#. She is in a virile position. This can be
translated onto our diagram. The father, who at the previous stage
was at the level of the big Other, has now passed to the level of the
ego, to the extent that the girl has taken the male position. At cz',
there is the lady, the love-object who has replaced the child. Then, at
the level of the Other there is the symbolic penis, that is to say, what
stands at its most elaborated point in this love, which stands beyond
the beloved subject. What is loved in love is what lies beyond the
subject. It is literally what the beloved subject does not have. The
lady is loved precisely in so far as she does not have the symbolic
penis, though she has all it takes to get it because she is the chosen
object of the subject's every adoration.
Thislatestinstalment,thesecondissueofthejournalL¢Ps);cfoo#cz/}7fc,
contains some texts that will allow you to see a new foray into logic,
to see it right where it is, in a particularly vivid fashion, that is to say,
in our practice. I'm alluding to our much-touted game of odds-and-
evens, and I'm referring you to the Introduction I have given to my
Lesson on The Purloined Letter.
You can very easily find there the three temporal phases of subjec-
tivity, in so far as subjectivity bears a relation to frustration, and on
the condition that frustration is taken in the sense of a lack of object.
You can find them easily if you reflect on what the baseline of the
problem is, namely the opposition brought about by the institution
of the pure symbol - plus or minus, presence or absence - in which
there is nothing less than a sort of objectifiable positioning of what
is given in the game.
You will easily see there the second temporal moment in the fact
that the declaration you make in saying oc7d or evc# is a sort of bid
whereby you put yourself in the position of being gratified or not by
the response from the other party. However, since he already has
the cubes in his hands, he is quite incapable of doing so. Whether or
not what he has in hands corresponds to your bid is no longer some-
thing that depends on him. So, here you have the second stage in the
dual relation in so far as it sets out this appeal and its response, upon
which the level of frustration is established. At the same time you
will see its utterly evanescent character, which is literally impossible
to accommodate.
124 The Perverse Ways of Desire
theory. The equation between inaginary penis and child sets the
subject up as an imaginary mother in relation to what lies beyond,
namely her own father who steps in at this moment as a symbolic
function, that is, as the one who can give the phallus. The potency
of the father is at this moment unconscious. This is after the dissolu-
tion of the Oedipus complex, and so the father qua Ac wfeo c¢# gz.vc
the child is uncor\sctous.
It is at this stage that occurs what might be called the fatal
moment, when the father intervenes in the real, giving a child to
her mother, that is to say, turning the child that was formerly in an
imaginary relationship with the subject into a real child. Something
becomes a reality, and as a result she can no longer sustain it in the
imaginary position where she had set it up. We now find ourselves
in the second phase, where the intervention of the real father at
the level of the child, which is now the object of her frustration,
produces the transformation of the whole equation.
Henceforth, this will be posited with the following terms - the
imaginary father, the lady, and the symbolic penis. Through a
sort of inversion, the subject's relationship with her father, which
was previously in the symbolic realm, veers in the direction of the
imaginary relationship. Or, if you prefer, there is a projection of
the unconscious formula, that of her first equilibrium, into a per-
verse relationship, an imaginary relationship, which is her relation
to the lady. This is the third phase.
----,-----,--------/--,,,
imaginary father symbolic penis
(ego)
Let's quickly review the terms of the Dora case, through their com-
monality with the terms of the constellation that is present in the
case of the young homosexual woman.
In the Dora case we find exactly the same protagonists on centre
stage -the father, a daughter, and also a lady, Frau K. This is all the
more striking in that the whole problem revolves around the lady,
though this is hidden from Freud in the girl's presentation.
Dora is a case of pc/I./c kys/6rz.c and she has been brought to see
Freud because of certain symptoms she has. These symptoms are
undoubtedly mild, but striking all the same. Above all, the situation
Dora and the Young Homosexual woman 129
function known as the ego, I showed how this affords trace elements
for the observation. The full g#crc7rj.//c can be understood only to the
extent that Dora's ego - and the ego alone - has identified with a
virile protagonist, who is Herr K., and that for her the men are so
many possible crystallisations of her own ego. In other words, it is
through the intermediary of Herr K., it is in so far as she ;.s Herr K.,
at the imaginary point constituted by the personality of Herr K.,
that she is attached to the personage of Frau K.
I went a little further still. I said that Frau K. is someone of
inportance. Why so? She is not important merely because she has
been chosen among other objects. She is not merely someone of
whom we might say that she is vested by the narcissistic function
that lies at the bottom of any enamoration, any Vcr/i.cbffoej./. No. As
the dreams show -since the essential point of the observation hinges
on the dreams -Frau K. is Dora's question.
Let's try now to transcribe this onto our present formulation,
and to pinpoint what in this foursome comes to be arranged on our
fundamental schematic.
Dora is a hysteric, that is to say, someone who reached the level
of the Oedipal crisis and who was both able and unable to pass
through it. There is a reason for this, which is that her father, unlike
the father of the young homosexual woman, is impotent. The whole
observation leans on this central notion of the father's impotence.
Here, then, is an opportunity to highlight in a particularly exem-
plary fashion what the function of the father might be in relation to
the lack of object that led the girl into the Oedipus complex. What
might the function of the father be qua giver?
This situation hinges on the distinction I made regarding primary
frustration, the frustration that can set in between child and mother.
There is the object of the child's frustration, but after this frustrating
the child's desire persists. Frustration means something only to the
extent that the object is the subject's appurtenance and persists as
such after the frustrating. What is distinct in the mother's interven-
ing belongs to another register, in that she gives, or doesn't give, and
in that this gift is a sign of love.
Now comes the father, who is cut out to be the one who gives,
symbolically, this missing object. Here in the Dora case he doesn't
give it because he hasn't got it. Her father's phallic shortcoming
resounds throughout the entire observation like the root of a chord,
constitutive of the positioning. But yet again, do we find ourselves
on just the one plane? Will the whole crisis be established solely in
relation to this lack? Let's consider what is at stake. What does it
mean to give? Isn't there another dimension that is introduced into
the object relation on the level where it is raised to the symbolic
132 The Perverse Ways of Desire
degree by the fact that the object may or may not be given? In other
words, is it ever the object that is given? This is the question, and
in the Dora observation we can see one of its outcomes, which is
utterly exemplary.
Dora remains very attached to this father from whom she does
not receive, symbolically, the virile gift. She is so attached to him
that her story begins exactly at the age of the dissolution of the
Oedipus complex, with a whole series of hysterical mishaps that are
very clearly linked to shows of love for the father, who at that time
appears more than ever, and decisively so, to be a wounded and
sick father, stricken in his very vital forces. The love she has for this
father is at that time strictly correlative and coextensive with his
diminution.
So, we have a very clear-cut distinction here. What intervenes in
the love relationship, what is asked for as a sign of love, is only ever
something that carries worth merely as a sign. Or, to go yet further,
there is no greater possible gift, no greater sign of love, than the gift
of what one hasn't got. Let's take note, however, that the dimension
of the gift comes into existence only with the introduction of the
Law. As is posited and asserted in sociological thought as a whole,
a gift is something that circulates. The gift you give is always the gift
you have received. But when the giving occurs between two subjects,
the cycle of gifts comes from yet elsewhere, because what establishes
a love relationship is that the gift is given, so to speak, for nothing.
Jzj.c# po#r rz.cH is the principle of exchange. You get nothing for
nothing. This formula, like any formula in which the ambiguous
rj.c# occurs, seems to be the very formula for j.#/crcs/, but it is also
the formula for what is wholly free of charge. Indeed, in the gift of
love there is merely something that is given for nothing, and which
can only be nothing. In other words, a subject gives something for
free in so far as behind what he gives there is everything he lacks.
What constitutes the gift is that the subject sacrifices beyond what
he has. Moreover, this holds true for the primitive gift such as it
effectively used to be practised at the origin of human exchanges in
the form of the potlatch.
Imagine if you will a subject in possession of all the riches poss-
ible, the maximum possible amount of what may be possessed. Well,
a gift from such a subject would literally have no value as a sign of
love. Believers imagine that they love God because He is deemed to
possess within Him this total plenitude and fullness, but it's quite
certain that if this recognition is so much as thinkable, for anything
whatsoever, when it comes to someone who might have gauged
that at the root of any belief there is this Being who is supposed to
be thought of as a Whole, even so, without any doubt He lacks the
Dora and the Young Homosexual woman 133
Herr K.
"T7
is set out as follows -
Frau K. Herr K.
the questio with whom Dora identifies
Dora Father
remains the Other par excellence
Dora can readily accept that her father loves in her and through
her what lies beyond, Frau K. But for Herr K. to be tolerable
in this positioning he has to occupy the exact opposite function,
which balances it out, namely, Dora herself has to be loved by him
beyond his wife, but in so far as his wife means something to him.
This something is the same as the #ofA!.#g that must lie beyond,
that is to say, in this instance, Dora. He doesn't say that his wife
means nothing to him. He says that on the side of his wife, there is
nothing. This cz# can be found in countless locutions in German,
for example in the expression Es/crfe// z.Am cz# Ge/d. The particular
wording here in German shows that this cz# is an additional link
into the beyond of what lacks. This is precisely what we meet here.
He means that there is nothing beyond his wife - A4.); wj/c z.s' #o/
included in the circuit .
What is the upshot of this? Dora cannot tolerate that he should be
interested in her, Dora, only in so far as he is interested in her alone.
By the same stroke, the whole situation is broken off. If Herr K. is
only interested in her, then her father is only interested in Frau K.,
and at that point she can no longer tolerate it. Why not?
In Freud's eyes, this nevertheless falls within a typical kind of
136 The Perverse Ways of Desire
homosexual woman is the father's promise, yow w.// beczr in)/ t.Az./d,
and if what she shows in her exalted love for the lady is, as Freud
says it is, the very model of absolutely selfless love, of love given
for nothing in return, can't you see that it's as though the young
woman wanted to show her father what true love is, this love that
her father has refused her? Undoubtedly the father was implicated
in the subject's unconscious, and no doubt this was because he was
finding further favour from the mother. Indeed, this relationship is
fundamental whenever a child enters the Oedipus complex, namely
the crushing superiority of the adult rival. What she demonstrates
to him is how one can love someone not only for what that person
has, but literally for what the person doesn't have, for the symbolic
penis she knows she will not find in the lady. For she knows full well
where the symbolic penis is to be found. It is with her father who, for
his part, is not impotent.
In other words, what is called pert;ers!.o# is expressed in this case
between the lines, through contrasts and allusions. It's a way of
speaking about something altogether different, but which necessar-
ily implies, through a rigorous sequence of terns that are in play,
its return as what is meant to be heard. You will find here what I
once called, in the widest sense, mc/o#);m};, which consists in getting
something across by speaking about something utterly different. If
you cannot appreciate this fundamental notion of metonymy in its
most comprehensive form, it is quite inconceivable that you should
manage to form any notion whatsoever of what perversion in the
imaginary can mean.
This metonymy is the principle behind everything that may be
called rccz/i.sin in the realm of art and invention. Realism literally
carries no sort of meaning whatsoever. A novel, which is made up
of a heap of tiny lineaments that mean nothing, has no value if
it doesn't make something pulsate harmonically, something that
carries a meaning beyond. Thus, near the beginning of W/ar cz7td
Pccrcc, the theme that emanates from the women's bare shoulders
stands for something else.2 If the great novelists are tolerable, it's
in so far as everything they endeavour to show us finds its meaning
not at all symbolically, nor allegorically, but rather through what
they allow to reverberate at a distance. The same goes for cinema.
When a film is good, it's because of the metonymic function.
And so too, the subject's function of perversion is a metonymic
function.
Is it the same for Dora, who is a neurotic? It's actually quite dif-
ferent. When we look at the diagram, we notice that in perversion we
are dealing with a signifying line of conduct that points to a signifier
that lies further along in the signifying chain, to the extent that it is
138 The Perverse Ways of Desire
stripped utterly of her last resources. Up until that moment, she was
frustrated, since she was without the paternal phallus that was sup-
posed to be given to her, but she had found the means to maintain
desire along the path of the imaginary relationship with the lady.
Now that the lady has rejected her, however, she can no longer
sustain anything. The object is lost once and for all, and this #o/fez.7?g
in which she had set herself up, in order to demonstrate to her father
how to love, has no more reason to be. At that moment, she makes
her suicide attempt.
As Freud underlines for us, this also carries another meaning,
that of a definitive loss of the object. The phallus that has been
firmly refused her has fallen, #j.cderkommc#. This falling away has
the value of a definitive privation, and also mimes a sort of symbolic
childbirth. The metonymic aspect I was telling you about is to be
found here. If Freud can interpret the act of jumping off the railway
bridge at the critical and terminal moment of her relationship with
the lady and the father as a demonstrative way of herself becoming
this child that she has not had, and at the same time of destroying
herself in a final act that signifies the object, this is grounded solely
on the existence of the word 77;.cc7crkomme#.
This word indicates, metonymically, the final term, the term of
suicide, in which is expressed what is at stake in the young homosex-
ual woman, this being the sole mainspring of her entire perversion,
in keeping with what Freud asserted time and again concerning the
pathogenesis of a certain type of female homosexuality, namely a
steady and particularly reinforced love for the father.
23 January 1957
THE FETISH OBJECT
IX
THE FUNCTION OF THE VEIL
In his article, Freud tells us at the outset that the fetish is the
symbol of something, but adds that in saying this he sfeo// ccrfczz.#/y
crc¢fc dJ.Jappoz.#fmc#f . A great deal has been said about the fetish
for as long as people have been speaking about analysis, and also
since Freud first spoke about it. The something in question is, once
again, the penis.
Yet immediately after this comment, he stresses that this is 7io/
a#}J cha#cc pc#!.a. The detail seems scarcely to have been exploited
in its structural grounding, in the fundamental suppositions that it
implies on reading it naively for the first time. To spell it right out,
the penis at stake is not the real penis. It's the penis in so far as the
woman has it, that it to say, in so far as she does not have it.
I'm underscoring this point of oscillation, on which we ought
briefly to pause, so as to see what is ordinarily passed over, and
which we must not pass over. For someone who does not make use.
of the keys we possess, all this is merely a matter of misrecognising
the real - it's about the phallus that the woman docs#'/ feczvc, and
which she mws/ fecvc for reasons relating to the child's doubtful rela-
tion to reality. This is the common path, which usually supports all
manner of speculation on the future, the development and the crisis-
points of fetishism, and, as I have been able to confirm through an
extensive reading of all that has been written on fetishism, it leads to
all sorts of impasse.
Here, as always, I have ventured not to expand too far into this
forest of analytic literature. In truth, this is something that, to be
treated effectively, would require not just hours but a more con-
trolled study, for there is nothing more delicate and more fastidious
than to locate the precise point at which some matter shrinks away,
at which the author avoids the crucial point in a discrimination.
So, I will be showing you here, in one part of what I'm about to
expatiate, the more or less settled result of my readings, and I will be
asking you to follow me.
To avoid the aimless wandering into which the authors have grad-
ually been led over the years whenever they avoid this point, and to
restore the proper position to what is at issue, the differential sinew
by which to broach this is that on no account is this a real phallus,
a phallus which, as real, would exist or not exist. It's a symbolic
phallus, in so far as it's in its very nature to present in exchange as
an absence, as an absence that functions as such.
Indeed, everything that can be tralatitious in symbolic exchange
is always something that is as much absence as presence. It is made
in such a way that it has a sort of fundamental alternation, which
means that, having appeared at one point, it disappears then to
reappear at another. In other words, it circulates, leaving behind
The Function of the Veil 145
it the sign of its absence at the point from which it came. In yet
other words, we can immediately recognise that the phallus that is
involved here is a symbolic object.
On the one hand, by means of this object a structural cycle of
imaginary threats is established, which limits the use and wielding
of the real phallus. This is the meaning of the castration complex,
in that this is how the man is caught in it. But there is another use,
which is hidden, so to speak, by the more or less fearsome fantasies
in the man's relation to these prohibitions bearing on the use of the
phauus, and this is the symbolic function of the phallus. I mean that
the fact of whether it is there or not there, and solely in so far as
it is there or not there, is what sets up the symbolic differentiation
between the sexes.
Symbolically, woman does not have the phallus. But not to have
the phallus symbolically is to partake of it in the capacity of absence,
and so to have it in some way. The phallus always lies beyond any
relationship between man and woman. It can on occasion form the
object of a woman's imaginary yearning to the extent that she has
only a very small phallus, yet this phallus that she might feel to be
insufficient is not the only one that functions for her because, in so
far as she is caught in the intersubjective relationship, there lies,
beyond her, for the man, the phallus that she doesn't have, that is to
say, the symbolic phallus that exists qua absence. This is completely
independent of the inferiority she might feel on the imaginary plane,
for as much as she has a real partaking of the phallus.
This symbolic penis, which the other day I positioned in the
diagram for the young homosexual woman, plays an essential role
and function in the girl's entry into symbolic exchange. It is in so
far as she does not have this phallus, that is to say, in so far as, also,
she does have it on the symbolic plane, it is in so far as she enters
the symbolic dialectic of having or not having the phallus, that she
thereby enters the ordered, symbolised relationship of differentia-
tion between the sexes, where the inter-human relationship is taken
on board as something disciplined, typified, ordered, struck with
prohibitions and marked by the fundamental structure of the incest
law. This is what Freud means when he tells us that it is through the
intermediary of what he calls the j.decz of castration in woman -and
which is precisely that she does not have it symbolically, and so
therefore she may have it - that she enters the Oedipus complex,
whereas this is the boy's way out if it.
In this we can see how, structurally speaking, the androcentrism
that marks the elementary structures of kinship in L6vi-Strauss's
schematisationisinacertainwayjustifled.Thewomenareexchanged
between lineages founded on the male line, the one that is chosen
146 The Fetish Object
curtaln
Here, then, is the subject, and the object, and what lies beyond
is the nothing, or else the symbol, or else the phallus insomuch as
woman lacks it. But once the curtain is in place, something can be
painted onto it that indicates that the object lies beyond. The object
can then take the place of lack, and also, as such, be the support of
love, but in so far as it is precisely not the point to which desire is
tethered. Desire appears in some way as a metaphor for love, but
what tethers it, namely the object, appears as something illusory and
as something that is valorised as illusory.
The notorious splitting of the ego when the fetish is involved is
explained to us by saying that here woman's castration is at once
affirmed yet denied. Since the fetish is there, she has not lost the
phallus, but by the same stroke she can be made to lose it, that is, she
can be castrated. The ambiguity of this relationship to the fetish is
constant and is relentlessly manifested from one moment to the next
in symptoms. This ambiguity, which is borne out in lived experience,
an illusion both sustained and cherished as such, is at the same time
experienced in a fragile balance where at any moment the curtain
could be raised or come tumbling down. This is the relation that is
at issue in the fetishist's relationship with his object.
When we follow Freud's article further, he speaks of Vcr/cwg#w#g
with regard to the fundamental stance of disavowing in the relation-
ship to the fetish. But he also says that it's about making the complex
relationship hold up, cz#/recA/zwfocz//t3#, as though he were speaking
about a stage set. Freud's language, which is so full of imagery,
while being so very precise, employs terms that here assume their
vtL+ue. He says thfut the horror of castration has set up a memorial to
itself in the creation of this substitute. The fedrsh is a, Denkmal. The
word /rapdy doesn't feature, but in truth it is there, doubling up
as thf3 token of triumph, das Zeichen des Triumphes. ALutho[s who
approach the typical phenomenon of the fetish will speak over and
again of the way in which the subject heraldises his relation to sex,t
but Freud is making us take a step further here.
Why does this come about? Why is it necessary? We will be
The Function of the Veil 149
What are the causes behind the setting-up of the fetishistic struc-
ture? The Kleinians won't ascertain anything for you in this matter.
The Function of the Veil 151
In any case, the various authors have been in a bind for some time
now.
On the one hand, we cannot lose sight of the notion of the essential
articulation that is the relation between the genesis of fetishism and
the castration complex. On the other, it is apparently most certain in
preoedipal relationships, and not elsewhere, that the phallic mother
is the central element and the decisive mainspring. How are the two
to be joined together?
These authors are more or less happy to do so. Just look how
comfortable the members of the English school are - fair to mid-
dling, actually -thanks to Mrs Melanie Klein's system. It structures
the first stages of the oral drive tendencies, and particularly their
most aggressive moment, by introducing the presence of the pater-
nal penis into the very heart of this moment by means of retroactive
projection, that is to say, by retroactivating the Oedipus complex in
the earliest relationships with objects that are introjectable. Clearly,
in this way they have easier access to the material that will allow for
an interpretation of what is at issue. Since I have not yet embarked
on an exhaustive critique of what Melanie Klein's system means,
we shall leave aside for the time being what one or another author
might be able to contribute on this score. To stick to what we have
brought to light here, let's start with the fundamental relationship
between the real child, the symbolic mother and her phallus, which
for her is imaginary.
So, this is a scheme to be handled with caution inasmuch as it is
focused on a single plane, despite corresponding to various planes
and coming to function at successive stages of the story. Indeed, for a
long while the child is not in a position to appropriate for himself the
relationship of imaginary appurtenance that produces the mother's
profound division on her side. We are going to try this year to elu-
cidate this question. We are on the path of seeing how and at what
moment this is taken on board by the child, and how this comes into
play when the child himself enters this relationship with the symbolic
object in so far as the phallus is its main currency. This poses ques-
tions of chronology, temporality, order and succession, which are
questions that we try to broach quite naturally - as is indicated by the
history of psychoanalysis - from the angle of pathology.
What do the observations show us here? When we scrutinise them
carefully they show that it is very exactly around and correlative
to this singular symptom, which places the subject in an elective
relationship with a fetish - the mesmerising object inscribed upon
the veil -that his erotic life gravitates. I'm saying gravz./cz/es because
although it is a mesmerising object, it is understood that the subject
maintains a certain freedom of movement, which can be perceived
152 The Fetish Object
and which in this respect has forged its own path, the analyst will
intervene to make the subject perceive the alternation between these
positions at the same time as their signification. It might be said that
in a certain way the analyst intervenes to open the symbolic distance
that is necessary for the subject to perceive meaning.
The observations are exceedingly rich and profitable here, when
they show us for example the umpteen forms that the actuality of
the subject's early life can take, the fundamental dis-completion that
means that he is offered up as such to the imaginary relationship,
either along the path of identification with the woman or along the
path of taking the place of the imaginary phallus. That is to say,
either way there is an insufficient symbolisation of the ternary rela-
tionship. For example, the authors say that very often they note the
absence of the father, sometimes repeatedly in the subject's history,
his shortcoming as a presence - he goes on a trip, off to war, and so
forth.
Furthermore, they note a certain type of subjective position that
is sometimes peculiarly reproduced in the fantasies, that of a forced
immobilisation. It is sometimes manifested by the fact of the subject
having actually been tied down. There is a very fine example in
the observation by Sylvia Payne. Following some excessive medical
advice, a child was prevented from walking up until the age of two.
He had to be tied down in his bed, and this was not without conse-
quence, including the fact that he lived in this way closely monitored
in his parents' bedroom. This put him in the exemplary position of
being entirely given over to a purely visual relationship, without
any first signs of muscular activity emerging from their source. His
relationship with his parents was thus lived through in the style of
rage and anger that you can imagine. While such exemplary cases
are rare, some authors have insisted on the fact that certain phobic
mothers who keep their child at a distance from their contact, a
little as though such contact were a source of infection, are certainly
not without consequence on the supervalence accorded the visual
relationship in the constitution of the primal relationship with the
maternal object.
Be that as it may, far more instructive than any such example of
a vitiation of the primary relationship is, as it were, what appears
as a pathological relationship, which presents as the flipside or the
complement to the libidinal adherence to the fetish. Fetishism is a
classification that, nosologically speaking, encompasses all sorts of
things for which our intuition merely gives us an indication of their
affinity or kinship with fetishism.
That a subject like the one Mrs Payne tells us about should be
attached to a mackintosh seems to be of the same nature as being
154 The Fetish Object
-desire, but desire qua perverse. It is upon this veil that the fetish
comes as a figuration of precisely what lacks beyond the object.
This schematisation is designed to set up the successive planes
that should allow you in certain cases to find your bearings more
easily in this sort of perpetual ambivalence and confusion, where yes
is equal to no, where steering in one direction is equal to steering in
exactly the opposite direction, along with everything that analysts
unfortunately make use of to get out of the bind under the name
ambivalence .
Right at the end of what I told you last time regarding fetishism, I
pointed out how a position becomes apparent that is in some sense
complementary. This position is also apparent across the different
phases of the fetishist structure, even in the attempts that the fetishist
makes to join up with the object from which he has been separated
by something that has a mechanism and function which he does
not, of course, understand. This position, which might be called
symmetrical - the corresponding pole that lies opposite fetishism -
is the function of transvestism.
In transvestism the subject identifies with what lies behind the
veil, with the object that lacks something. The authors have spotted
this very well in their analyses and have expressed it in their lan-
guage, saying that the transvestite identifies with the phallic mother
insomuch as, further to this, she veils over the lack of phallus.
This transvestism takes us a long way into the question, because we
didn't have to wait for Freud to tackle the psychology of garments.
In any use of the garment there is something that partakes of the
function of transvestism. While the immediate commonplace view
of the function of the garment is that it conceals the pudendum, the
question has to be slightly more complicated than this in the eyes of
an analyst. All it would take would be for one of these authors who
go on about the phallic mother just to notice the meaning of what
he is saying. Garments are not made solely to conceal what one has,
in the sense of foczw.ng j./ or #o/, but also precisely on account of #o/
A¢w.#g. Both functions are essential. It is not always and essentially
a matter of hiding the object but also of hiding the lack of object.
This is a straightforward application in this case of the imaginary
dialectic of what is too often overlooked, namely the function and
presence of the lack of object.
Conversely, in the sweeping use they make of the scoptophilic
relationship,I they always imply, as though it went without saying,
Identification with the Phallus 159
right from the start of the passage from Freud that I've just read out
to you.
1 propose the [Ofhow.rr\g-the metaphor that underlies introjection is
cz# ore/ mcfapfeor. People speak indiscriminately about introjection
and incorporation, allowing themselves to slide in the most common
way into all the articulations that were produced in the Kleinian
era. They would evoke, for instance, the infamous constitution of
primordial objects that divide in just the right way into good and
bad objects that are alternately introjected. These objects are held to
be something that is simply given in this infamous primitive world
that knows no bounds, where the subject would form a whole from
his being subsumed into the maternal body. From this standpoint,
introjection is held to be a function that is strictly equivalent to
and symmetrical with the function of projection. Furthermore, the
object is constantly in a kind of movement, passing from without
to within only to be pushed back out from the inside when it has
become too much to bear. This leaves introjection and projection in
a perfect symmetry.
What I am about to try to articulate for you now takes a stand
against this excess, which is certainly not a Freudian excess.
I believe that it is strictly impossible to conceive of phenomena
such as manifest oral impulses -and I'm not talking simply in terms
of conceptualisation or something that is shaped in thoughts, but in
terms of clinical practice - of such evocations of the oral drive, cor-
relative with turning points in the symbolic reduction of the object
that we endeavour to bring about from time to time, with more or
less success, if we stick with this vague notion of regression that is
always put at our disposal in such cases. In cases of young children
where this leads to the appearance of bulimic impulses, or at some
such turning point in the treatment of a fetishist, we are told that the
subject is regressing because, of course, that's what he's there for.
Why? Because at the very moment he is progressing in his analysis,
that is to say, trying to take in a full perspective of his fetish, he
regresses. You can always say this and no one will contradict you.
I say, on the contrary, that each time the drive appears in the
analysis, or elsewhere, it should be conceived of in relation to its
economic function, in relation to the unfolding of a particular
defined symbolic relationship. Isn't there something that allows us
to shed light on this in the rough outline I gave you for the dialecti-
cal structure of the gift?
On one side, the child is faced with the mother as the support of
the first love relation, in so far as love is something that is symboli-
cally structured, in so far as she is the object of an appeal, an object
which therefore is as much absent as present. This is the mother
Identification with the Phallus 167
whose gifts are signs of love, and which as such are just that. Ipso
facto, these gifts are cancelled out whenever they are anything else
but signs of love. On the other side, there are the objects of need
that she presents to the child in the form of her breast. Can't you see
that between the two it's a matter of equipoise and compensation?
Whenever there is a frustration of love, this is compensated by the
satisfaction of need. It is in so far as the mother is missing for the
child who calls out to her, that he clings to her breast and turns it
into something more significant than anything else. So long as he
has it in his mouth and derives satisfaction from it, he cannot be
separated from this thing that leaves him nourished, relaxed and
satisfied. Here, the satisfaction of need is both a compensation for
the frustration of love and, I would almost say, the beginning of the
distraction from it.
The supervalence that the object assumes - the breast in this
instance, or the nipple -is grounded precisely on the fact that a real
object assumes its function as a part of the love object. It takes on
its signification qua symbolic and, as a real object, becomes part of
the symbolic object. The drive aims at the real object as a part of the
symbolic object. It is on this basis that any understanding of oral
absorption, of the mechanism of so-called regressive oral absorp-
tion that can intervene in any love relation, becomes possible. Once
a real object that satisfies a real need has become an element of the
symbolic object, any other object that can satisfy a real need can
come in its stead, and first in line is the one that is already symbol-
ised but which is also perfectly materialised, namely speech.
To the extent that oral regression to the primal object of devora-
tion comes to compensate for the frustration of love, this reaction
of incorporation imparts its model, its cast, its yorbj./d, to the kind
of incorporation that is the incorporation of certain words among
others, which lies at the origin of the early shaping of what is known
as the superego. What the subject incorporates under the name of
the superego is something analogous to the object of need, not in the
sense that it would itself be the gift but in that it is the substitute for
the failing of the gift, which is really not the same thing.
It is on this basis, too, that the fact of possessing or not possessing
a penis can take on a double meaning and enter the subject's imagi-
nary economy by two paths that are initially very different. First,
the penis can, at a given moment, locate its object somewhere in the
lineage and the stead of the object that is the breast or the nipple.
It is thus an oral form of the incorporation of the penis that plays
its role in determining certain symptoms and functions. But there
is another way in which the penis enters the imaginary economy.
It can enter not as an object that compensates for the frustration
168 The Fetish Object
of love, but as what lies beyond the love object and which the love
object lacks.
Let's call the first one thepci7?I.a. With all it entails, even so, it is an
inaginary function in that it is incorporated imaginarily. The other
one is the pfe¢//ws inasmuch as the mother lacks it and it lies beyond
her and her power of love.
It is with respect to this missing phallus that I've been posing you
the question, since the start of this year's seminar -cz/ wfoczf momc#f
c7ocs /fee sctz7y.ccf dj.scot/cr fAz.s /¢ck? When and how does he make this
discovery in such a way that he can find himself committed to sub-
stituting himself for it, that is to say, to choosing a different path in
the re-finding of the love-object that slips away, by himself bringing
in his own lack?
This distinction is crucial, and it will enable us today to set down
a first sketch of what is more or less requisite for this temporal phase
to come about.
We have symbolic structuration and possible introjection, which
as such is the most characteristic form of primal identification that
Freud posited. It is in a second temporal phase that Vcr/j.cb/fecz./
occurs. This yer/I.cbJAcz./ is absolutely inconceivable, it cannot be
articulated anywhere, except in the register of the narcissistic rela-
tionship, in other words in the specular relationship, such as I have
defined and articulated it.
I remind you that this occurs at a date that can be isolated. Of
necessity, it cannot be before the sixth month. Sometime thereafter,
this relationship with the image of the other comes about, insomuch
as this image affords the subject the matrix around which can be
organised what I called his I.#comp/G/wdc vGcwe, his lived experience
of incompleteness, of the fact that he is wanting. He realises that
he is lacking something in relation to the image that presents itself
as total, not only as fulfilling, but also as a source of jubilation for
him. It is in so far as there is a specific relationship between man
and his image, in so far as the imaginary comes into play, that upon
the foundation of these first two symbolic relationships between the
object and the mother it will become apparent that both he and his
mother lack something imaginarily. It is in the specular relationship
that the subject has had the experience and the apprehension of a
possible lack, the apprehension that something that lies beyond can
exist and that this is a lack.
Therefore, it is only beyond the narcissistic realisation, and to the
extent that these tense and deeply aggressive comings and goings
start to be organised, around which the successive layers of what
will constitute the ego will crystallise and form a kernel, that there
can be an introduction of what leads to the appearance, for the
Identification with the Phallus 169
External
Object
I:.»
Here [on the central vertical axis] is where he places the egos of
the different subjects. It's a matter of knowing why different subjects
are in communion with the same ideal. He explains that there is an
identification between the Ego-ideal and all these objects that are
supposed to be the same. Yet when we look at the diagram we notice
that he has taken care to link these three objects, which may be
supposed to be the same, to an external object that lies behind them.
Can you not see that this bears a glaring resemblance to what I've
been trying to explain to you? Regarding the JCAz.c7ccz/, it's not merely
a matter of an object but indeed of something that lies beyond the
object and which comes to be reflected, as Freud says, not purely
and simply in the ego ~ which doubtless feels something of this and
can be impoverished by it - but rather in something that lies in the
ego's very footings, in its first requirements and, to spell it right out,
upon the first veil that is projected in the form of the Ego-ideal.
Next time I will be picking up from where I've left off today, with
the relation between the Ego-ideal, the fetish, and the object qua
missing object, that is to say, the phallus.
6 February 1957
XI
THE PHALLUS AND THE
UNFULFILLED MOTHER
I intend today to take up the terms with which I've been trying to
formulate the necessary revision of the notion of frustration. Indeed,
without this revision it is quite possible that the gap will continue to
grow between the dominant theories in psychoanalysis today -what
are called the current proclivities of psychoanalysis - and Freudian
doctrine. As you know, in my view Freud's doctrine constitutes
nothing less than the only accurate conceptual formulation of the
practice that this very same doctrine founded.
What I am going to try to spell out today might be a little more
algebraic than usual, but everything we have done so far has paved
the way for it.
Before we set off again, let's punctuate what has been brought out
by certain terms that we have been led to voice here.
When it is not there, the gift manifests itself following the appeal
for wfe¢f z.f, and when it is there, it manifests itself essentially as
the mere sign of the gift, that is to say, as nothing, as no object of
satisfaction. It is there precisely to be pushed away in so far as it
is this nothing. This symbolic interplay therefore has a fundamen-
tally disappointing character. This is the essential articulation on
the basis of which satisfaction itself is situated and takes on its
meaning.
