United States v. Baker

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USCA11 Case: 21-13749 Date Filed: 01/25/2022 Page: 1 of 36

No. 21-13749

IN THE UNITED STATES COURT OF APPEALS


FOR THE ELEVENTH CIRCUIT

UNITED STATES,
PLAINTIFF–APPELLEE,
v.
DANIEL BAKER,
DEFENDANT–APPELLANT.

On Appeal from the United States District Court


for the Northern District of Florida
4:21-cr-00010-AW-MAF-1
Judge Allen C. Winsor

BRIEF OF AMICI CURIAE AMERICAN CIVIL LIBERTIES UNION,


AMERICAN CIVIL LIBERTIES UNION OF FLORIDA, AND CATO
INSTITUTE IN SUPPORT OF APPELLANT AND REVERSAL

Daniel Tilley Vera Eidelman


AMERICAN CIVIL LIBERTIES Brian Hauss
FOUNDATION UNION OF FLORIDA AMERICAN CIVIL LIBERTIES
Florida Bar No. 102882 UNION FOUNDATION
4343 W. Flagler St., Suite 400 125 Broad Street, 18th Floor
Miami, FL 33134 New York, NY 10004
Tel.: (786) 363-2714 Tel.: (212) 549-2500
[email protected] [email protected]
[email protected]
Ilya Shapiro
Thomas A. Berry
CATO INSTITUTE
1000 Mass. Ave., N.W.
Washington, D.C. 20001
Tel.: (202) 842-0200
[email protected]
[email protected] Counsel for Amici Curiae
USCA11 Case: 21-13749 Date Filed: 01/25/2022 Page: 2 of 36

CERTIFICATE OF INTERESTED PERSONS


AND CORPORATE DISCLOSURE STATEMENT

Pursuant to Eleventh Circuit Rule 26.1-1, amici curiae American Civil

Liberties Union, American Civil Liberties Union of Florida, and Cato Institute state

that they do not have a parent corporation and that no publicly held corporation owns

10% or more of their stock.

Amici also file this Certificate of Interested Persons, pursuant to Eleventh

Circuit Rule 26.1-1, 28-1, and 29-2:

American Civil Liberties Union (Amicus curiae)

American Civil Liberties Union of Florida (Amicus curiae)

Berry, Thomas A. (Counsel for Amici curiae)

Cato Institute (Amicus curiae)

Eidelman, Vera (Counsel for Amici curiae)

Hauss, Brian (Counsel for Amici curiae)

Shapiro, Ilya (Counsel for Amici curiae)

Tilley, Daniel (Counsel for Amici curiae)

Pursuant to Eleventh Circuit Rule 26.1-2(b), this Certificate includes only

those persons and entities omitted from the Certificate contained in Appellant’s

Initial Brief.

Dated: January 25, 2022 By: /s/ Vera Eidelman


Vera Eidelman

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TABLE OF CONTENTS

TABLE OF AUTHORITIES ................................................................................... iii

STATEMENT OF INTEREST ................................................................................. 1

INTRODUCTION ..................................................................................................... 3

ARGUMENT ............................................................................................................ 5

I. THIS COURT MUST CONSIDER MR. BAKER’S FIRST AMENDMENT


DEFENSE INDEPENDENTLY, WITHOUT DEFERENCE TO THE
COURT OR JURY BELOW. ......................................................................... 5

II. MR. BAKER’S STATEMENTS WERE NOT TRUE THREATS. ............... 9

A. Mr. Baker’s statements were expressly conditional. .......................... 11

B. Mr. Baker’s statements were about people who did not exist. ........... 16

C. Mr. Baker’s statements were communicated publicly on a heated


political issue. ..................................................................................... 19

III. THIS IS A FAILED INCITEMENT PROSECUTION IN DISGUISE,


WHICH IS IMPROPER UNDER THE PLAIN TERMS OF 18 U.S.C. §
875(C). .......................................................................................................... 21

