The Cambridge Companion To Shostakovich
The Cambridge Companion To Shostakovich
SHOSTAKOVICH
............................
EDITED BY
Pauline Fairclough
and
David Fanning
Published in the United States of America by Cambridge University Press, New York
www.cambridge.org
Information on this title: www.cambridge.org/9780521603157
A catalogue record for this publication is available from the British Library
Contents
Introduction 1
Pauline Fairclough and David Fanning
vi Contents
Notes 368
Select bibliography 387
Index 390
[vii]
music-hall show Uslovno Ubitïy. Since 2006 he has been creative director of the
Chicago Symphony Orchestra’s Beyond the Score series.
Malcolm MacDonald is the editor of a short catalogue of Shostakovich’s works
(London, 1977; two subsequent editions). His books include the Dent Master
Musicians volumes on Brahms and Schoenberg, monographs on Ronald Stevenson
and John Foulds and a three-volume study of the symphonies of Havergal Brian.
His most recent book is Varèse, Astronomer in Sound (London, 2003), and the
new enlarged edition of his Schoenberg is imminent in 2008.
Francis Maes was artistic director of the Flanders Festival and currently teaches
musicology at Ghent University (Belgium). He is the author of A History of
Russian Music, from Kamarinskaya to Babi Yar, published by the University of
California Press (2002).
John Riley is a lecturer, writer, broadcaster and curator. His publications include
Dmitri Shostakovich: A Life in Film (London and New York, 2005). As a curator
he works with various cinemas and produced the first BBC Film Promenade
Concert. He wrote, produced and directed Shostakovich – My Life at the Movies,
which was premiered by the City of Birmingham Symphony Orchestra with
narrator Simon Russell Beale. It was then produced at the Komische Oper, Berlin.
Eric Roseberry is a freelance musician and writer who has specialized in the music
of Benjamin Britten and Dmitry Shostakovich. His publications include his
PhD, Ideology, Style, Content and Thematic Process in the Symphonies, Cello
Concertos and String Quartets of Shostakovich (New York and London, 1989). He
has contributed essays to the Cambridge Opera Handbook series to Britten’s
Death in Venice (1987), Aldeburgh Studies in Music On Mahler and Britten
(1995), Shostakovich Studies (1995) and The Cambridge Companion to Benjamin
Britten (1999).
Esti Sheinberg teaches Music Theory and Music Literature at Virginia Tech, Virginia,
USA. Her publications include Irony, Satire, Parody and The Grotesque in the
Music of Shostakovich (Aldershot, 2000) and ‘Shostakovich’s “Jewish Music” as an
Existential Statement’ in Dmitri Schostakowitsch und das jüdische musikalische
Erbe (Berlin, 2001).
Chronology
x Chronology
1924 Op. 7 Scherzo in E flat (21 January) Death of Lenin; Petrograd renamed
Op. 9 Three Pieces for Cello and Piano (lost) Leningrad
(Autumn) Begins works on First Symphony GPU renamed OGPU and removed from NKVD
(Republic level) to SovNarKom (USSR level)
(December) Stalin announces policy of ‘Socialism
in One Country’ (as opposed to priority of
International Revolution)
1925 (March) Meets Marshal Tukhachevsky, who
becomes his sponsor and patron
Op. 10 Symphony no. 1 (completed 1 July)
Op. 11 Two Pieces for String Octet
1926 (April) Accepted for postgraduate study at (April) ‘United opposition’ (opposed to NEP and
Leningrad Conservatoire Socialism in One Country) of Trotsky,
(12 May) Triumphant premiere of First Zinoviev and Kamenev formed, but largely
Symphony defeated by October
Op. 12 Piano Sonata no. 1
1927 (January) Awarded diploma of honour at first (November–December) Expulsions of Trotsky,
Chopin Piano Competition (Warsaw) Zinoviev and Kamenev from Party
(February) Returns via Berlin; meets Prokofiev in
Leningrad
(May) Beginning of friendship with Ivan
Sollertinsky
(June) Attends performance of Wozzeck and
meets Berg
(Summer) Meets Nina Varzar (future first wife)
(Autumn) Meets Vsevolod Meyerhold
Op. 13 Aphorisms (piano)
Op. 14 Symphony no. 2, Dedication to October
Op. 16 Tahiti Trot (orchestration of Vincent
Youmans’ ‘Tea for Two’)
1928 (January) Works as pianist and musical director (January) Trotsky exiled to Alma-Ata
