ASHRAE Building Readiness 1588870552
ASHRAE Building Readiness 1588870552
ASHRAE Building Readiness 1588870552
Information in this document is provided as a service to the public. While every effort is made to provide accurate and reliable information, this is advisory, is
provided for informational purposes only, and may represent only one person’s view. They are not intended and should not be relied upon as official
statements of ASHRAE.
Thanks to the following people for providing input, information, and review of the materials in the
development of this document.
Building Readiness modes of operation for the building should include the following:
• Epidemic Operating Conditions in Place
o Occupied
o Unoccupied temporarily, and
o Operation during building closure for indefinite periods
• Post Epidemic Conditions in Place
o Re-starting the building
This document will provide some of the practical guidance on operating your building systems in
these different modes. The suggested mode of operation during the Epidemic periods are detailed in
the Buildings Guidance on the ASHRAE Covid-19 Website .
• Healthcare
• Residential
• Commercial
• Schools
• Transportation
In addition, this document will cover specific recommendations from the Building Guidelines such as:
• Increased ventilation
• Increased filtration
• Energy recovery ventilation systems operation considerations
General Information
Building Readiness Team
The Building Readiness Team could include professionals and licensed and certified individuals and
companies that can perform the analysis, testing, design, construction, control programming, balancing,
commissioning, maintenance and operation services required to make the adjustments and achieve the
performance included in these recommendations. The following are the typical service providers that may
be required:
• Commissioning Provider (CxP) – engage a CxP that has a recognized certification from ASHRAE (BCxP), ACG (CxA),
BCA (CCP), NEBB (BSC and RCx), or others. They should also have completed several Retro-Commissioning or New
Building Commissioning projects in the building type in question.
• Test and Balance Company (TAB) – engage a TAB that has recognized certification from Associated Air Balance Council
(AABC), National Environmental Balancing Bureau (NEBB) or another certifying body. The TAB agent or service provider
should have experience with the building type and systems being evaluated. These certifying bodies require a TAB company
operator to have been trained and certified and requires the use of calibrated instruments.
• Building Automation Systems (BAS) Company – the Owner should engage the company currently providing service and
support for the control system(s) that are installed in the building. If a new service provider is required, finding a local
company that has experience working with and operating the building’s existing control systems and preferably certified by
the manufacturer to provide services for their equipment.
• Contractors – the Owner should engage, if necessary, the appropriate contractors to install or repair equipment or systems
identified by the CxP, TAB, or BAS. This could include the following:
o General Contractors (GC)
o Mechanical Contractor (MC)
o Electrical Contractor (EC)
o Specialty contractors for fire alarm and smoke control systems and interfaces.
• Architect and Engineer (AE) – the Owner should engage a design team for any issues that might require permit drawings.
It is preferred that the original Engineer or Architect of Record that was involved with the original construction or the latest
renovation or addition to the facility be engaged if possible. Those professionals should be most familiar with the building’s
current operation.
• Owner’s Facility Staff – the Owner should make sure that their facility staff are involved in the process. This allows for the
information transfer on how systems might be altered to operate.
Epidemic Conditions in Place
Systems Evaluation:
The Owner should consider evaluating their building systems to check that it is operating in proper order, is
capable of being modified to align with HVAC mitigation strategies, and to identify deficiencies that should be
repaired. This could be viewed as tactical commissioning of the systems to determine risk areas for the building
operating in epidemic conditions.
2. Inspect equipment, systems and controls to determine where existing problems may exist.
Start with components, then move to systems, finally move to the BAS and integrated, whole building operations.
For example:
a. Components
i. Boilers
ii. Chillers
iii. Air Handling Units
iv. Control Dampers
v. Control Valves
vi. Fan Coil Units
vii. Grilles, registers and diffusers
viii. Variable speed drives
ix. Variable Air Volume terminal units,
x. Water-to-water heat exchangers
xi. Water-to-refrigerant heat exchangers
xii. Water to air heat exchangers
xiii. Steam-to-water heat exchangers
b. Systems
i. Chilled water systems
ii. Hot water systems
iii. Condenser water systems
iv. Air handling systems (Air handling equipment and air distribution networks: supply ducts, return ducts, exhaust ducts)
v. Steam distribution systems
Epidemic Conditions in Place
Systems Evaluation Continued:
3. The investigators should be considering the HVAC mitigation strategies to reduce the potential bio-burden in the building
that could be implemented on the systems.