CONCLUSION ....................................................................................................... 26

ii
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TABLE OF AUTHORITIES

Cases
ACLU of Fla., Inc. v. Miami-Dade Cnty. Sch. Bd.,
557 F.3d 1177 (11th Cir. 2009) .............................................................................6
Alexander v. United States,
418 F.2d 1203 (D.C. Cir. 1969) ...........................................................................11
Ashcroft v. Free Speech Coal.,
535 U.S. 234 (2002) ............................................................................................22
Bauer v. Sampson,
261 F.3d 775 (9th Cir. 2001), as amended (9th Cir. Oct. 15, 2001) ...................20
Bonner v. City of Prichard,
661 F.2d 1206 (11th Cir. 1981) ...........................................................................12
Bose Corp. v. Consumers Union of U.S., Inc.,
466 U.S. 485 (1984), reh’g denied, 467 U.S. 1267 (1984) ...............................6, 7
Brandenburg v. Ohio,
395 U.S. 444 (1969) ................................................................................17, 22, 23
C.G.M., II v. Juvenile Officer,
258 S.W.3d 879 (Mo. Ct. App. 2008) ...........................................................14, 16
Chaplinsky v. New Hampshire,
315 U.S. 568 (1942) ..............................................................................................9
Citizen Publ’g Co. v. Miller,
210 Ariz. 513 (Ariz. 2005) ..................................................................................20
Elonis v. United States,
575 U.S. 723 (2015) ..............................................................................1, 2, 13, 17
Fogel v. Collins,
531 F.3d 824 (9th Cir. 2008) ...............................................................................17
Forsyth Cnty. v. Nationalist Movement,
505 U.S. 123 (1992) ............................................................................................21
Haughwout v. Tordenti,
332 Conn. 559 (Conn. 2019) ...............................................................................18
Hess v. Indiana,
414 U.S. 105 (1973) ..............................................................................................7

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Hurley v. Irish-Am. Gay, Lesbian & Bisexual Grp. of Boston,


515 U.S. 557 (1995) ..............................................................................................7
Jenkins v. Georgia,
418 U.S. 153 (1974) ..............................................................................................7
NAACP v. Claiborne Hardware Co.,
458 U.S. 886 (1982) .................................................................................... passim
New York ex rel. Spitzer v. Operation Rescue Nat’l,
273 F.3d 184 (2d Cir. 2001) ................................................................................25
New York Times, Co. v. Sullivan,
376 U.S. 254 (1964) ..................................................................................7, 10, 22
Planned Parenthood of Columbia/Willamette, Inc. v. Am. Coal. of Life Activists,
290 F.3d 1058 (9th Cir. 2002), as amended on denial of reh’g en banc (9th Cir.
July 10, 2002) ..........................................................................................17, 19, 20
R.A.V. v. City of St. Paul,
505 U.S. 377 (1992) ............................................................................................12
Snyder v. Phelps,
562 U.S. 443 (2011) ............................................................................................19
Street v. New York,
394 U.S. 576 (1969) ..............................................................................................7
Terminiello v. City of Chicago,
337 U.S. 1 (1949) ................................................................................................21
United States v. Alaboud,
347 F.3d 1293 (11th Cir. 2003), overruled by United States v. Martinez,
800 F.3d 1293 (11th Cir. 2015) .............................................................................8
United States v. Bagdasarian,
652 F.3d 1113 (9th Cir. 2011) .......................................................................25, 26
United States v. Bly,
510 F.3d 453 (4th Cir. 2007) .................................................................................8
United States v. Bozeman,
495 F.2d 508 (5th Cir. 1974) ...............................................................................12
United States v. Callahan,
702 F.2d 964 (11th Cir. 1983) .................................................................14, 15, 16
United States v. Carmichael, 326 F. Supp. 2d 1267 (M.D. Ala. 2004),
order supplemented, 326 F. Supp. 2d 1303 (M.D. Ala. 2004) ............................20

iv
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United States v. Carrier,


672 F.2d 300 (2d Cir. 1982) ................................................................................11
United States v. Castillo,
564 F. App’x 500 (11th Cir. 2014) ......................................................................16
United States v. Cooper,
865 F.2d 83 (4th Cir. 1989) ...........................................................................13, 16
United States v. Daughenbaugh,
49 F.3d 171 (5th Cir. 1995) ...................................................................................9
United States v. Fleury,
20 F.4th 1353 (11th Cir. 2021) ........................................................................8, 19
United States v. Hanna,
293 F.3d 1080 (9th Cir. 2002) ...............................................................................8
United States v. Malik,
16 F.3d 45 (2d Cir. 1994) ......................................................................................9
United States v. Martinez,
736 F.3d 981 (11th Cir. 2013), judgment vacated on other grounds,
576 U.S. 1001 (2015) ......................................................................................9, 11
United States v. O’Dwyer,
443 F. App’x 18 (5th Cir. 2011) ....................................................................18, 19
United States v. Parr,
545 F.3d 491 (7th Cir. 2008) .................................................................................9
United States v. Pinkston,
338 F. App’x 801 (11th Cir. 2009) ........................................................................8
United States v. Schiefen,
139 F.3d 638 (8th Cir. 1998) .................................................................................9
United States v. Wheeler,
776 F.3d 736 (10th Cir. 2015) ...............................................................................9
United States v. White,
670 F.3d 498 (4th Cir. 2012), abrogated on other grounds by
United States v. White, 810 F.3d 212 (2016) .................................................21, 24
Virginia v. Black,
538 U.S. 343 (2003) .................................................................................... passim
Watts v. United States,
394 U.S. 705 (1969) .................................................................................... passim