I don't mean that the child does not on such occasions obtain the
satisfaction that is granted to a pure vital rhythm. I'm saying that
any satisfaction that is in question in frustration arises there against
the backdrop of the fundamentally disappointing character of the
symbolic order. Here, satisfaction is a mere substitute, a compensa-
tion. The child quashes, as it were, the disappointing aspect of this
symbolic interplay by orally seizing the object of satisfaction, the
breast in this instance. What sends him to sleep in this satisfaction is
precisely his disappointment, his frustration, the refusal that he has
experienced.
The painful dialectic of the object that is both there and never
there, in which the subject becomes practised, is symbolised for us
in the exercise that is brilliantly seized upon by Freud as the pared-
down interplay of what constitutes the backdrop to the subject's
relationship with the presence-absence couple. Of course, Freud
seizes upon it in its pure state, in its detached form, but he recognises
this interplay insomuch as it is absence that constitutes presence. So,
in his satisfaction, the child quashes the fundamental un fulfilment
of this relationship. He stifles the interplay by grasping the oral
object. He quashes what arises from this fundamentally symbolic
relationship.
From this point forth, there is nothing astonishing for us in
the fact that it is in sleep that the persistence of his desire on the
symbolic plane should manifest itself. I will add here how even
the child's desire in the dream is never tied to a pure and simple
natural satisfaction. You can see this in the dream of the young
Anna Freud, which is claimed to be exceedingly straightforward.
She says - a/w¢wbcwwz.es, pwdde#, etc. These objects are all tran-
scendental objects, They have already entered the symbolic order to
such an extent that they are all forbidden objects. Nothing obliges
us to think that the young Anna was unfulfilled that evening, quite
the contrary. What is maintained in the dream as a desire -certainly
one that is expressed undisguisedly, but with the full transposition
of the symbolic order -is desire of the impossible.
And if you might still be in doubt as to whether speech plays an
essential role here, I will point out to you that had the young Anna
176 The Fetish Object
Freud not voiced this in words, we would never have known a thing
about it.
Let's pursue now the dialectic of frustration and ask what happens
when the satisfaction of need comes into play and replaces symbolic
satisfaction.
Due to the very fact that it is substituted for symbolic satisfaction,
this satisfaction of need itself undergoes a transfomation. When the
real object itself becomes a sign in the demand for love, that is to
say, in the symbolic plea, it brings about an immediate transforma-
tion. What is this transformation? Given that I've been telling you
that the real object here takes on the value of a symbol, I could tell
you that it has thereby become a symbol, or almost become one, but
to do so would be a sheer sleight of hand. What takes on a symbolic
accent and value is the activity, the mode of apprehension, that puts
the child in possession of the object.
This is how orality becomes what it is. Being an instinctual mode
of hunger, it is the vehicle of a libido that maintains one's body, but
that's not all it is. Freud wonders about this libido, asking whether it
is the libido of vital preservation or sexual libido. Of course, in itself
it is the former, and this is even what implicates c7es/r"do, but it is
precisely because it has entered this dialectic of substituting satisfac-
tion for the demand for love that it is indeed an eroticised activity. It
is libido in the strict sense, and it is sexual libido.
All this is not merely some nugatory rhetorical articulation,
because it responds to certain objections - and in a different way,
in a way that does not evade them - voiced by people who are
certainly not especially astute, regarding certain analytic remarks on
the eroticisation of the breast. One such objector is Charles Blondel.
In the most recent issue of Lcs E/wdes pAz./o5'apfei.gwcs, dedicated
to the centenary of Freud's birth, Mine Favez-Boutonier quotes
Blondel from one of his articles where he says that he's quite pre-
pared to entertain all of this, but still wonders what analysts make
of those cases where the child is not suckled at his mother's breast
but is instead bottle-fed. What I've just structured for you provides
a reply precisely to this. Once it has entered the dialectic of frustra-
tion, the real object is not in itself irrelevant, but it has no need to
be specific. Even if it is not the mother's breast, it will lose nothing
of the value of its place in the sexual dialectic, from which emanates
the eroticisation of the oral zone. The object is not what plays the
essential role here, but rather the fact that the activity has taken on
The phallus and the unfulfilled Mother 177
accidental knock. Even before a word is uttered, the child does not
react to an inadvertent bump in the same way as to a slap.
1'11 leave you to reflect on what this implies. You will tell me that,
curiously enough, it's the same with animals, at least with pets. You
would be raising an objection that I believe can easily be overturned,
but which perhaps could be used as a counterargument. Indeed, this
proves that the animal is able to accede to this sort of sketching out
of a beyond-zone that brings him into highly particular relations
with his master. Yet it is precisely because, unlike mankind, the
animal is not inserted in an order of language with his whole being
that this yields nothing further in the animal. The animal does,
however, manage something as developed as telling the difference
between some unintended whack on the back and being beaten.
Since for the time being it's a matter of sharpening the contours,
you might have seen the journal that came out in December 1956
as the fourth number of volume 37 of the J#Jcr#cz/j.o#a/ Jowr#a/ o/
PrycAocz#¢/);sz.s. It looks as though they told themselves that, after
all, there is something to this thing called language, and it looks
like a few people were solicited to respond to the call. I'm basing
myself on the article by Mr Loewenstein, which betrays a certain
cautious distance, not without competence, that consists in calling
to mind how Ferdinand de Saussure taught that there is a signifier
and signified. In short, Loewenstein shows that he's a little abreast
of what's going on, but this is absolutely devoid of any links with
our experience here, save for underscoring that one ought to think
about what one says. So, remaining at this level of development, I
can forgive him for not citing my teaching, because we've gone a
great deal further.
There is also in the same issue an article by Mr Charles Rycroft,
who on behalf of the Londoners tries to put a bit more into it, that
is, to tell us what we're doing, the analytic theory of the intra-psy-
chical agencies and their articulations one with the other. Perhaps
we ought not to forget, says the author, that communication theory
exists. We are reminded that when a child cries out, this can be
regarded as a total situation that encompasses the mother, the cry,
and the child. Consequently, we find ourselves fully in communica-
tion theory - the child cries out and the mother receives his cry as
a fj.g"-s/I.mw/ws of need. If we could only take this as our point of
departure, says the author, perhaps we might manage to reorganise
our experience.
This is absolutely not how things are in what I have been teaching
you. The cry that is at stake is a cry that already, as is shown by
what Freud highlights in the child's manifestation, is not taken as a
signal. It is already a call inasmuch as it calls for a reply. It calls out,
The phallus and the un fulfilled Mother 181
if I may say so, against the backdrop of a response. The cry is pro-
duced in a state of affairs where not only is language set in place for
the child, but indeed he is steeped in a language-environment and is
capable of seizing upon and voicing his first scraps of language as
an alternating pair.
The For//Dcz is utterly essential. It's a cry, but the cry that is
at issue here, the one that we take into account in frustration, is
inserted into a synchronic world of cries that are organised in a
symbolic system. The cries are already virtually organised in a sym-
bolic system. The human subject is not merely conversant with the
cry as something that on each occasion signals an object. Indeed it
is perverted, deceptive, and wrong to pose the question in terms of
a sign when the symbolic system is at issue, because from the very
first the child issues his cry for someone to take it into account, and
even for someone to have to account for it to someone else. You
need only observe the interest that the child takes in receiving these
moulded and voiced cries that we call language, and the interest he
takes in the system of language for its own sake. The model gift is
precisely the gift of speech, because here the gift is indeed equal in
its principle. From the very first, the child feeds on words as much
a,s on breaLd. A.s the Gospct says, Not that which goeth into the mouth
defileth a man;. but that which cometh out of the mouth, this defileth
a man.
You have noticed the following - or more precisely, you didn't
notice it but I insist on underscoring it for you so as to bring this to
a close - the term rcgrcss;.o77 can have a repercussion here that is dif-
ferent from how it usually appears. The term regrcssz.o# is applicable
to what happens when the real object, and by the same stroke the
activity that is exerted to secure it, comes to be substituted for the
symbolic demand. When I said that the child quashes his disap-
pointment in his saturation and his un fulfilment by the contact with
the breast, or with whichever other object, what is strictly speaking
at stake is what will enable him to enter the necessity of the mecha-
nism. This means that a symbolic frustration can always be followed
by, can always open the door to, regression.
lack, namely her mother, what to do with it. The girl marks out very
well how she can desire it, as experience proves, in order to satisfy
the one who lacks it. If you read Freud's article on Fcma/e Se:x:wcz/j.f}J,
you learn that for the young girl it's not simply a matter of lacking
the phallus, but of giving it or its equivalent to her mother, /.ws/ os
the boy wants to.
I'm recalling this vignette simply by way of an introduction to
what you need to represent in your own minds, which is the fact that
nothing is conceivable in the phenomenology of the perversions - I
mean in a direct way - if you don't start with the idea that what
is involved is the phallus. This is a far simpler idea than what is
usually given to you in that kind of obscurity of identifications,
re-entifications, and projections all enmeshed into a labyrinth where
you lose your way. It's a matter of the phallus and of seeing how the
child realises, more or less consciously, that his all-powerful mother
is fundamentally in want of something. The question is always to see
by what path he will give her this object that she is in want of, and
which he himself is forever in want of.
Indeed, let's not forget that the young boy's phallus is not a
great deal more robust than the young girl's. Naturally the finer
authors spotted this, and Dr Jones realised all the same that Mrs
Karen Homey was rather favourable to the one with whom he
was in conflict, in this instance Freud. The fundamentally deficient
character of the little boy's phallus, even the shame that he can feel
about it, his keen sense of insufficiency, is something that she was
able to stress very firmly, not as a way of trying to bridge the gulf of
difference that lies between the young boy and the young girl, but
as a way of clarifying one through the other. In this light, in order
to understand the exact value of the little boy's attempts at seducing
his mother, let's not forget the importance of what he discovers
on his own person. These attempts at seduction, which people are
still speaking about, are deeply marked by narcissistic conflict. This
is always the occasion of the first narcissistic wounds, which are
merely preludes here, and even presuppositions, with regard to the
later effects of castration. They still need to be looked at, though.
Rather than mere sexual drive or aggression, what is ultimately at
issue is the fact that the boy wants to make-believe that he is a male
or a bearer of the phallus, when he is only half way to being one.
In other words, what is involved throughout the whole preoe-
dipal period in which the perversions find their point of origin is
a game that is kept up, a game of hunt-the-ring or find-the-Lady,
or even our game of odds-and-evens, where the phallus is funda-
mental as a signifier in this imaginary of the mother that it's a
question of joining, because the child's ego is reliant on the mother's
186 The Fetish Object
castration
frustration
symbolic mother
I
privation
R
During the first year of our seminars, when the second semester was
dedicated to the study of the Wolf Man, we learnt to single out the
paternal repercussions in the conflict under the threefold heading of
thf3 symbolic father ` thf3 imaginary father tmd the real father . W e salw
that it was impossible to orient oneself in the Wolf-Man case if one
doesn't draw this essential distinction.
Let's try to tackle the point we reached, namely the introduction
into the Oedipus complex that arises for the child, in chronological
order.
All in all, we saw the child in the luring position that he takes up
vis-a-vis his mother. I told you that this is not a lure in which he
would be fully implicated. It's not the simple lure of the game of
sexual parade, in the ethological sense, where we on the outside can
perceive the imaginary elements that captivate one of the partners in
virtue of the appearances of the other. In this case, we don't know to
what extent the subjects themselves act as a lure, though we do know
that we can do so on occasion, presenting a mere coat-of-arms to the
desire of the adversary. Here, the lure that is at issue is very sharply
delineated in the very actions and activities that we can observe in
the young boy. For example, in his seducing of his mother, when he
exhibits himself, this is no mere showing. It is the showing a/himself
b)/ hinself to the mother that exists as a third party. And behind the
mother looms something that is tantamount to good faith, in which
she can be caught, so to speak. This is already an entire intersubjec-
tive trinity, even a quaternary, that is taking shape.
What ultimately is at stake in this entry into the Oedipus complex?
Well, it's about the subject himself having to be caught in this lure in
such a way that he finds himself committed to an existent order, an
order that is different from the psychological lure through which he
came into it. This is where we left him last time,
While analytic theory ascribes a normalising function to the
Oedipus complex, we should recall that our experience teaches us
that this normalising function is not enough to culminate in the fact
of the subject making an object-choice. Just as we know that for
there to be heterosexual object-choice it is not enough to play by the
rules of being heterosexual, so do we know that there are all shapes
and sizes of apparent heterosexuality. Sometimes the candidly het-
erosexual relationship can harbour an atypical positioning that will
come to light through analytic investigation as being derived from a
clearly homosexualised position, for instance. So, after the Oedipus
complex, the subject, boy or girl, must not only arrive at heterosexu-
ality but also reach it in such a way as to situate him- or herself in the
proper manner in relation to the function of the Father. This lies at
the heart of the whole Oedipal problematic.
194 Little Hans's Phobia
the term that Freud uses in his 1925 article on Some Co#scgwc#ces
of the Anatomical Distinction Between the Sexes. He writes, Nun
aber gleitet die Libido des Mddchens -man kann nur sagen: ldngs der
vorgezeichneten symbolischen Gleichung Penis = Kind - in eine neue
Pofz.J;.o#. The young girl will have been sufficiently introduced into
the Oedipus complex to make this a reality.
I'm not saying that there is not to be a great deal more, including
thereafter all the anomalies in the development of female sexuality,
but here there is already the fixation upon the father as the bearer
of the real penis, as he who can give the child for real. For her this
is already of suflicient consistence for it to be said that ultimately
the Oedipus complex, as the pathway to integration into the typical
heterosexual position, is far more straightforward for the woman,
even though it does usher in all sorts of complications and impasses
in the development of female sexuality.
Obviously this should not astonish us, insomuch as the Oedipus
complex is essentially androcentric or patricentric. This asymmetry
calls upon all kinds of particular quasi-historical considerations to
make us perceive the supervalence on the sociological and ethno-
graphic plane of the individual experience that Freud's discovery
allows us to analyse. Conversely, since I spoke of an ordering, of
a symbolic order or a subordinated ordination, it's quite clear that
the object of woman's love is the object of the sentiment that is
addressed, strictly speaking, to the element of lack in the object.
In so far as she has been led to this object, the father, along the
path of lack, he becomes the one who gives the object of satisfac-
tion, the object of the natural relationship of childbirth. From this
point forward, all it takes is a little patience for the father to be
replaced by he who will play exactly the same role, the father's
role.
This brings with it a feature that we will be coming back to,
and which lends its particular style to the development of the
female superego. There is a kind of balance between the renun-
ciation of the phallus and what has quite rightly been called the
supervalence of the narcissistic relationship in women's devel-
opment. Hanns Sachs saw the importance of this very clearly.3
Indeed, once this renunciation has been made, the phallus is given
up as an appurtenance and becomes the appurtenance of the one
to whom she now attaches her love, the father from whom she
effectively awaits a child. This expectation of what henceforth is
for her no less than her due places her in a very peculiar depend-
ence that paradoxically gives rise at one point to specifically
narcissistic fixations, as the various authors have noted. Indeed
she is the being who is most intolerant of a particular frustration.
196 Little Hans's Phobia
We might come back to this later, when we speak about the ideal
of monogamy in women.
Furthermore, it is with this simple reduction of the situation,
which identifies the object of love with the object that gives satisfac-
tion, that the especially fixed aspect of women's development, and
even its precociously arrested aspect, is located in a development
that may be qualified as normal. At certain junctures in his writings
Freud assumes a peculiarly misogynistic tone, complaining bitterly
of how very difficult it is, at least with some female subjects, to get
them to shi+St away [rom the logic of soup, with dumplings for argu-
mc#ts, from something so imperiously requisite in the satisfaction
that they must derive, for example, from their analysis.
I'm doing no more than indicating a certain number of begin-
nings. We will have to come back to the development that Freud
contributed on female sexuality. Today we are going to focus on
the boy.
In the case of the boy, the Oedipus complex appears to be far
more clearly destined to allow him to identify with his own sex. All
in all, it arises in the ideal relationship, in the imaginary relationship
with the father. Conversely, the true aim of the Oedipus complex,
which is to situate the subject in the right way in relation to the func-
tion of the father, that is to say, for him one day to gain access to the
altogether paradoxical and problematic position of being a father,
presents a mountain of difficulties.
People have not been taking less and less interest in the
Oedipus complex because they've failed to see this mountain. It's
precisely because they have seen it, and they prefer to turn their
backs on it.
Let's not forget that Freud's questioning as a whole, not only
in the doctrine but in his very experience, which we find traced
out for us in the confidences he shares - his dreams, the progress
of his thought, everything that we now know of his life, his habits
and even his attitudes at home with his family, which Dr Jones has
reported in a way that is fairly thoroughgoing, but of which we may
be sure - boils down to the question of what it means to be a father.
This was the central problem for Freud, the productive point
from which all his research took its true orientation.
Observe too that while this is a problem for every neurotic, it's
also a problem for every non-neurotic in the course of his childhood
experience. What is a father? This question is one way of tackling the
problem of the signifier of the father, but let's not overlook the fact
that in the end they do become fathers. To pose the question W7!czf
j.J cz/¢ffocr? is something different from being a father oneself, from
acceding to the paternal position. Let's look at this more closely.
On the Oedipus Complex 197
between a sort of absolute object, the phallus, and the fact of putting
it to the test of the real. It's not a matter of all or nothing, as it was
in the game of find-the-Lady or in the game of hide-and-seek where
it is never where one is looking and never where it was found. It's a
matter now of finding out where it truly is.
Up to this point the child was the one who was affecting a sem-
blance, or who was playing at affecting a semblance. It's not for
nothing that, a little further on in the observation, little Hans has
a dream -Az.a/rs/ ¢ccow#f a/a drc¢m, we are told by Freud and his
parents - in which an element of distortion, a displacement, arises,
precisely through the intermediary of a game of forfeits. Moreover,
when you follow the whole imaginary dialectic ~ if you remember
how I approached it in the previous lessons - you will be struck by
how it is being played out here on the surface at this pre-phobic
stage in Hans's development. It's all there, up to and including the
fantasmatic children. All of a sudden, after the birth of his little
sister, he adopts a bevy of imaginary little girls to whom he does
everything that can be done to children. The imaginary game is out
in force, almost without intention. It's a matter of bridging the full
distance that lies between the one who affects a semblance and the
one who knows that he has the power.
What affords us a first approach to the Oedipal relationship?
When we look at what is being played out on the plane of this act
of comparing, we could conceive of it as the continuation of the
game on the plane of the lure, on the imaginary plane, with the
child merely subjoining the maternal model to his own dimensions.
The image is larger, but essentially homogenous. Yet it still remains
that if this is how the dialectic of the Oedipus complex gets under
way, then ultimately he will only ever be dealing with a double of
himself, an enlarged double. In this introduction, which is perfectly
conceivable, of the maternal image in the form of the Ego-ideal, we
remain in the imaginary dialectic, in the specular dialectic of the
subject's relation to the little other. The inevitable consequence of
this does not allow us to get out of the cj./Acr/or, of the cz.ffecr ¢j.in
or mc, that remains bound to the first symbolic dialectic, that of
presence or absence. We do not get out of the game of odds-and-
evens. We do not leave behind the plane of the lure. What results
from this?
We know the answer from the side that is as much theoretical
as it is exemplary. The only thing we see coming out of this is the
symptom, the manifestation of anxiety. So Freud tells us.
Freud underscores near the start of the observation that, when
it comes to anxiety and phobia, ffecrc ;.a good rc¢so7t /or kccpz.ng
/fee /wo scp¢ra/c. They are two things that come in succession. One
On the Oedipus Complex 199
comes to the aid of the other. The phobic object fulfils a function
against the backdrop of anxiety. On the imaginary plane, however,
nothing enables us to envisage the jump that makes the child shift
away from the luring game with his mother. As someone who is all
or nothing, the one who suffices or the one who does not suffice, she
surely remains on the plane of fundamental insufficiency in virtue of
the sole fact that the question has been posed.
This is the first outline of the notion of the entry into the Oedipus
complex - the almost fraternal rivalry with the father. We are being
led to nuance this far more than in how it is commonly put together.
Indeed, the aggressiveness at issue there is an aggressiveness of the
type that comes into play in the specular relationship, in the j./'J
cz./foer fe!.in or mc that is always being defined as the fundamental
mainspring. On the other hand, the fixation remains wholly attached
to she who, after the first frustrations, has become the real object,
that is to say, the mother. It is due to this stage, or more precisely to
this essential and central Oedipal experience on the imaginary plane,
that the Oedipus complex reaches out with all its neurosis-inducing
consequences, which can be found in countless aspects of analytic
reality.
In particular, it is here that we can see one of the first terms of
the Freudian experience making its entry, the debasement in the
sphere of love to which Freud devoted a special study. In virtue of
the subject's permanent attachment to this real primal object that
is the mother qua frustrating mother, any female object will there-
after be no more for him than a depreciated object, a substitute, a
broken, refracted and forever partial mode in comparison with the
first maternal object. We will be seeing shortly what we ought to
think of this.
However, don't forget that while the Oedipus complex can have
perdurable consequences with respect to the imaginary mainspring
that it causes to intervene, this is not the whole story. As a rule,
and from the very first in Freud's doctrine, it is in the nature of the
Oedipus complex to resolve itself. When Freud speaks about it, he
tells us that surely what we can appreciate concerning the pushing
into the background of the hostility against the father is something
that we can legitimately link to a repression. But in the same breath,
he makes sure to underscore that this is one more opportunity to
note that repression is applied always to a particular articulation
of the subject's history, and not to a permanent relationship. He
says. I see no reason for denying the name of a `repression' ,but at this
age, between five and five-and-a-half years when the dissolution of
the Oedipus complex occurs, it is as a rule equivalent fo a desfr#c-
/z.o# czjtd cz# czbo/I.fz.o7! o/ ffec comp/cx. Thus, there is something more
200 Little Hans's Phobia
Phallus
the symbolic mother, now becomes the notion that at the level of
the big Other there is someone who can respond come what may,
and who in every case answers that he is the one who's got the true
phallus, the real penis. He is the one who holds the trump card, and
who knows it. The introduction of this real element in the symbolic
order is the inverse of the first position of the mother that is symbol-
ised in the real by her presence and her absence.
Until then, the object both was and wasn't there. It was with this
point that the subject began in relation to any object, namely that an
object is both present and absent, and that one can always play with
the presence or the absence of an object. After the turning point,
however, the object is no longer the imaginary object that he can
use in his luring but an object the power of which is always in the
hands of an Other, who can show that the subject does not have it or
that he has it insufficiently. Castration plays its absolutely essential
role throughout his ensuing development solely on the basis of the
fact that, in having to take on board the maternal phallus as an
essentially symbolic object, in the essential Oedipal experience the
child can conceive that this same symbolic object will be given to
him one day by the one who has it, who knows that he has it in every
instance.
In other words, taking on board the very sign of the virile position,
of male heterosexuality, implies castration at its point of departure.
This is what Freud's Oedipal notion teaches us. Precisely because
the male, contrary to the female position, is already in perfect pos-
session of a natural appendage, he has to have this appurtenance
from someone else, in this relationship to something that is real in
the symbolic - the one who truly is the father. And in the end no
one can say what it means to be the father for real, except that it's
something that is already to be found in the game. It's in relation
to this game played with the father, this game of loser wins, as it
were, that the child can win the faith that leaves him with this first
inscription of Law.
signifier that leaves its mark and its imprint on man, that seals his
relationship with the signifier. There is in man a signifier that marks
his relationship with the signifier, and this is called the superego.
There are even many more than one, and they are called symptoms.
It is with this key, and with this key alone, that you may under-
stand what is at issue when little Hans is fomenting his phobia.
What is distinctive, and I think I can demonstrate this for you in this
observation, is precisely how in spite of all the father's love, all his
kindness, all his intelligence, in virtue of which we have this observa-
tion, there is no real father.
The ensuing part of the game is played out in the luring in the
relationship between little Hans and his mother, which in the end
is unbearable, anguishing and intolerable, in that it is cj./fecr fez.in
or fecr. It is one or the other, without ever knowing which, he the
phallophore or she the phallophore, the little giraffe or the big
giraffe. Despite the ambiguities in the ways the various authors have
appraised the observation, it's quite clear that the little giraffe is
precisely this matemal appurtenance around which the matter of
knowing who has it and who will have it plays out. Hans is in a kind
of waking dream, which for a moment makes him - to a chorus of
cries from his mother, and in spite of this calling out - the possessor
of the main stake. Indeed, it is there to underscore for us this very
mechanism in the most vivid fashion.
To this I would like to add a few considerations that will allow
you to familiarise yourselves with the strict handling of the category
of castration that I have been trying to spell out for you.
The perspective that I've laid out for you allows both the imagi-
nary game of the Ego-ideal and the sanctioning intervention of
castration ~ in virtue of which these imaginary elements take on
stability and a fixed constellation in the symbolic - to be located
in their reciprocal relationships, each on their own plane. Let's try
to see whether it really is necessary, from this perspective and with
this distinction in mind, to deign to articulate something that would
stem directly from the notion of an object relation conceived of in
advance as harmonious and uniform, as though by some happy con-
vergence of Nature and Law each Jack should come to find his Jill,
ideally and constantly, to the couple's greatest satisfaction, without
so much as a moment's pause to find out what the community as a
whole happens to think about this.
If, on the contrary, we know how to distinguish the order of Law
from imaginary harmonies, indeed from the very position of the
love relationship, and if it is true that castration is the essential crisis
in which each and every subject becomes authorised, as it were, to
be rightfully Oedipalised, we shall gather from this that it is quite
On the Oedipus Complex 205
who has entered the Oedipal dialectic to fix down his choice, what is
always targeted in love lies beyond this choice, and it is neither the
lawful object nor the object of satisfaction, but Being, that is to say,
the object that is grasped in precisely what is wanting.
It is for this, that whether in an institutionalised or anarchic
fashion, we can see how love and consecrated union are never
conflated. I repeat - either this is produced in an institutionalised
fashion, as numerous evolved civilisations have had no hesitation in
asserting in doctrine and in putting into practice, or, when one is in
a civilisation like ours, where no one knows how to make anything
hang together, everything happens almost by accident. It happens
because one is more or less an ego that is more or less weak, more or
less strong, and because one is more or less tied to some such archaic
or even ancestral fixation.
It is in the primary imaginary relationship, the one in which the
child has already been introduced to what lies beyond the mother,
that, through his mother, he can already behold, touch upon
and experience how the human being is a deprived being and an
abandoned being. The very structure that imposes the distinction
between this imaginary experience and the symbolic experience that
normalises it - though solely through the intervention and the inter-
mediary of Law - implies that many things are maintained that
on no account allow us to speak of the sphere of love as though it
were merely an object relation, even the most ideal one, one that
is motivated by choice and by the deepest affinities. This structure
leaves entirely open a problematic that is inherent to the love life of
each and every subject.
Freud's experience, and our day-to-day experience, are there to
bring us up against this and by the same stroke to confirm it.
6 March 1957
XIII
ON THE CASTRATION
COMPLEX
Critique of aphanisis
The imaginary father and the real father
Being loved
Anxiety, from the lure to the stirring penis
The animals in phobias
If you take things at the simple level of reading, it may be said that
castration is the sign of the Oedipal drama, just as it is its implicit
fulcrum.
Even though it is not spelt out like this anywhere, it is literally
implied throughout Freud's writings.
People may seek to sidestep this, and it can be taken as a sort of
make-believe, which is what keeps cropping up when you listen to
current-day analytic discourse. However, once you allow the text
to bring you to dwell on this, as I am doing right now, so that
the abruptness of this assertion can become apparent as something
problematic, which indeed it is, you can take this formula as the
point of departure, however paradoxical it may be.
What, then, is meant by this formulation? What does it presup-
pose? Moreover, this is precisely what the authors have latched on
to because, even so, there are some who have not failed to pause
over the singularity of such a consequence. Foremost among them
is Ernest Jones.
You will notice this if you read his collected papers. He never
managed to overcome the difficulty of how to handle the castration
complex as such. He tried to formulate a term which is peculiar
to him, though of course like everything that has been introduced
into the analytic community it has wended its way and borne echo,
having been cited chiefly among the British authors. The term is
aphanisis . The Greek term dqidricli€ mea.ns disappearance .
The solution that Jones tried to offer to the pattern of insistence
behind the psychical drama of castration in the subject's history
runs as follows. First, the dread of castration cannot, at least from
his perspective, be made to hang on the accidental occurrence, on
On the Castration Complex 209
:sel::ieo?fii:.,Ihnaie|:fs,:?i:hi:g:siiatni::ire?:xnhduaTi:i:efi:F|.al#ye,::
experience, then it's that we find it so very hard to apprehend what
is most real around us, that is to say, human beings such as they
are. The whole difficulty of psychical development and everyday life
alike is that of knowing with whom we are really dealing, This is no
less the case for the person of the father, who under ordinary condi-
On the Castration Complex 213
cation that one could say nothing more to a child, that it's precisely
what will serve him as the material from which to construct what he
needs, that is, the castration complex. However, the question of why
he needs this is precisely another question. This is where we are, and
we are far from being able to give an immediate reply.
For the time being, it's not about castration. It's about phobia
and the fact that on no account can we tie it in a direct and straight-
forward way to the forbidding of masturbation. As Freud puts it
very well, the child's masturbation docs 7zo/ b}; ¢ny mecz#s cap/¢J.# fe!.s
cz#xz.c/};. The child will continue to masturbate. Of course, in what
ensues he will integrate it into the conflict that will become manifest
at the time of his phobia, but this is certainly not anything appar-
ent. What occurs at this moment is not some traumatising impact
that would allow us to understand the outbreak of the phobia. The
conditions that surround the child are optimal, and the issue of the
scope of the phobia remains an issue that one has to know how to
introduce with its truly dignified character, though it is a question-
able one on occasion. It is on this basis that we shall be able to
uncover the cross-references that will enlighten and indeed enhance
our attempt at theorisation.
I want to give due consideration - and this will be a reminder - to
what we can call the fundamental situation with regard to the child's
phallus in relation to the mother.
What do we have in the child's relation to the mother, which we
spoke about in the preoedipal relationship? There the mother is
an object of love, an object desired for its presence, an object that
presupposes a relationship that is as simple as you may imagine, but
very early on in the child's experience, in his deportment, his sensi-
bility and his reaction, this relationship is very soon made manifest
in its articulation in a presence-absence pair. As you know, this is
our point of departure. Some difficulty has arisen regarding what
might be called fAc cA!./d's ¢rsf oJy.ccf¢/ wor/d due to insufficient
distinction of the term oZJy.cc/. That there should be a primordial
object that we can on no account constitute ideally, that is, in our
ideation - the child's world as a bare state of hanging on to the
undetermined limits of the organ that satisfies him, the nourishing
organ - is something that I am not the first to contradict. The entire
life's work of Alice Balint, to take one example among others, is
there to articulate what I am telling you in a different way, one that
I believe to be less sustainable, namely that the mother exists but
that this does not presuppose that there is already such a thing as
mc and #oJ-me.
The mother exists as a symbolic object and as a love object. This
will be confirmed both by experience and by what I'm formulating
216 Little Hans's Phobia
for you in the position I've given to the mother on the chart. The
mother is first of all, so we are told, a symbolic mother, and it is
only in the crisis of frustration that she starts to become a reality
through a certain number of confrontations and peculiarities that
arise in the relationships between mother and child. The mother qua
love-object can at any moment become the real mother in so far as
she frustrates this love.
The child's relationship with the mother, which is a relationship
of love, has something about it that can open the door to what is
usually called, for want of knowing how to articulate it, /fec¢rsf
w#c7j:#1crc#/z.a/ed rc/af!.o#sAz.p. But, in fact, what is it that occurs fun-
damentally in the first concrete stage in this relationship of love
as such, this something that constitutes the ground on which the
child's satisfaction may or may not be produced, along with the
signification that it carries? It's that the child includes himself in
this relationship as the object of the mother's love. It's that the child
learns that he brings his mother pleasure. This is one of the child's
fundamental experiences. He comes to know that if his presence
commands, however little, the presence of the one who is necessary
to him, it's because he himself introduces something into the experi-
ence, namely the radiance that means that this presence is there and
that it surrounds him as something to which he brings a satisfaction
of love. The fact of bcj.#g /ovcd, gc/z.ebf wcrc7e7!, is fundamental. It is
the ground upon which everything that will develop between mother
and child is played out.
As I have indicated to you, the question that is brought to the fore
by the facts themselves is that of how the child apprehends what he
is for the mother. Our starting hypothesis, as you know, is that he
is not alone. Little by little, something is articulated in the child's
experience which indicates to him that, in the mother's presence
beside him, he is not alone. The whole dialectic furtherance of the
mother's relationship with the child will be articulated around this.
One of the most commonplace experiences is that first of all he is
not alone because there are other children, but our starting hypoth-
esis is that there is another term at stake, which is constant, radical,
and independent of the contingencies and peculiarities of his history
and the presence or not of another child. This hypothesis is that
the mother maintains, at varying degrees depending on the subject,
her Pe#!.s#c!.d. Her child may fulfil her or not, but the question is
posed. The two discoveries, of the phallic mother for the child and
of Pc#i.s#cj.d for the mother, are strictly coexistent with the problem
that we are now trying to broach.
They do not lie on the same level. I have chosen to start from
one particular point in order to get to another, and it's on this level
On the Castration Complex 217
his mother about the presence of her phallus, then about his father's
phallus, and then about the phallus of animals. He speaks about
nothing but the phallus. Going by the comments that are reported
to us, the phallus is truly the pivotal object, the central object in the
organisation of his world. We have Freud's text before us, and we
are trying to make sense of it.
What was it, then, that changed, since nothing of especial impor-
tance, nothing critical, occurred in the life of little Hans? What
changed was that his penis started to become something altogether
real. It began to stir, and the child started to masturbate. The
important element is not so much that his mother intervened at
that moment, but rather that his penis became real. This is the solid
fact in the observation. From that point forth, it's quite clear that
we need to ask ourselves whether there might not be a relationship
between this fact and what appears at that time, that is to say,
anxiety.
I have yet to tackle the problem of anxiety here in this Seminar,
because things need to be taken in sequence. As you know, the
question of how anxiety is to be conceived of is one of the abiding
questions that runs throughout Freud's work. I'm not about to
give you a single-sentence synopsis of the path Freud took, but I
will note that, as a mechanism, anxiety is constantly present at each
stage of his observation. The doctrine comes afterwards.
