How Novelty Arises From Fields of Experience: A Comparison Between W. James and A.N. Whitehead
How Novelty Arises From Fields of Experience: A Comparison Between W. James and A.N. Whitehead
How Novelty Arises From Fields of Experience: A Comparison Between W. James and A.N. Whitehead
How Novelty Arises from Fields of Experience: A Comparison Between W. James and A.N.
Whitehead
Abstract. The relationship between James and Whitehead has been underlined from the
very outset by the critical scholarship on Whitehead, as is testified by the presence of articles that appeared before the authors death. By dissociating myself from the radical interpretation that frames Whiteheads speculative opus as a systematization of Jamess ideas, I survey that confrontation which has been advanced in the last years (Weber 2002,
2003, 2011, Sinclair 2009) in order to provide further contribution, by tackle the problem
of novelty. Precisely, I concentrate on those instances, especially the methodological
ones, which are not simply akin, but rather properly shared by the authors. In other words,
I focus on those grounding ideas from which they endorse a pluralistic universe, conceived in connection with the problem of novelty. Properly, 1) I analyze the way Whitehead refers to James in his books; 2) I compare the roles they acknowledge to reason, in
the nexus with the concept of experience; 3) I show the importance both authors ascribe to
the problem of novelty, the main topic involved in their efforts to build up new cosmologies.
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the inauguration of a new stage in philosophy, we should be neglecting other influences of his
time. But, admitting this, there still remains a certain fitness in contrasting his essay, Does
Consciousness Exist?, published in 1904, with Descartess Discourse on Method, published in
1637. James clears the stage of the old paraphernalia; or rather he entirely alters its lighting.
(SMW: 143)3
The change of tone is therefore determined by the primary interest accorded to stubborn
facts. But by laying stress on this aspect, Whitehead does not mean so much as to become
the champion of a vague and nave emphasis on mere facts5 as he does to invoke the same
orientation attitude which James outlines well in What Pragmatism means, where he claims
that pragmatism is that attitude of looking away from first things, principles, categories,
supposed necessities; and of looking towards last things, fruits, consequences, facts
(WWJ1: 32).
Strictly speaking, for Whitehead this change can be easily clarified by the brief comparison between the results produced by Descartess and Jamess thoughts. Indeed, on the one
hand Whitehead claims that, in virtue of the clear-cut distinction between matter and consciousness worked out by Descartes, after the close of the seventeenth century, science
3 Italics mine.
4 As Whitehead himself labels the two authors (SMW: 40, 145).
5 Whitehead is indeed very timely in stressing that there is no mere fact which is by itself neutral. With regard
to this, see the whole discussion outlined both in Symbolism, which allows us to understand the distance that separates Whitehead from nave realism, and some passages of Function of Reason, where the author although addressing issues of different kind claims: Nobody directs attention when there is nothing that he expects to see.
The novel observation which comes by chance is a rare accident, and is usually wasted. For it there be no scheme
to fit it into, its significance is lost (FR: 57).
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took charge of the materialistic nature, and philosophy took charge if the cogitating minds
(SMW: 145), and that this perpetration of such a rigid dualism has led to unfortunate limitations of thought on both sides. Philosophy has ceased to claim its proper generality, and
natural science is content with the narrow round of its methods (FR: 50). On the other he
observes that we have now come to a critical period of the general reorganization of categories of scientific thought. Also sciences, such as psychology and physiology, are hovering on the edge of the crevasse separating science from philosophy (FR: 50), and for
Whitehead James is the most prominent champion of such a reorganization 6.
As far as the change in mentality is concerned, we might say that the paradigm of scientific materialism has begun to fade away since the nineteenth century, so paving the way for
an organicistic conception which, starting from the primacy accorded to experience,
acknowledges that the concrete fact, which is the organism, must be a complete expression
of the character of a real occurrence. Such a displacement of scientific materialism, if it ever takes place, cannot fail to have important consequences in every field of thought
(SMW: 38-39).
From another point of view, if the ancient world takes its stand upon the drama of the
Universe, [and] the modern world upon the inward drama of the Soul (SMW: 141), nowadays drama is represented by event, conceived of as a primeval and primary unity of universe and soul. Thus, one might agree with Whitehead in claiming that:
The materialistic starting point is from independently existing substances, matter and mind.
The matter suffers modifications of its external relations of locomotion, and the mind suffers
modifications of its contemplated objects. There are, in this materialistic theory, two sorts of
independent substances, each qualified by their appropriate passions. The organic starting
point is from the analysis of process as the realization of events disposed in an interlocked
community. The event is the unit of things real. (SMW: 152-153)7
Thanks to such a swift journey throughout Whiteheads thought, it is now clearer why
that adorable genius, as he defines James, occupies such a central place in his historical
and theoretical analysis. Having concluded this preliminary part, we might now safely venture ourselves into more specific aspects of the influence which James exerted on Whitehead.
II. Comparing Philosophies: the Role of Reason and Experience
If, as it has been shown so far, Whiteheads appreciation of James is undeniable8, it will
be now necessary to identify the specific elements of influence, and then proceed to the
confrontation between the two authors with reference to the problem of novelty 9.
6 Cf. also SMW: 143: The scientific materialism and the Cartesian Ego were both challenged at the same
moment, one by science and the other by philosophy, as represented by William James with his psychological antecedents; and the double challenge marks the end of a period which lasted for about two hundred and fifty years.