4. Prepare a deficiency log and issue work orders to in-house maintenance personnel and purchase orders to qualified
service providers to correct any critical issue identified in steps 1 and 2 that would prevent the system(s) from functioning
in accordance with the systems’ original design intent or the building’s current use, occupancy and activity.
5. Prepare a report that identifies the HVAC mitigation strategies for the systems. This should include a brief work order
description for the in-house maintenance personnel and qualified service providers. This should detail modifications or
additions to components, systems and controls necessary so that the recommendations included in this document
may be implemented.
Epidemic Conditions in Place
Increased Ventilation
The Building Guidance clearly encourages building operators to increase their systems outdoor air ventilation to reduce the recirculation air
back to the space. The guidance indicates that this must be done as much as the system and or space conditions will allow.
The major concern is over the ability to maintain space conditions. Hot and humid climates could struggle to keep the space below
acceptable temperature and relative humidity for comfort. Cold climates could struggle to keep the space above acceptable space
temperature and relative humidity for comfort. It is important to note that research indicates that maintaining the space relative humidity
between 40% and 60% decreases the bio-burden of infectious particles in the space and decreases the infectivity of many viruses in the
air. The team should consider increasing the space comfort setpoints to increase the system's ability to use more outside air.
The concern over the capability for a coil to provide additional capacity was evaluated using a typical cooling coil at various percent of
outside air. This evaluation shows the additional required cooling capacity and gpm required[1] if the same exact coil experiences the
different entering air conditions. The following shows the impact of increasing the percent of outside air:
Coil
Total Sensible
EAT DB / Pressure
Percent OA CHW GPM Capacity Capacity
WB Drop
(MBH) (MBH)
(Ft H2O)
The unit was selected to be 10,000 cfm with a constant 44°F chilled
20 77.64 / 66.64 73.66 5.04 443.49 282.78
water supply with a 12°F chilled water rise to make a consistent coil
30 78.95 / 68.55 83.4 6.32 510.68 297.83
leaving air temperature of 52°F dry-bulb and 51.5°F wet-bulb. This
40 80.26 / 70.39 94.27 7.90 582.09 312.93 assumes a return air condition of 78°F and 60% RH from the space.
50 81.56 / 72.15 104.17 9.49 651.46 327.99 The coil was locked in at an 8-row coil with 126 fins per foot that is
20.45 square feet of coil face area.
60 82.86 / 73.84 114.6 11.3 720.81 343.1
There are other options to increase the outside air in an AHU as much as the building automation system (BAS) will allow
based on space conditions. There are two different approaches to modify a system to optimize the outside air without
ignoring space comfort in hot and humid climates that is a twist on the dynamic supply air temperature reset strategy. This is
assuming a typical variable air volume AHU serving multiple VAV boxes or as a single zone VAV unit. The outside air
damper and return dampers could be linked or separate, but they work in opposite directions in any option presented.
If the cooling coil control valve is greater than 90% OR the discharge air temperature (or space temperatures) is
exceeded by 1 degree F, CLOSE the OAD [OPEN the RAD] 6% every 5 minutes.
If the space temperatures are satisfied and the relative humidity is less than 55%, OPEN the OAD [CLOSE the RAD]
3% every 15 minutes.
If the space temperatures are exceeded by 1 degree F OR the relative humidity is greater than 60%, CLOSE the OAD
[OPEN the RAD] 6% every 5 minutes.
These options require different sensors to be installed in the unit to work properly. Either sequence would allow the unit to
increase the outside air ventilation as much as possible without exceeding the space comfort conditions. It is also important
to note that demand controlled ventilation, static pressure reset strategies and the typical supply air temperature reset
strategies should be disabled.