How are we to conceive of the anxiety that is at issue in this
instance, while staying as close as possible to the phenomenon? I ask
you to try out for a moment the fashion that consists in showing a
little imagination and to notice that anxiety appears in this extraor-
dinarily evanescent relationship when the subject peels away from
his existence, however imperceptible this may be, and when he real-
ises, though scarcely so, that he is on the verge of being drawn back
into something that you may label as you wish depending on the
occasion -I.mage o/ffec ofAcr, /cmp/¢/j.o#, and so on -in short, the
instant when the subject is suspended between a moment at which
he no longer knows where he is, and a shift towards a moment when
he will become something in which he will never be able to find
himself again. That's what anxiety is.
Can't you see that right when there appears in the child, in the
form of a drive in the most elementary sense of the tern, this thing
that stirs - the real penis - what formerly had long been the very
paradise of happiness starts to feel like a snare? This snare is what
formerly was the game of being what one is not, of being for the
mother everything that she wants.
I can't speak about everything at once, so I shall make do with
saying that all of this depends after all on the fact of what the child is
On the Castration Complex 219
range. The Father introduces an order that intervenes with its prohi-
bitions, with the fact that he introduces the reign of Law here, which
means that the affair is taken out of the child's hands but is settled
elsewhere. The Father is the one with whom there is no more chance
of winning but to accept the distribution of stakes as they stand. The
symbolic order intervenes precisely on the imaginary plane. It is not
for nothing that castration bears on the imaginary phallus, but in
some sense outside of the real couple. Order is thus re-established,
within which the child will be able to wait out events as they evolve.
This might strike you as straightforward for the time being as a
solution to the problem. It's an indication. It's not a solution. It's
a bridge that's been quickly flung across the divide. Were it really
so easy, were there just one bridge to be made, there would be no
reason to do any bridging. What is of interest is the point we've
reached, namely the point that little Hans had reached precisely
when nothing of the sort had been laid out for him.
What is little Hans faced with? He is poised at the meeting point
between the real drive and the game of the imaginary phallic lure,
and this is in relation to his mother. What happens at that moment,
because there is a neurosis? It will come as no surprise to you when
I tell you that a regression occurs.
I would nevertheless prefer you to be surprised by this because
I'm giving the term rcgrcssj.o# neither more nor less than the strict
scope I gave it in the last session before the break, when we spoke
about frustration. I told you back then that in the presence of the
mother's failing, the child brings about a quashing in the satisfac-
tion of being fed. Here too, where the child stands at the centre,
regression occurs when it's no longer enough to give what is there
for the giving, and he finds himself in the disarray of no longer
sufficing. There is a feigning of the same shortcut by which primary
frustration is satisfied, where the child snatches hold of the breast
in order to fence off all his problems. The only thing that opens
up before him as a yawning gap is exactly what is now happening
eisewhf=Ie -to be devoured by the mother.
This is the first coat that the phobia dons, and this is exactly what
appears in the case of our young fellow. Whichever horse becomes
the object of his phobia, it is always a horse that bites. The theme
of devouring is always to be found, in one aspect or another, in the
structure of the phobia.
Is this the whole of it? Of course it is not. It's notjust anything that
bites or that devours. We find ourselves confronted with the problem
of phobia whenever a certain number of fundamental relationships
come about, some of which have to be left to one side in order to
be able to articulate something cogent. What is certain is that the
On the Castration Complex 221
I ask you to take up, between now and next time, the text of the
observation on little Hans. You will see that it's a phobia without a
shadow of a doubt, but it's a phobia that is, so to speak, in motion.
His parents seized the thread the moment it first appeared, and his
father doesn't let go until it's over.
I should like you to read this text. You will have all the flitting
impressions that one can have from it. You will even on several
occasions have a sense of being utterly lost. Nevertheless, I would
like those of you who will have been willing to put yourselves
through the test to tell me next time whether you have been struck
by a contrast in the text.
At the first stage, we see little Hans in full flow developing all sorts
of extraordinarily fictionalised imaginings concerning his relations
with all the children whom he adopts as his own. This is a theme of
the imaginary in which he shows himself to be very much at ease,
as though in this state he were extending in some way the luring
game with his mother. He feels himself quite at ease in a position
222 Little Hans's Phobia
This castration is spelt out as follows - wfecz/ z.s rca/ w.// be rep/czcccJ
by something more impressive, something bigger. The bringing to
light of castration is both what puts an end to the phobia and what
shows, I would say, not its finality, but what it stands in for.
You must have a fair sense of how this is but an intermediary
stage in my disquisition. I simply wanted to give you enough to see
where his repertoire of questions opens up. Next time we will take
up this dialectic of child and mother, and we shall set about isolating
the value, the true signification, of the castration complex.
13 March 1957
XIV
THE SIGNIFIER IN THE REAL
symmetry, such as + + -, but also --+. I call this last grouping ocJd,
using an English term that cannot be translated into French. It's the
one that is asymmetrical, and which stands out as being uneven and
lopsided. It's a simple question of definition. It's enough to set it out
like this for it to be established as a convention, as the existence of a
symbol. While this was laid out unambiguously in my text, though
perhaps in a way that was dense enough for some to have found it
difficult, the context prevents one from taking it even so long as a
second for anything but this definition, this convention that is the
point of departure.
Next, it's a matter of using the letters u, a, y and 8, to label a third
series of symbols that is built from the second series. This is founded
on the remark that when one knows the beginning and end term in
the second series, the middle term is univocal. So, in order to define
the terms Ci, a, y and 6, we take into account only the two extremes
of the series. In a case like this one here, y, you can see that it goes
from odd to odd. Therefore, the convention has been established
whereby a sign is set down that captures within its range the five
previous symbols from the first line. This will give the sign ci when
going from same to same, that is, from symmetrical to symmetrical,
whether it's a matter of going from I to I, from 1 to 3, or from 3 to
I. I Going from odd to odd gives y. Starting from the same to arrive
at odd will give a. Coming back to the same from odd will give 6.
These are the conventions.
On this basis, if we want to define all the possibilities by means of
a network, we can construct it as a parallelepiped formed of vectors.
This has been found by one of the people who has best understood
and best examined this thing, in the most precise way and even, I
would almost say, in the most competent way.
ci,6
Th - G> a, v, 8 _
Phase I Phase 2 Phase 3
This schematic allows you to say that, while in the first or second
phase you can have any one of the symbols, the third phase is
subject to a dichotomy that rules out any possibility of obtaining y
or 8 in the third phase if you began with cL or 8 in the first. Likewise,
there is no possibility of obtaining an ct or a P in the third if you
began with a y or a P in the first.
In my text I indicated some of the sequential effects this entails,
certain properties that are interesting in that they always bring out
other phrases of the same form, laws of syntax that can be deduced
from this exceedingly straightforward formula. I tried to put them
228 Little Hans's Phobia
little horse, or his father's, and which is also his own, but ultimately
it does not seem to amount to much more for him than a very fine
object in a game of hide-and-seek, from which he is even capable of
deriving the greatest pleasure.
I think that a certain number of you have consulted the text. This
is the starting point, and it's the only thing at issue. At the start the
child presents, without doubt to the attention of his parents, a sort
of problematic of the imaginary phallus, which is everywhere and
nowhere. It is presented as the essential element in his relation to
what at that time is for him what Freud called the o/focr pcrso#, in
the most clear-cut fashion, namely the mother.
This is the point Hans has reached, and everything looks to be
moving along perfectly well, as Freud underscores, thanks to a kind
of liberalism, or even an educative laxity that was fairly typical of
the pedagogy that, so it seems, emerged from these early days of
psychoanalysis. We can see the child developing in the strongest,
clearest, and happiest way. Now, it is after these fine antecedents
that, to everyone's surprise, he comes to what we can call, without
being too dramatic, a small hitch, the phobia. That is to say, from
a certain point forth, the child took great fright at one privileged
object, which happens to be the horse whose presence was already
heralded in the text, metaphorically, when the child said to his
mother, I thought you were so big you'd have a widdler like a horse.
It's clear that if we can see the image of the horse appearing on the
horizon, it's from this moment forth that the child enters the phobia.
In order to pursue this trajectory metaphorically through the
observation on little Hans, it has to be understood how the child will
pass from such a simple relationship, which ultimately is altogether
blithe and clearly articulated, to the phobia.
Where then is the unconscious? Where is the repression? There
doesn't seem to be any. It is with the greatest liberty that he ques-
tions his father and his mother about the presence or absence of the
widdler, and tells them that he went to the zoo and saw an animal, a
lion as it happens, endowed with a large widdler. The widdler plays a
role that tends to become presentified for all sorts of reasons, which
are not quite spelt out at the start of the observation, but which we
can see appearing in hindsight. The fact that the child takes great
pleasure in exhibiting himself, and some of his games too, show
very well the essentially symbolic character of the widdler at the
time. He will exhibit it in the dark. He will show it at the same time
as a hidden object. He will also make use of it as an intermediate
element for his relationships with the objects that catch his interest,
that is, the young girls whom he asks to assist him and allows to
watch him. The fact that his mother or his father assist him, which
The Signifier in the Real 233
This doesn't mean that she has greater consideration for the
child's phallus. In truth, she shows very well - this person who is so
liberal in matters of childrearing and what may be spoken of -when
it comes to deeds and to laying a finger on the little thingummy that
the child whips out for her, she is seized by a sudden dread - Dos cz.#c
ScAwc;.«crcz. z.sJ. After all, this is how it is in this kind of live dynamic.
We need to try to give another lick of polish to this observation on
little Hans to restore its shine.
So, you see, saying that the child is taken as a metonymy of the
mother's desire for the phallus does not mean that he is taken up
in the metonymy as a phallophore, but on the contrary that he
is metonymic as a totality. This is where the drama takes shape.
Everything would be all well and good for him were it a matter of his
W/I.w.mczcAcr, but it's not. It's him as a whole that's in question, and
this is why the difference starts to become very seriously apparent
when the real Wj.wj.m¢cAer comes into play. This real fJrz.w.mczcfecr
becomes an object of satisfaction for Hans, and this is when what is
called o#xz.cj}J starts to be created. What is called a#xj.cty hinges on
the fact that he is able to gauge the full difference that lies between
what he is loved for and what he is able to give.
Given the child's originary position in relation to the mother,
what can he do? He is there to be an object of pleasure. Therefore, he
is in a relationship that is fundamentally an imagined one. The best
thing that can happen to him is to come out of this purely passive
state. This primordial passivation is what is essential, and if we fail
to see that this is where it is inserted, we understand nothing of the
Wolf Man case study. Beyond this imaginary capture in which he
has become ensnared on account of being his mother's object, and
in which he gradually becomes aware of what he truly is, the best
thing he can do is to imagine himself such as he is imagined, to pass
over, so to speak, to the middle road. Once he starts also to exist as
real, he doesn't have a great deal of choice. He can quite certainly
imagine himself to be fundamentally other and rejected, something
other than what is desired and as such outside the imaginary field
where hitherto his mother could derive satisfaction from the place
he occupied.
Freud underscores this. What is at issue is something that super-
venes. An anxiety. But anxiety over what? We have traces of it.
There is a dream from which he wakes up in tears because his
mother was going to leave. On another occasion he says to his father
Swpposc };ow were fo go crwa);. It's about separation. We can comple-
ment these terms with numerous further details. His anxieties arise
when he is separated from his mother and when he is with someone
else. What is quite certain is that the anxieties are the first to appear,
The Signifier in the Real 237
One can, of course, blithely skip forwards and say that the phobia
is the representative element in this. Fine, but where does it get you?
Why is it such a singular representation? What role does it play?
Another trap consists in telling oneself that there is a finality and
that the phobia must serve some purpose. Why, then, would it serve
a purpose? Might there not also be things that serve no purpose?
Why take it as settled in advance that the phobia serves a purpose?
Maybe it serves precisely no purpose and everything would have
come equally to pass had it not been there. Why have preconceived
ideas about finality in this instance?
We are going to try to find out what the function of the phobia is.
What is the phobia in this instance? In other words, what is the par-
ticular structure of little Hans's phobia? This will perhaps lead us to
form some notions about what the general structure of a phobia is.
Either way, at this stage I would like to point out how the differ-
ence between anxiety and phobia is altogether tangible here.
I don't know whether the phobia is as representative as all that,
because as we are going to see, it's rather hard to figure out what
Hans is afraid of. He voices it in umpteen different ways, but an
altogether singular residue remains. If you've read the observation,
then you know that this horse, which is white, brown, black ...-
and these colours are not devoid of a certain interest - poses a riddle
that through to the end of the observation is never solved. It has
to do with goodness knows what black stain that it has around its
muzzle, lower than the bridge of the nose, which turns it into a pre-
historic animal. His father asks him, W4cz/ do };oc{ mecz7!? 7lfec /7z.ccc
a/z.ro7! ffee)/ feczt;c I.# /Acj.r mozt/fas? Hans replies IVo. It doesn't seem to
be the harness either. And then when later Hans says it looks like a
rr[uzzLe, for the last three days not a single horse has passed on which
fee cow/dpoj.#/ owf /Az.s `mwzz/c'. Then finally, worn out, Hans says,
Here comes a horse with something black on its mouth, a,nd war[+s rro
more to do with it. What is most certain is that we never know what
this black on the horse's mouth is.
A phobia is not, therefore, such a straightforward matter because
it even includes these quasi-irreducible elements and so can scarcely
be a representative. If there is one thing that gives a good sense of
the negative hallucinatory element on which someone has recently
238 Little Hans's Phobia
going too quickly, and I ask you not to stick at this level. One gener-
ally contents oneself with little. And after all, to have transformed
anxiety into fear is a nice idea. Fear is apparently more reassuring
than anxiety. But nor is this certain.
Today I simply want to punctuate how we absolutely cannot
mark out fear as a primary element, a primordial element, in the
construction of the ego, contrary to what has been voiced in the
most categorical manner, as the base of his entire doctrine, by
someone whom I'm not about to name and who occupies a leader-
ship position in a certain school that is more or less rightfully termed
Porj.si.¢#. On no account can fear be regarded as a primitive element,
as a final element, in the structure of neurosis. We can see that fear
intervenes in neurotic conflict as an element that defends, from a
point that is posted further out, against something that is utterly
other and which of its very nature is without object, namely anxiety.
Phobia is precisely what allows us to articulate this.
I shall stop for today on this Vorbaw of my disquisition, having
led you to the precise point at which the question of phobia is posed,
in relation to what it is led to respond to. I ask you to take the word
rcspo#d in the most profound sense of the term. We shall try next
time to see where the ensuing sequence of items can lead us.
20 March 1957
XV
WHAT MYTH IS FOR
So, here we are with little Hans, having reached the point at which,
in a situation where everything had been moving along fairly well,
242 Little Hans's Phobia
anxiety and phobia arise. I remind you that I distinguished one from
the other and in this respect I was in strict conformity with what you
can find in Freud's text.
It's about topography, and not some random walk, though indeed
it's by taking you on an unusual walk that I hope to represent this
topography for you. Unusual as it is, this walk has already been
paced out. It was paced out in the observation on little Hans.
I simply want to show you the kinds of things that the first imbe-
cile who comes along could find here - except a psychoanalyst,
/
because an analyst is not the first imbecile who comes along.
castration
real father s,,,in bo/,.a ,.„deb!eches£ Phallus
\
symbolic frustration
symbolic mother real breast
imaginary detriment
father
privation
imaginary father rea/ ho/e Symbolic object
What is equally striking is that not only does this suggestion exist
in the case of little Hans, but we are able to see it unfolding, out in
the open. The father's way of questioning Hans is tantamount to
a continual and sometimes insistent inquisition, even bearing the
signature of a steering of the child's responses. As Freud under-
scores several times, the father certainly intervenes in a way that is
rough, coarse and even downright heavy-handed. Furthermore, he
shows all kinds of misunderstanding in his reception of his son's
responses, which he scrambles to understand, but all too hastily.
This is also underscored by Freud. What is likewise utterly explicit
when reading the observation is that something occurs that is far
from independent of this paternal interference, with all its defaults
which are pointed out and designated by Freud. One can see Hans's
deportment, and his constructions too, responding in the most
palpable manner to one or another of his father's interventions.
One can even see this taking on its own momentum from a certain
point forth, and the phobia assumes a character of acceleration and
hyper-productivity that is quite tangible.
Of course, it is of the utmost interest to see what these different
moments of Hans's mythical production correspond to. There is
something else that is quite manifest, which is the fact that this
production, while having a character that is implicitly made-up, in
the sense of gratuitously invented, is playful. After a recent patient
presentation that I conducted, someone pointed out the imaginative
character of some of the patient's constructions, which seemed to
him to indicate an hysterical note of suggestion, of suggested effect
in what the patient produced, when in fact it was easy to see that it
was not that at all. Even though it was provoked or stimulated by a
question, the patient's pre-delusional productivity manifested itself
with its own stamp and force of proliferation, in strict accordance
with its own structures.
This is not at all the same impression one has with Hans. At no
point whatsoever does one have the impression of a delusional
production. I would further say that one has the distinct impression
of a playful production. It's not only about play, yet it's quite clear
that everything is so playful that even Hans himself is in something
of a pickle when it comes to bringing the whole thing to a close and
sustaining a single path to which he can commit, after having come
out with goodness knows what magnificent tall story verging on
farce, for example the story of the stork's intervention in the birth
of his little sister Hanna. He is quite capable of stating, J scz}7, wfe¢/
/'m /e//;.ng j;act z.j'#'/ a bz./ /rwc. Nevertheless, it still remains that
what is apparent in this very game is not so much constant terms
but rather a certain configuration. And while this configuration is
250 Little Hans's Phobia
form. I'm speaking about the masturbation. It's the same object,
but it presents in an altogether different form. Let's say it right
out. It has to do with the integration of sensations linked at the
very least to turgescence and very possibly to something that we
can go so far as to qualify as orgasm. Of course, it's not a matter
of ejaculation. There is a question and a problem in this regard,
which Freud doesn't resolve. At this stage he hasn't amassed enough
observations to broach this difficult problem of orgasm in childhood
masturbation. I'm simply pointing out to you that this lies on the
horizon of our questioning.
It's peculiar that Freud doesn't ask himself the question of whether
the row, the racket, the Krawcz//, which is one of the dreads that the
child feels when faced with the horse, might not bear some relation
with orgasm, and even an orgasm that would not be the child's own.
It might be related to some scene he perceived between the parents,
for example. Freud readily accepts his parents' assertion that the
child could not have glimpsed anything of the sort. This is a small
riddle, and we shall have the absolutely certain solution to it.
All of our experience indicates to us that in children's pasts, in
their lived experience and their development, there is something
that is very hard to integrate yet which is clearly manifested. I've
been insisting for a long time now - I believe it's in my medical
thesis or an almost coeval text - on the ravaging character, most
especially for paranoiacs, of the first climactic, orgasmic sensation.
Why for paranoiacs? We shall try to answer this en route, but we
assuredly find in a very constant way such testimony of a character
of harrowing invasion, of destabilising upsurge, that this experience
presents for certain subjects. This is enough to indicate for us, here
at this turn in the path, that the fact that the real penis is something
new must play a role as an element that is integrated with difficulty.
None the less, given that this had already been going on for some
time, it's not what presents at the forefront with respect to the out-
break of anxiety. What is it, in the end, that causes anxiety to arise
at this moment, and only at this moment? The question plainly
remains.
Here then is our little Hans, who has now arrived at the moment of
the apparition of the phobia.
It wasn't Freud, but rather and without doubt - as the ensuing
part of the text of the observation shows - the father who is cor-
responding with Freud who promptly forms the notion that there is
What Myth is For 253
his relations with his mother, who is there or who is not there.
However, this first symbolic experience is something that is utterly
insufficient. The full system of relations with the signifier cannot be
constructed around the fact that something that one loves is there or
is not there. We cannot content ourselves with just two terms. There
have to be others.
A minimum of terms is necessary for the symbolic to function. It's
a matter of knowing whether it's three of them, whether it's four of
them - it's certainly not three, because the Oedipus complex gives
us three terms, yet certainly implies a fourth when it tells us that the
child has to come through the complex. This means that there has
to be someone who intervenes in this business, and this is the father.
We've been told how the father intervenes. We've been told the
whole little story about rivalry with the father and inhibited desire
for the mother, but at the level we've reached, moving forward step-
by-step, when we found ourselves in one particular situation we said
that the father has a very curious presence. We shall see whether it's
simply this role of presence, in other words this degree of paternal
shortcoming, that plays its role in the affair. Are we to fall back on
these so-called real and concrete characteristics to which it is hard to
bring a final word? For what does it mean that the real father falls
more or less short in this instance?
On this point, each commentator contents himself with an
approximation. In the end, we are told, and we are not supposed
to linger over it, in the name of goodness knows what logic that is
purported to be our own, that things are even more than contradic-
tory. Well, we are going to see that, on the contrary, all of this falls
into order in accordance with the fact that certain images have a
symbolic functioning for the child.
What does this mean? It means that those images which thus
far reality has afforded Hans may well be abundant, present and
profuse, but they lie in a state of manifest incoordination. For Hans,
it's a matter of aligning the world of the matemal relationship -
which, up to now had been functioning harmoniously for him
- with this element of imaginary opening, or lack, which made
him so amusing and even so exciting for his mother. At one point
we are told that his mother becomes somewhat fretful when the
father tells her to send the child out of the bed, and she protests,
she plays around and starts to flirt. What has been translated as
rather irritated is wohl gereizt, whiich here means to be all worked
wp. There's a reason for Hans's being there of course. We will learn
why he is there in his mother's bed. It's one of the main axial lines
of the observation.
I'm going to illustrate what I'vejust said about these images which
What Myth is For 255
are first and foremost those that arise from the relationship with the
mother, but which are also other images, new images, which the
child confronts rather well. Since his little sister has been around,
and since things have simply no longer been holding together in
the world with his mother, two notions have arisen, which he knows
how to face up to very well on the plane of reality - the notion of
big and small, and the notion of what is there and what is not there,
but which appears. So, there is a notion of growth and emergence,
a notion of proportion and size. These are different phases in which
big and small find themselves confronted with different antinomies,
depending on the pairings. We can see him handling all this exceed-
ingly well. When he speaks about his little sister, he says, Srfec'L7 #of
go/ cz#}; fcc/A };cf, which implies that he has a very accurate notion
of this emergence.
Freud ironises on the side, because he has no need to think that
the child is a metaphysician. What the child says is quite sane and
normal. He very rapidly faces up to notions which are by no means
self-evident. First, there is emergence, the appearance of something
new. Second, the growth of the other - she will grow, or what she
doesn't have will grow. There's no reason to be ironic about this.
And then there is a third term, which seems to be the simplest but
which is not given immediately -that of proportion or size.
They will speak to the child about all this, and it seems that it's
still too soon for him to accept the explanations they will give him.
The father will tell hin that there are some who are without, that
the feminine sex has no phallus. But this child -who is quite capable
of handling these notions in a cogent manner because previously he
handled them both deftly and pertinently - far from being content
with these explanations, takes detours that on first approach look
astounding, frightening, morbid, and which look to be part of the
phobia. Where does this lead him? Well, to something that we shall
see at the end, to the solution that he finds to the problem. But what
is quite plain to see is that there are paths to this solution, paths that
he must follow, and which, while they amount to this apprehen-
sion of forms that might be satisfactory for objectifying the real,
nevertheless take a frightfully wide berth in relation to it. From
one instant to the next we will meet this passing over, this raising
up, from the imaginary to the symbolic, and you will see of course
that this cannot be produced without something that is invariably a
structuration in circles that are at least ternary. Next time I shall be
showing you some consequences of this.
For now, however, I'm going to choose an example for you.
On Freud's instruction - and you will be seeing next time what
these instructions of Freud's mean - the father hammers it home to
256 Little Hans's Phobia
Hans that women do not possess a phallus and so his searching for
one is futile. That it should have been Freud who told the father to
step in in this way is an enormity unto itself, but let's leave that to
one side.
What happens after this intervention by the father? Hans reacts
with the giraffe fantasy.
In the middle of the night the child comes into his parents'
bedroom to take refuge. They ask him whether perhaps he is afraid,
but it's not clear whether he's afraid or not. Either way, he falls
back to sleep in his parents' bed and they carry him into his room.
The next morning they ask him what it was all about. It's a fantasy.
There are two giraffes.5 A big giraffe, and a little giraffe that is zcr-
wctfzc//c, which is translated as crwmp/cd but really means ro//ed z.77/a
cz b¢//. They ask him what he means and he shows them by taking a
piece of paper and scrunching it up into a ball.
How is this interpreted? Right away, the father has no doubt
that of the two giraffes, the big one is the symbol of the father. The
little one, which the child grabs and sits on top of while the big one
cries out, is a reaction to the maternal phallus. The longing for the
mother and her lack are named, perceived, acknowledged and pin-
pointed by the father, straightaway, as the signification of the little
giraffe. Moreover, this doesn't stop him, in a way that doesn't strike
him as contradictory, from reading the couple of the big and small
giraffe as the father-mother couple. Naturally, all of this poses the
most interesting problems. One can endlessly debate whether the big
giraffe is the father, whether the little giraffe is the mother. Indeed,
for the child it's a matter of regaining possession of the mother, to
the father's greatest irritation and even anger. Yet this anger is never
a real anger. The father never allows himself to slip into anger, and
little Hans puts his finger on this - yoc4 owgAf /o be cross, )/ow sfeow/d
bc /.c¢/owl. Unfortunately, the father is never there to embody the
god of Thunder.
Let's pause for a while on what is quite obvious and visible. A large
giraffe and a small giraffe are of the same stuff. One is the double of
the other. There is the aspect of big and small, but there is also the
aspect of always being a giraffe. In other words, here we find some-
thing that is altogether analogous to what I was telling you last time
when I said that the child was caught in the mother's phallic desire
as a metonymy. The child is the phallus in his totality. So, when it's
a matter of restoring to the mother her phallus, the child phallicises
the mother as a whole entity in the form of a double. He produces a
metonymy of the mother, which hitherto was merely the enigmatic
phallus that is at once desired, credited and not credited, submerged
in ambiguity, in belief, and in the term of reference, namely the luring
What Myth is For 257
game with the mother. All of this turns into something that starts
to hang together as a metonymy. And as though it weren't enough
simply to show us the creation of the image and its introduction into
a properly symbolic game, in order to explain to us that we've passed
from the image to the symbol - this little giraffe about which no one
in the observation comprehends anything, even though it's so visible
- Hans tells us that the little giraffe is so very much a symbol that
it can be crumpled like a little giraffe on a sheet of paper. We have
come to the point that the little giraffe is no more than a drawing.
The passage from the imaginary to the symbolic can be no better
translated than in these things that in appearance are absolutely
contradictory and unthinkable, because you always turn what
children say into something that from either side partakes of the
domain of three dimensions when actually there is also something in
the play of symbols that is in two dimensions. I pointed out to you in
7lfoc Pwr/o;.#ed fc/jcr the moment when there remains nothing more
of the letter than something that the queen holds in her hands, when
there is nothing more to be done but to scrunch it up into a ball.
This is the same gesture by which Hans strives to make his parents
understand what is at issue in the little giraffe. At that moment, the
little crumpled up giraffe signifies something that belongs utterly
to the same realm as the drawing of the giraffe that had been made
once before.
widdler
Here it is, with its widdler, which was already on the path to the
symbol. Whereas the drawing of the giraffe is freely sketched and
each of the members is in its right place, the widdler that has been
added to it is something that is truly graphic. It's a linear stroke,
and, to boot, so that we are fully aware of this, it is separate from
the giraffe's body.
258 Little Hans's Phobia
We are now entering the major play of the signifier, the game on
which I gave a seminar, on 7lrfec Pwr/oj.#cd fcf/cr. The little giraffe is
a double of the mother, reduced to the support that is always neces-
sary as a vehicle for the signifier as such. It is something that can be
held, crumpled and sat on. It's such a loving testimony that, even so,
it has something of a draft or a jotting about it.
Observe if you will that this is not the only point at which we can
grasp the passage from the imaginary to the symbolic. There are
all kinds of other points. We can see a parallel gradually settling
in between the Wolf Man case study and the observation on little
Hans, which allows us to compare these paths along which the
phobic image is approached, We have yet to determine the significa-
tion of this phobic image, but in order to determine it we need to
turn to how it is approached in the child's experience. In the case
of the Wolf Man, it is plainly an image, but an image that is in a
picture-book, and the child's phobia is the wolf from the book. In
the case of Hans, this is not absent either. The image comes from a
page of his picture-book, the same page that shows the stork bring-
ing children to a chimney top, which Hans reads as a red box. As
chance would have it, on this same page there is a picture of a horse
being shod.
Now, what are we going to find? Since we are looking for struc-
tures, what we are going to find throughout this observation are
logical instruments being played out in a kind of turning game where
each complements the other, forming a kind of circle through which
little Hans seeks a solution, but a solution to what? In this series of
elements or instruments that are called 77tofAer, cfel./d and pAcr//ws,
the phallus is the new element that is no longer merely something
that is played with, because it has become unruly. It has, if it may
be expressed like this, its whims and fancies. It has its needs, its
demands, and it wreaks havoc everywhere. It's a matter of finding
out how this is going to be settled, that is to say, how, at least within
this original trio, things are going to be fixed down.
We are going to see a triad emerging.
First, in)7 pc#z.s z.s ¢#gcwczcfosc#, ¢;¥cd z.#. Here we have a form of
guarantee. Unfortunately, no sooner had he been led to profess that
his penis isj;x.ec7 i.% than the phobia promptly flared up. It has to be
believed, therefore, that there is also some danger to its being fixed
in.
Then we see another term appearing, the borz.#g a/ a flo/c. We
can see it appearing in umpteen different forms when we know how
to hunt it out in a way that conforms to the mythical analysis of
themes. First of all, in a dream, Hans himself has a hole bored in
him.6 Then he cuts a hole in a rubber doll. There are things that are
What Myth is For 259
bored with a hole from the inside out, and others from the outside
in.
Next, Hans comes across a third term, one which is particularly
expressive because it cannot be deduced from natural forms. He
introduces it as a logical instrument in his mythical passage, and it
truly constitutes the third term at the apex of the triangle formed
together with the fixing-in and with the gaping hole that leaves
an open void. If the penis is not fixed in, then there is no longer
anything. So, there is a mediation. It can be put there and put back,
removed, and put back again. In short, it is detachable. What does
the child use for this? He introduces the screw thread. The plumber
or the fitter come by and do their unscrewing. Then the plumber
comes by and unscrews his penis so that another, bigger one can be
screwed in.
The introduction of this logical instrument, of this theme bor-
rowed from his limited childhood experience, of this mythical
element, will lead to a veritable resolution of the problem, which is
that ultimately, through the notion that the phallus too is something
that is taken up in the symbolic play, this phallus can be combined.
It is fixed in when it has been put in, but it can be mobilised, it can
circulate, and it is an element of mediation. It is from this moment
forth that we find ourselves on the slope upon which the child will
find his first respite in this frantic search for conciliatory myths that
are never satisfactory, and which will lead us right to the final term
of the solution that he will find, the approximate solution of the
Oedipus complex.
This is to indicate for you the direction in which we need to
analyse the terms and the child's use of the terms. Another problem,
a no lesser one, is taking shape, which is the problem of the signifier-
elements that he brings in by borrowing them from symbolised
elements. The horse being shod is just one of the solutions, buried
in the observation, to the problem of fixing-in the missing element
and which as such can be represented by anything at all. Indeed,
it is most readily represented by any object that in itself possesses
sufficient hardness. We will see that ultimately the object that sym-
bolises the phallus in the simplest way in the mythical construction
is the stone. We find it everywhere in the major scene from the true
resolutive dialogue with his father. The role of the stone can also be
found in the horseshoe that is hammered into the horse's hoof. It
also plays its role in the child's auditory panic, in his fright when the
horse is pawing with its hoof, to which something is attached that
surely is not properly attached, for which the child will at last find
the solution of the screw thread.
In short, this progress from the imaginary to the symbolic
260 Little Hans's Phobia
Last time, we arrived at the notion that little Hans, whom we are
taking at a particular biographic moment, is marked by a certain
type of relationship with his mother, the fundamental terms of
which are defined by the manifest presence of the phallic object
between him and his mother.
This should come as no surprise to us after our previous analyses
because we have already seen, through other case studies and then
since the start of this academic year, the extent to which the term of
the phallus as an imaginary object of the mother's desire constitutes
an absolutely crucial point in the mother{hild relationship. We
saw the extent to which, during a first stage, the child's accession to
his proper situation in the presence of his mother could be defined
as the necessity of his recognising, and indeed his taking on board,
the essential role of this imaginary object, the phallic object, which
How Myth is Analysed 263
the passage from the imaginary to the symbolic, I could never have
invented the tale of the two giraffes in the way that little Hans
dreamed it up and articulated it with these elements. He shows that
it's a matter of transforming an image into a ball of paper, into
something that is wholly a symbol and, as such, an element that can
be mobilised. He sits on his mother, reduced at last to a symbol, to
this scrap of paper, which they snatch hold of and exclaim, f4fe/ £c
bo# bz.//e/ qw'o /cpc/j./ Hcz7tf./t Of course, this is not enough. Otherwise
he would have been cured. But through this act he shows what he
has been ruminating, because the spontaneous acts of a child are far
more direct and lively than the mental conceptions of an adult, after
the long years of deepening cretinisation that make up the common
run of what is called wpbrl.#gz.#g.
Let's see what happens when we turn to our chart, as though it
had already been proved correct. What does it mean that it should
be an imaginary father who definitively sets the order of the world,
namely that not everyone has a phallus? It's easy to recognise that
the imaginary father is the all-powerful father. This is the grounding
of the world in the commonplace conception of God, the guarantee
of universal order. All things real and physical, the Lord God made
them all.
When I tell you this, I'm not merely forging my table. You have
only to turn now to the observation on little Hans. When he speaks
about God, which he does on two occasions, he speaks very nicely
of him. His father has started to clarify certain matters for him, and
there is an improvement, though it is fleeting. Then, on 15 March,
when he goes outside and notices that there are fewer horses and
carriages than usual, he says, How sc#szb/c./ God's c7o#c czwcz}; w.f¢
horses now .
What does this mean? We don't know. Does it mean that on this
day there is less need of horses? It could mean that, but the word
gcfcAc!./ doesn't mean kz.#d, but rather I.#dJ.xpwfczb/}; c/ct;cr. People
tend to believe that the good Lord has spared him some difficulty,
but if one deems that the horse is not merely a difficulty for Hans but
an essential element, then it could indeed mean that there is less need
of horses. Whichever is the case, it tells you that God is there as an
essential point of reference.