7 My italics. From a subsequent passage one can infer that Whitehead speaks here by constantly keeping
Jamess work in his mind, given that he claims: It is equally possible to arrive at this organic conception of the
world if we start from the fundamental notions of modern physics, instead of, as above from psychology and physiology. In fact by reason of my own studies in mathematics and mathematical physics, I did in fact arrive at my
convictions in this way (SMW: 153).
8 See also the first lesson of the Modes of Thought, in which Whitehead includes James (alongside Plato, Aristotle and Leibniz) among the great thinkers [in Western Literature], whose services to civilized thought rest
largely upon their achievements in philosophical assemblage. And also his well-known letter to Hartshorne (2nd
January 1936), in which the author states: my belief is that the effective founders of the renascence in American
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First of all, from the point of view of both method and setting the authors have similar
requirements, which can be grouped into three different and salient conceptual points,
namely 1) The task and role of the philosophical praxis, in agreement with a properly antiintellectualistic instance; 2) The prospective (WWJ1: 53) and dynamic nature of reason
(and hence of philosophy); 3) Empiricism and the absolute primacy of experience 10.
(1) For both authors the very first function of philosophy (or of the pragmatic method)
consists in offering an instrument able to unveil and sort out those controversies of the abstract thought, which depend on misplaced assumptions and metaphysical premises, by way
of reduction or reference to the field of experience. Just as Sini claims more than to
re-solve problems and to inspire definite beliefs, the pragmatic maxim helps to dissolve, to show that they are false problems (Sini 2000: 15) 11, in the same way Whitehead maintains that the first function of philosophy is to be a critic of abstractions (SMW:
88), throughout a reference to experience as the utmost concretum: in fact, on the authors
view, the elucidation of immediate experience is the sole justification for any thought
(PR: 4), whereas thought, qua abstract, always runs the risk of getting impaired by the so
called fallacy of misplaced concreteness (SMW: 52). All the same, a meaningful difference ought to be considered with respect to this resort to experience, in an anti-intellectual
perspective. Indeed, for Whitehead the appeal to facts has a derivative intent, while for
James it has an applicative one. In other words, the unveiling of preconceived theses occurs, in the case of Whitehead, through the referral of a given concept to the field of the experience from which it derives its origin; whereas, in the case of James, it occurs through
the confrontation with the consequences which the concept at issue might bring about. As
James states: The pragmatic method is primarily a method of settling metaphysical disputes that otherwise might be interminable. [] The pragmatic method in such cases is to
try to interpret each notion by tracing its respective practical consequences. What the difphilosophy are Charles Peirce and William James. Of these men, W.J. is the analogue to Plato, and C.P. to Aristotle (MT: 3). See also Hartshorne (1972: xi).
9 In order to understand the nature of the confrontation and so avoid any kind of misunderstanding, it is useful
to preliminarily bring to light a remark by Victor Lowe, one of Whiteheads first critics and his biographer. In an
article published in 1949 he points out that the relationship between James and Whitehead ought to be understood
more in terms of appreciation and sympathy than in terms of influence in the strict sense, also adding that in 1941
Whitehead, on the occasion of a personal conversation, had specified that there was no question of James affecting the direction of his thinking; Lowe (1949: 289). This observation does not undermine the scientific nature of
the relevant critical scholarship, even the most recent one (suffice it to consider, with exclusive reference to the
year 2011, Webers monograph and three articles that appeared in the European Journal of Pragmatism and American Philosophy: Weber 2011, Soelch 2011, Stenner 2011, Teixeira 2011); it rather allows to keep a distance between the two thinkers, and therefore a space of originality which makes the confrontation between them even
richer and profitable, without having to sacrifice any peculiar element of either in the name of nexuses which are
more supposed than given. Therefore, by dissociating myself from a radical interpretation that would frame
Whiteheads speculative opus as a systematization of Jamess ideas (cf. Eisendrath 1971: xiii; Ford 1982: 107), I
would like to survey that confrontation which has been advanced in the last years mainly by Webers and Sinclairs works on the common themes of (epochal) time, of feeling, of consciousness and of religion (cf. Sinclair
2009; Weber 2002, 2003, 2011), in the hope to provide further contribution to the comparison, concerning the topic of novelty.
10 The aspects at issue are certainly expression of a tendency vers le concret, to quote what is probably the
very first text which puts Whitehead in relation to James; Wahl 1932. Of such a tendency, expressed by the American pragmatism as well as by Whiteheads philosophy not to mention Husserls phenomenology, although with
a different emphasis unquestionably partakes also Bergsons reflection. If the relationship of reciprocal respect
between the latter and James is well-known, largely ignored is the esteem which Bergson had for Whitehead. In
fact, in the years that immediately preceded Whiteheads invitation to teach in the States, Bergson, being asked for
advice with regard to the names that might have restituted prestige to Harvards faculty of philosophy, did not hesitate to define Whitehead as the best philosopher writing in English; cf. Lowe (1990: 133).
11 My translation from Italian.
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ference would it practically make to any one if this notion rather than that notion were
true? (WWJ1: 28).