Epidemic Conditions in Place
Upgrading & Improving Filtration:
Building owners are encouraged to improve the efficiency of the filters serving their HVAC systems within the
guidance provided for most of the building types listed on the ASHRAE COVID-19 Preparedness Resources
website. Mechanical filters are the most common types of filters found in HVAC systems. According to the
ASHRAE Position Document on Filtration and Air Cleaning, the term used to describe mechanical filter efficiency
is MERV. MERV is an acronym for Minimum Efficiency Reporting Value. The MERV rating of a mechanical filter is
determined by filter manufacturers in accordance with ASHRAE Standard 52.2 - Method of Testing General
Ventilation Air-Cleaning Devices for Removal Efficiency by Particle Size. Standard 52.2, table 12-1 lists filter
MERV rating parameters for MERV 1 through MERV 16. The higher the MERV number the better the ability of a
filter to remove particles from the air ranging in sizes from 0.3 micron diameter up to 10 microns in diameter at
standard airflow conditions and face velocities specified in the test standard. A more detailed discussion of the
various air filtration and disinfection technologies available may be found on the ASHRAE COVID-19
Preparedness Resources main page under the Filtration/Disinfection tab.
ASHRAE recommends that mechanical filter efficiency be at least MERV 13 and preferable MERV 14 or better to
help mitigate the transmission of infectious aerosols. Many existing HVAC systems were designed and installed
to operate using MERV 6 to MERV 8 filters. While MERV 13 and greater filters are better at removing particles in
the 0.3 micron to 1 micron diameter size (the size of many virus particles) the higher efficiency does not come
without a penalty. Higher efficiency filters require greater air pressures to drive or force air through the filter. Care
must be taken when increasing the filter efficiency in an HVAC system to verify that the capacity of the HVAC
system is sufficient to accommodate the better filters without adversely affecting the system’s ability to maintain
the owner’s required indoor temperature and humidity conditions and space pressure relationships.
Epidemic Conditions in Place
Practical Approach to Increase MERV in an AHU:
The following are practical steps an owner can take to evaluate the maximum MERV rating and HVAC system can
accommodate while maintaining acceptable system performance:
1. Consider retaining the services of a qualified design professional, a certified commissioning provider (CxP) or a certified
testing, adjusting and balancing (TAB) service provider especially for larger, more complex HVAC systems or for systems
serving critical buildings or spaces within buildings.
2. If available, gather the documents described above under the System Evaluation section of this document. One of the
most valuable documents to have on hand for analyzing filter upgrades would be the original TAB report if the building
configuration, use and occupancy has not changed drastically since the building was originally occupied.
3. Determine the manufacturer, size and thickness and MERV rating of the existing filters. For example, 20 inches by 20
inches square, 1-inch thick, MERV 8. Obtain the filter’s operating characteristics from the manufacturer or the
manufacturer’s website.
4. Inspect the filter frames inside the air handling equipment where the filters are installed to determine the filters fit tight
within the frames and seals around the perimeter of the frame to minimize any air leakage around the filters (often called
bypass air). For most filter frames, it would be wise to add silicone sealant on the upstream and downstream side of the
frame as it meets with the AHU wall.
5. With the existing filters installed in the system, have the TAB agent perform and document a complete static pressure and
temperature profile of the unit prior to any filter upgrades. This should be done per ASHRAE Standard 111-2008 (RA
2017) - Measurement, Testing, Adjusting and Balancing of Building Heating, Ventilation and Air-Conditioning Systems
guidance (read only version coming soon). If the existing filters are dirty, have the TAB agent develop the profile with dirty
filters installed, then change to clean filters of the same type as existing and develop a second profile. The profile should
also document fan and motor RPM and power supply voltage and amp draw at each condition (old dirty filters, old filter
type clean and new filter upgrade).
Epidemic Conditions in Place
Practical Approach to Increase MERV in an AHU Continued:
6. Obtain the airflow pressure drop of the proposed increased filter efficiency (MERV 13 or higher) and determine the appropriate “dirty
filter” setpoint for the new filters. Have the TAB firm insert materials, such as cardboard pieces, to block the existing filters to achieve
the upgraded filter dirty setpoint.
7. Have the TAB company develop the unit profile. The profile should also document fan and motor RPM and power supply voltage and
amp draw.
8. The team should determine if this is an acceptable temporary operating point for the AHU.
a. The TAB agent should be able to calculate the changes in airflow caused by the change in filters and determine the percentage
reduction in airflow. If the unit’s airflow does not drop by more than 5% from the original TAB report airflow, unit discharge
temperatures do not drop too low to potentially cause coil freezing or suction pressure issues in DX equipment, then the filter
upgrade may not require any further adjustments to the unit.
b. If airflow drops to low and causes problems, then have the TAB agent evaluate the fan drive to determine if the fan motor speed
may be increased for direct drive fans using variable speed drives or that a sheave change can be made to belt driven fans to get
the fan back to its pre-filter change airflow without overloading motor and drive maximum amp ratings.
c. If the new filter MERV rated filter pressure drop is too great to allow the unit to operate within 95% of the pre-filter change airflow,
consider dropping to a lower MERV filter and repeat the process.