It's utterly striking to see that after the meeting with Freud - on
30 March, just after he had turned mother into a ball of paper,
which is not entirely satisfactory for Hans but had set him on the
right path -the child alludes to God once again. Hans supposes that
the Professor must talk to the good Lord, to be able to say every-
thing he has just said. Freud himself doesn't fail to be tickled by this,
though scruples to note that he had provoked it himself, because out
268 Little Hans's Phobia
of his own vainglory he had peculiarly taken the high and mighty
position of bragging to the child, Lo7!g be/ore }7ow were i.# /fee war/d,
I had known that a little Hans would come who would be so fond of his
mother that he would be bound to feel afraid of his father because of it .
It is certainly quite striking to see Freud taking this position.
On no account have we dreamt of reproaching him for this. A
long while ago I noted the original and exceptional dimension that
Freud would open in each of his analyses precisely by uttering such
interpretative words to the subject. It's not something that he is
transmitting. It's truly something that he has found himself, that
comes in some way directly from the lips of Freud. I've given you a
reference that seems to me to be altogether essential regarding the
authenticity of speech, namely that it has to be seen how different is
an interpretation by Freud from all the rest that we might give in his
wake. As we have very often seen, Freud doesn't impose any kind of
rule on himself here. He truly takes what I could call /fee dz.vz.#c posz.-
fz.o#. He speaks to young Hans from Mount Sinai, and Hans doesn't
fail to feel the force of this.
Mark well that on this occasion the position taken by the symbolic
articulation - the symbolic father also remains veiled to Hans - is
that of Freud's poising himself as the absolute master, as something
that is not the symbolic father but the imaginary father. This is
important because we are about to see that this is how Freud tackles
the situation.
It is very important to appreciate the particularities of Hans's
relationship with his analyst. I mean that if we want to comprehend
this observation we should note that it has something about it that is
absolutely exceptional compared with all other child analyses. The
situation is developed in such a way that the element of the symbolic
father is rather distinct both from the real father and, as you can see,
from the imaginary father. It is doubtless to this - which we will be
able to confirm later - that we owe the absence of phenomena that
could be qualified as transferential, for example. Likewise there are
no phenomena of repetition, and this is why we have pointed out the
pure state of the functioning of the fantasies.
A further interest of this observation is to show us that the
Dctrcfo¢rbcz./w#g is not, contrary to what is commonly accepted, ani-
mated merely by some endless iteration at the end of which what
had not been intellectually assimilated will at last work its way
under the subject's skin, like gnawing on a bit or slowly permeating.
Dwrcfe¢rbe!.fw7cg is doubtless a necessary thing because a number of
circuits need to be travelled in several different directions so that the
function of symbolising the imaginary can be efficiently completed.
This is why we can see little Hans roaming along a whole labyrin-
How Myth is Analysed 269
thine path, to the extent that we can indeed reconstitute this path
because of course it is broken off from one moment to the next,
chopped up by the father's interventions which, as Freud underlines
for us, are certainly neither the best oriented nor the most respectful.
Nevertheless, we can see a series of constructions being produced
and reproduced, in which it's a matter of discerning what the veri-
table component-elements are. Rather than constantly contenting
ourselves with covering each fact with a catch-all term of such-and-
such a complex - anal relation or mother attachment - we would
be better off trying to see what functions, what representative and
figurative elements, are brought before us in the tight articulations
of ancient myths.
We have got used to matching sweeping equivalents to these
terms and functions - saying that this represents the father, or that
represents the mother, or something else represents the penis -- but
were we to try to perceive these elements, this effort would show us
that each of them, the horse for example, is conceivable only in its
relationship with a certain number of other elements that are equally
significant. It is impossible to make such an element correspond to a
univocal signification. I've taken the example of the horse, but this
is so for all the other elements of these Freudian myths. At the start
the horse is the mother. At the end, it's the father. Between the two,
it might have been little Hans himself, who plays horsey once in a
while, or even the penis, which is manifestly represented by the horse
at several points in the case history.
This is true in the most evident way for the horse but is no less
so for any other signifier that you might care to pluck from the dif-
ferent modes of mythical creation in which little Hans indulges and
which, as you know, are exceedingly profuse. For example, at one
point the bathtub is clearly the mother, but at the end it is Hans's
behind. This is understood in the observation as much by Freud, by
the father and by little Hans himself. You can equally perform the
same operation for each of the elements that is involved, the biting
or even the nakedness for instance.
In any case, in order to perceive these things it is absolutely nec-
essary to force yourselves, at each point of the observation, not
to understand straightaway. This is a point of method. You must
strive, as Freud expressly recommends twice in the observation, not
to understand immediately. The best way of not understanding on
this occasion is to jot down some brief notes, to record day-by-day
on a piece of paper the elements that Hans broaches and which have
to be taken as such, as signifiers. I insisted for example on gwz.jc
cz/o#c w./fe A4:czrjccz/. While you understand nothing about it, you
retain this signifier-element and, as the intelligence will come to you
270 Little Hans's Phobia
when you sit down to eat, you will see that this overlaps strictly with
something else that you can write down on the same page. What
is supposed in the fact of being, not alone with someone, but gz{z./c
cz/o#c wz.ffo someone? It supposes that there could be someone else.
This method for analysing myths is the very same that Monsieur
Claude L6vi-Strauss has set out for us in an article in the October-
December 19SS issue Of The Journal Of American Folklore under
the title 7l¢c Sfrwcjwrcz/ S/wc7y a/ il4.j//fe. By proceeding in the way
he describes, you will see that each of the elements of the observa-
tion on Hans can be ordered in such a way that, when read in a
certain direction, it forms the sequence of these myths. After a while,
however, one is compelled by the element of recurrence alone, which
is not a straightforward recurrence but a transformed recurrence
of the same elements, to put them in order not merely on a single
line but by making bundles of lines that take on an order as though
they were an orchestra score, and then you can see a series of suc-
cessions being established which can be read both horizontally and
vertically. The myth is told in one direction, while its meaning or
its understanding are referred to the bundles of analogous elements
that recur in various forms. At each point these elements are trans-
formed, doubtless in order to complete a certain path that goes very
precisely from the point of departure - to state the obvious - to the
point of arrival, and which means that by the end something has
been integrated that at the start was inadmissible and irreducible.
So, in the little Hans case history, the point of departure is the
eruption of the real penis in the play between mother and child, and
the end point is when this real penis comes to be accommodated
in a way that is sufficient for life to go on without anxiety. I said
sw#cz.c#f . I didn't say #eccJsczr);. This sc/;ffcJ.e"/ means that it could
be even fuller, and this is indeed what we shall see. In the end, little
Hans's Oedipus complex perhaps doesn't lead to a solution that
would be completely satisfactory. It suffices simply to free him from
the interference of the phobic element. It renders unnecessary the
conjunction between the imaginary and anxiety that is known as
phobia. In other words, it culminates in the reduction of the phobia.
Indeed, let's not forget something that can be gleaned from the
1922 postscript. When Freud meets Hans again at the age of nine-
teen, the youth had just read the full case history for the first time,
but the whole of it came to him as something unknown. Fre;nd draws a,
very neat compar.rson - Any one who is familiar with psychoanalysis
may occasionally experience something similar in sleep. He will be
woken up by a dream, and will decide to analyse it then and there,. he
will then go to sleep again feeling quite satisfied with the result of his
efforts; and next morning drean and analysis will alike be forgotten.
How Myth is Analysed 271
Let's come back to the starting point, to Freud, to the child's father
who is Freud's acolyte, and to the instructions that Freud gives him,
because we have now seen how Freud assumes his role here. How
will he tell the one who is his agent to conduct himself? He gives two
recommendations.
The first recommendation has two aspects. After being informed
of little Hans's demeanour and the painful and anguishing phenom-
ena of which he is the object, Freud tells the father to explain to the
272 Little Hans's Phobia
child that the phobia is a pz.ecg o/#o#se7!sc, c!.#e Dw7"7"Acj./, and that
the nonsense in question is linked to his desire to get close to his
mother. Furthermore, since Hans has for some time been greatly
preoccupied with fyz.w!.mocfocrs, he needs to be told that this is #o/
rz.gfef, w#rccAf, and that this is why the horse is so bad and wants to
bite him.
This goes a long way. We have here a sort of direct and immedi-
ate manoeuvre bearing on guilt, which on the one hand consists
in easing the guilt by saying that such things are quite natural and
straightforward but simply need to be put in order and dominated a
little. On the other hand, however, Freud doesn't hesitate to accen-
tuate the element of prohibition, at least relative prohibition, of the
masturbatory satisfactions. We shall see what the result of this is for
the child.
The second recommendation that Freud gives is even more char-
acteristic of the language he uses. Since Hans's satisfaction is clearly
derived from hunting out - this was why earlier I took up the dialec-
tic of discovery and surprise - the hidden object that is the penis or
the phallus of the mother, this desire is to be taken away from him
by taking away the object of his satisfaction. row ¢rc fo fc// fej.in /fecz/
/fez.a dcsz.rcdpfoa//cts cJocs #of exz.s/. This is voiced by Freud at the start
of the observation, on pp. 2634 of volume VII of the Gcs¢mme//c
Jyerkc. It has to be said that as an intervention from the imaginary
father, it would be hard to do any better. He who puts the world in
order is saying that there is nought to be found.
One can also see the extent to which the real father is incapable
of taking on such a function. In truth, when he tries to do so,
Hans reacts by taking a completely different path from the one
that has been suggested to him, just as previously he had reacted
by producing the story of the two giraffes. Right after the absence
of the phallus has been asserted to him, he fantasises a very nice
story - I saw Mummy quite naked in her chemise, and she let me see
her widdler. I showed Grete, my Grete, what Murrmy was doing, and
showed her my widdler .
This is a superb response, and utterly in line with what I was
trying to spell out for you earlier. What is at stake is very precisely to
see what is veiled insomuch as it is veiled. The mother is both naked
and in her chemise, just like Alphonse Allais's tale L'c#grczz.£sewr,
about a friend of his who was wont to exclaim with a flamboy-
ilat gesture, You see that woman over there, she is naked under her
c/a/fees./ It's quite possible that you have never gauged the impact
and scope of this remark in the metaphysical underpinnings of your
social deportment, but it is fundamental to interhuman relation-
ships as such.
How Myth is Analysed 273
at this level this is what it does above all else. But now there is also
what has just been said to the subject, and so the horse also bears a
relation to what is at stake in the new element that has sown disor-
der across the subject's play as a whole, namely the real penis. Even
so, does this mean that the horse is the real penis? It most certainly
does not. As umpteen examples hereafter will show you, the horse is
a long way from being the real penis because, over the course of the
transformations of Hans's myth, the horse is also the mother, at the
end the father, and also on occasion little Hans himself. Let's bring
in here an essential symbolising notion, the same that I developed
for you during the Seminar of the year before last concerning the
play on words that Angelus Silesius makes on Or//Wrorf.2 We shall
say that, on this occasion, this is the place where the real penis must
be accommodated, and not without giving rise to fear and anguish.
With this first contribution from the father, which is still hardly
reassuring, we can nevertheless see the child reacting and committing
to the structure that is strictly speaking the signifier-structure, the
structure that resists against imperative interference, the structure
that will nevertheless react to the father's addled and clumsy inter-
ventions, and which will produce the series of mythical creations
that, through a series of transformations, will gradually integrate
the new element of the real penis into Hans's system. This new
element necessitates no longer merely the intersubjectivity of the
lure - which even so is fundamental and allows Hans to play at
surprising, at being caught by surprise, and at presenting himself
as absent - but at the same time, through this play which is still on-
going, a third-party object, which is the first element in his relation
with his mother and which ultimately must itself be integrated into
it. This new and inconvenient element - which actually turned up a
while ago - the real penis, Hans's own penis, with its own reactions
that run the risk of throwing the whole thing up in the air, as they
say, is clearly for him, as you will see in the series of imaginary crea-
tions, the element of perturbation and disturbance.
Since today is the 3rd of April, let's go straight to what happens
on the 3rd of April 1908, when father and child are at their apart-
ment window speculating as to what is going on in the courtyard
across the street. The elements that will become the first props to
Hans's problem are already to be found in this yard. With these he
will produce his first mythical construction under the sign, as Freud
tells us, of means of transport.
All this is going on constantly under his nose - the horses and carts
that shift around, that load and unload, that bring boxes onto which
the street-boys climb. What will Hans make of it all? Do you think
that there was some kind of preadaptation, planned for all eternity
How Myth is Analysed 275
intrepid little Hanna. At one point she is with little Hans in another
carriage that greatly resembles the previous ones, because it has the
same anxiety-horses. Hanna will go and ride on one of the horses, in
this first myth that we may call /fee c¢rrj.age in);Jfo.
You will try to see how these different signifiers constitute the
fej./cfez.#g, because this really is what is at issue. Everyone goes on
all the time about the horse, but it can be hitched or unhitched to
a carriage. You will see how these different elements that compose
the hitching, both the coachmen and the referring of the carriage
to a fixed map, turn out to have different significations as the case
history progresses. You will try to see what is most important in
all this. Is it the role of the signifier, as I explained for you in my
SGmz.#czz.rc scir `£a fc//rc vo/6c', or more precisely the displacement
of the signifier-element onto the different personages who each find
themselves caught in some way under its shadow and inscribed in
its possession? Does the vital part of Hans's progress consist in the
movement of the signifier as it turns around the different personages
in whom the subject shows greater or lesser interest, and who may
be caught, captivated, or captured in the permutative mechanism?
Or, on the contrary, does it lie in something else? On this occasion,
we can't really see what kind of progress this would be if it's not a
progress through the order of the signifier.
One can say that at no point do any of the elements of reality that
surround little Hans really lie beyond his means. There is no trace in
this observation of what might be called rcgressj.o#. If you think that
there is regression at one point because little Hans produces all that
immense anal phantasmagoria around the /win/, you are sorely mis-
taken. It's a fantastic mythic play, which at no point entails any kind
of regression. From beginning to end of the observation, little Hans
holds onto his right, so to speak, to masturbation, without allow-
ing himself to be ruffled. If there is one thing that distinguishes the
overall style of Hans's progress, it's precisely its irreducible aspect.
As Freud underlines in his discussion, it is precisely because the
genital element is utterly solid, present, resistant, and firmly installed
in a subject such as this, that he doesn't come out with a hysteria but
a phobia. This is very sharply articulated in the observation.
This is what we will be trying to see next time. We are going to see
that little Hans doesn't employ just one myth, just one alphabetic
element, to resolve his issue, the issue of passing from a phallic
apprehension of the relationship with his mother to a castrated
apprehension of relations with the parental couple as a whole. There
is also the infamous story of the bathtub and the borer, to which last
time I referred with the element of the screw thread. It's something
that revolves entirely around what I would call the logical function
How Myth is Analysed 277
A golden rule
The combinatory value of the signifier
Hans through the looking-glass
Raillery and naivety
What passes out through the hole
they might to press the child to come out with it, try as they might
to suggest every possible equivalent and solution, they obtain from
him no more than evasions, allusions and side-stepping. Sometimes
one even has the impression that the child is to some extent making
fun.
Actually, this is not to be doubted. The parodic character of
some of the child's figments and confabulations is patent in the
observation. I'm thinking above all of what happens in relation to
what could be called /rfec sfork m};/A, which in Hans's rendition is
so rich and lush, teeming so with humorous elements - 7lfec ,r/ark
came up the stairs . . . and he had the right key . . . and then he took
fe;.s focz/ cz77d we#/ czwcry czgczz.#, and so on and so forth. This parodic
and caricatured aspect of the child's figments has just what it takes
to have struck the various commentators.
In the end this brings us to the heart of something that is re-
established not from a perspective that deems the observation to be
incomplete, but on the contrary from a perspective that appreciates
its distinctive demonstrative phase. This is not an insufliciency. On
the contrary, it is along this path that it must show us the way to a
mode of comprehending what is involved both in the symptomatic
formation - the phobia, which is already so simple and yet already
so rich - and in the working-through itself. This aspect is expressed,
and it finds its place. There is no better illustration of this obser-
vation, to the extent that it's a Freudian observation, that is, an
intelligent observation.
What we can see essentially is the signifier as such in its distinction
from the signified. The symptomatic signifier is constituted in such a
way that by its very nature, all along its development and evolution,
it covers signifieds that are the most multifomi and the most varied.
Not only is it in its nature to be able to do this, it is its function to
do so.
The full set of signifier-elements that are put before us in the
course of this portion of the observation, its kit of signifiers, is
assembled in such a way that if we want the observation to be some-
thing more than a mere riddle, a confused and failed observation,
then we need to impose upon ourselves a certain number of rules
about how we tackle it. Why should this case be singled out as a
failed one, and not any other case to which we customarily refer?
Even so, we cannot help but be struck by the arbitrary, solicited
and systematic character of the interpretations made in the case
history in particular, yet also of the analytic interpretations vis-a-vis
the child. Precisely inasmuch as this observation is so remarkably
rich and complex, we have here a testimony given in a register that
is exceedingly rare on account of its abundance. If there is one
282 Little Hans's Phobia
impression that one receives upon moving into it, it's the sense of
constantly getting lost in it.
The rules that I would like to propose in this regard are as follows.
Be it the analysis of a child or of an adult, no element that we may
regard as a signifier - in the sense that we have been promoting here,
that is to say, whether the signifier is an object, a relationship or a
symptomatic act, and however primal or vague it may be - fails to
appear as bearing already the firm and singular stamp of something
that is dialectical.
Such vagueness is characteristic of the first emergence of the horse,
when it appears after a certain interval during which the child's
anxiety manifests itself. The horse will hold a function that needs
to be defined, but this dialectical stamp is already apparent. This is
precisely what we are going to try to grasp, and it is already quite
palpable enough in the fact that the anxiety emerges exactly when
it's a matter of Hans's mother leaving. He is afraid that the horse
will come into the bedroom. But what comes into the room? It is he,
little Hans. In every aspect of this we can see a highly ambiguous
double relationship that is linked on the one hand to the function of
the mother by way of a sentimental tonality of anxiety, but on the
other hand to little Hans through his movement and his act. From
its very first appearance, the horse is already loaded with profound
ambiguity. It is already an all-purpose sign, just like any typical
signifier. We take just three strides forward into the observation on
little Hans and we can see this come pouring in from every side.
So, we posit the following rule. No signifier-element, thus defined
as an object, a relationship or a symptomatic act, in neurosis for
example, can be regarded as having a univocal scope. In no way is
it equivalent to any one of these objects, relationships, or even these
imaginary actions in our register upon which the currently used
notion of the object relation was founded. In our time, object rela-
tions, with everything that is normative and progressive about them
in the subject's life, with how they are genetically defined as mental
development, belong to the register of the imaginary. This register
is not, of course, without value, but when one tries to articulate it,
it presents all the characteristics of untenable contradiction that I
told you about when I was sharply caricaturing the texts that had
been published at the start of the academic year in a two-volume
collection. We had before our eyes the flagrant contradictions in
how this notion of the object relation plays out when it starts to be
expressed in terms of a pregenital relation that is becoming genital,
with the idea of progress that this entails. These contradictions are
upon us immediately, and so the task ahead is to arrange the terms
in the most basic fashion.
The Signifier and Dcr W/j./z 283
the horse is looming over him, gradually enters a stage-set that takes
on an order and organisation, that is erected around him, but which
captures him much more than being developed by him. What we see
is the articulated aspect by which this delusion develops.
I've just said c7e/wsz.o#. It slipped out almost as a parapraxis
because what is going on here has nothing to do with a psychosis,
yet the tern is not inappropriate. On no account can we content
ourselves with deducing anything from vczgwe cmo/;.o7?s, as Hocart
puts it, cited by Levi-Strauss. On the contrary, we have the impres-
sion that the ideational edification - if we can use this expression
in the case of little Hans - has its own motivation, its own specific
plane and occurrence. It might correspond to some need or other,
to some function or other, but surely not to anything that might at
any moment be justified by a drive, by an impulse, by a particular
emotional movement that would be transposed here to find plain
expression. A very different mechanism is at issue, and it necessi-
tates what has been termed /¢c sfrwcfwr¢/ sJwd); o/in);fA, the first step
of which is never to consider any of the signifier-elements indepen-
dently of the others that arise, and then to reveal this. When I say /a
rcvca/ it, I mean /a cJevc/ap it on this same plane of a series of opposi-
tions that belong first and foremost to the realm of combinatorics.
What we can see looming up in the course of the development of
what is happening for little Hans is not a certain number of themes
that would have more or less some affective or psychological equiva-
lent, but rather a certain number of grouped signifier-elements that
progressively transpose from one system into another. An example
will illustrate this for you.
After the father's first attempts at enlightenment, under Freud's
guidance, an especially penile element is isolated in the horse, which
will lead Hans to react to this piece of enlightenment by the compul-
sion to look at the horse. Next, we find that the child is relieved at
certain moments by the prohibitive aid that the father brings him
concerning his masturbation. We are edging closer to a first attempt
at analysing Hans's concern over what has to do with his urinary
organ, the Wz.wj.m¢cher, as he calls it. Hans certainly absorbs the full
force of the ,4w;fir/d.rw#g, the real enlightenment, this being the strong
intervention that the father makes so as to connect more directly
with what he reckons to be the only real support of the child's
anxiety, and which amounts to saying, as Freud incites him to say,
that little girls don't have one, while he does have one. And, in a
way that does not escape Freud's notice, Hans underscores that his
widdler is ¢#gewc}chsc#. It is/xed z.# or c7croo/cd. It is something that
will grow and get bigger with him.
Isn't this already a first adumbration of something that appears
The Signifier and Dcr Wi./z 285
to rejoice, 7lrfecsc kj.cJs czre pr!.cc/css./ They are assumed to have found,
in all innocence and in one shot, what an author would necessarily
have taken a great more trouble to find, or what he would have
had to enrich with some further subtlety, so that it might pass for
something droll, properly speaking.
However, this allows us also to see that it is not altogether certain
that the ignorance that has been given free run to hit the bulls-eye
is really so complete. To spell it right out, when children's stories
possess this disconcerting character of triggering our laughter, we
include them in the perspective of the naive, but we know that this
naivety is not always to be taken at face value. There is bcj.ng #czz.v€
and there is /cz.g#z.#g #oz.vc/}7. If we attribute a feigned naivety to
the children's drama play, we restore to it its full character of W/z.fz
in its most /c#dc#fz.ows form, as Freud puts it. It takes very little,
indeed it takes no more than for it to be assumed that this naivety
is not so very complete, for the children to gain the upper hand and
effectively become the masters of the game.
In other words, what is called for is something that Freud
highlights, and which I ask you to look up in the text, namely the
/fez.rdpcrfo# who is always implied in the spirited remark. The first
person makes a remark about a second to a third. Whether or not
there really are three people standing there, there is always this
ternarity which is essential for the remark to trigger laughter. The
comic, meanwhile, can be triggered simply between two people, like
Freud's example of seeing someone slip and fall down, or when you
see someone making a meal out of some task which for us is one of
the most straightforward there is. This on its own suffices to trigger
the comic relationship. However, in the naive, we can see essentially
that the perspective of the third person, even if it remains virtual,
is always implicit to some degree. Beyond the child whom we take
to be naive, there is but another, who is precisely the one whom we
suppose to be there for it to make us laugh so much. After all, it
could be that he is feigning to feign, that his bcj.#g #¢j.1;c is affected.
This dimension of the symbolic is exactly what is there to be felt
in the kind of hide-and-seek game, the perpetual mockery, that sets
the tone of Hans's every reply to his father.
We see this kind of phenomenon being produced when, at another
momeut, the [a;tier asks Ha.us, What did you think when the horse fell
c7ow#.? This has to do with the fall from which Hans says he go/ /foe
#o#sc#sc. His father blurts out the question, Wr¢s /Ac Aorsc dcczc7
wfee# j./ /c// dow#? As he notes just afterwards, Hans's expression
was quite serious when he first replied, yes./ But then the child has
a sudden change of mind, and lets out a laugh - this too is noted -
sayirLg, No, it wasn' i a bit dead. I only said it in jest, im Spa,B.
290 Little Hans's Phobia
for the sake of it that what you can see on the cover is the symbol of
the signifier-function as such.2 The signifier is a bridge in a domain
of significations. The consequence of this is that the signifier doesn't
reproduce significations. It transforms and recreates them.
This is what is at stake, and this is why we always need to focus
the lens of our question on the signifier.
father is the one who comes out with the idea that if Hans's widdler
and behind are being changed, it's so that he can be given bigger
ones. This is an example of the kinds of wrongs that are done all the
time. After Freud, people have not held back from perpetuating this
tradition, following a mode of interpretation that goes hunting out
in goodness knows what affective proclivity whatever might prompt
and justify what actually possesses its own laws, its own structure,
its own gravitational pull, and which ought to be studied as such.
We are going to draw to a close by saying that, in the mythical
development of a symptomatic signifying system, one should always
take into consideration its systematic coherence, at each step of the
way, along with the kind of development that is specific to it in the
diachrony of time. The development of any mythical system in a
neurotie - 1 once called it the neurotic's individual myth - presents
as the issuing, the progressive dislocation, of a series of mediations
that are resolved by a chaining-up of signifiers which always bears
a circular character. This may be more or less apparent but is none
the less fundamental in that the point of arrival bears a deep relation
to the point of departure, without being exactly the same. I mean
that the impasse that is always there at the start is to be found again
at the point of arrival, where it can be regarded as a solution in an
inverted form, just with a change of sign. But the impasse from
which one began is always found in some fashion at the end of the
operative displacement of the signifying system.
I will be illustrating this for you in the next part, along the winding
paths that we shall take after the holiday break, by taking up the
hand that Hans was dealt.
At the start, little Hans was faced with something that until then
had been the game of the phallus, which was already a sort of luring
relationship that was sufficient to maintain a progressive movement
between him and his mother, and which offered him the meaningful
prospect and goal of perfect identification with the object of mater-
nal love. But then a new element came on the scene.
On this score, I concur with the authors, with the father and with
Freud. A problem arises, the importance of which in the child's
development cannot be overestimated. It is grounded on the fact
that nothing in the subject himself has been pre-established or
arranged in advance which might allow him to take on board the
prospect that sharply confronts him at two or three moments during
his childhood development, namely the prospect of growth. Given
the fact that nothing is pre-established or predetermined on the
imaginary plane, what brings in an essential element of perturbation
is very precisely a phenomenon that is quite distinct, but which for
the child comes to be annexed imaginarily at the time of his first
294 Little Hans's Phobia
Up to that point, everything had been all well and good for little
Hans.
The appearance of the horse is secondary. Freud firmly under-
scores how it is shortly after the appearance of the diffuse signal of
anxiety that the horse will start to function. It is by following the
development of this function step-by-step, right through to the end,
that we can manage to comprehend what has happened.
So, little Hans suddenly finds himself in a situation that has assur-
edly decompensated. Why did this come about? Up to a certain
date, 5 or 6 February 1908, that is to say, a couple of months before
his fifth birthday, he seemed to be bearing everything rather well.
Something happens, and let's take it as directly as possible in the
300 Little Hans's Phobia
terms of reference that are set out in the observation. The game was
being pursued with the mother on the basis of the lure of seduction
that thus far had been fully sufficient. The love relation with the
mother introduced the child to the imaginary dynamic into which
he would gradually be initiated. I would almost say, to introduce
the relation to the bosom, in the sense of /ap, from a new angle, that
he insinuated himself into it. We have seen how at the start of the
observation this was spreading out constantly as the game with
the hidden object that Hans played in a sort of perpetual veiling
and unveiling. Now, into these relationships withhis mother, which
were being pursued on a playful basis, certain real elements are
introduced. The rules of the game, which revolved around dialogue
on symbolic presence and absence, are suddenly violated for Hans.
Two things appear. The first arises when Hans is no longer in a
position to respond in full. I mean when he is no longer able to show,
actually and in in its most glorious state, his little penis. Right there
and then, he is rebuffed.`His mother tells him word for word not
only that it's forbidden but that it's ez.#e Scfewcj.7ccrcz.. It's piggish.
It's something repugnant. We assuredly cannot fail to see an element
that is utterly essential here. Moreover, Freud underscores that the
effects of the depreciative intervention did not arise straightaway
but in the manner of aftershocks. He underscores the term that I've
been repeating and pushing to the fore of analytic reflection, namely
apres coup, retroaction. He i;ays nachtrdgliche Gehorsam, whirch
means c7e/erred obcdz.c#cc. GCAd.r is hearing, an attentive audience.
Gchorsom is submission, docility. Such threats and rebuffs are not
brought to bear immediately, but after a lapse of time.
And so my position would be far from a partial one. Freud also
underscores, and not merely between the lines, a real element of
comparison, of ycrg/cz.cfew#g. In making comparisons between big
and small, Hans has accurately assessed the reduced, minuscule and
ridiculously insufficient character of the organ in question. It is this
real element that comes to be added to the rebuff, lending it a weight
that shakes the edifice of the relationships with his mother right
down to its foundations.
To this we may add a second element, the presence of little Hanna.
At first this presence is taken from multiple angles of highly diverse
patterns of assimilation. Further to this, however, it comes increas-
ingly to vouch for another element of the game that is very present
here, and which also calls into question the whole edifice, all the
principles and all the bases of the game, perhaps even to the point of
rendering it superfluous in this instance. Those who have experience
with children know that these are facts of common experience that
the analysis of the child puts constantly before us.
Circuits 301
For the time being, what is occupying us is the way in which the
signifier will operate in the midst of all this. What is to be done?
One has to go to the text and make the construction. One has to
know how to read. When we see things recurring in a certain way,
with the same elements but recomposed in a different fashion, one
has to know how to register them as such, without hunting out
remote analogous references, without alluding to earlier events that
we might extrapolate or assume in the subject. It is not, as we say in
everyday language, the symbol of something that he is cogitating.
It's something else entirely. It's a matter of laws that manifest this
structuration, which is not real but symbolic. These laws will start
to play out amongst themselves, to operate, as it were, by themselves
in an autonomous fashion. At least they need to be regarded as
such for a while, so that we can perceive whether this operation of
reshaping, of reconstruction, is in itself something that is operative
in this instance.
I'm going to illustrate this for you.
On 22 March, the father takes little Hans to see his grandmother
in Lainz, as he does every Sunday. This is a crucial point. Let's
sketch out a map.
would like so much to ride. Before then, he had also been to another
station, to take a train that for some stretches runs underground,
and this is the line that goes to Lainz.
On Sunday 22 March, Hans's father proposes that they take a
route that is slightly more complicated than their usual one.
Hans' s apartment
missed it, and that he can see the second train coming from Unter-St-
Veit. The network forms a loop, a virtual loop because the two lines
don't connect. They simply allow each of them to get to Lainz.
A few days later, in conversation with his father, little Hans will
come out with something that is classified among the many things
that he shows us he has been pondering. Even when everyone wants
to make him say that he has been dreaming, he underlines very
fimly that these are things he has thought - IVci.#, #j.cfej gcfrd.win/,.
ich hab' mir's gedacht.
The essential point to keep in mind is that this is where the
yerkcArskomp/cx makes its entrance. Freud himself indicates that
it is quite natural, given how matters stand, that what refers to the
horse and everything that the horse will do, the P/crdekomp/cx,
extends much further into the transport system. In other words, on
the horizon of the circuits traced by the horse there are the circuits
of the railway.
This is so evidently true that the first explanation Hans gives
his father on how he experiences his phobia concerns the fact that
there is a large yard and a wide lane in front of their apartment. It's
easy to understand why it's such a big deal for little Hans to cross
over them. Across from the house, these horses-and-carts come to
load and unload, and they line up along the length of the loading
dock.
I- Lagerhaus
G±-Wnge"
I
Verladungsrampe
'
: : : : : : : : : : : : : : : : : : : ,' : : : ; : : ; : : : : :
'
'
'
Hansenge.planter Weg
What does little Hans say on 5 April? He says that he sfeow/d so mwch
/i.kc to climb onto the cart where he has seen the boys playing on
the bones. If the cart stands still, then I can get on to the cart quick,
Circuits 305
first model of the fantasy of injury that will manifest later on with
respect to his father. First of all, however, it was extracted from the
real, precisely from one of these horsey games, when his friend Fritzl
sustains an injury to his foot.
In response to his father's query, Hans says that they played at
horses oA"e Wczge#, without carts, and in this case, /¢c carf ccz# a/c}}7
cz/ foomc. However, the horse can also be hitched to a cart. Hans
himself articulates how first and foremost the horse is an element
designed to be hitched. It is detachable and attachable. This czmbo-
ccp/or characteristic, which we meet constantly in the functioning
of the horse, is yielded in the very first experience from which Hans
extracts it. Before being a horse, the horse is something that links,
that coordinates, and, as you will see, it is precisely in this mediat-
ing function that we will find it throughout the development of the
myth. If a basis needed to be established for what will be confirmed
in every corner of what I am going to develop for you next in
the function of the horse signifier, here we have immediately, from
the mouth of Hans himself, that it is in the direction of the gram-
matical coordination of the signifier that we must head.
Indeed, it is at that very moment, when he is articulating this
in connection with the horse, that Hans himself says, J !A;.#k ffecz/
was how I got the nonsense, Mir scheint, da hab' ich die Dummheit
gckr;.cg/. The verb krj.cgc# is used each time in connection with the
nonsense. It means /o ge/ or /o cafcfe. It is also used in the colloquial
expression ez.# Kz.#cJ krj.cgc#, to denote a woman falling pregnant,
like in French when we say ##e/cmme cz/frapc w# c#/cJ#/. Once again,
this was not lost on the authors, on the father and on Freud. Freud
provides a long footnote on it, which everybody has leapt on, to
the point that the phrasing has posed something of a difficulty for
the translators, who for once have resolved it elegantly. Hans keeps
saying, wcgc# c7cm P/crc7. He comes out with this refrain, that he
got the nonsense 'cos a//fee Aorsc. Freud makes no mistake in iden-
tifying this with an association between the word t4;cge#, bccclwsc a/,
and the word W'logc#, which means com.czgc, coczcfo, cczrf, vcfez.c/c, and
so on, and which Hans would have heard pronounced Wrz}gc#. This
is how the unconscious works.
In other words, the horse pulls the cart just as something pulls
behind it the word wcgc%. So, there is nothing excessive in saying
that it's precisely at this moment, when Hans is prey to something
that is not even a wfecrc/ore - because beyond the point where the
rules of the game are respected there is nothing else but trouble, a
lack of being and a lack of any wAcrc/ore - that he gives rise to the
dragging along of his 'co5 a/, which doesn't correspond to anything,
by something that is the pure and simple x of the horse.