(2) Secondly, in order to understand the specific nature of this philosophical attitude, it
is necessary, on the one hand, to catch a glimpse of the methodological perspective adopted
by both authors and, on the other, to understand the possibilities and the nature they
acknowledge to reason. In this respect, it might be useful to oppose the thought of James
and Whitehead to the rationalistic tendencies proper to traditional philosophy. As James
himself suggests:
The essential contrast is that for rationalism reality is ready-made and complete from all eternity, while for pragmatism it is still in the makings and awaits part of its complexion from the
future. On the one side the universe is absolutely secure, on the other it is still pursuing its adventures (WWJ1: 123).
As James stresses in a more articulated way in his A Pluralistic Universe if, qua rationalists, you have broken the reality into concepts you never can reconstruct it in its
wholeness. Out of no amount of discreteness can you manufacture the concrete (WWJ4:
116). On the contrary and this is exactly his pragmatic invitation one should pose oneself in the making by a stroke of intuitive sympathy with the thing []. Philosophy should
seek this kind of living understanding of the movement of reality, not follow science in
vainly patching together fragments of its dead results (WWJ4: 117-118).
If the echo of Bergson resounds in such an invitation, it is nevertheless true that the immediacy and sympathy, indicated as a way towards an effective knowledge of experience,
do not correspond to a form of intuitionism able to pave the way for the irrational and to
distrusts reason in its power to positively grasp the items internal to the living, moving,
active thickness of the real (WWJ4: 116). Rather, it is a matter of an opening and an understanding that differ from the retrospective analysis to which we use to associate the employment and the function of reason. What are therefore the possibilities and the modalities
proper to the philosophical progression here introduced, as well as to reason understood
as its tool? First and foremost, as James points out in Pragmatism by criticizing Spencers
stance, philosophy is not simply retrospective: philosophy is prospective also, and, after
finding what the world has been and done, and yielded, still asks the further question what
does the world promise? (WWJ1: 53)12. What clearly re-emerges here is that dimension
of becoming (and properly of the future) situated at the core of the distinctive concreteness
of the real movement described above. This is properly the direction pursued by radical
empiricism, as James specifies in his Essays in Radical Empiricism:
Understanding backwards is, it must be confessed, a very frequent weakness of philosophers,
both of the rationalistic and of the ordinary empiricist type. Radical empiricism alone insists
on understanding forwards also, and refuses to substitute static concepts of the understanding
for transitions in our moving life. A logic similar to that which my critic seems to employ
12 The immediacy of experience to which James refers his readers, as indicated by the previous quotations,
is starkly different from an understanding of the present as punctual and atomic. Far from being a stance assumed
in the gnoseological field, such a perspective takes root in the analysis of the proper concept of experience, so
that, on the authors view, the present time in its immediacy already implies a reference to the future. As James
states: The alternative between pragmatism and rationalism, in the shape in which we now have it before us, is no
longer a question in the theory of knowledge, it concerns the structure of the universe itself. On the pragmatist side
we have only one edition of the universe, unfinished, growing in all sorts of places, especially in the places where
thinking beings are at work (WWJ1: 124).
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here should, it seems to me, forbid him to say that our present is, while present, directed towards our future. (WWJ3: 121)13
The pragmatic method addresses the future, the facts, the (possible) practical implications of a given idea in order to assess it. The kind of world it takes issue with is a world
being constantly in fieri; therefore, its investigation is bent onwards with respect to the
same concepts on which philosophy usually hinges. The function of philosophy and that
of reason (pragmatically conceived) emerges into light while frontally facing change and
becoming, without exhausting itself in its own distinctive retrospective analytic. What does
philosophy consist of, then? How can it be described? With regard to this, it will be useful
to make use of some passage of Whitehead, extremely akin to the position just expounded
and taken from a short text published in 1929: Function of Reason14. In this work, which a
substantial part of the Whiteheadian scholarship has not hesitated to define the most
straightforward, and in many ways the most suggestive and delightful of Whiteheads
books (Emmett 1966: 11), the author takes into account the concept of reason without confining himself to analyzing it in terms of the essence of the human being, but rather analyzing it as a cosmic force 15, that is, as the selfdiscipline of the originative element in history (FR: i), whose whose function is to promote the art of life (FR: 2)16. Still, moving
beyond the specific argument of the text, in which the cosmological point of view coincides
with the phenomenological-experiential one, I shall focus on a single aspect of such a work:
the nexus of reason with the dimension of the future.
In Symbolism (1927) the author introduced such a pragmatic appeal to the future (S:
31) as a necessary aspect of philosophical investigation, remarkably, in Function of Reason
this aspect receives further attention. In Whiteheads view, reason is not a passively receptive substance (S: 32), its value is of a pragmatic, or even instrumental17 kind: it is not
an object, because it always proves to be an essential minimal dynamic, an irreducible one.
This is why it is more appropriate to study it from the perspective of its function, and it is
just from the latter that Whitehead starts to rediscover and identify reason as the organ of
emphasis upon novelty (FR: 15). The author maintains that, without such an organ, the one
which proves able to capture and highlight novelty, there would be nothing but mere repetition (that is, the sole thing to which rationalism can aspire), and this would turn out to be
nothing but the expression of a stealthy inevitableness (FR: i), disowned by both the same
13 My italics. With the aforementioned claim the retrospective perspective is by no means rejected. As James
asserts in another passage of the quoted essays: Life is in the transitions as much as in the terms connected; often,
indeed, it seems to be there more emphatically, as if our spurts and sallies forward were the real firing-line of the
battle, were like the thin line of flame advancing across the dry autumnal field which the farmer proceeds to burn.
In this line we live prospectively as well as retrospectively. It is of the past, inasmuch as it comes expressly as
the pasts continuation; it is of the future in so far as the future, when it comes, will have continued it (WWJ3:
42).
14 Whiteheads perspective considered in relation to this text is extremely sympathetic to the pragmatic
method, which, leaving aside the rest, is already explicitly evoked in the title (Function of Reason). Such a title
directly echoes those arguments worked out by James on consciousness, the latter being understood not as an entity, but as a function, and to the same arguments Whitehead himself devotes some significant pages in Science and
the Modern World. Cf. Jamess Does Consciousness Exist? in WWJ3: 3-19.
15 For a meticulous criticism of the space occupied by reason in Whiteheads philosophy and a comprehensive analysis of the text at issue, see Abbagnano 1961.
16 With regard to this issue, I shall not dwell on the parallelism subsisting between such a definition and that
of education worked out by Whitehead in 1923 and contained in The Rhythmic Claims of Freedom and Discipline; cf. AE: 50. To such a topic I shall refer the reader to Weber (2011: 15-17).
17 My own translation of Cafaro (1963: 11). On this aspect and on the affinities between the concept of reason according to Whitehead and to American Pragmatism see also Rovatti (1969: 163).
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progressing activity of reason and by experience. In other words, at the cosmological level,
Whitehead lays stress on the idea that nothing in the universe stands unaltered 18, not even
the inorganic matter, whereas what is to be acknowledged is a tendency upwards, in a contrary direction to the aspect of physical decay. In our experience we find appetition, effecting a finale causation toward ideal ends which lie outside the mere physical tendency (FR:
72), at whose peak is located reason which, in its turn, even at its minimal levels, consists
properly in its judgments upon flashes of novelty, of novelty in immediate realization and
of novelty which is relevant to appetition (FR: 15).
Far from exhausting the issue in Whiteheads thought, what emerges here equally and
with transparency is the same need manifested by James, i.e. that to connect and almost
indentify the proper object of reason, and therefore of philosophy (which uses reason as
its distinctive instrument), with the becoming, that is, with the new. As Deleuze has sharply
stressed, for Whitehead the best of all worlds is not the one that reproduces the eternal, but
the one in which new creations are produced, the one endowed with a capacity for innovation or creativity (Deleuze 1993: 89).
In a nutshell, then, this short text gives expression to both (a) a closeness, on Whiteheads part, to conception of reason entertained by Pragmatism, and (b) its prospective
nature to use Jamess terminology which goes over and above the regressive conceptual
analysis proper to the rationalistic view. To better understand the aspects that have emerged
here, one cannot help analyzing, eventually and specifically, the peculiar concept of experience and the reasons of the central role it plays within the philosophical efforts made by the
examined authors.
(3) Without intending to go over the many contributions offered on the confrontation
between empiricism and the concept of experience in James a Whitehead, a recovery of this
theme is required, besides the urgency to better understand the prospective role of reason by
bringing to light the specific experiential elements on which this hinges, to show the essential elements which underpin and make the respective cosmologies possible.
For better clarity, I therefore make a distinction between the method of Jamess radical
empiricism as well as Whiteheads pan-experientialism19 and the conception of experience subsisting in both authors.
James and Whitehead equally feel the need to pose experience as the absolute and original ground, antecedent to any possible subject-object, knower-known, mind-body distinction; suffice it to say that, in his Modes of Thought, Whitehead draws James close to Plato,
Aristotle and Leibniz by highlighting the peculiarly modern style of his thought, which he
precisely characterizes as a protest against the dismissal of experience in the interest of
system (MT: 4). Hence, for both thinkers, such a need immediately becomes an absolutely
unavoidable methodological character.
(3a) As far as James is concerned, the phrase radical empiricism is nothing but a possible interpretation of Pragmatism. As he sharply states, once again, in his Essays in Radical Empiricism:
The way of handling things I speak of, is, as you already will have suspected, that known
sometimes as the pragmatic method, sometimes as humanism, sometimes as Deweyism, and
in France, by some of the disciples of Bergson, as the Philosophie nouvelle. [] I myself
18 In fact, within the framework of the universe, what looks like stability is a relatively slow process of atrophied decay. The stable universe is slipping away from under us (FR: 66).
19 Cf. D.R. Griffin was the first who coined this term, precisely on the occasion of a conversation with J.B.
Cobb. Cf. Cobb/Griffin 1977.
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have given the name of radical empiricism to that version of the tendency in question which
I prefer. (WWJ3: 79-80)
Radical Empiricism opposes itself to rationalism and its absolutistic 20 and monistic21
tendencies as much as to classical empiricism, since Radical Empiricism rejects their conception of pure datum, of a punctual, atomic and unrelated one, by claiming the actuality
of the relations, which are and can be properly experienced. The peculiar character of this
approach resides in its referring any of its claims to the field of experience, the latter understood as a dimension to which relations themselves belong, being in this respect original
and not derived. As James points out in his A World of Pure Experience:
To be radical, an empiricism must neither admit into its constructions any element that is not
directly experienced, nor exclude from them any element that is directly experienced. For
such a philosophy, the relations that connect experiences must themselves be experienced relations, and any kind of relation experienced must be accounted as real as anything else in
the system. Elements may indeed be redistributed, the original placing of things getting corrected, but a real place must be found for every kind of thing experienced, whether term or relation, in the final philosophic arrangement. (WWJ3: 22)
It is therefore possible to understand how novelty, which underpins the pragmatic method and sets it against all the previous empiricisms, relies on a radically different concept
of experience. Namely, an experience immediate but not punctual, structured but not defined, articulated but always dynamic, opened up, granted that as the author claims our
fields of experience have no more definite boundaries than have our fields of view. Both
are fringed forever by a more that continuously supersedes them as life proceeds (WWJ3:
35).
With respect to this, however, it might legitimately be asked whether and in which way
the conception of experience as structured and continuous the one that has just been
sketched out can coexist in Jamess reflection with the so called pure experience, a constant reminder of his whole radical empiricism. If the time at which such theses were expressed cannot support the hypothesis of a meaningful chance of thought, given that they
both refer not only to the same span of years, but even to the same essays, can we attribute
such a fluctuation to an ultimate fundamental indecision? How else can such an (apparent?)
opposition be explained?
In order to answer these questions we should carefully reconsider the same passages in
which James displays the concept of pure experience. By way of example, let us consider
the following definition, occurring in Essays in Radical Empiricism:
20 In Absolutism and Empiricism James points out that, besides the distinctive bent of absolutism to deny
facts, the one fundamental quarrel Empiricism has with Absolutism is over this repudiation by Absolutism of the
personal and aesthetic factor in the construction of philosophy (WWJ3: 143).
21 With regard to this see above and, among the numerous passages of Jamess last writings, these synthetic
claims taken by Pragmatism: Pragmatism represents a perfectly familiar attitude in philosophy, the empiricist
attitude, but it represents it, as it seems to me, both in a more radical and in a less objectionable form than it has
ever yet assumed. A pragmatist turns his back resolutely and once for all upon a lot of inveterate habits dear to
professional philosophers. He turns away from abstraction and insufficiency, from verbal solutions, from bad a
priori reasons, from fixed principles, closed systems, and pretended absolutes and origins. He turns towards concreteness and adequacy, towards facts, towards action and towards power. That means the empiricist temper regnant, and the rationalist temper sincerely given up (WWJ1: 51).
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Pure experience is the name which I gave to the immediate flux of life which furnishes the
material to our later reflection with its conceptual categories. Only new-born babes, or men in
semicoma from sleep, drugs, illnesses, or blows, may be assumed to have an experience pure
in the literal sense of a that which is not yet any definite what, tho ready to be all sorts of
whats. (WWJ3: 46)
According to what the passage reports, it would seem that pure experience can be
shown only in a negative fashion, uniquely by subtraction from our most daily experience:
when can we actually claim that we are making experience of a pure that? What is
claimed here is not certainly a minor outcome, granted that James reassesses the field of
experience by broadening it, in relation to the exclusively epistemological borders within
which it had been situated from Kant onwards22, but this still does not help us to understand the compresence of two elements apparently so distant from each other. Or, better
stated, this is not his unique merit: he offers a positive characterization, through which experience is caught as a process, or as a stream [] that precedes any theoretical and metaphysical differentiation. Experience must be understood as a development, as a process. It
represents a complex set of occurrences which forge the structure of the respective original
process (Schrag 1969: 489)23. For pure experience is, as stated by the last of Jamess quotations, an immediate flux of life, in which its purity cannot be identified with something
absolutely indistinct24: within it, the immediately experienced conjunctive relations are as
real as anything else (WWJ3:45-46). In other words, according to James knowledge of
sensible realities thus comes to life inside the tissue of experience. It is made; and made by
relations that unroll themselves in time (WWJ3: 29)25. We can then affirm that James
holds experience to be a process26, and although this does not deprive experience itself of
the character of purity he attaches to it. James himself asserts:
According to my view, experience as a whole is a process in time, whereby innumerable particular terms lapse and are superseded by others that follow upon them by transitions which,
whether disjunctive or conjunctive in content, are themselves experiences, and must in general be accounted at least as real as the terms which they relate. (WWJ: 31-32)
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its nature is not punctual, given that qua activity of flowing it is not circumscribable to
an isolated spatio-temporal point31, but is rather to be understood as a continuum (AE:
109). Moreover (iii) such a flowing is for Whitehead always structured32, and its distinctive
structure is given by the dynamic interrelation between events, which constitute in some
respect the ultimate substance of nature (CN: 19). Namely, that an event is the ultimate
substance of nature not in the same sense as the Aristotelian upocheimenon, but as this
unit factor, retaining in itself the passage of nature (CN: 75). Furthermore, every event is
in relation with the others and with the totality of events, and this relatedness does not just
happen, but is the skeleton of an active process of becoming which [] is both a complex
of objects and an outcome of other becomings (Lowe 1962: 202) 33. (iv) Experience, then,
presents itself as a dynamic totality 34, unitary but not monolithic, united but not stable,
always open and in a state of becoming, in which the events that compose itself are themselves forms of becoming. It is starting from an experience so conceived that Whiteheads
mature reflection will mould itself, that is, starting from the analysis of process as the realization of events disposed in an interlocked community (SMW: 152). Finally, just as
Jamess pure experience used to overcome the classical oppositions of epistemological type
(subject/object; knower/known) in the same way the metaphysical conception championed
in Process and Reality and in the coeval works is to be characterized as ontology of integral
experience, irreducible to the model grounded in the opposition between subject and object (Vanzago 2001: 310)35.
Such an ontology of integral experience can be translated, from a strictly methodological point of view, not so much into a form of empiricism as into one of
panexperientialism36. Equipped with such a type of setting, Whitehead radicalizes some
of the most modern claims, just as Jamess pragmatic one, by trying nevertheless to systematize them within a coherent methodological construction. For in Process and Reality
the author sets up an ontology which is no longer grounded in the concept of substance,
but rather in that of event, one which leads him to conceive a radically different universe,
whose processuality and becoming are not derivative and accidental traits, but represent its
original ground.
31 This point is for Whitehead pure abstraction: when should we ever experience a similar instant? Remarkably, the author claims that: The solution of the difficulty is arrived at by observing that the present is itself a duration, and therefore includes directly perceived time-relation between events contained within it. In other words we
put the present on the same footing as the past and the future in respect to the inclusion within it of antecedent and
succeeding events, so that past, present and future are in this respect exactly analogous ideas (AE: 186).
32 With regard to his inquiry on space and time, Whitehead speaks of uniformity of the texture of experience (AE: 164).
33 My italics.
34 Cf. Vanzago (2001: 287).
35 My own English translation [italics mine]. From this point of view, various in-depth treatments would be
urgently required. I cannot but refer the reader here to other critical studies. I make reference here to a) the emotional ground proper to this new mode of conceiving experience and hence the inclinations and the feelings that
forge its inner organization. Cf. Lowe 1941; b) the new way of conceiving subjectivity, as function in the case of
James and by way of introduction of the reformed subjectivist principle in Whiteheads case. Cf. Weber (2011: 2124); Sinclair (2009: 116). With regard to this, suffice it to notice the continuous closeness of the two authors from
a methodological point of view. According to James, the principle of pure experience is also a methodical postulate. Nothing shall be admitted as fact, it says, except what can be experienced at some definite time by some experient; and for every feature of fact ever so experienced, a definite place must be found somewhere in the final
system of reality. In other words: Everything real must be experienceable somewhere, and every kind of thing experienced must somewhere be real (WWJ3: 81), this is perfectly in line with the claim of Whiteheads reformed
subjectivist principle, according to which apart from the experiences of subjects there is nothing, nothing, nothing, bare nothingness (PR: 167).
36 For an exhaustive account of this term, now usually attached to Whiteheads thought, cf. Griffin 2007.
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Thus, the phrase actual entity, as indicated by the quote above, shows some affinities,
not simply supposed, but even explicitly expressed, with Jamess thought. As evidence of
this, for example, these are properly defined by Whitehead as drops of experience, complex and interdependent (PR: 18).
From such a rapid survey one can infer that, from the pre-eminence methodologically
accorded to experience and the widening of that concept, both authors take a sui generis
pluralistic stance. For example, in the metaphysical-cosmological context James and
Whitehead are inclined to describe the universe as continuous and at the same time discontinuous, and they identify its ground with drops of experience, according to the former, or
with actual entities, according to latter. In both cases, we are faced with a paradox: experience, the only field and horizon of philosophical speculation, reveals itself as a profound
unity, but the cosmology which derives from it is of pluralist order. More specifically, the
paradox arises from the fact that, starting from a methodological immanentistic assumption
which in the one case takes the shape of radical empiricism and in the other that of pan-
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experientialism, the thinkers at issue develop a monadic theory of experience, one which
coexists with a pluralistic metaphysics39.
Can a similar stance be possibly sustained? How can it be justified? What kind of problems does it have to cope with and what kind of problems are those to which it tries to offer
a response? In order to clarify which answers are offered by the authors with regard to the
issue, it will be useful to face the problem of novelty, a theme to which the present work
will now direct its critical attention.
III. Between Experience and Pluralism: the Emergence of Novelty
As I have anticipated, pluralism is one of the elements of affinity between the two philosophers. According to Lowe, it should even be considered as the subject of the most obvious kinship between Whitehead and William James (Lowe 1941a: 113). Still, thus far,
critical scholarship has never fully explored the view of the two authors in relation to the
theme of novelty, which figures not only among the objects of their speculative efforts, but
also and properly at the center of the delineation of a pluralistic universe.
In order to note the attention accorded by the authors to this problem suffice it to think
that James devotes to the theme of novelty the last five chapters of his Some Problems of
Philosophy, and that the ultimate of the metaphysical system outlined in Process and Reality is creativity, which is defined by the author himself as principle of novelty (PR: 21).
In other words, we might therefore say that the whole cosmology of the Whiteheadian masterpiece presupposes and testifies to this phenomenon of novelty, so much that Whitehead
can affirm that, in its wholeness, the universe is a creative advance into novelty (PR:
222)40.
In this context, then, far from considering in an exhaustive manner the problem and its
genesis in the reflection of the two authors, I shall confine myself to indicating those aspects of the problem that are principally connected to the determination of a pluralistic universe, that is, to showing those elements which prove helpful to respond to the questions of
the last paragraph. Let us therefore try to put the two forms of pluralism into perspective.