9. Once the appropriate new filter MERV level is determined, obtain a set of filters that can be inserted into this unit's filter frame. Change
out the existing filters to the new filters and have the TAB agent develop unit profiles with the new filters installed. The TAB agent should
be able to calculate the changes in airflow caused by the change in filters and determine the percentage reduction in airflow. If the unit’s
airflow does not drop by more than 5% from the original TAB report airflow, unit discharge temperatures do not drop too low to potentially
cause coil freezing or suction pressure issues in DX equipment then the filter upgrade may not require any further adjustments to the unit.
10. If it is still desired to upgrade the system to MERV filtration, consider retaining a licensed design professional to size and select new
fans and motors and/or new air handler to perform to pre-filter change performance criteria with the new filter upgrade pressure drop
increase. Have the engineer consider increased static pressure loads on the unitwith both clean and dirty filters.
11. If an increase in filter MERV level can be accommodated using the existing air handling equipment fans and motors, consider using
portable HEPA filter units in high occupancy or high bioburden (such as the building entry) spaces.
Epidemic Conditions in Place
The following provides a simple example of how this process might work in the field [2]
using the fan laws:
Supply Static
Airflow Pressure Fan Brake Fan Motor NamePlate
Filter Level Fan RPM
Fan (in. Horsepower Horsepower
CFM w.g.)
1. Assuming the unit is under a constant discharge duct pressure control, a static pressure profile of the unit should show a nearly constant pressure in the supply plenum and a
gradually increasing negative pressure in the mixing box, filter array and coils on the inlet side of the fan.
2. Energy saving strategies such as reducing the discharge pressure of the unit to serve the VAV box with the greatest air demand should and could still be employed and
continued.
3. There is commercially available software that evaluates the costs of material and labor for filter change out intervals. Good testing instrumentation should be available to trend
and chart (and it desired record) filter pressure drops.
4. This is only an example. There are potential issues in maintaining airflow at design by increasing fan speeds.
a. Fan speed cannot be upgraded because of the limits of that fan construction class is an example. In this case, manufacturers data indicate that the fan maximum rpm is
3125. Check with the fan manufacturer.
b. It is possible that there will be insufficient motor horsepower in the unit. A motor change with its associated electrical system upgrade costs may be required. In motor
change case, the owner may choose to operate the system at a reduced air flow. Reduced airflow in this example would be approximately 22,200 cfm.
c. Filter bypass is a potential problem. If possible, conduct a light test to determine if there are any major cracks needing closure.
d. Cabinet negative pressure leakage is also a potential problem. Check with the manufacturer as they will be following AHRI standards.
Epidemic Conditions in Place
Energy Savings Considerations:
The health, safety and welfare of building occupants and maintenance personnel should always come
first. This means that facility operators and maintenance personnel should focus on verifying that
systems are functioning properly and maintenance routines are kept as scheduled where possible
during the event or crisis. However, for buildings that are experiencing temporary reduced
occupancies and closures, the HVAC systems should be operated in their unoccupied modes using
relaxed temperature and humidity set points to help reduce energy consumption and cost.
You might want to also consider checking your systems control strategies optimization. The typical
building strategies are outlined in ASHRAE Guideline 36-2018 - High-Performance Sequences of
Operation for HVAC Systems (read only version coming soon). While this document does not cover all
of the systems, it does give some general guidance to recommended control strategies.
When buildings are scheduled for re-occupancy, guidance for re-starting systems is included in this
document and on the ASHRAE Covid-19 Website.
Epidemic Conditions in Place
Maintenance Checks
For equipment within a building that is not identified within this response, we
recommend referring to the following documents for additional guidance:
❑ Notify Tenants of exact dates and times the building will be setback.
❑ System (CMMS), Building Management System (BMS), and Building Automation System (BAS) to
make sure they are functioning properly and can be logged into, if any.
❑ Assign personnel rotation for weekly onsite rounds, provide a schedule for the rounds and trades.
❑ Set up a log for tracking all adjustments and trends to identify deviations from the program.
Boilers (Monthly):
❑ For systems with Steam Boilers, develop a schedule that provides minimum supervision on-site.
❑ Perform chemical testing of system water. Verify water treatment target levels are being maintained.
❑ For systems using fuel oil
❑ Check fuel pump for proper operation.
❑ Inspect fuel filter; clean and verify proper operation.
❑ For systems using natural gas
❑ Check gas pressure, gas valve operation, and combustion fan operation.
❑ Check for evidence of leakage of fuel supply, heat transfer fluid, and flue gas.
❑ Verify proper operation of safety devices per manufacturer’s recommendations.
Chillers (Monthly):
❑ Perform chemical testing of system water. Verify water treatment target levels are being maintained.
❑ Check control system and devices for evidence of improper operation.
❑ Check variable-frequency drives for proper operation.
Epidemic Conditions in Place
Maintenance Checks
Heating, Ventilating & Air-Conditioning Continued:
Water Cooled:
❑ Check refrigerant system for evidence of leaks
❑ Check for proper fluid flow and for fluid leaks
❑ Check compressor oil level and/or pressure on refrigerant systems having oil level and/or pressure measurement
means
Pumps:
❑ Inspect pumps and associated electrical components for proper operation
❑ Check variable-frequency drive for proper operation
❑ Check control system and devices for evidence of improper operation
❑ Water features and fountains - shutdown per manufacturer's instructions and drain.
Special Systems:
❑ Inspect fire alarm master panels and other life safety equipment with battery backup
power supplies are functioning. (Weekly)
❑ Inspect the battery backup power supplies for IT and IOT devices and mission critical
systems. (Weekly by IT personnel)
❑ Run emergency or backup generators, test transfer of power, per manufacturer’s
recommendations. (Monthly)
Shut Down a Building Temporarily
General Recommendations:
1. Notify relevant people of the need to shut down or partially occupy the building. Include exact dates and
times the building will be shut down.
2. Backups and Data Protection–Backup all necessary computer data, e.g. building control systems and
servers to local and/or cloud-based backup services and media.
a. If there are tenants that need to use the building during lockdown, they should refer to the
Commercial Building Guide on www.ashrae.org/COVID19 site under the “Buildings” section, as the
building may not be able to be shut down.
3. Check important remote or offsite access connections to the Building Management System and
Building Automation System (BMS includes more than the HVAC controls in the BAS) to make sure
they are functioning properly and can be logged into, if any. For example, remote observation via the
security and access platforms, such as security cameras, locks, alarms and more can help monitor the
building for emergencies remotely.
4. Operators should ensure that they have electronic copies of their building plans, past test and balance
reports, operation and maintenance (O&M) manuals, systems manual and other pertinent information to
operate the building.
5. If someone does visit the building to check, they could also be tasked with watering any of the plants.
Shut Down a Building Temporarily
Heating, Ventilating & Air-Conditioning
2. A building without a BAS may require more set-up time to have the building be shuttered and may require more direct monitoring
on site during the shutdown.
a. Recommend that the HVAC systems should not be completely shut down in any building where the building is being unoccupied for
any length of time if the intent is to re-occupy the building in the future.
b. In addition, we do not recommend extreme setbacks for heating thermostat setpoints or extreme setup for cooling thermostat setpoints.
The intent is to set the individual controls on the equipment to do the following–maintain a cooling space setpoint of 80°F and less than
60% RH in cooling and 65°F and minimum 40% RH in heating.
c. Any outside air dampers should be set to their minimum position. The exhaust fans other than those in restrooms should be turned off.
i. If the OA dampers are closed, all exhaust fans shall be turned off.
d. Monitoring the building regularly to ensure that no unexpected consequences are occurring such as condensation, moisture or fungal
growth on HVAC system components or building surfaces and finishes.
Shut Down a Building Temporarily
Heating, Ventilating & Air-Conditioning Continued:
3. Boilers and distributed hot water:
a. If the building has more than one boiler, reduce the number of operating boilers to bare minimum needed. If the building is going to be offline for more
than 60 days, dry storage is recommended via desiccants or inert gas blanketing. If using inert gas, follow OSHA safety protocols.
b. For boilers less than 300 hp, a heat source (light bulb) with a fan may be enough. Warm wet storage is acceptable; oxygen scavenger residuals in the
boiler should be 500% of normal (i.e. if you normally run 20 to 40 ppm of sodium sulfite, maintain 100-200 ppm during mothball period).
c. Maintain 400-600 ppm P-alkalinity during wet storage.
d. Boilers should fire and circulate once per week for a minimum of 1 hour.
e. Cold wet storage is discouraged! Equipment could suffer significant corrosion damage.
f. If the boilers are offline, drain all deaerators, feed water tanks, surge/condensate receivers, superheaters and economizers. If you cannot drain them,
make sure they are fully flooded, and oxygen scavenger levels are at 500% of normal.
g. If steam lines are idle, make sure all steam traps and condensate receivers are empty. Be prepared to dump condensate for several days upon restart
due to flash rusting developing on the interior surfaces of the lines.
1. Many facilities have a water risk management plan such as ANSI/ASHRAE Standard 188 to provide
guidance and protocols to minimize the risk of waterborne pathogens such as legionella pneumophila in
their utility water systems.
2. Regularly turn on the water and run the drinking fountains, lavatories, urinals, water closets and sinks.
Do this once a week to avoid issues with stagnant water.
3. Make sure all plumbing P and U-traps are wet (filled with water) and check them routinely during the
unoccupied times.
4. Water features should be shut down and properly drained. This should be part of the water risk
management plan.
5. Distributed domestic hot water systems–if possible, keep these systems circulating. Keep water above
140°F to avoid microbial incursion. Do not let it drop below 120°F. If circulation must stop, try to
circulate once every two weeks for two hours at temperature. If the hot water recirculating system goes
down for extended duration, do a high temperature flush and pull the strainers before going back online.
Shut Down a Building Temporarily
Electrical Systems:
1. Unplug or disconnect non-essential appliances wherever possible– unplug any and all appliances that
don’t need to stay powered on to avoid “Vampire or Phantom Appliances”.
2. It is important to work with your IT department because some computers and monitors will need to
remain powered on to facilitate remote desktop functions for remote working employees.
Shut Down a Building Temporarily
Special Systems:
1. Check on fire alarms and other equipment with battery backup power supplies. Consider having an
electrical technician come and check that everything is working properly.
2. Check on the battery backup power supplies for IT and IOT devices, especially the ones that are
mission critical. These items include but are not limited to servers, BAS, communication systems,
lighting control systems and security systems.
3. If the building is equipped with an emergency or backup generator, arrange to have it tested regularly
as required by codes, local jurisdictions and the manufacturer’s recommendations.
Systems Manual
A Systems Manual should already be in place for normal operations which is a system-focused composite
document that includes the design and construction documentation, facility guide and operation manual,
maintenance information, training information, commissioning process records and additional information of
use to the Owner during occupancy and operations. If there is not an existing Systems Manual, refer to
ASHRAE Guideline 1.4-2019: Preparing Systems Manuals for Facilities (read only version coming soon) for
guidance to build that document.
While the Systems Manual should include all modes of operation, it is unlikely that it would include a mode for
Epidemic Conditions in Place. During an Epidemic, a the Systems Manual should be updated to include special
operations and considerations such as:
Just as a normal Systems Manual might be used in the training of the operations and facility staff and occupants
before and during normal operations, the updated Systems Manual that includes the Epidemic Conditions in Place
Mode should also be used to train operations and facility staff and occupants. This training should be done prior to
switching to Epidemic Conditions in Place Mode for the facility and during the event.
Post-Epidemic Conditions in Place
Re-starting a Building
The intent of this question is for when the work-remote orders are retracted, and the threat of
exposure is greatly reduced. Those are listed below for many systems in the building. If you
are restarting a building still at a high-level threat of exposure, please review the Commercial
Building Guide on www.ashrae.org/COVID19 site under the “Buildings” section.
Post-Epidemic Conditions in Place
General recommendations
1. Prior to starting the building, operators may want to create a strategic plan that includes the
following:
a. Create measures to make occupants feel safer
b. Ensure supply chain for critical items, such as filters, as confirmed for delivery
c. Review contractual agreements with tenants with regards to building support
d. Establish a communication protocol with tenants and include key contacts
e. Prepare and provide training for tenants on safety measures
It is important to note, that if you are opening when PPE requirements are still in place, the
Occupancy Guides should be referenced as they deal with functioning buildings during
the epidemic.