Circuits 309
In yet other words, at the begetting of the phobia, at its very point
of emergence, we find ourselves faced with the typical process of
metonymy, that is to say, the passage from the weight of meaning,
or more exactly from the questioning that the comment brings with
it, the passage from one point of the textual line, to the point that
follows. This is the very definition of metonymy in its structure. It's
because the weight of the wcgeJt is entirely veiled, and because it has
been transferred to what comes just afterwards, c7cm P/crd, that the
term assumes its articulatory value and accrues to it every hope of a
solution. The balance of Hans's situation hangs on this transfer of
grammatical weight.
In the end, we are simply meeting again the concrete associations
- and not associations imagined in goodness knows what psycho-
logical hyperspace - that fall into two kinds. On the one hand there
is metaphorical association, where one word corresponds to another
for which it can be substituted. On the other hand there is meto-
nymic association, where one word yields the following word that
can come next in a sentence. These are the two kinds of response
in psychological experience, and you call them czssocj.c}/j.o#s because
you want absolutely for this to occur somewhere in cerebral neu-
rones. I don't know anything about that. At any rate, as an analyst I
don't want to know anything about it. I come across these two types
of association, called metaphor and metonymy, where they stand, in
the text of this pool of language in which Hans is immersed.
It was here that he lighted upon the originative metonymy that
brought with it the horse, the first term around which his whole
system would be reconstituted.
8 May 1957
XIX
PERMUTATIONS
So, we've arrived at what is being played out between 5 and 6 April.
This spatial-temporal momc#f is not necessarily to be conflated with
chronological distance.
We have followed the explanation that little Hans gave his father,
on 5 April, of the fantasies he came out with, in which he expresses
how he would like to climb up on to the cart that usually unloads in
front of their building.
I remind you that we insisted on the ambiguity of the anxiety to
which Hans gives shape and form in the fantasy. It might seem that
this anxiety arises from the simple perspective of a fear of separa-
tion, but we pointed out how what is dreaded here is not necessarily
separation from his mother, because when his father asks him about
this he specifies that he is quite sure, and almost over sure, of being
able to return.
It is on the afternoon of 9 April that the wegeJc c7em P/ercJ arises,
in the course of Hans's revelation of a moment that seems to him
to be significant with respect to how he go/ /fee #o7!sc#fe. You know
that it's not for nothing that, in the retrospections of memory, the
moment when Hans gets his nonsense is far from univocal. He says
each time, with equal conviction, J go/ /fee 7eo#sc#sc. Everything is
grounded upon this, because what is at issue here is nothing other
than a symbolic retrospection linked to the signification that is pre-
sentified at each moment of the signifying plurivalence of the horse.
There are at least two moments, which we are already familiar
with, when Hans saysO Jgo/ /fee #o#fc#fc.
There is the moment when this wcgc# de7„ P/erd arises, which
Permutations 311
circuit 2
312 Little Hans's Phobia
this supreme privation, that of not being able to fulfil her in any way
whatsoever, hangs on this moment. Moreover, it is to this privation
that the father must bring something. It's as easy as pie - copula-
tion. He gives her what she doesn't have. Good Lord, wo#'/ fee/.cts/
gz.ve focr o7!c./I This is precisely what is at stake in little Hans's drama,
and we can see it gradually being revealed as the dialogue wears on.
People tell us that the c#vj.ro#mc72/cz/ ;.mczgc, as they put it these
days, of Hans's family circle has not been traced out sufficiently.
What more do they want? It's enough to read the case -and not even
between the lines -to see the father's constant and diligent presence
spreading out, while the mother is mentioned only to the extent
that the father asks her whether what she has just said is accurate.
Ultimately, the mother is never with little Hans in the observation.
Meanwhile, this very sensible, very kind and very Viennese father
is right there, sparing no effort in mollycoddling his little Hans and
toiling away. And then, every Sunday, he goes to see his mum, with
little Hans of course. One cannot help but be struck by the ease with
which Freud - knowing as we do what his main ideas were at the
time - accepts that little Hans, who slept in his parents' room until
he was four years old, could certainly never have beheld any scene
that might have unsettled him regarding the fundamental nature of
coitus. The father asserts this in what he writes to Freud, and Freud
doesn't challenge the affirmation. He probably had his own idea
about it, since Hans's mother was Freud's patient.
At one point in the major scene of the dialogue with his father,
Hans says c7w /asf cz/cr#. The phrase is almost untranslatable in
French, as has been noted by Fliess's son who has focused his atten-
tion on this scene. While Fliess's handling is not fully to his credit,
his remarks are quite right on this score. He highlights how the
expression is almost untranslatable and invokes the resonance of
the jealous God in Luther's Jcfe Dez.# Gof/ Oz." c>j.# ej/rz.ger Go//, a God
that is identical to the figure of the father in Freudian doctrine. yoc/
ought to be a father, you ought to be cross with me, it rrmst be true. Fly
the time Hans manages to say this, much water has flowed under the
bridge. He takes a while to reach this moment.
Let's also ask without further ado whether little Hans is in any way
gratified in this regard during the course of the crisis. Why would he
be gratified, if his father is in this critical position, the apparition of
which in the background needs to be conceived of as a fundamental
element of the opening from which the phobic fantasy has surged
up? It is certainly unthinkable that this very dialogue should have, as
it were, psychoanalysed, not little Hans, but his father, making him
more virile at the end of the story - which is rather happily settled in
four months - than he was at the start. In other words, if it is to the
314 Little Hans's Phobia
real father that little Hans addresses so urgently his appeal, there is
no reason that this should make him rise up in reality.
If, therefore, little Hans reaches a happy solution to the crisis he
has entered, it is surely worthwhile asking ourselves whether at the
end of this crisis we may deem this to be a completely normal dis-
solution of the Oedipus complex. Is the genital position, in inverted
commas, at which little Hans arrives, something that in and of itself
suffices to assure you that his future relation with a woman will be
all that one might imagine desirable for it to be?
The question is an open one. And not only is it open but a number
of remarks can be made in this regard. If little Hans is destined for
heterosexuality, this guarantee might not be enough to make us
believe that this heterosexuality would be sufficient in and of itself to
ensure a full consistence, so to speak, to the female object.
You see that we are compelled to move forward by a concentric
nudge. We have to stretch the canvas, and the picture upon it, over
the different poles at which it is attached if we are to be sure of its
normal tethering, if we are to be sure that this is the screen upon
which we are to pursue this particular phenomenon, namely the
development of the phobia, which is correlative with the develop-
ment of the treatment itself.
A simple example of this kind of panting aspect of Hans's father
comes to mind, to get our investigation moving again. After Hans's
long explanation of his love for his father - they have spent the
morning on this - they have breakfast together and, when the father
gets up from the table, Hans tells him, ycz//j., rc## mz.r #z.cfo/ dczvo#./
The [French] translation bears the overwhelming stamp of good-
ness knows what that the translator has cooked up, but all the
same her rendition is not wrong here -Papcz res/c./ Ive f 'c# v¢ pal czw
galop! |Stay Daddy! Don't go off at a gallop.r| The falther notes that
he was struck by his saying rc7€". It's rather, Do#'f race o#/z.kc /feczf./
One might even add, because in German this is allowed, Do7t'j rczcc
ojr/ro77i me /j.kc /fecz/./ We are bringing the question of the analysis
of the signifier to the level of the hieroglyphic decipherment of the
mythological function, but this doesn't mean that paying attention
to the signifier isn't first and foremost a matter of knowing how to
read. Obviously this is the precondition for being able to translate
correctly. This [French] translation is regrettable given the sound
resonance that Freud's oeuvre ought to have for French readers.
So, here we are with the father. Already, we have practically
inscribed onto our chart the place that he must occupy. It is through
him, through the identification with him, that little Hans ought to
be able to find the normal path to the larger circuit onto which it
is now time for him to pass. There is so much truth in this that it is
Permutations 315
cheneTit. And then we told the policeman at the end of the garden, and
he grabbed hold of us , uns z:"saLmmengepeck+.
The importance of this fantasy seems to be amply graspable from
its context. Surely what is at stake is to pass over to the register
of the father and for them to do something together that will get
them taken off, zc45czm7"c#gcpczckf . This allows for a clarification of
the missed embarkation. Of course, the schema has to be taken in
reverse to be understood. It is in the very nature of the signifier to
present things in a strictly operational fashion. The whole question
revolves around embarkation - it's a matter of knowing whether he
will set off with his father. Now, setting off with his father is out of
the question, precisely because the father cannot make use of this
function, at least not the embarkation that is made a reality in their
being carted off together. We are going to see what use each of little
Hans's successive elaborations have when it comes to getting closer
to this goal that is both desired and impossible, but what is already
initiated in this first fantasy, just before the consultation with Freud,
is already amply indicative.
Here, now, is the second fantasy, which comes as though we
simply must make sure we don't overlook the reciprocal function of
the two circuits - the small maternal circuit and the large paternal
circuit. This fantasy gets even closer to the goal. Returning from
Freud's office in the evening, little Hans will give himself over to
another transgressive fantasy. He says to his father, J wejtf wJ./fo yow
in the train, and we smashed a window. You can't do much better
than that when it comes to the signifier of a breakout. Yet again,
they are m!.fgc#ommc#, taken off, by a policeman. And once more
this is the full stop, the terminus, of the fantasy.
On 2 April, that is, three days after the consultation, there is the
¢rs/ z.mprovemc#f, which moreover we may suspect to have been
overstated because no sooner was Hans seemingly in remission than
the father was revising his judgement, writing to Freud that the
inprovement perhaps was not so complete as I may have represented
z./. Even so, the lifting spirits that little Hans is starting to show
manifest themselves in his being able to stay a little longer in front of
the fr¢wS/ore, the street-door. Let's not forget that in the context of
the time, the street-door has the function of representing the family's
propriety and decorum. When circumstances force the Gide family to
seek a new home, moving a few floors up is of little consequence, but
the porfc-cocfeGrc is another thing altogether. Gide's aunt instructs
his recently widowed mother that leaving the building is out of the
question - rw /c /e c7oz.a,. /w /c doc.a d fo#¢/a.3 So, the street-door is no
small matter in the topology of what relates to little Hans.
As I told you last time, this street-door and the borderline that
Permutations 317
Lagerhaus
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UntereViaductgasE'srfeaTn_°r_._
318 Little Hans's Phobia
While the horse is there with its property of representing the fall
that threatens little Hans, on the other hand there is the danger
expressed by the horse's biting.
To the extent that the deepening crisis is commensurate with Hans
no longer being able to satisfy his mother, oughtn't we to be struck
by the fact that this biting is the retaliation for the fall? One might
see some implication here of what is brought into use in a confused
way in the idea of a return of a sadistic impulsion - an idea that, as
you know, is so important in Kleinian themes - but this isn't really
what I have been indicating for you. I said that it was a matter of
the child quashing his disappointment in love. Conversely, if he
in turn is disappointing, how could he fail to see that he is equally
within reach of being consumed? This has become all the more of a
threat in view of the privation, and all the more ungraspable because
he cannot bite back. The horse is what represents both falling and
biting. These are its two properties. I am pointing this out to the
extent that, in the first circuit, we can see the element of biting only
in an elusive way.
Anyway, let's move on and punctuate now what ensues from
a certain moment forth. We will have to pick out how this thing
arose, even if it means going back over the sequence of little Hans's
fantasies one by one. This sequence includes a number of further
fantasies that punctuate in some way what I have called the sequence
of mythical permutations.
Here at the individual level the myth certainly cannot, due to all
sorts of characteristics, be fully restored to a kind of identity with
the developed mythology that lies at the base of any social seat,
anywhere in the world, wherever myths are functionally present.
And don't imagine that even where they appear to be absent, in our
scientific civilisation, they are not there somewhere. Nevertheless,
even if this identity cannot be restored, there is one characteristic
of mythical development that is maintained at the individual level
and this is its function as a solution to a situation that is in dead-
lock, in impasse. This is little Hans's situation between his father
and mother. The individual myth reproduces on a small scale the
fundamental character of mythical development such as it presents
wherever we can get a sufficient purchase on it. All in all, it's a
matter of how to face up to an impossible situation through the
successive articulation of all the different forms of the impossibility
of a solution.
It is in this respect that mythical creation responds to a question.
It roams, as it were, around the full circle of what presents both
as a possible opening and an opening that it is impossible to take.
Once the circuit has been run through, something has become a
Permutations 321
reality, signifying that the subject has placed himself at the level of
the question. It is in this respect that Hans is a neurotic and not a
Pervert.
There is nothing artificial about distinguishing in this way the
direction of Hans's evolution from another possible direction. This
direction is indicated in the observation itself, as I am going to show
you next time, but I can already point out that all these goings-on in
relation to the mother's drawers indicate in negative the path Hans
could have taken on the side of what culminates in fetishism.
The little pair of drawers is there for no other reason than to
present to us the resolution that Hans could have taken, of becom-
ing attached to these drawers behind which there is nothing. but
upon which he might have depicted what he would have wished.
It is precisely because little Hans is not a mere nature lover, but
a metaphysician, that he conveys the question to its proper place,
that is to say, right where there is something that lacks, and where
he asks what the reason is - in the mathematical sense of r¢z.so#,
the common difference - behind this wanting being. And he will
conduct himself, just like the collective mind of a primitive tribe,
with the rigour we have come to expect of him, doing the rounds of
the possible solutions and making certain choices so as to constitute
a battery of signifiers. Never forget that the signifier is not there to
represent signification. It is there much rather to stand in for the
gaps in a signification that signifies nothing. It is because the signi-
fication is literally lost, because the trail is lost as in the fairy tale of
Hop-o'-My-Thumb, that the white stones of the signifier surge up to
fill this hole and this void.
Today I shall content myself with zooming in on the ensuing
sequence of fantasies that follow on from the three examples I gave
you last time - the fantasy of the cart by the loading dock, the
fantasy of the missed stop at Gmunden, and the fantasy of setting
off with the Lainz grandmother and returning with the father, in
spite of its evident impossibility.
We are now going to see another series of fantasies that, when we
know how to read them, cover in a certain sense, and modify, the
permutation of elements.
The first fantasy in the series will show you straightaway where the
point of passage is to be found. It lies at a moment that is somewhat
further on in the progressing dialogue between little Hans and his
father, on 11 April. It is the fantasy of the bathtub, which everyone
322 Little Hans's Phobia
Professor to say that. When I saw the yellow drawers I said `Ugh!
That makes me spit!' and threw myself down and shut my eyes and
cJi.c7#'/ /oak. In the bathtub fantasy, little Hans doesn't look either,
but he takes on board the hole, the maternal position. Here we are
precisely at the level of the inverted Oedipus complex, and from a
certain perspective, that of the signifier, we can see just how far it is
necessary, how it is literally a phase of the positive Oedipus complex.
What happens next? In one of the following fantasies, on 22 April,
we come back to another position, that of the so-called Wczgcr/, the
little truck. Little Hans, who is perfectly recognisable in the guise
of the young street-boy who has climbed onto the truck, spends
the whole night there gcz#z #czck/, qwz./c #akcd. This is something
altogether ambiguous, both a desire and a dread. It is tightly bound
to what immediately precedes it, when Hans says to his father, in
the dialogue that I have pointed out as a crucial one, dzt Jo//sf cI/s
Nackter, you've got to be naked.
In the article I mentioned, Robert Fliess underscores how the
texture of the child's idiom acquires cz crosS-f4reczc7z.#g /feczJ j.a a/mos/
bjb/I.ca/ in its force, and indeed this does disconcert everyone to the
point that they rush to plug up the hole by inserting a parenthesis
-cr mc!.#/.. bar/#/I.g, Ae mccz#s `bczrc/oo/'. Fliess argues quite rightly
that the style of the term cz/s IV¢ck/cr is noteworthy, falling strictly
in line with Hans's invocation dw /wf/ cz/cr#. He's asking his father
to do hisjob, to do this thing that ultimately cannot be seen, namely
how the mother is satisfied. So /one czs sfec j.a, cz7!cJ)/ow'rc /Ac o#c wAo
must do it. It must be done . LrL othf3I words, be a true father .
It is just after he has come out with this formula, thereby showing
what is being appealed to in reality, that little Hans foments his
fantasy of spending the whole night on the truck, on the wider plane
and circuit of the railway. He spends a whole night there, when thus
far the relationships with his mother have essentially been sustained
gescfet4;z.#c7, czr greo/ speec7. Up to that point, this was what he had
wished for. He explains to his father, still in the same dialogue of 21
ALpr{l, You've got to knock your foot up against a stone and bleed, and
then 1'11 be able to be alone with Mummy for a little bit at all events.
When you come up into our foal 1'11 be able to run away quick so that
j;ow c7o7€'f see. We find here again the rhythm of what we might
ca+i the primal game of transgression with the mother, which is only
sustained clandestinely.
In the fantasy of 22 April, little Hans spends the whole night on
the little truck, and the next morning, 50,000 Gulden -which at the
time of the observation was a tidy sum - are given to the guard so
that the boy can go on riding on it.
Another fantasy, on 2 May, seems to be the last in the line, its
324 Little Hans's Phobia
summit and terminus. Little Hans ends by saying that this time, not
merely the plumber but c7cr J#s/cz//czfcctr, the fitter, which accentu-
ates the aspect of unscrewing, comes with a pair of pincers. It is
quite wrong to translate Zo#ge as Scforcz#be#zJ.cAer on the grounds
that it is a pointed instrument. A Zcz7!gc is a pair of pincers, not a
screwdriver. What is unscrewed is Hans's behind, so that another
can be fitted.
So, here we have another step being taken. The superposition of
this fantasy onto the previous one of the bathtub is highlighted well
enough by the fact that the relations of size between the behind and
the bathtub are articulated in the most precise and complete way
by little Hans himself. It so happens that in the small bath that they
used to have at home, his little behind filled it. J fcrf z.# /Acz/ o#e. I
cow/c7#'/ /j.c dow# !.# j./, z./ was Coo owcz//. In the small bath, he is hefty.
This is the whole question -is he or isn't he hefty enough? He fills
the little bath, and even has to sit in it, but wherever there are baths
that do not offer such guarantees, the fantasies of being engulfed
resume. These anxieties mean that whenever he had to have a bath
elsewhere, like in Gmunden, he would pro/ef/ w.ffe pass;.omcz/c Jcczrf.
Without there being any equivalence of signification, there is
a superposition of the schema of the unscrewed behind onto the
bathtub that was previously unscrewed. This is also something that
we can place at the level of an opening, where what is at issue is a
correspondence - and at the same time something that has changed
-with the fact that the cart drives off or doesn't drive off, at higher
or lower speed, from the dock to which it is momentarily hitched.
To conclude the last fantasy, it is said that the fitter tells little
Hans to turn around, and instructs him, £ef me see };owr w.dd/er.
This widdler is the insufficient reality that has not succeeded in
seducing the mother. With that, everyone completes the interpreta-
tion by saying that the fitter unscrews the widdler so that Hans can
be given a better one. Only, this is not in the text. Nothing indicates
that little Hans has run through the castration complex to the end
and in a significant way.
If the castration complex is anything it's that, while somewhere
there is no penis, the father is capable of furnishing another one.
We shall further say that, insomuch as the passage to the symbolic
order is necessary, the penis always needs to have been removed to a
certain extent, then to be given back. Naturally, it can never be given
back, because all that is symbolic is by definition quite unable to be
given back. The drama of the castration complex revolves around
the fact that it is only symbolically that the penis is removed and
given back.
However, in a case like this one, we can see that it is symbolically
Permutations 325
should be swollen from the iron pins that had been driven through
his ankles, it also required this injury to his foot, just like the father
of little Hans, made precisely by a horse's hoof, which in Greek, as
in German, and as in French, is called pz.77ccr, because %7Arf desig-
nates pincers or tongs.
This remark is intended to show that there is nothing exaggerated
in my telling you that in the sequence of little Hans's fantasmatic
constructions it is always the same material that is in service and
turning around.
15 May 1957
XX
TRANSFORMATIONS
Phallus dentatus
Unloading the signifier
Anxiety of movement
Biting then falling
The penknife in the doll
0 cities of the Sea! In you I see your citizens -both females and
males -tightly bound, arms and legs, with strong withes by folks
who will not understand your language. And you will only be
able to assuage your sorrows and lost liberty by means Of tearful
complaints and sighing and lamentation among yourselves; for
those who will bind you will not understand you, nor will you
understand them.'
This short passage, which I extracted a few months ago from the
IVofcbooks a/Lco#czrdo cde Vj.#cz. and then completely forgot, strikes
me as apt to introduce our lesson today.
This rather magnificent passage is to be heard allusively, of course.
what miracle little Hans is there. This is the order in which these
things present.
On 22 April, it's the little truck in which Hans goes off by himself.
And then, something else will probably mark out the limit of what
we can come to today.
What is at issue before 5 April? Between 1 March and 5 April,
what was at stake was essentially and solely the phallus. It was in
connection with the phallus that his father had suggested the motive
behind his phobia, telling little Hans that the phobia arises to the
extent that he touches himself, to the extent that he masturbates.
The father goes even further, suggesting an equivalence between
what little Hans fears and the phallus, to the point that he draws
out of him the retort that a phallus - or rather a Wz.wz.mczc%er,
which is the exact term by which the phallus is inscribed into Hans's
vocabulary -c7ocs#'/ bi.fe. This was back on 1 March, at the start of
the series of misunderstandings that govern the dialogue between
little Hans and his father.
A phallus is very much what is at issue in what bites and injures.
This is so true that someone to whom I gave this observation to
read, someone who is not a psychoanalyst but a mythologist, and
who has penetrated quite far into the topic of myths, told me how it
is quite striking to see that what underpins the whole development
of the observation is the function, not of the vczg!.#a c7e#fafo, but of
the pfecz//ws dc#fa/ws. Except that, of course, the observation devel-
ops wholly in the register of misunderstanding. I would add that this
is quite ordinarily the case in any kind of generative interpretation
between two subjects. Indeed, this is how one should expect it to
develop. It's scarcely anomalous. And it's precisely in the gulf of this
misunderstanding that something else will develop that will have its
own fruitfulness.
So it is that, when his father is speaking to Hans about the pballus,
he is speaking to him about his real penis, the one that Hans has been
touching. He is certainly not wrong, because when the possibility of
erection arises for this young subject, along with everything that it
brings with it in terms of unfamiliar emotions, the deep balance of
all his relationships with what until then had constituted the stable
point, the fixed point, the almighty point of his world, namely his
mother, is incontestably altered.
On the other hand, what is it that plays the supervalent role in the
fact that all of a sudden this fundamental anxiety arises which makes
everything waver, to the point that anything is preferable to this,
even the forging of an anguishing image that in itself is completely
uncommunicative, like that of the horse, and which at the very least
traces out a limit, a reference point, within this anxiety? What is it in
Transformations 331
this image that opens the door to the attack, to the biting? Well, it's
another phallus, the imaginary phallus of the mother.
It is by way of the mother's imaginary phallus that the intolerable
phobia opens up. What had hitherto been a game of showing or not
showing the phallus consisted in playing with a phallus that Hans
had long known to be perfectly inexistent, yet which for him was
the main stake in his relation with his mother. This was the plane
on which the game of seduction was established, not only with his
mother but with all the young girls as well. He also knows full well
that they don't have any phallus either, but he keeps up the game of
their having one. Up to that point, the whole fundamental relation-
ship, not simply of the lure in the most immediate sense, but his
p/cz);I.77g cz/ ffez.f /wrj.#g, hinged precisely on this.
The introductory part of the observation, prior to the declaration
of the phobia, ends with a fantasy. Moreover, this is a fantasy on
the limits of what a fantasy is, because it's a dream. It is modelled
on a game of forfeits. One person hides the forfeit in his hand, and
the one who declares that it is his is condemned to do something. In
Hans's version, he has the right /a gc/ o#c o//fee gz.r/a /a wz.cJd/c. It is
underlined in the observation that the dream has #o vz.swcz/ co7z/e#f
wfecz/socver. It is of fAc pwre/}7 czwc7z./or}; type, even though it concerns
a game of showing or seeing, and is the grounding of the first scop-
tophilic relationship with the young girls. Isn't the spoken element,
the game that has passed over into the symbol, into speech, already
supervalent here?
Throughout this first period, the father's every attempt to intro-
duce something that concerns the reality of the penis, along with an
indication as to what should or shouldn't be done with it, namely
not to touch it, is met with the themes of the game being pushed
back to the fore by little Hans with automatic rigour. For example,
when he suddenly comes out with the fantasy that he sczw M#mm};
qwi.fc #akcd z.72 focr cAcmj.sc, and his father asks him whether he means
z.# fecr chemz.sc or gwj./c #czkcd, little Hans is not in the least ruffled.
She was in her chemise, but the chemise was so short that I saw her
w.czd/e7'. That is to say, one could just about see, and also not see.
You can recognise here the structure of the rim or the fringe that
typifies fetishistic apprehension. It's a matter of being at the point
where one could just about see what is to appear, yet one does not
see it. What is thereby educed as something hidden in the relation-
ship with the mother is the inexistent phallus, and he is playing at its
being there. So, Hans somehow accentuates the character of what is
at stake here, namely a defence against the destabilising element that
the father contributes in his insistence on speaking about the phallus
in real terms.
332 Little Hans's Phobia
Little Hans calls upon a witness in this fantasy, a little girl called
Grete. She is a loan-element from his surroundings, from the holiday
home and the little girls with whom he pursues his imaginary rela-
tionships, but at this point they are perfectly real personages. There
is a point to this underlining of the fact that she is called Grete and
that she steps into this fantasy, because we will meet her again later.
In this fantasy, she is called upon as a witness to what he and his
mother are doing, because he introduces the fact that he touches
himself very quickly, almost stealing a touch.
For Hans there is a necessity of bringing back onto the ground of
the phallic relationship with his mother everything that is interven-
ing anew, not only due to the fact of the real existence of his penis
but also due to the fact that this is where his father is trying to drag
him. The resulting compromise-formation is something that struc-
tures the whole of this earlier period, prior to 5 April, such as we can
read it in the observation.
Of course, this doesn't mean that there isn't anything else. Indeed,
a second such element will appear on 30 March, the date of the
consultation with Freud. What appears on this date is not entirely
artificial because, as I told you, it is heralded by what is implicit in
the father's collaboration in little Hans's fantasies, in which Hans
calls on his aid.
So, between I March and 15 March, which is when the fantasy
of Grete and his mother arises, it's above all a matter of the real
penis and the imaginary penis. Between 15 March and the consulta-
tion with Freud, the father is trying to make the phallus pass over
entirely to the side of reality, telling little Hans that big animals have
big widdlers and little animals have little widdlers, which is surely
what leads little Hans to say that his widdler is/xcc7 I.#, and it will
get bz.ggcr ¢7td bj.ggcr. The same schema that I showed you earlier is
being reproduced here. Faced with the father's attempt to make the
phallus a reality, little Hans's reaction is not to approve what he is
nevertheless gaining access to, but yet again to forge a fantasy.
This time, on 27 March, it's the fantasy of the two giraffes, in
which what is essential becomes manifest, namely a symbolisation
of the maternal phallus, which is sharply represented in the little
giraffe. While little Hans is caught between his imaginary attach-
ment and the insistence of the real through the intermediary of his
father's words, the path he will now take will provide a punctuation,
and even a schematisation, of everything that will go on to be devel-
oped in the myth of the phobia. That is to say, the imaginary term
will become for him the symbolic element.
In other words, far from our being able to ascertain in the object
relation a path that would somehow lead directly to the passage to
Transformations 333
The way that Freud brings in his Oedipus myth during the consulta-
tion of 30 March, in all its bluntness, fully constructed, without the
faintest attempt to adapt it into something that might present as
immediate or precise for the child, may be deemed to be one of the
most striking points of the observation. Freud deliberately tells him
that he is going to recount a big story that he has invented - Lo#g
before you were in the world, I knew that a little Huns would come who
would be so fond of his mother that he would be bound to feel afraid of
his father because of it .
The Oedipus complex is implied here by its author in an operation
that lays bare the fundamentally mythical character, the character
of an originary myth, that it carries in Freud's doctrine. He makes
use of it in the same way that people have always taught children
that God created heaven and earth and all kinds of other things,
depending on the cultural context in which one happens to be. It is a
myth of origins that comes ready made, and because one puts faith
in what it determines as an orientation, as a structure, as an avenue
for speech in the subject who is its depository, what is at stake here
is quite literally its function as a creation of truth. This is exactly
how Freud brings it to little Hans, and what we see is little Hans
responding with the same ambiguity with which he will assent to
everything that will ensue -J/'s vcr); I.#/ergs/j.7cg, he seems to say, I.J's
very exciting. How fine it is. He really irmst have gone off to speck to
the good Lord to frod something of that calibre .
What is the result of this? Freud articulates it very clearly
for us in h:Is own way - It was not to be expected that he should
be freed from his anxiety at a single blow by the information I
gclvc rfej.". At this moment in the observation, articulating it as we
have been articulating it here, Freud says that cz poss!b!./z./); food
now been offered him of bringing forward his unconscious produc-
/z.o#s, unbewuBten Produktionen vorzubringen, cz73d o/ w#/o/di.#g
foJ.J p¢ob!.a, und seine Phobie abzuwickeln. In short, it's an incite-
ment. It's a matter of implanting another crystal, as it were,
in the incomplete signification that little Hans is at this point
representing to himself, I mean in his whole Being. On the one
hand there is what has been produced all by itself, the phobia, and
on the other there is Freud bringing in, all of a piece, what this is
fated to culminate in. Of course, Freud doesn't imagine for one
second that the religious myth of the Oedipus complex that he is
broaching at this moment will bear fruit immediately. He expects
just one thing, and he says what this is. It's that it will assist, on
Transformations 335
the other side, the unfolding of the phobia. This clears the way
to what earlier I called the development of the signifier-crystal.
You can't put it any more clearly than does Freud in these two
sentences from 30 March.
All that one can say about the immediate effect of the consulta-
tion with Freud is that, even so, there is a mild reaction on the side
of the father. It won't last long. I mean that we don't really find the
father in the object relations until the end. As I said earlier, we are
seeking today to grasp the object relations across the different stages
of the signifying formation. It should come as no surprise that we
see the father coming to the fore in these object relations only right
at the end of the crisis. As I mentioned the other day, this arises just
before the fantasy of the little truck, at the time of Hans's confronta-
tion with his father in the Oedipal dialogue. Wky czrc );ow Jo/.ecz/OWJ?
asks Hans, or more exactly, he uses the term cross, cj/cr#. The father
protests, Bet/ /fecz/'f 7!o/ /rwc, and Hans insists, yow mws/ be. This is
the moment of encounter with the father which here represents the
shortcoming of the paternal position. What we find here, therefore,
is just a first apparition, a small confrontation, that is yielded by
the fact that, as we can see quite clearly, he is there in a way that is
altogether conspicuous, in the way that it is commonly said, fee wczs
conspicuous by his absence.
So it is that, the very next day [following the consultation with
Freud], little Hans reacts. He comes to see his father and tells him
he is frightened. Or more precisely, when his father asks why he has
come, he tmswels, When I'm not frightened I shan't come any more.
Huns sarys, When you're away, I'm afraid you're not coming home.
This will go a long way, because his father promptly asks, ,4#c7 A¢vc J
ever threatened you that I shan't come home? Let's pa;use here. Falced
with this fear of the father's absence, let's find out how to punctuate
what is truly involved in this fear.
All in all, it's a small crystallisation of the anxiety. Anxiety is
not the fear of an object. Anxiety is the subject's confrontation
with the absence of an object, where he is drawn in and where he
loses himself. Anything is preferable to this, up to and including
the forging of an object that is the strangest and least objectal of
all objects, the phobia. The unreal character of the fear that is at
issue here is manifested precisely by its shape and form, if we know
how to see it. It's the fear of an absence. I mean the absence of the
object that has just been designated for him. Little Hans comes to
his father to tell him that he is afraid of its absence. You should
hear this in the same way that I have told you that in anorexia
nervosa, what needs to be heard is not that the child doesn't eat,
but that the child eats #o/fez.#g. Here, little Hans is afraid of the
336 Little Hans's Phobia
absence of the object that is the father, and which here he is start-
ing to symbolise.
Hans's father, on his side, is racking his brain to work out what
about-turn or backlash might have led the child to manifest a fear
that would merely be the nether side of desire. This is not entirely
wrong, but in a way it grabs the phenomenon only by its edges. In
fact, this is the beginning of the subject's realisation that the father
is precisely not what he was told he would be in the myth. He says
aLs runch to his father, Why did you tell me I'm f;ond Of Mummy . . .
ttJfec77 J'm/o#d a/)/ow? What Hans has just said here does not match
the myth. If I'm supposed to hate you, that's not right.
What is implicit here, beyond little Hans and what he is caught
up in, is that while it's altogether regrettable that things should
be like this, even so, it's no small matter to have been put on the
path that is really at issue and to be able to spot where there is an
absence in relation to this myth. This is something that is registered
immediately, something that the observation takes note of, and in
which, if you will, we need to hear a symbolisation. If we label the
signifier around which the phobia organises its function cczpj./a/ J,
let's say that something at this moment is s);moo/I.Jcd by what we
can label with a lower-case sz.gr7'!cz, and which is the absc#cc o/ /Ac
father, p° . This -
I (a pO)
time this thing that has no other outcome than what for little Hans
himself becomes the anxiety reaction by necessity, what is known
as the ccz/czf}rapfez.c reczc/!.oH.2 The first stage is the biting, the second
stage is the falling down and rolling around on the ground.
IVow i./'// a/wcz};s Z7e /z.ke /fo!.s, little Hans tells us when he is trying to
recreate, in a way that is completely fantasmatic, the moment when
he go/ ffec #o7tfc#scJ. He continues, and his wording bears a structure
that we must keep in mind. All horses in buses'llfall down.
This is the formula in which is embodied what is at stake for little
Hans, namely the calling into question of the very foundations of
everything that thus far constituted the seat of his world.
there appears the schema of the fantasy of the cart that sets off,
with everything around the phobia that is attached to it, and the
fantasmatic unbolting of the bathtub on 11 April, when this sym-
bolisation of a possible substitution starts to be initiated? Between
the two there is a whole surrounding theme, the material of which
I am forced to put in a ready state. This is the lengthy passage that
will last almost as long as the time it takes for there to be pro-
duced for little Hans the only element from the previous situation
that could possibly introduce the detachable feature, this element
that is fundamental to his restructuring of his world. What is this
element?
It is very precisely the element that I told you we must introduce
into the dialectic of showing and not seeing, of the educing of who/
z's #o/, yet which is hidden, that is to say, the veil itself.