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Statutes
18 U.S.C. § 875(c) ........................................................................................... passim
18 U.S.C. § 879(a) ...................................................................................................25
Other Authorities
Andrew Solender, Gaetz Tells Supporters Second Amendment Is for
‘Armed Rebellion Against the Government,’ Forbes, May 28, 2021 ....................4
Lee Fang, Republican Congressman Legitimizes Violence as Response to
Election Dispute, The Intercept, Jan. 7, 2021........................................................3
Paul LeBlanc & Daniel Dale, Rep. Cawthorn Talks of ‘Bloodshed’ Over
Future Elections as He Pushes Voting Lies, CNN, Aug. 30, 2021 .......................4
Philip Bump, The Alarming Downward Spiral of the Election-Fraud
Conspiracy Theory, Wash. Post, June 24, 2021 ..............................................4, 17

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STATEMENT OF INTEREST1

The American Civil Liberties Union (“ACLU”) is a nationwide, non-

partisan, non-profit organization dedicated to the principles of liberty and equality

embodied in the Constitution and our nation’s civil rights laws. The ACLU of

Florida is a state affiliate of the national ACLU. The ACLU and its affiliates have

appeared as both direct counsel and amicus curiae in numerous free speech cases,

including cases outlining the scope of the true threats doctrine. See, e.g., Elonis v.

United States, 575 U.S. 723 (2015) (amicus); Virginia v. Black, 538 U.S. 343

(2003) (counsel); Watts v. United States, 394 U.S. 705 (1969) (amicus). The proper

resolution of this case is a matter of substantial interest to the ACLU and its

members.

The Cato Institute is a non-partisan public policy research foundation

founded in 1977 and dedicated to advancing the principles of individual liberty,

free markets, and limited government. Cato’s Robert A. Levy Center for

Constitutional Studies was established to restore the principles of limited

constitutional government that are the foundation of liberty. Toward those ends,

Cato publishes books and studies, conducts conferences and forums, and produces

1
Pursuant to Federal Rule of Appellate Procedure Rule 29(a)(4)(E), counsel for
amici curiae certifies that no person or entity, other than amici curiae, their
members, or their counsel, made a monetary contribution to the preparation or
submission of this brief or authored this brief in whole or in part. The parties have
consented to the filing of this brief.

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the annual Cato Supreme Court Review. This case is of central concern to Cato

because the First Amendment is part of the bulwark for liberty that the Framers set

out in the Constitution. Cato has participated as amicus in many cases concerning

the correct interpretation and application of First Amendment doctrine, including

the proper bounds of the true threats doctrine. See, e.g., Elonis, 575 U.S. 723.

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INTRODUCTION

Daniel Baker has been sentenced to forty-four months in prison and three

years of supervised release for speaking out publicly in the days after the January 6,

2021 attack on the U.S. Capitol. Addressing a public audience on Facebook, he

condemned those who took part in the attack. And he encouraged others to fight

back if, and only if, an armed mob of racist terrorists—a group that, according to

public reports of law enforcement intelligence, did not exist—attacked the Florida

Capitol, overpowered police officers, and successfully occupied the building.

While potentially shocking, Mr. Baker’s posts were in line with much of the

rhetoric of the day. Throughout 2021, many public statements about the 2020

election and the events of January 6 were sharp, inflamed, and invoked violence. On

January 7, Republican Representative Mo Brooks of Alabama explained that, in

modern-day America just as in Nazi Germany, when people “los[e] faith in the ballot

box,” one of their few remaining options is to “resist, often through violence.” 2 In

May, Republican Representative Matt Gaetz of Florida told supporters, “We have a

Second Amendment in this country, and I think we have an obligation to use it”—

specifically “to maintain an armed rebellion against the government if that becomes

2
Lee Fang, Republican Congressman Legitimizes Violence as Response to
Election Dispute, The Intercept (Jan. 7, 2021), https://theintercept.com/2021/01/07/
capitol-violence-republican-mo-brooks/.

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necessary.”3 In June, while discussing the “traitors who meddled with our sacred

democratic process,” an OAN correspondent reminded listeners that “in the past,

America had a very good solution for dealing with such traitors: execution.”4 And,

in August 2021, Republican Representative Madison Cawthorn of North Carolina

claimed that “rigged” and “stolen” elections would “lead to one place, and that’s

bloodshed.”5 Amidst such rhetoric, Mr. Baker’s posts were not unusual—but the fact

of this prosecution is.

Mr. Baker’s posts were protected by the First Amendment. No reasonable

person could have felt individually threatened by Mr. Baker’s statements, because

nobody was planning to attack the Florida Capitol. Likewise, no reasonable person

reading Mr. Baker’s statements would have understood them as expressing a serious

intent to lay siege to the Florida Capitol.

Mr. Baker’s statements were expressly conditioned on outlandish events: a

group of individuals attacking the Florida Capitol, overpowering police, and

3
Andrew Solender, Gaetz Tells Supporters Second Amendment Is for ