The
Child at Your Door (c. 1917-1919). We're not equally empathic toward strangers.
This largely heritable trait varies continuously from psychopathy to
extraordinary altruism (source: Wikicommons)
In
a previous post, I discussed why the capacity for affective empathy varies not
only between individuals but also between populations. First, its heritability
is high: 68% (Chakrabarti and Baron-Cohen, 2013). So natural selection has had
something to grab hold of. Second, its usefulness varies from one culture to
another. It matters less where kinship matters more, i.e., where people
interact mainly with close kin and where non-kin are likely to be enemies. The
threat of retaliation from kin is sufficient to ensure correct behavior.
Affective
empathy matters more where kinship matters less. This is a situation that
Northwest Europeans have long known. Historian Alan Macfarlane argues that
kinship has been weaker among the English—and individualism correspondingly
stronger—since at least the 12th century and perhaps since Anglo-Saxon times
(Macfarlane, 2012; Macfarlane, 1992, pp. 173-174). A weaker sense of kinship
seems to underlie the Western European Marriage Pattern (WEMP), as seen by its
defining characteristics: late age of marriage for both sexes; high rate of
celibacy; strong tendency of children to form new households; and high
circulation of non-kin among families. The WEMP has prevailed since at least
the 12th century west of the Hajnal Line, a line running approximately from
Trieste to St. Petersburg (Hallam, 1985; Seccombe, 1992, p. 94).
Can natural
selection specifically target affective empathy?
So
if affective empathy helps people to survive and reproduce, there will be more
and more of it in succeeding generations. If not, there will be less and less.
But
what exactly is being passed on or not passed on? A specific capacity? Or
something more general, like pro-social behavior? If it's too general, natural
selection could not easily make some populations more altruistic than others.
There would be too many nasty side-effects.
Although
pro-social behavior superficially looks like affective empathy, the underlying
mental processes are different. Pro-social behavior is a willingness to help
others through low-cost assistance: advice, conversation, a helping hand, etc.
The logic is simple: give some help now and perhaps you'll receive a lot later
from the grateful beneficiary. By the same logic, you may stop helping someone
who seldom reciprocates.
Affective
empathy is less conscious. It seems to have developed out of cognitive empathy:
the ability to simulate what is going on in other people's minds, but not
necessarily for the purpose of helping them. Con artists have plenty of
cognitive empathy. Empathy is affective when you not only simulate how other
people feel but also experience their feelings (Chakrabarti and Baron-Cohen,2013). Their wellbeing comes to matter as much as your own.
Empathy
of either sort relies on unconscious mimicry: "empathic individuals
exhibit nonconscious mimicry of the postures, mannerisms, and facial
expressions of others (the chameleon
effect) to a greater extent than nonempathic individuals" (Carr et al., 2003). The ability to mimic is key to the empathic process of relaying
information from one brain area to another via "mirror neurons":
-
The superior temporal cortex codes an early visual description of another
person's action and sends this information to posterior parietal mirror
neurons.
-
The posterior parietal cortex codes the precise kinesthetic aspect of the
action and sends the information to inferior frontal mirror neurons.
-
The inferior frontal cortex codes the purpose of the action.
-
Parietal and frontal mirror areas send copies of motor plans back to the
superior temporal cortex in order to match the visual description of the
person's action to the predicted sensory consequences for that person.
-
The mental simulation is complete when the visual description has been matched
to the predicted sensory consequences (Carr et al., 2003).
By
simulating the sensory consequences of what someone does or intends to do, we
gain an understanding of that person that goes beyond what our senses
immediately tell us.
[...]
we understand the feelings of others via a mechanism of action representation
shaping emotional content, such that we ground our empathic resonance in the
experience of our acting body and the emotions associated with specific
movements. As Lipps noted, ''When I observe a circus performer on a hanging
wire, I feel I am inside him.'' To empathize, we need to invoke the
representation of the actions associated with the emotions we are witnessing.
(Carr et al., 2003)
Affective
empathy exists when this mental representation is fed into our own emotional
state. We feel what the other person feels and we act appropriately. This is
much more than pro-social behavior.
From psychopaths
to extraordinary altruists
The
capacity for affective empathy varies from one person to the next. It is least
developed in psychopaths:
Psychopathy
is a heritable developmental disorder characterized by an uncaring nature,
antisocial and aggressive behavior, and deficient prosocial emotions such as
empathy, guilt, and remorse. Psychopaths exhibit consistent patterns of
neuroanatomical and functional impairments, such as reductions in the volume of
the amygdala and in the responsiveness of this structure to fear-relevant
stimuli. These deficits may underlie the perceptual insensitivity to fearful
facial expressions and other fear-relevant stimuli observed in this population.
(Marsh et al., 2014)
Mainstream
opinion accepts that psychopaths are heritably different because they are
"sick." Heritable differences are thus thought to be unusual and even
pathological. "Normal" individuals may vary in their capacity for
affective empathy, but surely that sort of variability is due to their
environment, isn't it?
No
it isn't. That variability, too, is largely genetic. Affective empathy varies
over a largely heritable continuum, and an arbitrary line is all that separates
psychopaths from "normal" individuals. There may be many psychopaths
or there may be few; it depends on where you set the cut-off point.
At
the other end of this continuum is another interesting group: extraordinary
altruists. A research team has recently looked at the brains of such people,
specifically individuals who had donated one of their kidneys to a stranger:
Given
emerging consensus that psychopathy is a continuously distributed variable
within the general population and that psychopaths represent one extreme end of
a caring continuum, we hypothesized that extraordinary altruism may represent
the opposite end of this continuum and be supported by neural and cognitive
mechanisms that represent the inverse of psychopathy; in particular, increased
amygdala volume and responsiveness to fearful facial expressions. (Marsh etal., 2014)
In
extraordinary altruists, the right amygdala is larger and responds more to
fearful facial expressions. This is the inverse of what we see in psychopaths,
who have smaller amygdala and are less responsive to fearful facial
expressions.
Affective
empathy is thus a specific mental trait, like psychopathy. It is not a form of
pro-social behavior any more than psychopathy is a form of antisociality:
[...]
it is important to distinguish between antisociality that results from
psychopathy, which is specifically associated with reduced empathy and concern
for others, as well as with reduced sensitivity to others' fear and distress,
and antisociality that results from any of a variety of other factors, such as
impulsivity or trauma exposure, that are not closely related to empathy. (Marshet al., 2014)
Marsh
et al. (2014) cite a number of studies to show the relative independence of these
two behavioral axes: prosociality / antisociality and affective empathy /
psychopathy.
Conclusion
Affective
empathy is specific and largely heritable. People differ continuously in their
innate capacity for affective empathy, and it is only by setting an arbitrary
cut-off point that we classify some as "psychopaths" and others as
"normal," including extraordinary altruists who may be a small
minority.
Affective
empathy is an intricate adaptation that must have evolved for some reason.
Initially, it may have served to facilitate the relationship between a mother
and her children, this being perhaps why it is stronger in women than in men
(Baron-Cohen and Wheelwright, 2004). In some cultures, natural selection may
have increased this capacity in both sexes and extended it to a wider range of
social interactions. This scenario would especially apply to Northwest
Europeans, who have long had relatively weak kinship. They have consequently
relied more on internal means of behavior control, like affective empathy
(Frost, 2014).
References
Baron-Cohen,
S. and S. Wheelwright. (2004).The Empathy Quotient: An investigation of adults
with Asperger Syndrome or high functioning autism, and normal sex differences. Journal of Autism and Developmental Disorders,
34, 163-175.
http://ftp.aspires-relationships.com/the_empathy_quotion_of_adults_with_as.pdf
Carr, L., M. Iacoboni, M-C. Dubeau, J.C.
Mazziotta, and G.L. Lenzi. (2003). Neural mechanisms of empathy in humans: A
relay from neural systems for imitation to limbic areas, Proceedings of the National Academy of Sciences (USA), 100, 5497-5502.
http://www.ucp.pt/site/resources/documents/ICS/GNC/ArtigosGNC/AlexandreCastroCaldas/7_CaIaDuMaLe03.pdf
Chakrabarti,
B. and S. Baron-Cohen. (2013). Understanding the genetics of empathy and the
autistic spectrum, in S. Baron-Cohen, H. Tager-Flusberg, M. Lombardo. (eds). Understanding Other Minds: Perspectives from
Developmental Social Neuroscience, Oxford: Oxford University Press.
http://books.google.ca/books?hl=fr&lr=&id=eTdLAAAAQBAJ&oi=fnd&pg=PA326&ots=fHpygaxaMQ&sig=_sJsVgdoe0hc-fFbzaW3GMEslZU#v=onepage&q&f=false
Frost,
P. (2014). Affective empathy. An evolutionary mistake? Evo and
Proud, September 20
http://evoandproud.blogspot.ca/2014/09/affective-empathy-evolutionary-mistake.html
Hallam,
H.E. (1985). Age at first marriage and age at death in the Lincolnshire
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Macfarlane,
A. (1992). On individualism, Proceedings
of the British Academy, 82, 171-199.
http://www.alanmacfarlane.com/TEXTS/On_Individualism.pdf
Macfarlane,
A. (2012). The invention of the modern world. Chapter 8: Family, friendship and
population, The Fortnightly Review,
Spring-Summer serial
http://fortnightlyreview.co.uk/2012/07/invention-8/
Marsh,
A.A., S.A. Stoycos, K.M. Brethel-Haurwitz, P. Robinson, J.W. VanMeter, and E.M.
Cardinale. (2014). Neural and cognitive characteristics of extraordinary
altruists, Proceedings of the National
Academy of Sciences, 111,
15036-15041.
http://www.pnas.org/content/111/42/15036.short
Seccombe,
W. (1992). A Millennium of Family Change.
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