There ensue two days of anxious questioning from Hans's father,
who understands literally nothing and gives himself over to a
heavy-handed groping around, which as Freud underlines had the
consequence that the analysis bcgcz# /o be obscwrc a#cJ c/#ccr/az.#. No
matter, there remains enough for us to see not only what constitutes
the essential point but also what Freud himself takes care to under-
score as essential, namely all that happens around the veil, that is to
say, the little pair of drawers.
These little drawers are there in all their carefully polished detail,
the little yellow drawers and the little black drawers. We are told
that the black drawers are Jtc/ormfoosc", a novel garment for use
by women when out cycling. As we know very well, Hans's mother
likes to keep up with the cutting edge of progress. I think that a
few judicious extracts from the splendid comedies of Apollinaire, in
particular fcs Mame//cs dc rj.r6sz.czs, should help us to paint a closer
portrait of her. As it is put in this admirable play -
The whole drama lies here. This is what everything has emanated
from, right from the first. It's not simply because little Hans's mother
is more or less a feminist, but because all in all what is at stake for
little Hans is the fundamental truth inscribed into the lines of verse
I have just quoted. Freud himself did not dissimulate for one second
the essential and decisive value of this truth when he made his varia-
tion of Napoleon's saying, 4#¢fom}J z.s dcs/z.#j;. This is precisely what
it at issue, but what do we see when little Hans articulates what he
has to say?
The father's vehement questions constantly interrupt little Hans,
Transformations 341
pliers, and that Freud pulls out his ScArcrwbe#zj.cfecr without having
noticed very well the value that this instrumentation was offering
him. Don't assume that this is a unique case. In the objects that will
progressively make themselves felt from here on in, you will see not
only the motherL{hild relations becoming apparent, but also this
fundamental detachability that is expressed for man in the question
of life and death. You are going to see these being introduced now,
and behind them the enigmatic, uncanny and burlesque character
of the stork.
Don't forget that the stork has a wholly different style. You are
going to see this Mr Stork - dcr SJorcA - arriving with his flamboy-
ant profile, his little hat and latch-key, not in his pocket because he
doesn't have one, but in his beak, which he also uses as a pair of
forceps, not to mention for ringing bells and picking locks.
By this point we are submerged with material, and indeed this
is what will characterise the rest of the observation as a whole.
However, to avoid leaving you with something imprecise, I shall tell
you what the axial moment is, what the turning point is, in what will
come to pass in relation to mother and child.
Next time we will be taking this up step by step and we will be
seeing precisely which signifying forms stand as intermediaries that
transfom this mother and child, while leaving them the same - the
cart becomes a bathtub, and then a box, and so on and so forth,
each nestling into the others.
However, at one point, which clearly was very fine indeed, when
sufficient progress had been made with the mother - and you will
be seeing what this entails - on 22 April, a very nice fantasy arises.
Little Hans takes a little rubber doll called, as though this were
quite random, Grete. His father asks him, W7!a/ were };oci p/a);I.#g
at with your doll? ALnd Ha,ns a,nswers, I said Grete to her. Why? alsks
his father. Bccawsc J s¢z.cJ Grc/c Jo Aer, replies Hans. If one has read
the observation carefully, one notices what seems to have rather
escaped the father's notice, namely that this is the same Grete who
was the witness in his game with his mother.
But by this point substantial progress has been made, since the
mastery of the mother has already been carried quite far. This term
mag/cr); needs to be employed in its most technical sense, and you
will see by whose intermediary he has learned to lead her by the rein,
and even to give a few whacks.
Little Hans pushes a small penknife through the doll, then
manipulates it to make the knife drop out. He is remaking his own
hole, but this time with a small penknife, which seems to have been
pushed in through the hole where the doll lets out its squeaking
voice.
Transformations 343
Little Hans has definitively found the last word, bringing down
the final curtain on the farce. The mother had kept in reserve, in her
head, a little knife with which to cut it off him. And he has hacked
the route by which to make it drop out.
22 May 1957
XXI
THE MOTHER'S DRAWERS
AND THE FATHER'S
SHORTCOMING
Let's resume today a few of our remarks on little Hans, who for a
while now has been the object of our attention.
Iremindyouofthespiritinwhichthiscommentaryisbeingpursued.
What,essentially,isthislittleHans?Itistheprattlingofafive-year-old
child from 1 January until 2 May 1908. This, for the first-time reader,
is what presents as little Hans. If the reader is more prepared, and it's
not hard to be so, he will know that this prattling is of interest.
Mother's Drawers and Father's shortcoming 345
mother
S
mother's breast
R
The progress in the situation with the mother lies in how the child
has to discover, beyond the mother, what the mother loves. It is not
the child himself, but the I., the imaginary element, that is to say, the
mother's desire for the phallus. Ultimately, what the child has to do
at this level - which is not to say that he does do it - is to manage to
formulate i S (j.). This is what we are shown in the playful alternation
in the deportment of the child who is still a toddler, which accompa-
nies his playful occultation of the symbolic part.
For little Hans, this schema has been complicated by the intro-
duction of two elements that are real.
mother
S
On the one hand there is Hanna, a real child who comes to com-
plicate the situation of the relations beyond the mother, and then on
the other hand there is something that belongs to him but which he
literally doesn't know what to do with, a real penis that is starting
to stir and which has received an unfavourable greeting from the
person on whom it functions. Little Hans comes to ask his mother
what she thinks of his widdler, an aunt having said a little while
balck, he has got a dear little thingummy. His mother, however, does
not extend such a warm welcome, and the question then becomes
very complicated.
To fathom this complication, you need only take the two poles
of the phobia, the two elements for which the horse is dreaded. As I
expidlned, the horse bites and the horse f alls.
The horse bites, that is to say -Since I can no longer satisfy mother
at all, she will take satisfaction, just as I did when she did not satisfy
me at all, biting me as I bit her, for this is my last line of recourse when
I cannot be sure of her love .
The horse falls, thfat is to say - It falls just as I do, little Haus, at
the instant when I ar'n left in the lurch, when there is no more but for
Haruna.
However, it is quite clear on the other hand that, in a certain way,
needs must that little Hans be eaten and bitten. Needs must, because
ultimately this is what corresponds to a revalorisation of the penis
that has been taken for nothing at all, that has been rejected by his
mother to the full extent that it has to become something, and this is
what little Hans aspires to. His being bitten, his being seized by the
mother, is something that is as much desired as feared.
Mother's Drawers and Father's shortcoming 351
The same goes for what is involved in the falling. The horse's fall
is also something that can be desired by little Hans. There is more
than one element of the situation that little Hans desires to see
fall, and the first of these, once we have introduced the category of
the dropping into the observation, will present in the form of little
Ha,r[r\al. Hilrs says, I thought to myself Henna was on the balcony
¢#c7/c// c7ow# ojff J.f. The father adds that the railing of the balcony
was designed in the most unpractical way, by a metal-worker of the
Scccssz.o#z.J/ 7#ovemc#/ -we are in the home of folk who stand at the
valrig"AId Of progress -and had big gaps in it which I had to have filled
w;./fe w!.rc #cf /z.#g, hideous as this must have been, so as to avoid little
Hans pushing young Hanna a little too vigorously through one of
the gaps.
So, the function of the biting, like the function of the falling, are
given in the most apparent structures of the phobia. They are its
essential elements. As you can tell, these are double-edged signifier-
elements. Such is the true meaning of the term czmbz.vo/e#ce. The fall,
like the bite, is not merely feared by little Hans. They are elements
that can also enter the fray in an opposite sense. From one side, the
biting is desired, because it will play a crucial role in the solution
of the situation, just as the fall is equally a desired element. While
the girl herself must not fall, one thing is certain and this is that the
mother will trace a falling curve, for the full run of the observation,
starting from the moment conditioned by the curious appearance of
the instrumental function of the unscrewing. This function appears
for the first time, enigmatically, in the bathtub fantasy.
As I said last week, what is in question here is an anxiety that con-
cerns not only the mother in reality, but the whole surrounding, the
whole milieu, everything that thus far had constituted little Hans's
reality, the fixed bearings of his reality, what last time I called /cJ
bczrczqcte, the whole shack. With the first fantasy of the plumber
coming along to unscrew the bath, this whole shack begins to be
dismantled in detail.
These connections are not in the least abstract connections. They
are wholly contained within the experience. Don't forget that the
observation discloses how baths had already been unscrewed in front
of little Hans, because when they went on holiday to Gmunden, cz
small bath had been packed in a box. On the other hand, we have
some notion of an earlier house move, though we can only regret
that the observation does not offer a precise date for this. It must
lie in the space of time covered by the anamnesis of the observa-
tion, namely the two years, prior to the illness, on which we have a
number of notes from the parents.
Moving house, like the transporting of the bath to Gmunden,
352 Little Hans's Phobia
has already afforded little Hans the signifying material for what it
means to dismantle the whole shack. He already knows that this
can happen, and this was without any doubt an experience that had
already been integrated to a greater or lesser extent into his specific
handling of the signifier. The fantasy of the unscrewed bathtub is
tantamount to a first step into the perception of what presents first
of all with a character that is opaque, that is purely a signal of an
inhibition, an arrest, a frontier, a limit beyond which one cannot
pass, namely the phobia. This can only be mobilised in the phobia
itself, where there are elements that can be differently combined.
In other words, along with the horse's bite - which brings to
the fore these teeth, this pj.7!cc, the plural signification of which I
explained for you last time and which in French as in German and
in many other tongues, notably in Greek, is both what the horse
bites with and something that means pj.#ccrs or p/;.crs - there appears
for the first time the character who, with his pincers and pliers,
starts to come into play and to introduce an element of evolution.
This evolution is, I repeat, a purely signifying evolution. You're not
going to tell me how there are already instinctual traces in the child
that explain how his behind is unscrewed, how it's both the same
thing and in other respects something different. In other words, it
is nowhere else but in the signifier itself, in the human world of the
symbol, which also embraces the tool and the instrument, that the
development will unfold of the mythical evolution in which little
Hans is engaged through the obscure and fumbling collaboration
between him and the two protagonists who have been looking into
his case in order to psychoanalyse it.
I will pause for a moment on the fact that there are not only the
bathtub and the unscrewing in the fantasy, there is also at that
moment the borer, the gimlet. Here, as always, there is a very keen
perception, linked to the freshness of the discovery, which means
that the onlookers who are at the explorative forefront of the analy-
sis are in no doubt as to what this borer is. They say that it's the
paternal penis. Here again there is something vague about the text.
Is the target of this penis little Hans or his mother? I would say that
this ambiguity is quite valuable, and all the more so because we shall
better understand what is at issue.
Once more, you can see the proof of what I'm telling you, namely
that it's not sufficient to have in your minds the more or less complete
list of classic situations in analysis, including the inverted Oedipus
complex where, perceiving the parents' coitus, the child can identify
with the feminine role. That we find little Hans identifying here with
his mother, well, it's true, why not? But on one condition, which is
that we would not understand wdy it is true, because when one says
Mother's Drawers and Father's shortcoming 353
this and nothing more, not only does it not hold any interest, but it
doesn't match, to any degree, anything that represents the ins and
outs that come together in the apparition of the fantasy, where the
child imagines, and himself articulates, that something has come
along to make a big hole in his belly. This can take on meaning only
in the context, in the signifying evolution, of what is at issue.
Let's say that at this point little Hans is explaining to his father -
Just bloody give her it for once, right where it belongs . This is .rrrdeed
all that is in question in little Hans's relation with his father. All
along, we have a notion of this shortcoming and the effort that little
Hans is making to restore, I wouldn't say a normal situation - no
such thing has been in question since the father started playing the
role that he has been playing with Hans, namely that of begging
him please to believe that Daddy is not unkind - but a structured
situation. And in this structured situation, there are firm reasons for
little Hans, at the same time as tackling the ousting of the mother,
correlatively to provoke, and imperiously so, the father's function-
ing in relation to the mother.
I repeat that there are a thousand ways, a thousand angles, from
which such fantasies of passivity can intervene over the course of the
analysis of a young boy, sweeping him up in a fantasmatic relation
with the father in which he identifies with the mother.
To go no further than my own analytic experience, not so long
ago I saw a man who was no more homosexual than little Hans
could in my opinion have become, but who, even so, at one point
in his analysis voiced how, without any doubt, in his childhood he
had fantasised being in the maternal position, precisely so as to offer
himself, if I may say so, as a victim in his mother's place. His whole
childhood situation was lived in the shadow of a sort of importunity
of the father's sexual insistence, the latter being highly rambunctious
and, indeed, demanding in his needs upon the subject's mother, who
deflected him with all the force she could muster. The child perceived,
rightly or wrongly, that she lived through the situation as a victim.
This had been integrated into the development of the subject's
symptomatology, yet the subject was a neurotic. On no account can
we come to a standstill merely at the feminised position, or even the
homosexual position, represented functionally at a given moment of
the analysis by the outcome of this fantasy, because its context lends
it an utterly different sense. It even lies in opposition to what occurs
in the observation on little Hans.
Little Hans is saying to his father, /#ck fecr a bz./ more, while the
other subject, my patient, is telling his,/wok Acr a bz./ /css. Clearly it's
not the same, even though they each have to make use of the term,
fuck her , alnd eve;A. fuck me instead of her if need be . It is, thelefore,
354 Little Hans's Phobia
What does the analytic theory of the Oedipus complex teach us?
What is it that makes the Oedipus complex necessary in some way?
I'm not speaking about biological necessity, nor internal necessity,
but a necessity that is at any rate empirical because it was discovered
in the experience. If the existence of the Oedipus complex means
anything, then it's that the natural increase of the young boy's
sexual potency does not happen by itself, nor in one go, nor even in
two goes. If we take it purely and simply on the physiological plane,
it could effectively be seen to happen in two phases, but taking it
solely at the level of this natural increase does not suffice to any
degree when it comes to accounting for what is actually going on.
The fact is that for the situation to develop in normal conditions,
I mean in conditions that allow the human subject sufficiently to
maintain his presence not only in the real world but in the symbolic
world, that is to say, for him to tolerate himself in the real world
such as it is organised with its symbolic weft, he needs to have not
only this sort of perception of what last time I called movcme#/, with
its acceleration that carries the subject along and transports him,
but also a point of arrest, a fixing down of two terms. The true penis,
the recz/pc#z.s, the valid penis, the father's penis, has to be function-
ing on the one hand, while on the other the child's penis has to be
situated in a ycrg/c!.cAw#g with the father's penis, in a comparison
with the father's penis that will somehow meet up with its function,
its reality, its dignity and its integration as a penis, to the extent that
there will be a passage through the cancelling out that is known as
the castration complex.
In other words, it's to the extent that his own penis is momentarily
annulled, in a dialectical moment, that the child is destined to accede
to a full paternal function later on, that is to say, to be someone
who feels himself to be in legitimate possession of his virility. And it
appears that this /egz./j.mczfe is essential to the felicitous functioning
of the sexual function in the human subject, Without this register,
everything that we have to say about the determinism of premature
ejaculation and the various disturbances of sexual function has no
meaning.
This has merely been an overall situating of the problem of the
Oedipus complex. It is important to bear in mind that the experience
has dictated this. Moreover, it was not to be predicted. Already,
in what I have just set out, the schema of the situation was not
necessarily predictable in itself. The proof of this is that the analytic
experience, which uncovered the Oedipus complex as an integration
into the virile function, allows us to push things further and to say
that the symbolic father, the Name-of-the-Father, is essential to the
structuration of the symbolic world.
356 Little Hans's Phobia
and the observation, namely that what the fitter comes to change is
little Hans's behind, his rear. They started to dismantle the whole
shack, but it wasn't enough. Something had to be changed in little
Hans. Without any doubt, this is where we find the fundamental
schema of the symbolisation of the castration complex.
Yet it can be seen in the observation just how far even Freud
allows himself to be carried along by the schema. There is no trace
in little Hans's fantasy of a replacement for what he has on the front
side. The father is the one who says, fee grzvc )/ow a bi.gger wz.dd/cr, and
Freud falls into step with this fantasising. Unfortunately, there is
nothing of the sort in little Hans's fantasy. His behind is unscrewed
and he is given another. Then he is told to turn around, and that's
where it ends. The text has to be taken as it is. The specificity of the
observation on little Hans lies in this, along with the very thing that
ought to enable us to understand the full whole.
If, indeed, after coming so close, things didn't go any further, it's
because things couldn't go any further, because if things had been
able to go further, there wouldn't have been a phobia but a normal
castration complex and Oedipus complex instead, and there would
have been no need for all this complication. It would have taken
neither the phobia, nor the symptom, nor the analysis, to arrive at
this point, which is not necessarily the stipulated point, the typical
point.
All of this is intended by and large to locate the function of the
father in this instance, or more precisely to locate how he is both
incontestably there, active and helpful in the analysis, but at the
same time, due to the fact that he is there in the analysis - and this
is predetermined by the situation as a whole - his functions are
clearly incompatible with playing the role of the castrating father
effectively.
You will observe that, all in all, while there is castration to the
extent that the Oedipus complex is castration, it's no accident that
what has been perceived but dimly, yet perceived nevertheless, is
that castration bears just as much relation to the mother as to the
father. We can see in the description of the primordial situation how
maternal castration implies for the child the possibility of devora-
tion and biting. In relation to this anteriority of matemal castration,
paternal castration is a substitute that is perhaps no less terrible, but
which is certainly more favourable.
It is more favourable because it is open to development, whereas
in the case of maternal castration, with its engulfment and devora-
tion by the mother, it does not lead on to any development. With the
term of the father, there is the possibility of dialectical development,
namely a rivalry with the father, a possible murder of the father,
Mother's Drawers and Father's shortcoming 359
and a possible eviration of the father. On the side of the father, the
castration complex is productive in the Oedipus complex, whereas
it is not so on the side of the mother for the simple reason that it is
quite impossible to perform this eviration on the mother, because
she has nothing that could undergo such eviration.
Let's take things up at the point where we left our little Hans, who
is now standing at this crossroads.
We can already see an adumbration of the mode of suppletion by
which the primordial situation will be left behind, dominated as it
was by the pure threat of total devoration by the mother. Something
of this is already sketched out in what I'm calling /foe ba/A cz#d borer
/cz#/czs};. Like each of little Hans's fantasies, it's the beginning of an
articulation of the situation. There is, as it were, a return to sender,
that is to say, a returning of the threat to the mother. The mother is
the one who is ousted, and the father is the one who is called upon
to play his role of borer.
Once again, I note that I'm doing no more than taking literally
what Freud brings us. He is so riveted by the role of the borer that
he makes a remark without resolving it himself. He doesn't resolve
it for a good reason, which is that it has to be considered in the light
of philology, ethnography, myths, and so on. The remark bears
on the relation there might be between BOArer and geborc77, being
born. In fact, there is no etymological link between their respective
roots. This is the whole distance that lies between the Latin/crz.6, to
smite, and/cro, to bear. They don't share the same root, and when
one traces the derivations across the different tongues they remain
absolutely distinct. Then there is /orGrc, to bore, which clearly is
not the same thing as /ero. It is again to the term of bearing that
gcbore# is traced. The essential distinction between the two roots
can be found as far back as it has been possible to trace, but what
is important here is that Freud comes to a halt on this. He comes
to a halt on something that is literally an encounter of the signifier
with the purely signifying problematic that it posits, because ulti-
mately BOArer evokes Prometheus - Pr¢7„cz#/foc], etymologically /fee
borer.4 Meanwhile, gcbore# is /a bcczr, that is to say, the fundamental
bearing of child, bringing him forth into the world. And so there
are two distinct and even opposite elements. This is a parenthetical
remark to show you the importance that Freud himself attaches to
the signifying term.
Along what line will the ensuing part of the solution, of the sup-
pletion, brought about by little Hans develop? The solution is mere
suppletion in that he is somehow powerless to bring about a maturing
- allow me if you will to use this expression, though it's not about
instinctual maturation - that would press the dialectic development
360 Little Hans's Phobia
again in the Platonic sense of the term, even an Ideal. What does
little Hans have her do at this stage? This is also in his fantasy - he
has her ride on the horse. It's humorous and brilliant, mythical and
epic, all at once. At the same time, it displays all the characteristics
of those epic texts for which we've been going to great lengths to
describe the two states of condensation, the two states of the epic
poem, and to suppose all sorts of pundits, hecklers and charla-
tans who will expound on what, in epic and myth alike, has to be
explained as hinging at once on what happens in the imaginary
world and on what happens in the real world.
Little Hans cannot exclude the coachman here, while on the other
hand little Hanna has to be on the horse, and also holding the reins.
So, in the same sentence, he says, 7lfec coczcfemo# AacJ /fee rej.#f -
ZJ¢##cz feczc7 /foe rcj.#f /oo. There you have the vivid state of this kind
of internal contradiction which so often in myths leads us to suppose
that two registers are blending confusedly, that there is an incoher-
ent overlap of two stories, when in reality it's because the author,
whether he is Homer or little Hans, is in the grip of a contradiction
between two registers that themselves are essentially different.
You can see this coming alive here in the case of little Hans
through the intermediary of the sister, who becomes his superior
ego once she has become an image. With this key you can read the
signification of each of his appraisals which from a certain point
forth are voiced on the subject of little Hanna, including the admir-
ing appraisals. They are not merely ironic. They are essential to the
little other who is there across from him. He has her perform what
will enable him to start to dominate the situation. Once little Hanna
has been astride the fearsome horse long enough, little Hans will be
able to start to fantasise that he too is taming the horse. It is right
after this that there is the whipped horse. Little Hans is starting to
experience the truth of the forewarning issued by Nietzsche -- Dw
gehst zu Frauen? Vergifo die Peilsche nicht!
We are coming to a stop, but please don't read it as the essential
part of the lesson that I wanted to bring you today. It's merely a
cut-off point that was necessitated by the late hour to which this
disquisition has led us.
5 June 1957
XXII
AN ESSAY IN RUBBER-
SHEET LOGIC
The academic year is wearing on, and we may hope that little Hans
is nearing his end.
I should remind you here at the outset that this year we have
set ourselves the goal of revising the notion of the object relation.
I think it will not be misplaced briefly to take a step back so as to
show you, not the ground that has been covered - one always covers
some -but rather, I trust, a certain effect of demystification to which
you know I am greatly attached in matters of analysis.
It seems to me that a minimum requirement in analytic formation
is to realise that while man has to deal with his instincts - instincts
that I credit, whatever some might say, including the death instinct
- what analysis has brought us is, even so, the awareness that not
everything can be summed up and encapsulated in a formula as
simplistic and sanctimonious as the one to which we can commonly
see psychoanalysts rallying, namely that, on the whole, everything is
resolved when the subject's relations with his fellow man are, as they
say, person-to-person relations and not relations with an object.
It is certainly not because I have been trying to show you here
the real complexity of object relations that I would be led to loathe
the expression ody.ec/ rc/cz/!.o#s. Why shouldn't our fellow man be
quite validly an object? I would even say, /Acz#k %eclve7!s /foczf fee z's
¢# oZJy.cc/, because, in truth, in what analysis shows us, at the start
he is commonly even less than an object. He is this thing that comes
to fill the place of the signifier in our questioning, if indeed neurosis
is what I've been saying and repeating that it is, namely a question.
An Essay in Rubber-Sheet Logic 363
places himself in relation to what the Father is and is not. The ques-
tion needs to taken up, however, from further back in the case history.
I shall start over by noting that the only locus from which a response
may be uttered in a full and valid way to the question of the Father
is the locus of a certain tradition. It's not the next room along, as
I often say about the phenomenologies, but rather the next c7oor
along.
If the Father is to find somewhere its synthesis, its full meaning,
then it's in a tradition that is known as a religious tradition. It's
not without reason that over the course of history we have seen
the Judeo-Christian tradition taking shape as the sole attempt to
establish accord between the sexes upon the principle of an opposi-
tion between potentiality and actuality, which finds its mediation
in a form of love. Outside of this tradition - 1et's put this carefully
- any relationship with the object implies the third-party dimension
that we can see articulated in Aristotle. It's a dimension that was
thereafter eliminated by what I might call the apocryphal Aristotle,
the Aristotle of a theology' that was attributed to him much later.
Everyone knows that the 7lfoeo/ogj.¢ 4rj.s/ofc/I.s exists and that it is
apocryphal. The crucial Aristotelian term with respect to the whole
constitution of the object, which stands in opposition to it, is
the third term of privation, crfep7crz€.
The whole object relation such as it has been established in the
analytic literature and in Freudian doctrine revolves around the
notion of privation. Indeed, you have seen this because it was my
point of departure at the start of the year. The notion of priva-
tion is absolutely central to this doctrine, and when we leave it out
of account we cannot understand how the progressive integration
into one's sex, as much for man as for woman, requires that one
acknowledge something that essentially amounts to a privation that
is to be taken on board for the one sex as for the other. This priva-
tion is to be taken on board equally in order fully to assume one's
sex. In short, Pc"j.s#ez.d on one side, the castration complex on the
other.
Naturally, all of this joins up with the most immediate experi-
ence. It is fairly peculiar to see people taking up in a more or less
camouflaged form, and which to a certain degree may be qualified
as dishonest, the idea that all genital maturation entails an oblativ-
ity, a full recognition of the other party, by means of which the
supposedly pre-set harmony between man and woman should be
An Essay in Rubber-Sheet Logic 365
established. Yet we can see very well that the day-to-day experience
of this is its constant failure.
Go and tell a wife of this day and age that she is potentiality - as
is said by the unknown theologian who went under the fictitious
name of Aristotle throughout the whole medieval and scholastic
tradition - and that you, the man, are actuality, you will receive a
swift response. IVoJ o# }Jowr /j/c./ she will tell you, do );ow fczke me/or
cz pwsAovcr? And this is surely quite clear. Woman has fallen into
the midst of the same problems as us. There's no need to tackle the
feminist or social aspect of the question. It's enough to cite the fine
quatrain that Apollinaire fashioned for the profession of faith that
comes out of the mouth of Theresa-Tiresias, or more precisely her
husband, who says furtively to the policeman -
eyes of the philosopher, that is to say, the one who always plays his
cards right. It's that, after all, woman, namely the w/c, essentially
holds the function that she held for Socrates, to wit - the test of his
forbearance, his forbearance of the real.
To enter more vividly into what is set further to punctuate what
I'm asserting, and which will bring us back to little Hans, I'm going
to share with you a titbit that one of my most excellent friends
spotted and brought to my attention. It's a small news item that
reached us a fortnight ago from the depths of America concerning a
woman bound to her husband by a pact of eternal love, and you're
about to see how.
Since her husband's death, this woman has borne, every ten
months, one of his children. This may strike you as rather surpris-
ing, but it's no parthenogenetic phenomenon. On the contrary, it's a
matter of artificial insemination. Vowed as she was to eternal fidel-
ity, by the time a fatal illness had led her husband to his last breath,
she had accumulated a sufficient stock of seminal fluid to allow her
to perpetuate the race of the deceased at her own discretion, and, as
you can see, in the shortest possible time frame, at regularly repeated
intervals.
We were made to wait for this little piece of news, which doesn't
sound like such a big deal, though we might have anticipated it. In
truth, it's the most riveting illustration we could possibly find of
what I've been calling the x of paternity, because I think that you
are quite able to form a grasp of the problems that such a possibility
introduces. Here you have an illustration of what I've been saying
when I've been telling you that the symbolic father is the dead
father. However, the novelty that is here introduced, and which has
just what it takes to highlight the importance of my remark, is that
in this case the real father is the dead father as well.
From this moment forth, it really would be very interesting to ask
oneself what becomes of the Oedipus complex in such a case. On
the plane that lies closest to our experience it would be easy to come
out with a few quips on what lies behind the term/rz.gz.c7 womcz#. As
the la.ttel-dray say.rr\8 goes, femme froide, mari refroidi. Frigid wif e,
Awsbcz"c7 o# z.ce. I might also mention in this connection a slogan one
of my friends came up with for a TV advertisement. It's true that
he had considerable difficulty getting the slogan accepted by British
minds, but this is precisely where its worth lies. Picture a coolly
attractive housewife, and then the voiceover, rr¢cc}; Aos a/rz.gz.d a!.r,
before the shot cuts to her Frigidaire. This is very much how matters
stand in the previous case.
The question that is wonderfully illustrated here is that the real
notion of the father is not to be confounded in any case with the
An Essay in Rubber-Sheet Logic 367
notion of his fecundity. We can clearly see here that the issue lies
elsewhere, and surely we cannot help but see it when we ask our-
selves the question of what becomes of the notion of the Oedipus
complex. I will leave it to you to extrapolate. Once one has commit-
ted to this path, in a hundred years' time we will be making women
the mothers of children who are the direct sons of the men of genius
alive today, who will have been carefully preserved in little jars. The
question arises, therefore, if something of the father has been cut
out in this instance, and in the most radical way, by cutting out his
speech, then how and by what path, in what fashion, will the speech
of the ancestor be inscribed into the child's psyche? Ultimately, the
mother will be the sole representative and conveyer of this speech,
so how will she give voice to the bottled ancestor?
As you can see, this is not science fiction. It simply has the advan-
tage of laying bare for us one of the dimensions of the problem. This
is being said as a parenthesis, because just now I was speaking on
the theme of an ideal solution to the problem of marriage, at the
next door along. It would be interesting to see how, now that this
problem of posthumous insemination by a consecrated husband has
been made present, the Church will find a means of taking a position
on this. In truth, were the Church to refer to what it pushes to the
fore in similar cases, namely the fundamental character of natural
practices, it could be remarked that such a practice has been made
possible precisely to the extent that we have managed to set Nature
apart from all that is not Nature. From this point forth, perhaps the
term #cz/wrcz/ ought to be given greater precision, and of course one
would then come round to accentuating the great artifice of what
thus far has been known as Nature. In a word, we might not be
unhelpful at this moment as a term of reference. By the same token,
perhaps our good friend Francoise Dolto, or one of her students,
will even become a Church Father.
The distinction between the inaginary, the symbolic and the real
might not suffice to posit the terms of this problem, which, now that
it has been engaged in reality, doesn't appear to me to be all that
close to resolution. However, this story will make it easier for us
to formulate - which is what I desire to do today - the term under
which may be inscribed, not in itself, but for the subject, the sanc-
tioning of the function of the father.
Once we have let in this gust of air that strips the decor from the
columns, it becomes apparent to us that any kind of introduction
368 Little Hans's Phobia
of pastoral poetry, then it's very precisely because his sheaf, that is
to say, something that is essentially natural, can be substituted for
him. And then Boaz reappears, after having been eclipsed, occulted,
abolished, by the fecund splendour of the sheaf. Indeed, it knows
neither meanness nor hatefulness, and is purely and simply a natural
fecundity.
This bears its meaning in the following part of the poem. What is
at issue is to herald and to announce to Boaz, in the ensuing dream,
how despite his advanced age - as he says himself, he is over eighty
years old - he is soon to be a father. He dreams that he
vit un chene
Qui, sorti de son ventre, allait jusqu'au ciel bleu ;
Une race y montait comme une longue chaine ;
Un roi chantait en bas, en hout mourait un dieu.4
The style of this extract lies in an ambiguous zone where the realism
blends with some sort of gleam that is a little too intense, even
turbid, redolent of the chiaroscuro in Caravaggio's paintings which,
with all their popular starkness, are perhaps still in our times what
can afford us most frankly a sense of the sacred dimension.
So, a little further on, the same thing is still at stake -
(+) M - J + s
P is the paternal metaphor.
The x is more or less elided, depending on the case, that is, depend-
ing on the moment of development and the problems to which the
preoedipal period has led the child in relation to the mother, M.
It is in the link of the Oedipal metaphor that, with the phase that
is crucial to any concept of the object, we can thus inscribe a crescent
C or a sickle - its constitutive castration complex - plus something
that is precisely the signification, s, that is to say, that in which Being
finds itself again, and where x finds its solution.
The formula situates the essential moment of the crossing of the
Oedipus complex. This is exactly what we are dealing with in the case
An Essay in Rubber-Sheet Logic 371
(M + ap + cl)
(M + p + a) M - in + H
M - in + 11
This will be the equivalent of something that will not for all that
be any the more resolved, namely the mordaciousness insomuch as
for little Hans it is the chief danger in his whole reality, and most
especially the reality that has just come to the surface, namely his
genital reality.
This might seem superficial to you. Don't believe it. Start by making
372 Little Hans's Phobia
use of these formulae and you will see afterwards whether they can
indeed be helpful. I can show you umpteen facets across which they
are immediately applicable, and in particular the following.
The horse is said to be at once what bites, what threatens the
penis, and also what falls. According to what little Hans himself
tells us, this is why the horse has been brought into play. It was
brought in first of all as the horse that, standing in front of the cart
that was to take Lizzi's luggage to the station, turns its head and is
capable of biting. It was then, on I March, that Hans told us he gof
/fee 7co#sc#sc. At another point, on 5 April, Hans also tells us that he
got the nonsense when, out with his mother, he saw a bus-horse fall
down. More exactly, that which is fej./cfecd already has a signification
for Hans, yet has also been retained by him as something that goes
far beyond any signification, as something that he sanctions through
a kind of aphorism or definitional assertion, IVow j./'// cz/w¢;;I bc /I.kc
this. All horses in buses'll fall down.
The function of the fall is precisely the term that is common to
everything that is at issue in the lower portion of the equation. We
have underscored the element of the mother's fall, the mother's
phallus, p, which is what is no longer tenable. It's no longer in play,
and yet Hans does all he can to keep up the existence of this game. In
the end, little Hanna is very essentially the thing whose fall is most
wished for, even if it means giving her a little push.
So, the horse fulfils in an efficient way, as an image that is somehow
active, each of these functions of the fall united in one. It is in this
respect that it starts to be introduced as an essential term, as the
term of the phobia in which we can see an asserting and a positing
of what truly are objects for the human psyche.
They may indeed warrant the name ofy.cc/, but one cannot over-
emphasise the special character of this qualification as an object
which it is necessary to introduce once the objects we are dealing
with are phobias or fetishes. We do know how far they exist as
objects, because they will constitute veritable milestones in the sub-
ject's psyche. They are milestones of desire in the case of the fetish,
milestones of the subject's displacements in the case of phobia. The
object is therefore very much in the real and at the same time mani-
festly distinct from it. On the other hand, it is in no way accessible to
conceptualisation unless through the intermediary of this signifying
formalisation.
Let's state it clearly. Thus far, no more satisfactory conceptualisa-
tion has been given. While I might seem to be presenting the formula
for the object in a slightly more complicated shape than has ever been
done before, I point out to you that Freud speaks of it no differently
at the end of his life's work. Looking afresh at phobia in ffcmmw77g,
An Essay in Rubber-Sheet Logic 373
Across its development, the case of little Hans displays the transfor-
mations of this equation, while its possibilities of progress and its
implicit metaphorical richness are made manifest right away. For
374 Little Hans's Phobia
today, I shall content myself with indicating its furthest and final
extent, such as it is written into the same formalisation. I've already
told you enough for you to be able to conceive of its scope.