at Meyerhold Theatre in Moscow (May–July) Wreckers’ Trial
Op. 15 The Nose (opera, after Gogol) (October) Beginning of First Five-Year Plan
1929 (May) First published article ‘On the Ills of Music (November) Defeat of ‘Right opposition’;
Criticism’ Bukharin expelled from Politburo
Op. 18 The New Babylon (film score) (December) Stalin’s fiftieth birthday marks
Op. 19 The Bedbug (incidental music) beginning of ‘cult of personality’; he calls for
Op. 20 Symphony no. 3, The First of May mass collectivization of agriculture and
(December) Beginning of collaborations with ‘dekulakization’ (elimination of resistance
Leningrad TRAM (Theatre of Working amongst supposedly wealthy peasantry)
Youth)
1930 Op. 22 The Golden Age (ballet) (April) Suicide of Mayakovsky; height of cultural
domination by Proletarian organizations
1931 Op. 27 The Bolt (ballet)
1932 (13 May) Marries Nina Varzar (23 April) Central Committee resolution ‘On the
(August) Joins directorate of Leningrad branch of restructuring of literary-artistic organizations’
Union of Soviet Composers disbands factions and establishes cultural
Op. 21 Six Romances on Texts by Japanese Poets Unions
Op. 29 The Lady Macbeth of Mtsensk District (Until 1934) Famine in Ukraine and elsewhere
(opera, after Leskov, begun October 1930) kills millions
Op. 32 Hamlet (incidental music)
1933 (November) Elected as deputy to the October (1933–7) Second Five-Year Plan
district Soviet of Leningrad
Op. 34 24 Preludes (piano)
Op. 35 Piano Concerto no. 1
1934 (January) Premieres of Lady Macbeth in (July) OGPU reorganized under NKVD
Leningrad and Moscow (August) First congress of Union of Soviet
Suite for Jazz Orchestra no. 1 Writers proclaims Socialist Realism
(May) Meets and falls in love with translator (December) Assassination of Kirov gives pretext
Elena Konstantinovskaya (affair lasts until for coming Terror
mid-1935)
Op. 40 Cello Sonata
xi Chronology
1935 Divorce from Nina Varzar; remarriage following (4–6 February) ‘Discussion about Soviet
her pregnancy Symphonism’ at Moscow Composers’ Union
Premieres of Lady Macbeth in New York, (Shostakovich takes part)
Czechoslovakia, Stockholm etc. Stalin declares ‘Life has improved, life has become
Op. 39 The Limpid Stream (ballet) more joyous’
(September) Beginning of Stakhanovite
movement (encouraging exceptional feats of
industrial production)
1936 (26 January) Stalin attends Lady Macbeth (17 January) Establishment of ‘All-Union
production Committee for Artistic Affairs’ (later to
(28 January) Pravda editorial article ‘Muddle become USSR Ministry of Culture); cultural
instead of Music’ (on Lady Macbeth) attacks extended to architecture, literature,
(6 February) Pravda editorial article ‘Balletic film and fine arts
Travesty’ (on The Bright Stream) (August) Political show trials (Zinoviev,
(30 May) Birth of daughter Galina (Galya) Kamenev and others)
Op. 43 Symphony no. 4 (September) Yezhov appointed head of NKVD in
(December) Scheduled premiere of Fourth succession to Yagoda
Symphony withdrawn (eventually premiered (December) Stalin constitution promulgated
in 1961)
1937 Spring: Joins staff of Leningrad Conservatoire; Height of Great Terror (until late 1938), millions
begins teaching in September deported, hundreds of thousands executed
Op. 46 Four Romances on Texts of Pushkin (June) Marshal Tukhachevsky (Shostakovich’s
Op. 47 Symphony no. 5 (triumphant premiere on patron) executed
21 November)
1938 (10 May) Birth of son, Maxim Terror continues
Op. 49 String Quartet no. 1 (1938–June 1941) Third Five-Year Plan
(December) Beria succeeds Yezhov as head of
NKVD
1939 (23 May) Confirmed as professor at Leningrad (March) 18th Party Congress effectively brings
Conservatoire Terror to an end
Op. 54 Symphony no. 6 (August) Nazi–Soviet non-aggression pact
(September) Nazi invasion of Poland brings UK
into War
(November) USSR invades Finland
1940 Op. 57 Piano Quintet (March 1941 awarded (March) Peace treaty with Finland
Stalin Prize, first class) (April) Katyn massacre – NKVD shoots 15,000
Op. 58 Boris Godunov (orchestration of Polish prisoners of war
Musorgsky’s opera) (June) USSR annexes Baltic states