2. Notify relevant people - include exact dates and times that the building will be reopened.
3. Follow all local, state and federal executive orders, statutes, regulations, guidelines,
restrictions and limitations on use, occupancy and separation until they have been officially
relaxed or lifted.
1. Check to see that the fans have turned on, and that air is moving in and out of the building.
2. Check to make sure the dampers (outside and return) are working properly as this helps
control the fresh air to the building. If the building increased its outside air (OA) during the
epidemic, rebalancing the dampers may be required to achieve design air flows.
3. Check overall building pressure to make sure it is positive. Do the same for any critical interior
spaces.
4. Check that the filters are still in acceptable condition. Facility staff should wear PPE, assuming
the system may have been contaminated prior to shut down or upon restarting.
5. Operators should consider increasing the level of filtration in the Air Handling Units (AHUs) for
one or two replacement cycles upon opening the building. Make sure the air handling systems
and fans can overcome the additional pressure drop of the new filters and still maintain air
flow at acceptable levels. Refer to the Filtration Guidance.
If higher filtration is not available, portable units in the high-traffic areas may be used for a few
months.
Post-Epidemic Conditions in Place
Cooling systems:
1. Check the refrigerant pressures to make sure the system is adequately charged.
2. Check the water quality in the systems and add chemicals as needed.
3. Check coil leaving air temperatures to make sure the systems are providing dehumidification.
4. Check the water levels and make-up water source for cooling towers to ensure they are
available.
5. Check pump operation and that water is flowing.
Heating System:
1. Check the fuel source to make sure it is on and available. Old fuel oil may need to be
replaced.
2. Confirm that the flues and make-up air paths are open prior to engaging boilers.
3. Check that the coil actuators are controlling to temperature, or that heating elements are
turned on at the disconnect.
4. If the boiler system(s) were shut down, follow state boiler codes and the manufacturer's
written instructions for starting up, and bring hot water and steam heating systems and plants
back online.
Post-Epidemic Conditions in Place
1. Check that the devices and sensors are within an acceptable calibration for controlling space
comfort and ventilation.
2. Check that the alarms are set up and their communication path is correct (it is notifying the
right person).
3. Consider an update to the programming that would incorporate HVAC strategies to reduce
virus transmission prior to future events. Automate the control sequences applied as
“Epidemic Mode” operations that can be manually selected by the operator with one stroke.
– Refer to Occupancy Guides for suggested HVAC strategies to employ when operating the
building in an epidemic.
Post-Epidemic Conditions in Place
Plumbing Systems:
1. Many facilities have a water risk management plan such as an ASHRAE Standard 188, to
provide guidance and protocols to minimize the risk of waterborne pathogens, such as
legionella pneumophila in their utility water systems.
2. Turn on the water and run the drinking fountains, lavatories, urinals, water closets and
pantries to ensure water quality before usage.
4. Distributed domestic hot water systems - if possible, keep these systems circulating. Keep
water above 140°F to avoid microbial incursion. Do not let it drop below 120°F. If circulation
was stopped, try to circulate once every two weeks for two hours at temperature. If the hot
water recirculating system goes down for extended duration, do a high temperature flush and
pull the strainers before going back online.
5. Maintenance should wear epidemic-level PPE when maintaining any of the sewage ejectors
and lift stations until those systems are sterilized.
Post-Epidemic Conditions in Place
Electrical Systems:
Plug in all appliances that were unplugged to avoid phantom electrical loads, including but
not limited to:
a. Computers
b. Routers
c. Modems
d. Televisions
e. Printers
f. Chargers
g. Microwaves
h. Things that turn on with a remote control
Post-Epidemic Conditions in Place
Special Systems:
1. Check on fire alarms and other equipment with battery backup power supplies. Consider
having an electrical technician come and check that everything is working properly.
2. Have fire protection sprinkler systems, fire alarm systems, emergency lighting systems and
other life-safety systems inspected by local authorities having jurisdiction (AHJs), if required
by state and local statutes and ordinances, and by contract service professionals who
routinely maintain these systems.