What we see at the end is certainly a solution that establishes little
Hans in a register of object relations that is liveable. Is it fully suc-
cessful from the standpoint of Oedipal integration? Before coming
back to this more closely next time, we can already see in what way
it is and in what way it isn't.
If we read the text where little Hans formulates his position at the
end.he tex]s us, now I'm the Daddy, jetzt bin ich der Vatti. V\Je dor['t
need to ask ourselves how it can be that he should have had this
idea, given the father whom he is forced to stimulate throughout
the observation, begging him to do his job as a father. The final
and very fine fantasy that is produced with the father shows him
somehow catching up with Hans on the train platform when in
reality Hans had raced on ahead some time hence, having set off
with whom? As if by chance, it was the grandmother.
The first thing that his father asks him is, W7!o/ woct/d}7ow /z.kc /a
do z/);ow were Dczc7dy? The reply comes straight out, J'c7 /z.ke /a /czkc
)/ow /a Lczz.#z evcr}; Sw#chay, to see the Lainz grandmother. Nothing
has changed in the relationship between father and son. We may
presume, therefore, that this is not an altogether typical realisation
of the Oedipus complex.
Indeed, if we know how to read the text we can see this very
quickly. All the bonds with the father are a long way from being
broken. They are even being strongly tied through all of this analytic
experience. However, as little Hans puts it very well, his father is
now to be the grandfather. He says this, but when does he say it?
Read the text carefully. He said it when he had begun by saying that
he, Hans, was the father.
The term gro#d/a/foer stands utterly apart here. First the mother is
mentioned, and we are going to see what sort of mother she will be.
Then another woman is mentioned - the grandmother. But there is
no link whatsoever between this grandfather and this grandmother
from little Hans's perspective in itself.
Freud is surely not wrong to underscore, with a satisfaction that
is far from offering us full relief, that the question of the Oedipus
complex has been resolved by the little chap, now making himself the
mother's husband and sending his father back to the grandmother.
It's an elegant and even humorous way of sidestepping the question,
but thus far nothing in all that Freud has written indicates that this
solution, however cogent it might appear, could be regarded as a
typical solution to the Oedipus complex.
What we can see is that little Hans maintains a certain continuity
An Essay in Rubber-Sheet Logic 375
in the order of lineages. Had this point at least not been reached,
little Hans would have resolved nothing at all and the function of
the phobia would have been null. In so far as he conceives of himself
as the father, little Hans is a function of something that is inscribed
approximately as follows -
p (M) (M')
It's the mother and the grandmother. At the end of the process,
the mother is duplicated. This is a very important point. Little Hans
has recognised something that allows him to find a three-legged
equipoise, which is the minimum upon which the relation with the
object can be established. The thirdness that he has not found in
his father is now found in the grandmother, whose absolutely deci-
sive and indeed overwhelming value in the object relations he has
spotted only too well.
It's precisely insomuch as, behind the mother, a second is added,
that little Hans establishes himself in a paternity. What sort of
paternity? Well, an imaginary paternity.
What does Hans tell us next? Who will have children? Well, he
will. He says it very clearly. But when his father, putting his foot in
it, asks him, W'l!.// }7ow fo¢ve cfej./drc7t w./fe Mwmmy? Hans replies, IVo/
at all. What's this all about? You told me that the father carmot have
children on his own, and now you want me to have some.
There is a moment of wavering in the dialogue between the child
and his father, which is quite striking and which shows the repressed
aspect, for little Hans, of everything that belongs to the realm of
paternal creation as such, when what he voices on the contrary
from this moment forth is precisely that he will have children, but
imaginary children.
He says in the most precise and articulate manner that he wishes
to have children, but on another side he doesn't want his mother
to have any. Hence the assurances he wants to secure for the
future. For the mother not to have any more children, anything is
thinkable, up to and including the bribing - despite everything we
are in the presence of a sprog of capitalists - of the great genitor
par excellence, the stork, who cuts such a strange figure. Next
time we shall be seeing what place and what function ought to
be ascribed to the stork and what his true face is. Hans would go
so far as to bribe the stork so that there would be no more real
children.
The paternal function that the child takes on board is an imagi-
nary one. The mother has been replaced and he will have children as
she does. He will look after his imaginary children in the way that he
376 Little Hans's Phobia
p (M) (M') -
An Essay in Rubber-Sheet Logic 377
the object that henceforth will be the object of his desires? I have
already underlined how we have testimony in the anamnesis of
something that attaches him essentially to Gmunden, to his little
sister, to the little girls, that is to say, to children insomuch as they
are his mother's daughters, but also his own imaginary daughters.
The originally narcissistic structure of his relationships with woman
is indicated on the way out, with the opening out onto the solution
of his phobia. What trace will remain of the passage through the
phobia? Well, something very curious - the role of the little lamb,
with which at the end he engages in some rather peculiar games, for
example being butted by the animal.
This is the little lamb onto which one day someone tried to put his
sister. That is to say, she was in the same position as the horseback
position that she holds in the fantasy of the DJ.g bojc, the last stage
before the resolution of the phobia. The sister had to dominate it
first, so that he, little Hans, might then treat the horse as it warrants
being treated, that is, by whacking it. At this point, the equivalence
between the horse and the mother is secured - to beat the horse is
also to beat his mother. The little sister sitting astride the little lamb
is a configuration that will remain through to the end.
I cannot forego the pleasure, nor decline you the enigma, of
showing you the work around which our master Freud made his
analysis of Leonardo da Vinci revolve, namely, not the Jrz.rgj.# a//Ac
Rocks, but The Virgin and Child with St Anne that is in the Louvre
and which was preceded by a cartoon that is in Burlington House,
this one here.
Freud's whole analysis of Leonardo da Vinci turns around this
Saint Anne, who has such a strangely androgynous figure - moreo-
ver, she looks like Leonardo's S/ /ofo# ffec Bay/I.s/ - around the
Virgin, and around the Christ child. Furthermore, as is stressed in
the study, unlike the London Cartoon, His cousin, namely John the
Baptist, is precisely a little lamb.
This highly singular configuration did not fail to attract Freud's
attention and it is truly the core of his demonstration in the very
peouhill stwly Leonardo da Vinci and a Memory of his Childhood. I
do hope that you will take the trouble to read it before the end of
the year, because I might manage to bring my seminar to a close
with this.
You cannot help but notice the incredibly enigmatic character
of the whole situation in which the term #crrc!.ssj.sin is introduced
for the first time and the almost insensate audacity of writing such
a thing at the time it was written. Since then we have managed to
scotomise, to misrecognise, the existence of such things in Freud's
oeuvre.
An Essay in Rubber-Sheet Logic 379
Read it, and you will realise just how difficult it is to work out
what ultimately it is he wants to manage to say. But also read it
to see the extent to which it holds water, in spite of all its errors -
because errors there are, but that's of no moment.
We will have to come back to this singular configuration, which
is there to present us with a fewm¢";.ss!.7"a rrj.#z.fd, a very human
trinity that is almost too human, in contrast to the dz.vz.#j.ssj.mo that
it substitutes.
Freud tells us that the truth about Hans was not fully obtaine`d.
What is to be done now is to formalise the observation slightly dif-
ferently, the sole interest of which lies in how it allows for a more
rigorous clasping and enveloping of what is going on.
There are, of course, all these French windows in the observa-
tion, and since it also has to do with a horse phobia one could for
example babble on endlessly about the horse, because it's a highly
singular animal, the same that crops up regularly in all mythology
and which can be validly compared with little Hans's horse.
Robert Fliess, the son of Freud's correspondent who occu-
pies an honourable place in psychoanalysis, has produced in the
jubilee issue of the /JP commemorating the centenary of Freud's
birth a worthy study under the title Ply/ogc#c/I.c Jrf. O#jogc#cfz.c
ExpcrJ.c#cc. Certainly, it is inordinately striking on account of its
character of manifest incompatibility. Since there are unresolved
riddles in the Hans case, he ventures to resolve them by contributing
to the file a vast extrapolation, the only completely unjustified draw-
back of which is that it assumes something to have been resolved
that precisely has not been resolved.
One of the most riveting things is to see how he focuses every-
thing, quite validly, on the infamous dialogue between little Hans
and his father, the one that I have called the mcz/.or dJ.¢/ogwc and
which culminates on 21 April. It's the one during which little Hans
appeals to his father to play his role as a father by saying, row mwf /
bc/.€cz/ows. One cannot help but think that his father has played a
` Me donnera sons femme une progchiture' 38\
role in the emergence of this sentence, which you can sense brewing
up in everything that precedes it. Whatever happens, and whatever
unnerved negations his father may utter, c7czf "zt/ wczAr scz.#, j+ mws/
be true.
These are the words that bring a dialogue to a close in which
little Hans develops the fantasy of his father who, before arriving
in the mother's bedroom, hurts his foot on a stone as did previously
little Fritzl. The father has to k#ock wp czgoz.#s/ cz f/o#e cz#c7 b/cec7.
Our author, Fliess, insists with great finesse on the use of words
that lend what little Hans is saying a I/}j/c sow!e#ct - in French in
the text - more sowfc>#w here than anywhere else. In this regard he
brings out clearly the inadequacies of the English translation. These
remarks, which surely have their value, show the sensitivity that
people from the first analytic generation have shown to the properly
verbal texture, to the accentuation of certain signifiers and their
crucial role, but the most interesting thing in his text is its rather
astute speculation on the father's role on this occasion.
Indeed, the father is the one who introduces for the first time
the word ScfoJ.m2/e#, which has been translated [into English] as
scold. Weshalb schimpf ich denn eigentlich? is rende;red as What do I
recz//}j sco/c7 );ow /or? Fliess rightly notes that this z.s j.#jccfcd j.#/o ffoc
conversation precipitately and from nowhere, a,nd specula.tes on wha.t
participation might be occurring on the part of the father in what at
that moment is assumed to be a co#s/z.fctc#f p¢rf of Hans's ego. All
of this does not add up to an overly brazen extrapolation, conveying
instead the need that the author feels to tell us that Hans's superego
is being constituted at that moment. Indeed, it must be like this
because it is already implied in a sort of preformed register that
has to be applied to the case. Either way, there is something here
that allows us to grasp, there and then, his hesitations in his way
of expressing himself. Fliess speaks of cz fctpcrcgo j.# sfczfw #czscc73c7j..
Certainly Hans's superego has not yet been formed.
The forming of the superego is something strange indeed. The
author refers to the work of Mr Isakower, who insisted a great
deal on the predominance of the auditory sphere in the formation
of the superego and who foresaw the whole problem that we have
been posing and constantly posing again with respect to the func-
tion of speech in the genesis of a certain normative crisis that we
call the Oedipus complex. He made equally interesting and perti-
nent remarks about how we can grasp the mounting of this kind
of apparatus, this network of forms that constitutes the superego,
perceiving it in elements in which the subject hears purely syntactic
modulations, in words that are strictly speaking empty because their
movement alone is at issue. He tells us that in these movements of
382 Little Hans's Phobia
some intensity we can grasp, there and then, something that must
refer back to an altogether archaic element. The child integrates
the adult's speech, but will perceive only its structure and not yet its
meaning. All in all, it's a matter of interiorisation. This is purported
to be the first form of what will allow us to envisage what the super-
ego is, properly speaking.
It's another interesting remark and in a seminar context it could
be grouped together with the dialogue between Hans and his father,
but not in order to find therein something that would match up
neatly. On the one hand it's a matter of the integration of speech in
its overall movement, in its fundamental structure as the grounding
of an internal agency of the superego. On the other, there is the
precise moment of the dialogue with his father, which is wholly
externalised. The former can certainly not be matched fully to the
latter, even though one might believe that its paradoxes would
thereby be sealed over.
While we should always be seeking comprehensive references for
what we are describing, I will stress now the necessity of doing
something that brings out a point of progression in the handling of
concepts of the analytic experience, and of doing so by grasping as
closely as possible the movement of the observation on little Hans.
ing of how symptoms are the living elements of this question that
is articulated without the subject knowing what he articulates. The
question is a living one, so to speak, and the subject doesn't know
that he is in the question. He is often an element of the question,
and can be situated at various levels - at an altogether elementary
and almost alphabetic level, but also at a higher syntactical level.
It is within this register that we may speak of the fo};p#apompJ.c
and A)/p#czgogz.c function. I On this basis, starting from the idea that
the linguists have given us - at least certain among them - we can
discern the two major aspects of the articulation of language. What
makes it hard for us to be wholly in keeping with the linguists in our
commentary on the observation is that we always have to refrain
from pitching in a way that is overly absolute for one or the other of
the two sides of what is put before us.
For there to be an observation we have to begin by analysing.
Since what is specific to the neurotic's question is that it is totally
closed, there is no reason for it to offer up anything more to he
who would merely make a sort of rubbing of this hieroglyphic text
that will remain undecipherable and enigmatic. This is why, before
Freud came along, observations of neuroses had been made for
decades without people even suspecting the existence of this lan-
guage. For neurosis is a language.
Therefore, it is always in so far as something intervenes that is the
beginning of a deciphement that we manage precisely to grasp its
transformations and to see the manipulations that would be neces-
sary when it comes to confirming that what is really involved is a
text, but a text in which we find ourselves by means of a certain
number of structures that become apparent only insomuch as we
grapple with it.
We can do this at the simple level of decoupage, as is done for
riddles. In some respects, this is how we proceed in particularly
impenetrable and enigmatic cases, not altogether unlike what we
find set out in 7lfec Ps}jcfeapa/Ao/og); o/Ever};d¢); £z/c, which reminds
us of common practices for deciphering telegrams, even when they
have been sent in a style that is coded or scrambled. One can even
tally the signs that recur with the greatest frequency, which allows
us to make interesting suppositions, namely that such and such a
sign corresponds to such and such a letter in whichever tongue is
supposed as the object language.
With the neuroses we are fortunately involved in operations of
a higher order, where we meet certain syntactical groupings with
which we are familiar. Yet the danger is always that one could go
wrong by entifying these syntactical groupings, pressing them too
heavily towards what might be called prayer/j.es o/ /fee sow/, even
384 Little Hans's Phobia
but this is not the be-all and end-all of what we are dealing with.
The original function of discourse, where essentially it is language
that is at issue, warrants broaching step by step, Discourse too has
laws, and the relation between signifier and signified is something
else, something distinct from intersubjectivity, even though it can
overlap, as do the relations of the imaginary and the symbolic.
This is how in our movement this year with regard to object
relations we have seen coming into the open the originary place of
elements that are truly and verily objects, which lie at a stage that
is altogether originative and foundational and which even founds
objects, but these objects are nevertheless utterly different from
objects in the complete sense. At any rate, they are quite differ-
ent from real objects because it's a matter of using objects that,
while they may have been extracted from a subjective discontent, are
made to function as signifiers.
The first object that I isolated in its function as a signifier was the
fetish, and I won't be going any further from now until the end of
the year than a consideration of phobia.
Even so, if you have properly understood what we have been
trying to bring into play each time that we have spoken of little
Hans's phobia then this will have afforded you a mental model on
the basis of which any further progress can be conceived of as a
deepening or an extension into other neuroses, most notably hyste-
ria and obsessional neurosis.
This is particularly straightforward and exemplary in phobia.
Whenever you are dealing with a phobia in a young subject you
will notice that what is at stake is always a signifier that is relatively
straightforward in appearance. Of course, it won't be straightfor-
ward to handle once you've entered his game, but elementarily
speaking, it's a signifier.
This was the meaning of the formula I set out for you -
M
M + q, + cl
)
The terms under the bar represent what has progressively com-
plicated the elementary relationship with the mother, which was
our point of departure when I spoke to you about the symbol of
frustration, S(M), in so far as the mother is an alternating pres-
ence and absence. The child's relationships with his mother become
` Me donnera sons femme une prog6niture' 38]
established here over the course of development from one age to the
next.
The case of little Hans led us first to this extremely taxing stage
when the mother is complicated on account of all sorts of addi-
tional elements. First there is the phallus, p. I told you that this was
certainly the critical gap-element in any relation between the two,
a relation which in contemporary analytic dialectics is being repre-
sented as something exceedingly closed. We need on the contrary
to see the extent to which the child is himself in a relationship with
an imaginary function on the mother's side. Then, there is the other
child, a, who momentarily expels the subject, driving him away from
his mother's affection.
Here we have a critical moment that is typical for any kind of
subject that our discourse supposes. It is always in this way that you
will see a phobia appearing in a child. Something lacks, which at a
certain point comes to play the fundamental role in the way out of
the crisis in the child-mother relationship, which appears to have no
way out. There's no need to make hypotheses. The whole analytic
construction is built on the consistency of the Oedipus complex,
which can be schematised as follows -
(P) M -
(P) M - (-p)
I tried to illustrate for you with the image -S¢ gcrbe #'6/cz!.f poz.#/
avare ni haineuse .
I showed you how the poet used the metaphor to make the pater-
nal dimension appear in its original dimension in connection with
this old man in his decline, in order to reinvigorate the old man with
all the natural spurt of the sheaf.
The horse has no other function but this in the living poetry that
the phobia is. The horse introduces something around which revolve
significations of various stripes which ultimately yield an element
that makes up for what was missing in the subject's development,
that is, in developments with which he has been furnished by the
dialectic of the entourage in which he is immersed. However, this
element is there only in a possible way, in some sense imaginarily.
What is at stake here is a signifier that is bare yet which carries
some tendency that has already been conveyed by the whole convoy
of culture that the subject drags behind him. In the end, the subject
didn't have to go any further than right where any kind of her-
aldry can be found, in a picture book. This means that they are
not mere images but images drawn by the hand of man, entailing a
whole history that is taken as given, in the sense that history is an
A;.sforz.o/c3 of myths and fragments of folklore. It was in his book,
right alongside the picture of the red boL¥ which is the red chimney
on which the stork is perched, that Hans came across the picture of
a horse being shod. Here we can put our finger on what is involved.
It's a horse represented.
Certainly, it is no wonder that such typical forms should always
appear in certain contexts, in certain connections and in certain
associations, which can elude those who are their vehicles, yet which
the subject chooses in order to carry out a function. This function
is the momentary allowing of certain states, and in the present case,
the state of anxiety. It has to transform this anxiety into a localised
fear, into something that presents a point of arrest, a terminal point,
or else a pivot, a stilt in the shallows that fastens what is bobbing
around and which runs the risk of being swept off by the whole inner
current of the crisis in the maternal relationship. It is at this point
that the horse plays a role in the case of little Hans.
The horse does admittedly seem to hamper the child's develop-
ment a great deal, and for those around him it is a parasitic and
pathological element. Yet it is also clear that once the analytic
process is in place we are shown that, further to this, the horse holds
a fastening role as a major point of arrest for the subject. It is a point
around which he can make something revolve that otherwise would
settle into an anxiety that would be impossible to bear.
Inthiscasethewholeprogressoftheanalysisconsistsinextracting,
392 Little Hans's Phobia
(M + ap + a) M ~ in + H
This term, 11, is what is most under threat, namely the child's
penis.
What does the observation on little Hans show us? It shows pre-
cisely that, in a like structure, it is futile to tackle its plausibility or
implausibility.
It's not by saying to the child that this is a nonsense, Dw77imfocJ./,
nor by making very pertinent remarks to him about the link that
surely exists between his touching his widdler and his deeper fears
over his nonsense, that one will seriously get things in motion. Quite
the contrary.
If you read the observation in light of the schema I have just set
out for you, you will see that these types of intervention, which
do have a certain effect, never have the direct suasive reach of the
primordial experience. This initial experience has the efficacy one
` Me dormera sons f emme une prog6niture' 393
might wish for, and the whole interest of the observation is that it
allows us to see how on such occasions the child reacts by reinforc-
ing the essential elements of his own symbolic formulation of the
problem. He persists in replaying the drama of the phallic hide-and-
seek with his mother -Docs sfec feczvc j./? Docsjc'/ sAe A¢vc ;.f? -clearly
showing that what is at issue here is a symbol, which he clings to as
such and which should not be thrown into disorder for him. Hence
the crucial importance of a schema such as the one we have set out
here.
What has to be done for the child is perhaps indeed to let this
schema evolve, allowing him to develop the significations that
pervade the system and which should enable him in turn not to
stick merely with the provisional solution of being a little phobic
child afraid of horses. Yet this equation can be resolved only in
accordance with its own laws, which are the laws of a determined
discourse, of one precise dialectic and not another. One won't get
anywhere if one doesn't take into account what this equation is
designed to support as a symbolic order.
This is how we are now going to be able to set out the comprehen-
sive schema for the progress that is involved here.
It was surely not fruitless for the father, the great symbolic Father
who is Freud, to have intervened, along with the little father, the
beloved father. The latter does only one wrong here, though it is a
sizeable one, that of not truly fulfilling his function as a father, not
even, at least for a while, his function of a father who is jealous, the
ez/er7c of young Hans's invective, as in the wrath of a jealous God.
While his father speaks to him with great affection and devotion,
he is unable to be more than he has been up to the present because
he is not a father who is fulfilling his function in the real, leaving
the child literally to follow his own whims with his mother. This
doesn't mean that the child doesn't love his father, but rather that
his father isn't holding for him the function that would allow for a
direct and straightforward way out of the situation, far from it. We
find ourselves faced with a complication of the situation. The father
starts by intervening directly on the term 11, in keeping with Freud's
instructions, which proves that Freud hasn't yet got things straight
in this regard.
At this juncture, we may delve in detail into the sorts of articula-
tion that would allow us to fomulate this in a completely rigorous
way, through a series of algebraic formulations, transforming one
into the next. I am somewhat reluctant to do so, for fear that your
minds might not yet be quite used to this, not yet disposed to some-
thing that I believe, even so, to belong to the future in the realm of
the clinical and therapeutic analysis of the evolution of cases. I mean
394 Little Hans's Phobia
(M + ap + ct) M ~ in + H
M + ap + a M-in+H
and lastly -
p (M) (M,) -
(irli-:=Tx) M-in+H
Once it starts to be spoken of, once this A is caught between
the capital P and the lower-case p, we can provide a certain devel-
opment. We can ask ourselves on what occasion, at what major
moment, we might regard the transformation to have occurred.
That is to say, when does p step in here, in M ~ (in) H, and when
does P step in at the level of 'I? I have not as yet gone into its succes-
sive transformations, but even so, if we follow what happens in the
observation and how things evolve, we see that soon after the day
of Freud's intervention, there appears, on 5 April, a fantasy that
plays a major role and which thereafter will give rise to everything
that is placed under the sign of I/crkchr, that is, fr¢#£por/, with all
the ambiguity that this word carries.4 Something arises which allows
us to say that in a certain way the first term in our equation is being
incarnated here.
Indeed, the fantasy that Hans develops is that of seeing the cart
onto which he wanted to climb suddenly driving off with the horse.
The fantasy vouches for a transformation of his fears and consti-
tutes a first attempt at dialecticising the phobia. One cannot help but
be struck by the extent to which all it would take is to be subject to
something like this for what is written out here to become apparent.
I mean that the horse is clearly a dragging element, while little
Hans comes to place himself upon the same cart onto which sacks
` Me donnera sons femme une prog6niture' 395
have been loaded, which as the next part of the observation shows
represent all the possible and virtual children the mother can have.
He holds nothing in greater fear than to see his mother /oczc7cc7 wp
once again, be/¢de#, that is to say, big with child, carrying along,
carting around, the children in her belly like all these loaded carts
that give rise to so much fear in him. The rest of the observation will
show that the cart, and on occasion the bath, hold the function of
representing the mother. Therefore, the fantasy signifies -£4 Acczp a/
little children will be loaded on,1'11 pile them on myself, and they will
be driven off.
We can say that what is at issue here is a first exercise pictured in
an image that is truly as remote as can be from any kind of natural
assent in psychological reality, while being exceedingly expressive
from the standpoint of the structure of the signifying organisation.
We can see little Hans reaping a first benefit from the dialecticising
of the function of the horse which is the essential element of his
phobia.
We have already seen little Hans holding firmly to maintaining
the symbolic function, for example in one of his fantasies, the giraffe
fantasy. In everything that follows Freud's intervention we can see
little Hans testing out this grouping in every possible way. First he
is on the cart, among all the heteroclite elements which he fears so
strongly will be dragged off goodness knows where by a mother
who henceforth is nothing more for him than an uncontrollable
power that cannot be predicted. With this mother, there is no more
playing, or, to use a very expressive argotic term, );'¢ p/ws d'czmowr,
that is to say, love is no more, the name of the game has changed,
because others are entering the fray, and because little Hans is start-
ing to complicate the game by bringing in, not the symbolic phallus
with which he plays hide-and-seek with his mother and the little
girls, but a real little penis, which earns him a rap on the knuckles.
This complicates the task and shows us that while the child didn't
believe a word of what he was told by a certain gentleman who
spoke like the good Lord, he did find that the gentleman spoke well,
and the upshot of this was that little Hans started to speak, that is,
he started to tell stories.
The first thing he will do is to maintain a distinction between
the path of the real and the path of the symbolic. He will say to his
[arfuer, Why did you tell me I'm fond of Mummy . . . when I'm fond
a/}7oc4? He has taken things into full consideration, and after this he
will render unto the horse all its potentialities, all its possibilities.
The horse is something which can bite and which can fall. We
shall see what this is able to yield. This is where little Hans gets
the whole movement of his phobia under way. He starts to render
396 Little Hans's Phobia
unto the horse everything he can, and this is why we have all these
paradoxes.
At the same time as the horse is the signifier that is teeming with
all the dangers that it is supposed to cover, this is the same signifier
with which little Hans, between 3 and 10 March, allowed himself
to play horsey, with great carefreeness, in the company of a new
nursemaid, which then provided the opportunity for him to give
himself over, with great unseemliness and impertinence, to threats
that he would undress her and so on. All of this is part and parcel of
the role of maids for Freud. You can see that at this point, Hans was
not in the least bit daunted by the horse.
Hans is so undaunted by the horse that he can take its place. We
find bin at once faced with maintaining the function of the horse
and, as it were, making use of every available opportunity to elu-
cidate and apprehend the problem, playing with the signifiers that
have been grouped in this way, but on the condition that the move-
ment be maintained, because otherwise none of this would make
any sense and there would be no reason for us to spend more time
scrutinising what the child is going on about. As I said, the abso-
lutely radical transformation is the one in which the child uncovers
one of the most essential properties of a situation such as this, once
the set has been logified, once it has been played out sufficiently,
once he has given himself over to a certain number of exchanges and
permutations.
The initial transformation, which will prove decisive, is no less
than the transformation of the biting into the unscrewing of the
bathtub, which is something utterly different, in particular for
the relationship between the protagonists. Voraciously to bite the
mother, as an act or an apprehension of her altogether natural sig-
nification, indeed to dread in return the notorious biting that is
incamated by the horse, is something quite different from unscrew-
ing, from ousting, the mother, and mobilising her in this business,
bringing her into the system as a whole, for this first time as a mobile
element5 and, by like token, an element that is equivalent to all the
rest. The whole system then presents as a large set of bowls from
which the child will try to reconstitute a tenable situation. Indeed, he
will even introduce new elements that will enable him to recrystallise
the situation.
This is precisely what happens at the moment of the bathtub
fantasy, which may for example be written out roughly as follows,
with a permutation that will give -
M + q, + ct H - M (-in)
` Me dormera sons feryune une prog6niture' 397
little Hans's relationship with the maternal object will stabilise, that
is to say, with the object of eternal recurrence with respect to the
woman to which this little man must accede.
In this imaginary game where he makes use of his little sister liter-
ally as a sort of Ego Ideal, she becomes the mistress of the signifier,
the mistress of the horse, which she dominates. And it is through her
intermediary that little Hans himself can come to whip the horse, to
beat it and dominate it, to become its master. So it is that henceforth
he will find himself in a relationship of mastery in relation to what
thereafter will be inscribed in the register of creations of his mind,
which will be developed in the ensuing part. The mastery of this
other will henceforth be for him any kind of fantasy of the feminine,
namely what I might call the girls of his dream, the daughters of his
mind. This is what he will always be dealing with from this point
forward as a sort of narcissistic fantasy in which the dominating
image is incamated. While it does resolve the question of the posses-
sion of the phallus, this image leaves the fundamental relation in an
essentially narcissistic relation, in an essentially imaginary relation.
To spell it right out, this relation is his domination of the critical
situation.
This is what will leave its mark of deep ambiguity on everything
that will ensue as an outcome or as a normalisation of the situation.
These stages are pointed out well enough in the observation. It is
after the playful development of his fantasies, after the reduction of
elements to the imaginary following their fixing down as signifiers,
that the fundamental relationship will be constituted that will allow
him to assume his sex. He will assume it in a way that, however
normal it may remain, can still be reckoned to bear the mark of a
deficiency.
I will only be able to show you all the traces of this next time, but
already I can say something that will give a good indication of where
the fault lies that the child has reached in order somehow to fill or
hold its place.
I think that nothing is more telling in this regard than what is
expressed in the final fantasy, the fantasy of the unscrewing, in
which the child's rear is changed and he is given a bigger one. Why?
Ultimately it is to fill this place which he has made far more manage-
able, far more mobilisable, namely the bath, on the basis of which
the dialectic of the falling can come into play and, eventually, be
evacuated. This evacuation is only possible once the bath has been
unscrewed. I would say that here too the atypical, anomalous and
almost inverted character of the situation can be seen.
In a normal formula, to speak only of boys, the child possesses
his penis only to the extent that he finds it again as something that
` Me donnera sans femme une prog6niture' 399
is given back to him, after losing it, after passing through the castra-
tion complex. In the case of little Hans, the castration complex is
called upon constantly by the child, and indeed he himself suggests
its formula. He clings onto its images. When he practically com-
mands his father to make him undergo this test, he foments and
organises the same test in a reflected way on the image of his father,
wounding him, wishing this injury to be inflicted. Isn't it striking
to see that after all these futile efforts for the subject's fundamental
metamorphosis to be achieved and overcome, what finally comes to
pass does not concern his sexual organ but his rear?
Ultimately it is his relation with his mother that allows him to
occupy this place, but at the cost of something that doesn't become
apparent to us from this perspective. What is actually involved here
is the dialectic of the subject's relation to his own organ. For want
of the organ itself being changed, at the end of the observation the
subject assumes unto himself a sort of mythical father, such as he
has managed to conceive of him. Goodness knows that this father is
a father like no other, because this is a father who in Hans's fanta-
sies is capable of engendering. As the husband says to the policeman
•m Les Mamelles de Tir6sias -
story. If to a certain degree Hans may indeed bear one of the scars of
the incompleteness of his analysis, and of the Oedipal solution that
was predicated by his phobia, it's for the following reason. After all
of these salutary turns, which from a certain point forth rendered
his recourse to the horse signifier needless and expendable, if the
phobia was made gradually to disappear, then it was on the basis of
something that allows us to say, not that Hans forgot, but that Hans
has forgotten himself.
26 June 1957
FAREWELL
XXIV
FROM HANS-THE-FETISH TO
LEONARDO-IN-THE-MIRROR
So, I left to one side everything that you are now about to follow.
You know the elements well enough to perceive on rereading the
text the whole mythical game that plays out in what I shall call /Ac
reduction to the inaginary of the sequence of maternal desire.1 wrote
this sequence out in the formula M.ap.cL, which is the notation for
the mother's relationship with this imaginary other that is her own
phallus, then everything that may arise in terms of new elements,
that is to say, other children. In this instance it is Hans's little sister,
Hanna.
The child's mythification in this imaginary game as triggered by
the, let's say, psychotherapeutic intervention, is something that in
itself makes manifest a phenomenon the originality of which ought
From Hans-the-Fetish to Leonardo-in-the-Mirror 405
leaving it in reserve. The heading that I will most likely choose for
what I shall develop next year is fcs/orm¢/z.o#s c7c /'j.#co7€scj.c#/.
I will also underscore once again that it is significant that little
Hans, at the end of the crisis that resolves and dissolves the phobia,
moves into something so imperative as the refusal of any further
births. A kind of treaty will be established with the stork and with
his mother. You will see the meaning of the passage that has to do
with his mother's relations with God with respect to the possible
arrival of more children, so elegantly transformed in the observation
by Freud's little footnote - Ce gwc/emmc vcci/, Dz.cot /e vcw/. Indeed,
this is just what Hans's mother had said when she declared that z/
she didn' t want it, God didn' i want it either .
On the other hand, little Hans says that he wishes to have chil-
dren, in this same move whereby he doesn't want there to be any
more. His desire is to have imaginary children, insomuch as the
whole situation has been resolved for him by an identification with
maternal desire. There will be his dream children, the children of
his mind. To spell it right out, he will have children structured on
the model of the maternal phallus, which ultimately he will turn into
the object of his own desire.
Yet it is fully understood, of course, that there will be none, and
this identification with the mother's desire as an imaginary desire
only constitutes in appearance a return to the little Hans that he
once was, the little Hans who played the primordial game of hide-
and-seek with the little girls, the object of which was his sexual
organ. On no account does Hans still think of playing hide-and-
seek, or more exactly, he no longer thinks of showing them anything
but, as it were, his fine stature as little Hans, that is to say, a person-
age who in some respect has become - and this is what I'm driving
at - something like a fetish object.
Little Hans places himself in a certain pacified position, and
regardless of the heterosexual lawfulness of his object, we cannot
regard this as exhausting the legitimacy of his position. In this
respect, he blends in with a type that will strike you as no stranger
to our era, that of the generation of a certain late nineteen-forties
style that we are familiar with, these lovely fellows who wait for tbe
initiative to come from the other side. To say it right out, they wait
for their trousers to be pulled down. This is how I see the future of
the charming little Hans, as fully heterosexual as he seems to be.
Hear me well. Nothing in the observation allows us at any moment
to think that it is resolved otherwise than through this domination
of the maternal phallus, in so far as Hans takes its place, identifies
with it, and certainly masters it. Everything that might correspond
to the phase of castration, or to the castration complex, is no more
From Hans-the-Fetish to Leonardo-in-the-Mirror 407
than what we can see taking shape in the observation in the form
of the stone on which one can injure oneself. The image of this
that comes to the surface, so to speak, is much less that of a vc!gz.#cz
de7!fcz/a than that of a pfecz//ws dc7t/cz/ws. This kind of frozen object
is an imaginary object that makes a victim of any male assault by
causing injury.