(August) Assassination of Trotsky in Mexico
1941 (June–July) Volunteers for army service, joins (22 June) Nazi invasion of USSR
Home Guard, arranges popular songs and (July) Beginning of siege of Leningrad
opera arias for performance at the battlefront (From October) Partial evacuation of Moscow
(August) Refuses offer of evacuation (December) Red Army counter-attacks and
(1 October) Evacuated with family to Moscow, drives Nazis back from Moscow
then Kuybyshev (arrives 22 October)
Op. 60 Symphony no. 7 ‘Dedicated to the City of
Leningrad’ (premiere in Kuybyshev, 5 March
1942)
1942 (9 August) Performance of Symphony no. 7 in (May) Anglo-Soviet alliance
blockaded Leningrad (August 1942–January 1943) Battle of Stalingrad
Op. 62 Six Romances on Texts of Raleigh, Burns
and Shakespeare
Abandons incomplete opera The Gamblers (after
Gogol)
1943 (April) Resettles in Moscow, begins teaching at NKGB (People’s Commissariat for State Security)
Conservatoire split from NKVD
Op. 61 Piano Sonata no. 2 (July) Nazis defeated at tank battle of Kursk
Op. 65 Symphony no. 8
xii Chronology
xiii Chronology
1954 (March–April) Moscow discussion of Tenth Ilya Ehrenburg The Thaw (novella) published,
Symphony lends name to post-Stalin era
(4 December) Death of Nina (first wife) (May) Rehabilitation commission established
Op. 94 Concertino for two pianos Responsibility for security transferred to KGB
Op. 96 Festive Overture (Commission for State Security)
Op. 98 Five Romances on Texts by Dolmatovsky
1955 (9 November) Death of mother (May) Warsaw pact established
Bulganin replaces Malenkov as prime minister
1956 (July) Marries Margarita Kaynova (Komsomol (February) Khrushchev’s ‘secret speech’ to 20th
activist) Party Congress denounces Stalin’s excesses
(September) Awarded Order of Lenin (June) Central Committee resolution ‘On
Op. 100 Spanish Songs overcoming the Cult of Personality and its
Consequences’
(November) Invasion of Hungary crushes
uprising
1957 Op. 101 String Quartet no. 6 (July) Khrushchev crushes ‘opposition’ and gains
Op. 102 Piano Concerto no. 2 supreme power
Op. 103 Symphony no. 11, The Year 1905 (October) First sputnik launched
1958 (March–April) President of first Tchaikovsky (February) Khrushchev replaces Bulganin as
International Competition prime minister
(May) Records Piano Concertos in Paris. Feels (28 May) Central Committee resolution partially
first symptoms of muscular condition, later rescinds 1948 anti-formalism resolution
diagnosed as form of polio or motor neuron (October) Pasternak awarded Nobel Prize for
disease Literature for Doctor Zhivago
Op. 105 Moscow, Cheryomushki (operetta)
Op. 106 Khovanshchina (orchestration of
Musorgsky’s opera)
1959 (August) Separates from second wife (1959–65) Seven-Year Plan to regenerate
(November) Visits USA agriculture
(December) Buys dacha at Zhukovka, near
Moscow
Op. 107 Cello Concerto no. 1
1960 (9 April) Elected First Secretary of Russian SFSR Beginning of incarceration of dissidents in
Composers’ Union psychiatric hospitals
(September) Accedes to candidature for Party (May) American spy plane shot down over Soviet
membership (ratified 14 September 1961) air space
(September) Meets Britten in London, beginning
of friendship
Op. 108 String Quartet no. 7
Op. 109 Satires (song cycle)
Op. 110 String Quartet no. 8
1961 (30 December) Symphony no. 4 premiered (April) First manned Soviet space flight (Yury
Op. 112 Symphony no. 12, The Year 1917 Gagarin)
(August) Berlin Wall erected
1962 (18 March) Elected deputy to Supreme Soviet for (October) Cuban missile crisis
Leningrad (November) Publication of Solzhenitsyn’s A Day
(April) Moves to apartment on Nezhdanova in the Life of Ivan Denisovich
Street
(June) Marries Irina Supinskaya (literary editor)
(August–September) Attends Edinburgh Festival
as featured composer
(1 and 10 October) Meets Stravinsky in Moscow
(12 November) Conducts Cello Concerto no. 1
and Festive Overture at festival of his music in
Gorky
Op. 113 Symphony no. 13, Babiy Yar (premiere
18 December)
Op. 114 Katerina Izmaylova (revision of Lady
Macbeth; unofficial premiere on 26 December)
xiv Chronology
Abbreviations
[xv]