3. Check on the battery backup power supplies for Information Technology (IT) and Internet of
Things (IOT) devices, especially the ones that are mission critical. That would include servers,
building automation systems (BAS), communication systems, lighting control systems and
security systems.
4. If the building is equipped with an emergency or backup generator, arrange to have it tested
as required by codes, local jurisdictions and the manufacturer’s recommendations.
Post-Epidemic Conditions in Place
Maintenance Checks
For equipment within a building that is not identified within this response, we
recommend referring to the following standards for additional guidance:
❑ Notify Tenants of exact dates and times the building will be setback.
❑ Assign personnel rotation for weekly onsite rounds, provide a schedule for the rounds and
trades.
❑ Set up a log for tracking all adjustments and trends to identify deviations from the program.
Boilers (Monthly):
❑ For systems with Steam Boilers, develop a schedule that provides minimum supervision on-site.
❑ Perform chemical testing of system water. Verify water treatment target levels are being
maintained.
❑ For systems using fuel oil
❑ Check fuel pump for proper operation.
❑ Inspect fuel filter; clean and verify proper operation.
❑ For systems using natural gas
❑ Check gas pressure, gas valve operation, and combustion fan operation.
❑ Check for evidence of leakage of fuel supply, heat transfer fluid, and flue gas.
❑ Verify proper operation of safety devices per manufacturer’s recommendations.
Post-Epidemic Conditions in Place
Maintenance Checks
Heating, Ventilating & Air-Conditioning Continued
Chillers (Monthly):
❑ Perform chemical testing of system water. Verify water treatment target levels are being
maintained.
❑ Check control system and devices for evidence of improper operation
❑ Check variable-frequency drives for proper operation
Water Cooled:
❑ Check refrigerant system for evidence of leaks
❑ Check for proper fluid flow and for fluid leaks
❑ Check compressor oil level and/or pressure on refrigerant systems having oil level and/or
pressure measurement means
Post-Epidemic Conditions in Place
Maintenance Checks
Heating, Ventilating & Air-Conditioning Continued:
Pumps:
❑ Inspect pumps and associated electrical components for proper operation
❑ Check variable-frequency drive for proper operation
❑ Check control system and devices for evidence of improper operation
Post-Epidemic Conditions in Place
Maintenance Checks
Heating, Ventilating & Air-Conditioning Continued:
Air Handling Units (Monthly):
❑ Check for particulate accumulation on filters, replace filter as needed
❑ Check ultraviolet lamp, ultraviolet lamp, replace bulbs as needed (if applicable)
❑ Check P-trap
❑ Check control system and devices for evidence of improper operation
❑ Check variable-frequency drive for proper operation
❑ Water features and fountains - shutdown per manufacturer's instructions and drain.
❑ Disconnect all non-essential appliances wherever possible from power outlets. Coordinate with
building tenants or departments.
❑ Turn off lights, keep the emergency and egress lighting energized.
Special Systems:
❑ Inspect fire alarm master panels and other life safety equipment with battery backup power
supplies are functioning (Weekly)
❑ Inspect the battery backup power supplies for IT and IOT devices and mission critical systems
(Weekly by IT personnel)
❑ Run emergency or backup generators, test transfer of power, per manufacturer’s
recommendations (Monthly)
Systems Manual
As stated above in the Epidemic Conditions in Place, a Systems Manual should be revised to
include this new mode of operation for the facility. During an epidemic, there might be altered
sequences of operations, as well as data logging information and operations for record keeping.
When the epidemic is over and occupants begin to return to the workplace in a more normal
capacity, systems will likely be returned to, or near, previous operations.
When returning systems to normal operations, operations staff should review the Occupied and
Unoccupied Modes in normal operation to ensure that the document is current. There should be
documentation kept of the change over, any anomalies encountered, as well as operational data
recorded moving forward, when switching between modes.
The post-change over review should be performed so that any updates that need to be made can
be made and put into action.
References
[2] ASHRAE HVAC Systems and Equipment Chapter 21 page 21.6 Fan Laws
Disclaimer
Information in this document is provided as a service to the public. While every effort is
made to provide accurate and reliable information, this is advisory, is provided for
informational purposes only, and may represent only one person’s view. They are not
intended and should not be relied upon as official statements of ASHRAE.