It is in this sense that we can also say that little Hans's Oedipal
crisis does not culminate strictly speaking in the shaping of a typical
superego, I mean a superego such as it is produced in keeping with
the mechanism that is already indicated in what we have taught
here at the level of ycrwcr/w7cg, namely wfeczf A¢s bccH re/.ccfcd/ron
the symbolic and reappears in the real. This for"ula ±s the true key,
at a much closer level, to what happens after a ycrwcr/w#g of the
Oedipus complex.
Indeed, it is in so far as the castration complex has been come
through, but without it being able to be fully taken on board by a
subject, that he produces an identification with a sort of image of
the father in the raw, an image that carries reflections of his real
particularities in what is heavy and even overwhelming about them.
Here we can see once again a fresh instance of the mechanism of
rcczppcoro#ce I.# fAe rc¢/, but this time it's a real on the borderline
of the psyche, within the bounds of the ego. However, tbis is a real
that forces itself upon a subject in an almost hallucinatory way, to
the extent that at a certain point the subject has peeled off from the
symbolic integration of the process of castration.
Nothing of the like is manifested in the present case. Little Hans
is surely not to lose his penis because at no moment does he acquire
it. While little Hans has identified with the maternal phallus, this
does not mean that he can thereby retrieve his own penis and take
on board its function. There is no phase of penis symbolisation. The
penis somehow remains on the margins, disengaged, as something
that has only ever been reviled and reproved by his mother. Yet this
thing that is produced allows him to integrate his masculinity. This
occurs through no other mechanism but that of the shaping of an
identification with the maternal phallus, which also belongs to a
very different realm from that of the superego with its disturbing yet
also balancing function. Rather, it's a function that belongs to the
order of the Ego Ideal.
It is in so far as little Hans has a certain idea of his ideal, insomuch
as he is his mother's ideal, namely a substitute for the phallus, that
he takes his place in existence. Let's say that if, instead of having a
Jewish mother in the progressive movement, she'd been a devout
Catholic, you can see by what mechanism little Hans might have been
gently nudged towards the priesthood, and even towards sainthood.
408 Farewell
In a case like this, where the subject has been introduced into an
atypical Oedipal relationship, the matemal ideal is very precisely
what offers a certain type of way out and positioning in the relation
between the sexes. The outcome is produced through identification
with the maternal ideal.
This gives us a rough sketch of the terns in which I'm locating
what the case of little Hans opens onto. We have confirmative hints
of this throughout the observation, and those towards the end are
sometimes very moving.
When little Hans has become downright disheartened by the
paternal shortcoming - since he wanted his father to step forward
- he will somehow perform, himself, fantasmatically, his own ini-
tiation ceremony by placing himself gz#./c #¢kcd on the little truck
where he is due to keep watch all night, like a young knight, after
which, thanks to a few coins given to the guard - the same money
that will serve to abate the terrific potency of the S/orcrfe -little Hans
will be riding on the larger circuit. The matter has been settled. Little
Hans might not be anything other than a knight, a knight who is
more or less covered by social security, but a knight all the same.
And he will have no father. Moreover, I don't believe that anything
new in the experience of existence will ever afford him one.
Right after this, there is a somewhat belated intervention from his
father. The opening of the father's comprc#o!.re as the observation
wears on is not an uninteresting item in itself. After playing with an
open hand, firmly persuaded of all the truths he has learned from his
good mentor Freud, the further he advances in the wielding of this
truth the more he comes to realise that it is far more relative than
he was given to believe. When little Hans starts to produce his big
mythical delusion, he comes out with a sentence that is barely noted
in the text but which carries all its importance.
It has to do with the time when little Hans is playing up, contra-
dicting himself from one instant to the next, saying, J/'s /i'wc -Jf 's
not a bit true -It's just for fun -But it's actually quite serious. His
father, who is no fool and who learns from this experience, tells him,
Ever);ffez.#g o#c scz}js j.s a bz./ frwc. In spite of everything, this father
who has not succeeded in holding his position - he is the one who
ought to have been put through analysis - tries one more time, even
though it's too late. He says to little Hans, Pcrfeaps }7ow're #o//o#cJ
of Daddy .
This delayed intervention leads little Hans to the very nice gesture
that is given a special highlight in the observation. Just as the father
says this to him, Hans knocks over his little horse. The conversation
is out of date. The dialogue has expired. Little Hans has settled in to
his new position in the world.
From Hans-the-Fetish to Leonardo-in-the-Mirror 409
Little Hans is now a little man with the power to have children,
capable in his imagination of engendering indefinitely and of deriv-
ing full satisfaction from his creations. This is how the mother lives
on in his imagination.
As I told you, to be little Hans is not to be the descendant of one
mother, but the descendant of two mothers.I This is a remarkable
and enigmatic point, on which last week I paused the observation.
Certainly, the other mother is the one whose potency he has had
ample occasion and reason to encounter -his father's mother. None
the less, that the subject should take on board the conditions of the
final equilibrium in this duplication or doubling of the maternal
figure still remains one of the structural problems posed by the
observation.
It was on this point that I concluded the lesson before last,
drawing a comparison with the painting by Leonardo da Vinci and
by the same stroke with the case of Leonardo. It is no accident that
Freud devoted such attention to it.
We will be dedicating the time that remains to this text. We cannot
alarm to exhaust Leonardo da Vinci and a Memory of his Childhood
in just a single lesson. This will be a short lesson for the end of term,
as is my wont in my teaching as a way of winding down, for a crowd
as attentive as you are, and I thank you for being so.
Let's leave little Hans to his fate. But before taking leave of him,
I will yet point out to you that when I alluded in his regard to
something deeply contemporary in a certain evolution in relations
between the sexes, to the 1945 generation, this was surely not to slip
inordinately into current affairs. I leave it to others to depict and
define what the current generation might be, to lend them a direct
and symbolic expression. There is Francoise Sagan for one, whom
I'm not name-dropping here for the sake of it, nor for the mere
pleasure of being topical, but rather as an opportunity to advise
you to read over the holiday period an article on two books from
this best-selling author, Bo#/.owr /rj.sfcsfc and U# ccr/czz.# sowr;.re.
The article is by Alexandre Kojeve in the August/September 1956
issue of Crj./j.gate under the title fe dcr#j.cr mo#c7c #owvcoai. You will
be able to see what a serious philosopher who is used to operating
exclusively at the level of Hegel and the highest political issues can
draw from works that at first blush seem so frivolous.
It will certainly enlighten you and, as they say, it won't do you any
harm. There's no risk involved. Psychoanalysts are not recruited
from the ranks of those who devote themselves wholeheartedly to
the world's fluctuations in psychosexual matters. You are, if I may
say so, too well oriented for that, even a trifle swotty in such matters.
Indeed, this is to lead you to a kind of immersion into current
410 Farewell
closed off, beyond all the life of Nature. This, in sum, is where Don
Juan comes to a standstill and seals his fate.
The problem that Leonardo da Vinci will pose us is quite different.
breaking off the different ventures in his life - this singularity that
sets him apart from his contemporaries and makes him a legend-
ary figure in his own lifetime, thought to possess every quality and
ability, a universal genius. From all this that surrounds Leonardo da
Vinci, Freud will deduce for us his relation with his mother.
As I mentioned, Freud takes as his point of departure the child-
hood memory. The vulture with the quivering tail that comes to
strike the child is, we are told, constructed as the screen-memory
of something that is the reflection of a fantasy of fellatio. Freud
doesn't hesitate for one second to set it out in just this way, yet all
the same it has to be acknowledged that for an unprimed mind this
is something that raises a problem. The whole interest of Freud's
investigation is to reveal that, until an age that may be tied down
to his third or fourth year, Leonardo very probably had no other
presence around him but that of his mother, and doubtless no other
elements of sexual seduction but what Freud calls i.##wmcrab/c pczf-
fj.o#cz/e kz.ffcs pressed onto the child's mouth by his mother, nor any
other object to represent the object of his desire besides the maternal
breast. Ultimately it is on the plane of fantasy that the revelation is
posed by Freud himself, in so far as it can have this informative role.
All of this hinges on one point, which is none other than the
identification of the vulture with the mother herself, in so far as she
would be the figure at the source of the imaginary intrusion.
Now, let's say it straightaway. It so happened that there was what
may be called a mishap or an error in this affair -but it's a fortunate
error. Freud only read this childhood memory in the version that
features in Herzfeld's translation, from which he lifts the passage.
That is to say, he read it in German, and what she translated as
Gel.cr, a vulture, was not a vulture at all. The fact has been pointed
out by several scholars, most recently by Professor Meyer Schapiro
in an article published last year in the Jowr#¢/ o//foe fJz.s/or); a/Jdeczs,
Vol.17, No. 2.2
Besides, Freud could have suspected as much because, as usual,
he carried out his work with the utmost care and the reference
from the manuscript folio from which the translation was made
is given in a footnote. As it happens, it comes from the Coc7cx
.4f/cz#/;.cws, which is a bound folder of Leonardo's drawings and
writings housed in Milan. It's been translated into practically every
language. In French there is a complete though inadequate transla-
tion under the title Cczr#c/I c7e £6o#czrc7 c7c yz.#cz.. You can read what
Leonardo left by way of manuscript notes, often in the margins of
his drawings. Freud could have taken a look at where this reference
is to be found in Leonardo's notes, notes which in general are five,
six or seven lines long, a half page at most, scattered amongst the
414 Farewell
Sczcrc Eg}J/?/j.c# and which since Herodotus has been known under
the name of the 'J€pa€. There are many in Egypt and, naturally, it
is sacred. Herodotus informs us that in Ancient Egypt it could not
be killed without getting its slayer into great trouble. It is of inter-
est here because it looks somewhat like a kite and somewhat like a
falcon. This is the one that in the Egyptian ideograms corresponds
roughly to the letter cz/c/which I speak about in my disquisitions
on hieroglyphics and their exemplary function for us. Here is the
vulture, that is to say, more or less the Egyptian saker falcon.
HEIR
Egyptian vulture hieroglyph
Everything would be just fine if it were this one that was used for
the Goddess Mut, whom you know Freud speaks about in relation
to the vulture, but that won't work. Freud really did get it wrong,
because despite all this effort towards a solution, the vulture that
was used for the Goddess Mut is this one.
a-=`._ -'
Unlike the other one, this one doesn't have a phonetic value. It
serves as a determinative element, in the sense that it is added on.
Either it designates on its own the goddess Mut, and in this case a
little flail is added, or it is integrated into a whole sign that will write
Mut plus the little determinative, or else one is content to make it
equal to A4, yet adding a little f to phoneticise the term. It can be
found in more than one association, where it always has to do with
the mother goddess.3
This very different vulture, a true G)/ps, which doesn't resemble
in the slightest the previous one, the one that lies on the boundary
between kites and falcons and other related animals, is the one to
which refers everything that Freud reports of this tradition of the
bestiary type, for example what was recorded by Horapollo at the
416 Farewell
Vultures were only female just as snails were only male. It was a
tradition, and it's interesting to compare one with the other given
that the snail is a creature that slithers over land while the vulture is
impregnated in the sky, offering her tail to the wind, as we can see in
one very fine image.
Where does all this lead us? It shows that the vulture story surely
does have a certain interest, like many others of this nature. In
truth, Leonardo's writings are teeming with such stories. He showed
a lively interest in different sorts of fables constructed upon such
stories. Many other things could be drawn from the kite. One could
for example note that it's an animal strongly given to envy, and
which mistreats its offspring. Imagine what the result would have
been if Freud had chanced upon that, and the different interpreta-
tion that we could give of the relation with the mother.
Am I to show you that nothing holds water in all of this, that
there is nothing worth keeping in this part of Freud's elaboration?
Well, no. That's not why I'm telling you this. I won't give myself the
easy advantage of criticising a great invention long after the event. It
often happens that, with all sorts of defects, the eye of the genius has
been guided by many other things besides these little investigations,
and has gone far beyond the supports that some happenstance has
afforded.
The question is what it means and what all this allows us to see.
Six years after the 7lferee Esscz};f o77 Sexwcz/j./}; and ten or twelve after
the first perceptions that Freud formed of bisexuality - in what he
had thus far extracted from the function of the castration complex
on the one hand, and of the importance of the phallus and the
imaginary phallus on the other, in so far as the latter is the object of
woman's Pc#z.s7cej.cJ - what is there that is new in Freud's essay on
Leonardo da Vinci?
He introduces very precisely, in May 1910, the importance of the
function of the phallic mother, the phallic woman. She is phallic not
for the subject herself, but for the child who is dependent upon this
subject. Here we have the point of arrest, the original element in
what Freud is bringing us here.
That the child is bound to a mother who in turn is bound on the
imaginary plane to the phallus qua lack is the relation that Freud is
introducing as crucial and which is utterly distinct from everything
he had said before then regarding woman's relation to the phallus.
This original structure is the one around which this year I have been
418 Farewell
a subject but whose causes there is at the same time every reason
to read. I'm saying this because it's in Leonardo -IVczfwrc I.f /w// o/
infinite causes that have never occurred in experience.4
The paradox of this formula, if we take Leonardo, as is often
done, as a sort of precursor of modern experimentalism, is there to
show the distance that lies between him and us, and the difficulty
that lies in grasping only after the event, once a certain evolution in
thought has been achieved, what the thought of the one who is being
labelled a prccwrsor was actually engaged with.
Leonardo's position with respect to Nature is one of a relation to
an other who is not a subject, yet whose history, sign, articulation
and speech are nevertheless to be detected. It's a matter of grasping
the creative power of this other. In short, this other transforms the
radicalness of the alterity of the absolute Other into something that
is accessible through a certain imaginary identification.
It is this other that I would like to see you taking into considera-
tion in the Cartoon to which Freud refers, remarking on the fusing
of bodies that makes it hard to tell that of St Anne apart from that
of the Virgin, as though this were a riddle.
This is so true that if you reverse the drawing and you compare
it with the painting in the Louvre, you will notice that the legs of
St Anne are on the side where initially the legs of the Virgin were,
in the most natural pose and in almost the same position, while the
Virgin's legs are now where St Anne's legs were.
That this is a kind of twofold being, with the aspects of the one
peeling away behind the other, is not in doubt. That the Infant
in the London Cartoon extends His mother's arm, not altogether
unlike a glove puppet, is something that is no less striking. Aside
from this, however, note that the other woman, without our really
knowing which is which, raises alongside the Infant the pointing
finger that we find throughout Leonardo's oeuvre, and which is one
of its enigmas. It's in the Sf JOA# /Ac Bczpfz.s/, in the Bczccfows, and
in the I/j.rg!.7t a/ffoc Jtocks. This is also something that offers a very
fine image of the ambiguity between the real mother and the imagi-
nary mother, between the real child and the hidden phallus. I'm not
reading the finger as the symbol of the hidden phallus because it
roughly reproduces its outline, but because this finger, which is to be
found right across Leonardo's output, is the index to want-of-being,
the term of which is also inscribed everywhere in Leonardo's oeuvre.
What is involved here is a position that the subject takes in rela-
tion to the problematic of the Other, which is either this absolute
Other, the closed unconscious, this impenetrable woman, or else,
behind her, the figure of death which is the ultimate absolute Other.
The way in which a certain experience composes with this ultimate
From Hans-the-Fetish to Leonardo-in-the-Mirror 423
Leonardo's inversion
But what are we to make of the atypia brought about through the
especially dramatic engagement of this being along the pathways
of the imaginary? That he can draw on the prowess of his essential
creations only within this trinitarian scene ~ the same that we met
at the end of the observation on tittle Hans - is one thing. But quite
another thing is how this enlightens us on the matter of a perturba-
tion correlative with his own subjective position.
Leonardo's inversion, if indeed we can speak in terms of inver-
sion, is far from reducible to a paradox or an anomaly in his affective
relationships. At any rate, this is a register that apparently bears the
mark of a peculiar inhibition in this man endowed with every gift.
Besides, the case that there are no erotic themes in Leonardo has
perhaps been overstated. It might be going a bit too far, because
what is true is that in Freud's time they hadn't yet uncovered the
theme of Leda, that is, a very beautiful woman and a swan that all
but conjoins with her in an undulating movement no less delicate
than her forms. It is rather striking that once again it is a bird that
represents the male theme, and certainly an imaginary fantasy. But
let's press on because there's something else I must tell you.
If we stay at the level of the experience that we are able to have of
Leonardo, there is one element that we cannot eliminate, and this is
his manuscripts.
I don't know if you have ever had occasion to leaf through one of
the reproductions, but all the same it produces a certain effect when
you see all these handwritten notes in mirror writing. Then, when
you read them, you can see him constantly speaking to himself,
calling himself ffeow. For example, Sc// wfeaf };ow ccz##o/ fczkc wj./fe
you. Get from Jean de Paris the method of painting in tempera. Or,
You will go and get two sprigs of lavender or rosemary from the corner
sAap. They are things of this order, where everything is mixed in
together. It ends up becoming quite overawing and gripping.
426 Farewell
The collective work cited in the opening chapter bears the title fcz
Ps};cfocz#cz/)/se c7'czw/.oajrcz'fewz. [a selection of the articles appeared
in `American Adaptation' in the single volume Ps}7cfeocz#cz/}jsz.s a/
rodcz)/, New York: Grune & Stratton, 1959]; further commentary
S:i::£Sr?,mE9cis,,g:Vpe:.;;8`ia6£;r,epc:£f:?mqelacureetlesprincipesdeson
The bulletin referenced in chapters IV and V is the Bw//c/z.#
d{:{t:Vu}:6=rdo?Ls:er£::°Bcrt3:t#sd(ce£S.PEScyr%:npa:::toe9S_dL£)3e]8tqueono.25,
BT
Im RED-
1905
Translator's Notes
I Introduction
:or:upd::vror£':e,#c#££.r£S:f.s`eL?1):;::C5t;;?.%eu':ncdu]r]ede6tn':Sng:i:::Pteesn€:
ance, ce qu'il [Freud] appelle rrz.eb, [ . . . ].' In most instances, the present
translation renders fc#dcz#ce with the paraphrase `drive tendency'.
3 Lacan's regular use of the adjective ¢dGqw¢/ to qualify the object of
cognisance is in reference to the doctrine of Veri.fczs cs/ c}deq#¢/j.a rci. cj
{„c,i.„cef;„%haos:er]gedudb;:n:::TnasEfrT,::noa;.t:;t::apapc.[4S2g:1;3b4e,:a:::=:a
throughout, the present translation opts for `corresponding'.
4 It may be noted that at the time of the present Seminar, the only authori-
tative indication in English of the title of Lacan's paper was the indexical
reference: `The Looking-Glass Phase' in the J#fcr#ai/I.o#a/ Jowr#a/ a/
Ps);cho-,4#cI/)/si.a,1937,18(I): 78.
isa£:::);e?hj::,.,:,a:3?c#r5.S2]%?`F°nctionetchampdelaparo|eetdu
Translator's Notes 433
:g5t8h;iedftieaats;rh£:#;:t¥efrusi]°yne:;:led;E;:::m£:'£dc:y,es],°oP;fc;i:.#u5%r3?
on the right, the upper and diagonal vectors of the `L schema' (as cor-
responding to the imaginary triangle plM in the R schema).
4 Mention of Helene Deutsch and Melanie Klein is unattested at 000002.14
of the stenographer' s typescript.
5 Lacan seems to be confusing punishment for incest with the penance for
`sex with an elder's wife' listed as one of the `Penances for Grievous Sins
Causing Loss of Caste' in the Mo#wfmr/I.. Among the various alternative
penances is that the penitent should `cut off his penis and testicles by
himself, hold them in his cupped hands, and walk straight towards the
south-west until he falls down dead' (jl4l¢#w'5 Code a/ I,czw,. 4 Cri./f.ca/
Edition and Translation of the Mdnava-Dharmasdstra, tea,nsrdted dy P .
01ivelle, Oxford University Press, 2005, p. 220).
1 The noun swbocJoraf!.o# is far less common than the already antiquated
French verb swbodorcr. Rarer still is its English cognate, with Charles
Talbut Onions citing just two attested uses of `subodorate', both from
the nineteenth century, with the signification `to smell or scent out' (.4
New English Dictionary of Historical Principles, Vol. IX, Part 11, Su-Th
(Oxford: Clarendon Press,1919), p. 38). Though Onions posits a Latin
derivation from swboc76rG/, the verbal stem swbodor¢rz. appears to be a
mid-sixteenth-century concoction by Denis Lambin (cf. Tournoy, G.
and Tunberg, T. 0., `On the Margins of Latinity? Neo-Latin and the
Ve[r\a;oula.I La.ngua,ges' in Humanistica Lovaniensia.. Journal Of Neo-
£arfz.# Sfwd!.cS, Vol. XLV, 1996: 147) which, indeed, may derive from
the French, given an earlier attested use in Guillaume Briconnet's 1522
correspondence with Marguerite D'Angouleme: `seullement savourer,
subodorer et gouster nostre naissance celeste' (Martineau-Genieys, C.,
Veissiere, M. and Heller, H. (eds) Corrcxpo#cJcr#cc //j2J-jJ24J.. rome I,
A##6cs /52/-/522 (Geneva: Droz,1975), p.172. Lacan made previous
reference to the same report (remaining discreet as to whether it was
fae££gvae;:denb3s;3t:noar,y¥etrtt£:r;.:S,,::a:;i,o:nedte::£emg;vdoec;ff%:LOLe]ae:u::
telle subodoration de son sujet', which echoes the reflexivity of `se fiairer
r6ciproquement' from the preceding sentence. A. Sheridan renders the
formula with the equally bivocal `such a sniffing of his subject' (jc".fs,
j4 Sc/ccfz.o# (London: Tavistock, 1977), p. 43), while 8. Fink prefers the
Translator's Notes 435
univocal `being smelled by his subject' (Ecr!.fs I.# E#g/j.sA (New York:
Norton, 2006), p. 221). Note also a similar reciprocity iquplied in the
later reference to the occurrence as an j.#Jc»rswbodorczfz.o# (Ecrz.fs, p. 337)
and its description as a technical device (Ecrj.fs, p. 482, n. I : `technique de
subodoration'). For further allusions to the report, see fcw./5, pp. 267,
464nd.
2 Lacan may be confusing Stendhal's Dc /'a7"owr with Reinhold Gtinther's
Kw/fcjrgescrfej.cAJc c7cr L!.ebc. E!.# VcrfwcA, Berlin: Duncker, 1900, which
on pages 366-7 mentions the German and Swiss practices of Fe#.g/crz.#
and :' Crfej.// gcAc#. The same observation had previously featured on
pa,ge 19\ of t\is Weib and sittlichkeit,. studien und darlegungen, Bertiln..
Duncker,1898.
3 Ruth Lebovici reports these two stages slightly differently (cf. Bw//cf I.#
d'activit6s de l'Association des psychanalystes de Belgique, 25 (\956).. 5).
In the first stage, `il dessine des femmes accroupies en train d'uriner
ou bien il imagine qu'une femme le voit se masturber clans un urinoir,
qu'elle est tres excit6e et qu'elle se donne a lui' [`he makes drawings of
women urinating in a squatting position, or imagines to himself that a
woman can see him masturbating into a urinal, that she becomes very
aroused and offers herself to him.']. In the second stage, `il se trouve
clans un w.c. dont la cloison interm6diaire avec un autre est perc6e d'un
trou ; il exhibe son sexe ; regarde uriner la femme qui se trouve a c6te ;
et souhaite embrasser ses organes g6nitaux' [`he finds himself in a toilet
cubicle that is divided from another by a partition wall with a hole in it;
he exposes his penis; watches the woman on the other side urinating; and
wishes he could kiss her on the genitals'].
4 Lacan here inverts the attributes of the two women as reported in the
case history (ibid.). The first, a fishmonger and a friend of his parents, is
the woman the subject had seen urinating when he was a child and who
features in the dream as the one with whom he wants to have sexual rela-
tions. The second, the fishmonger's maid, is the woman he had loved as
a child, and the sight of whom in the dream stops him in his tracks. The
subject adds that as a child he had been afraid of the maid's husband.
VII 4 Crfei./d i.a Bci.#g Bc¢fcH and the Young Homosexual Woman
just below, indexed to `un rapport duel, et donc ambigu', reads: `L. ici
n'a pas encore vu le probleme, qu'il vera dams V' (000007.15). Referring
to himself in the third person, these two notes anticipate Lacan's revised
reading of the second stage of the beating fantasy in the lesson of 12
February 1958.
2 Another note in the authorially annotated typescript here reads: `distinc-
tion qui n'est pas encore bien acquise. Sera clans [V]' (000007.18).
3 A further authorial apostil here reads: `Ce n'est pas ainsi que F[reud].
nous pr6sente la chose' (000007.27).
fr:Cp°srydcehdana:I;?t:°e]n[.[49);6¢,fj;?;.i:,a;jp:n4Joe_][:.Posr:hna:ha:¥;iae]:€:Pea:;eon:
clans toute l'ceuvre de Freud, de ce terme [de frustration] la moindre
trace : car on y trouvait seulement occasion a le rectifier par celui de
Versczgw#g, lequel implique renonciation I. . .].'
2 In the stenographer's paginated typescript, Jc vows cz!. falls at the end of
page 13, and page 14 begins rc/c7/I.o#pr!.mz.Jz.vc de /cz mGrc, &c. The discus-
sion on cz#orexj.c mc#/a/e in the Seuil edition is thus an interpolation
based apparently on the conjecture that this lacuna must correspond to
an entire missing page. The interpolated material features in the present
translation as the text leading up to `. . . primary relation with the mother
. . .' in the following paragraph.
3 This sentence is unattested in the typescript. It may further be noted that
Lacan's question to L6vi-Strauss bears on the latent structure of the
communities, not on their manifest structure as patriarchies or matri-
archies (cf. the comment on androcentric political power in matriarchal
societies in the following paragraph). Compare also L6vi-Strauss's
comment on adopting the `opposite convention' and his allusion to `a
few societies of a highly developed matrilineal type' at the close of his
1956 article `The Family' (originally written in English in H. L. Shapiro
(ed.) „a#, Cw/fwrc, a#d Socz.c/}J, Oxford University Press; later revised
in 7lfec Vz.cw From .4/czr, Basic Books, 1985). Of further interest is the
manuscript apostil at 000011.26: [Cf. Creswell], almost certainly a refer-
ence to Robert Cresswell's research on endogamy and kinship published
in English and French in the 1970s.
4 Lacan's textual source is the Sc/ec/cd Papers a/Kczr/ AbraA¢m published
in English translation by Douglas Bryan and Alix Strachey in 1927
(Hogarth Press).
438 Translator's Notes
T9(#£Sr?,CS#:Z:et2;5inct°r#tefoalis:s¥:£8t:ftthheeerne#:Tth*ec#the
Translator's Notes 439
I In this context, /e#cZcz#cz.a/ very probably carries the sense of `drive ten-
dency'. See again endnote 2 to Chapter 1, above.
2 The term `mytheme' has here been inserted in deference to Lacan's retro-
spective manuscript note (at 000015.14). The original English-language
version of L6vi-Strauss's 1955 article referenced in the following lesson,
`The Structural Study o£ Myth' (The Journal Of American Folklore,
68(270): 42844), did not carry the term. The first attested use of 777);/AGme
is in the French edition of the text, which was not published until
January 1958 (chapter 9 of L'cz#/Arapo/og!.c s/rwcJwrcz/e, Paris: Plon). The
second English-language version, in the 1963 S/rwcfwrcz/ 4#fferapo/og);
(New York: Basic Books, pp. 206-31), accordingly carries the term.
The mention of Polynices in the following paragraph is also an editorial
interpolation, explicitly matching Lacan's development here to its source
in the same article.
3 0n this occasion Freud uses the term ExkrcJ!.o#skomp/cx, `excretory
complex'.
4 It is not clear what Lacan has in mind here. Wz.w!.mczcAcr belongs to
Hans's idiolect, and while the child does sometimes use Wz.wz. in isolation
to denote `wee', not once does he incorporate it into other linguistic
constructions. The more commonly heard infantile term in German is
Pzpj. mocAc#. Furthermore, the example of LrrfermacAcr (`watchmaker') is
editorially interpolated.
5 In a parenthesis here in the stenographer's typescript (000015.32), there
is a recurrence of the lines from Pievert's £'ap6ra cJef gz.rcz/cs previ-
ously quoted at the close of the eleventh lesson: £cs grcz#c/cs gz.rcz/cj' so#/
muettes I Les petites girafes sont rares.
6 Hans qualifies the fantasy of the plumber sticking a borer into his stomach
as something he imagined or recalled (`ich hab mir was gedacht'), not as
a dream.
Der Ort und's Wort ist Eins, und ware nicht der Ort
(Bei ew'ger Ewigkeit!) es ware nicht das Wort.
XVIII Circuits
XIX Permutations
XX Transformations
I The two variants: e#-£oz., that which exists in itself, and powr-soj., that
which exists for itself, were popularised in Sartre's £'t;Jrc eJ /e #6cz7z/.
2 Theline:
is from Psalms (13:1, and again 52:1) and not the Book of Ecclesiastes.
Lemaistre de Sacy's Bz.b/e dc Porf-RojJa/, like the Authorised Version
(where these psalms are numbered 14 and 53), translates the present
tense lDN as a past tense verb.
3 While the verb form sapp/Gcr (`to make up for' or `to stand in for')
has already occurred extensively in the present Seminar, this is the first
recorded use in Lacan's teaching of the nounal swpp/ga!#cc. The present
translation follows R. Grigg in using `suppletion' (7lrfec Scm!.#czr Book y,
Formcz/j.o#s a/ffee U#co#scz.ows (Cambridge: Polity, 2017), pp. 6,173, and
459, with a word of explanation from Grigg on p. 493).
4 Freud draws on Karl Abraham's 1909 book rr¢w" w7€d 114.};fAws, Ej.#c
Sf wdz.a zwr I/a./kerps}Jcfeo/ogz.c, Leipzig: F. Deuticke, which reproduces
the hypothesis that Prczmcz#fAcz means `forth-rubber', the bringing forth
(Hervorrcz.bc#de) by rubbing (Re!.bc#). Abraham is apparently drawing
in turn on Adalbert Kuhn's conjecture of an originary signification of
`Fire-driller' (in `Die Sprachvergleichung und die Urgeschichte der ind-
Translator's Notes 443
I am a decent woman-mister
My wife is a man-lady
She's taken the piano the violin the butter dish
She's a soldier minister mover of shit
3 Anthony Hatley, in his translation `Booz Sleeping' (in 7lrfec Pc#g%z.# Book
of French Verse, With Plain Prose Translation of Each Poem, Vol. 3,
1957, p. 69), gives, `His sheaves of corn were not mean or hateful'. E.
H. and A. M. Blackmore in their `Boaz Asleep' in Sc/ccJcd Poc77€s o/
Victor Hugo,. A Bilingual Edition (Chica.go.. University o[ Chica.go Press,
2001), p. 337, lose the metaphor somewhat by giving, `He harvested
with neither greed nor spite'; so too does Brooks Haxton, in his trams-
lation `Boaz Asleep' (in 7lrfe€ 4merz.ccz# Scfeo/¢r 70(4):66, reprinted in
V!.c/or fJ"go,. Sc/ecfcd Poems, Penguin, 2002), giving, `He bound sheaves
without the strain of hate / or envy'. Steven Monte, in his translation
444 Translator's Notes
gives, `His sheaves were neither miserly nor filled with bitterness'. John
Richmond, in his translation `Boaz Asleep' in 114.j; Prapcr I;/c - Poems
/97j-20/7 (Cottesloe, WA: Chalk face Press, 2017), gives, `His sheaves
contained no hate nor meanness in their yield.'
4 Hatley (ibid., p. 71) gives, `Booz saw an oak, which, issuing from his
stomach, went up to the blue sky; a people ascended it like a long chain; a
king was singing at the bottom, a god dying at the top.' The Blackmores
(ibid., p. 339) have, `Boaz saw an oak tree grow / Out of his loins, and
reach up to the sky, / Where a long chain of people climbed; below / A
king sang, and a god was slain on high.' Haxton (ibid., p. 67) gives, `he
saw a live oak grow out of his belly / far up into the blue; and many
people / climbed it in a long chain, while a king sat / singing at the root,
and a god died at the crown.' Monte (ibid., p. 221) gives, `Boaz saw an
oak tree grow out of / The middle of his stomach and ascend into the
blue. / A nation climbed upward like the links of a chain: / A king sung
at the bottom and a God died above.' Richmond (ibid.) gives, `out of his
belly, like a sprouting rod, / An oak tree rose into the sky. A chosen race,
/ Links in a long chain, scaled its height; down at its base / A king sang;
at its top, men put to death their god.'
5 Hatley (ibid., p. 72) gives, `While he slept, Ruth, a Moabite, had lain
down at the feet of Booz, with naked breast, hoping we know not
what unknown gleam, when the sudden light of awakening shone.'
The Blackmores (ibid., p. 341) give, `While he was sleeping, Ruth, a
Moabite, / Came to his feet and, with her breast bared, lay / Hoping for
some unknown uncertain ray / When, suddenly, they would waken into
light'. Haxton (ibid. p. 68) has `Ruth, a Moabite, had come while Boaz
slept, / and now lay at his feet, who knows what light / from what door
in the heavens finding her breast / naked, tender to its stirring as his
dreams.' Monte (ibid., p. 221) gives, `While he was sleeping there, Ruth,
a Moabite, / Lay down with her breasts bared at Boaz's feet, / Hoping for
some sort of unfamiliar ray / In which understanding would flare up like
a light.' Richmond (ibid.) gives, `In his oblivion, came Ruth, a Moabite,
/ And lay down at the old man's feet. Her breasts were bare. / She hoped
we know not what chance ray might touch her there / When he should
start awake, his eyes renewed with light.'
6 Hatley (ibid., p. 73) gives, `what God, what harvester of the eternal
summer, had negligently thrown down this golden sickle in the field of
stars.' Haxton has (ibid. p. 68) `what god / of the eternal summer passing
dropped / his golden scythe there in that field of stars.' The Blackmores
(ibid., p. 343) give, `what stray god, as he cropped / The timeless summer,
had so idly dropped / That golden sickle in the starry field.' Monte
(ibid., p. 223) gives, `what reaper of eternity ~ what kind / Of God -had,
leaving us, carelessly tossed behind / This golden sickle in the dark field
of the stars.' Richmond (ibid.) gives, `once eternal summer's crop was
mown, / What god, what harvester so carelessly had thrown / His golden
sickle on that field of stars, and gone?'
Translator's Notes 445
questo scriuersi distintamete del nibbio par che sia moi destino,
perche nella prima ricordatione della mia infantia e' mi parea che,
essendo lo in culla, che vn nibbio venisse a me e mi aprisse la bocca
colla sua coda, e molte volte mi percuotesse co tal coda dentro alle
labra.