If in the Essays in Radical Empiricism James claims that his philosophy harmonizes
best with a radical pluralism, with novelty and indeterminism (WWJ3: 44), such a possible
association is to be connected with the particular disjunctive-conjunctive character of experience, already highlighted in the analyses, which is now taken up and applied to the features of all the universe. As James himself declares in a passage of Pragmatism:
These forms of conjunction are as much parts of the tissue of experience as are the terms
which they connect; and it is a great pragmatic achievement for recent idealism to have made
the world hang together in these directly representable ways instead of drawing its unity from
the inherence of its parts whatever that may mean in an unimaginable principle behind
the scenes. The world is one, therefore, just so far as we experience it to be concatenated,
one by as many definite conjunctions as appear. But then also not one by just as many definite
disjunctions as we find. The oneness and the manyness of it thus obtain in respects which can
39 The two reported syntagms are employed by Lowe to describe Whiteheads position. However, I believe
that, in support of my thesis, they can equally be adopted for Jamess position, which shows this complexity and
paradoxicality, already at the level of the analysis of experience, with that peculiar oscillation between pure and
structured experience analyzed above. Cf. Lowe (1949: 290).
40 Otherwise, the author goes on: The alternative to this doctrine is a static morphological universe (PR:
222).
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be separately named. It is neither a universe pure and simple nor a multiverse pure and simple. (WWJ1: 72-73)
It is therefore starting from the nexs present in experience that the unity and plurality
of the universe are affirmed. As the author points out in A Pluralistic Universe,
Our multiverse still makes a universe; for every part, tho it may not be in actual or immediate connexion, is nevertheless in some possible or mediated connexion, with every other
part however remote, through the fact that each part hangs together with its very next neighbors in inextricable interfusion. The type of union, it is true, is different here from the monistic type of alleinheit. It is not a universal co-implication, or integration of all things durcheinander. It is what I call the strung-along type, the type of continuity, contiguity, or concatenation [] the synechistic type. (WWJ4: 146-147)
Thus Jamess pluralistic universe does not fight against any form of continuism; it exclusively opposes monism. What is, then, the difference with monism? Where can the evidence for this difference be more forcefully shown? According to the author, towards this
issue, of the reality or unreality of the novelty that appears, the difference between monism
and pluralism seems to converge (WWJ7: 74-75). According to James, the rationalist theory, which he associates to monism41, by offering a rounded-in view of the whole of things,
a closed system of kinds (WWJ7: 55) has operated as a matter of fact an a priori exclusion of the possibility of a novelty, whereas pluralism dares to pose the following question once again: In what manner does new being come? [] Is it original? (WWJ7: 75),
or, again: When perceptible amounts of new phenomenal being come to birth, must we
hold them to be in all points predetermined and necessary outgrowths of the Being already
there, or shall we rather admit the possibility that originality may thus instil itself into reality? (WWJ7: 76).
By making a stand with respect to these questions, the theory of pluralism departs from
monism. In fact, in tune with his pragmatic postulates, James answers to this question by
drawing on the field of experience:
We do, in fact, experience perceptual novelties all the while. Our perceptual experience overlaps our conceptual reason: the that transcends the why. So the common-sense view of life, as
something really dramatic, with work done, and things decided here and now, is acceptable to
pluralism. (WWJ7: 73)42
We find two remarkable aspects here: (a) on the one hand, James confirms a distance
between the purely conceptual and the experiential ground; (b) on the other hand, in the
ulteriority of senseexperience he detects that possibility of novelty which rationalists
and monists cannot do anything but deny.
Notably, as far as the first aspect is concerned, the author claims that whatever actual
novelty the future may contain (and the singularity and individuality of each moment makes
41 Cf. WWJ4: 9: What do the terms empiricism and rationalism mean? Reduced to their most pregnant difference, empiricism means the habit of explaining wholes by parts, and rationalism means the habit of explaining
parts by wholes. Rationalism thus preserves affinities with monism, since wholeness goes with union, while empiricism inclines to pluralistic views.
42 A few lines before, the author affirms: We cant explain conceptually how genuine novelties can come;
but if one did come we could experience that it came (WWJ7: 73).
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it novel) escapes conceptual treatment altogether. Properly speaking, concepts are postmortem preparations, sufficient only for retrospective understanding (WWJ7: 54-55); as
for the second aspect, instead, on Jamess view the percepts are singulars that change incessantly and never return exactly as they were before. This brings an element of concrete
novelty into our experience (WWJ7: 54). In particular, James reports his personal experience on the matter, psychological and also non-psychological, in order to testify to both this
hiatus between understanding and perceptual experience and this irreducibility of novelty,
which would witness its original being. As James in fact argues:
Psychologically considered, our experiences resist conceptual reduction []. Biography is the
concrete form in which all that is is immediately given; the perceptual flux is the authentic
stuff of each of our biographies, and yields a perfect effervescence of novelty all the time.
New men and women, books, accidents, events, inventions, enterprises, burst unceasingly upon the world. It is vain to resolve these into ancient elements, or to say that they belong to ancient kinds, so long as no one of them in its full individuality ever was here before or will ever
come again. Men of science and philosophy, the moment they forget their theoretic abstractions, live in their biographies as much as any one else. (WWJ7: 78)
Therefore, novelty is for James inherent in and emerging from that perceptual flux
which represents the substance of biography proper to each of us. A flux which, on the
one hand, consistently with the exposition of the concept of experience, is the throughand-through union of adjacent minima of experience, of the confluence of every passing
moment of concretely felt experience with its immediately next neighbors (WWJ4: 147)43,
but which, on the other, represents a continuous space of novelty in virtue of the disjunctive
relations in which its constitutive parts stand. As a consequence, sustaining a pluralistic
universe coincides exactly with the possibility of affirming an additive universe (WWJ7:
103), to use the authors own words, which echo the aforementioned ones pronounced by
Whitehead. For, on this point of view, one might support the view that the two thinkers
hold the same thesis: that they both describe the same universe, that they both champion the
same creative advance of the world (PR: 345), to use Whiteheads terminology.
Retrieving the questions from which this final part of the present work has begun, we
might now understand how, as far as James is concerned, there is no incongruence between
the immanentism proper to the radical empiricism and the pluralism sustained in a speculative-cosmological perspective.
Such a possibility of understanding is given by that broadening of the field of experience, continuous and relationally informed, which exhibits itself not only as a wholeness of
irreducible elements, but also as a wholeness in which it becomes possible to think of the
emergence itself of irreducibility, of novelty. To summarise, we might otherwise say that
such a flux and such a novelty are for James effective, in that we can make experience of
them. On the other side, however, what remains in the authors reflection is a discrepancy
consisting in the idea that, if it is real and pragmatically correct to affirm such a flux and
novelty, it is by contrast impossible to admit any conceptual understanding of them. For the
43 As the author goes on: the recognition of this fact of coalescence of next with next in concrete experience,
so that all the insulating cuts we make there are artificial products of the conceptualizing faculty, is what distinguishes the empiricism which I call radical from the bugaboo empiricism of the traditional rationalist critics,
which (rightly or wrongly) is accused of chopping up experience into atomistic sensations, incapable of union with
one another until a purely intellectual principle has swooped down upon them from on high and folded them in its
own conjunctive categories (WWJ4: 147).
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author maintains that conception knows no way of explaining save by deducing the identical from the identical, so if the world is to be conceptually rationalized no novelty can really come (WWJ7: 78), and it is precisely on this point that Whitehead would utterly dissent
from James.
In fact, Process and Reality can be read as an attempt to rationalize what James gives
up. Whitehead himself, in a letter addressed to Hartshorne, having indicated the bright
minded American philosopher as a sensitive genius states that, on his view, he was nevertheless weak on Rationalization44. In order to better understand such a claim, let us consider that, in his writings, on several occasions Whitehead distances himself both from
those philosophers that perpetrate the dogmatic error by sustaining the illusiveness and
relative unreality of the temporal world, both from those that, like Bergson, maintain that
the intellect necessarily falsifies the notion of process 45. In the same way, even James to
his eyes might be included within these philosophers who, even without coming to conceive of intellect as falsifying, identify any comprehensive and conceptual advancing of
the intellect with the one proper to rationalism. On Whiteheads view, instead, there is a
third way, a properly conceptual one, one consisting in the attempt not only to admit novelty, but also to understand and explain it. The central point to be acknowledged for the author is, as the aforementioned passage indicates, the concept of process. Its philosophical
originality resides precisely in the attempt to rethink such a concept throughout the peculiar
form of pan-experientialism. A process which does not set up a dialectic movement, as the
one of Hegelian kind, one which, by way of Aufhebung, comes to embrace everything into
one single reality, but rather a process that is constant advancement of novelty 46 and, at the
same time, affirmation of the irreducibility of its components.
If we can claim, after the survey that has been conducted, that the main point of contact
between the two authors is that of pluralism, now on the basis of acknowledgement of a
new status for experience we should make a final point, noticing that their intellectual journeys depart from each other far before the pluralistic conception outlined in their mature
works. For if pluralism is shared, the difference is to be identified in the conception of experience, of its unity and modeling.
Eventually, on Jamess view, the unity (plural and infinite) of experience is given and
experienced, but is ultimately impossible to grasp conceptually, whereas, on Whiteheads
view, one can approach it through the concept of process. Whitehead, in other words, in
the attempt to understand that flux which James takes to be real but not conceptualizable,
after identifying it as a process tries to set up a true metaphysics of the process, of a becoming which does not presuppose any substratum and does not involve any identity posed as
final term. The difficulty of its work actually resides in this aspect: the attempt to rethink
the cosmos in terms of becoming, process, without reference to any creatio ex nihilo47 or
appeal to whatever kind of transcendence. As the author claims:
There are two current doctrines as to this process. One is that of the external Creator, eliciting
this final togetherness out of nothing. The other doctrine is that it is a metaphysical principle
44 Whiteheads letter to Hartshorne, January 2, 1936, cit. in Lowe (1990: 346) [italics mine].
45 Whitehead (1947: 116). Subsequently, the author points out that There are these two prevalent alternative
doctrines respecting the process apparent in the external world: one, which is Bergsons view, is that the intellect
in order to report upon experienced intuition must necessarily introduce an apparatus of concepts which falsify the
intuition; the other is that process is somewhat superficial, illusory element in our experience of eternally real, the
essentially permanent (Whitehead 1947: 116).
46 Cf. PR: 222.
47 Cf. Ford 1983.
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belonging to the nature of things, that there is nothing in the Universe other than instances of
this passage and components of these instances. Let this latter doctrine be adopted. Then the
word Creativity expresses the notion that each event is a process issuing in novelty. (AI: 236)
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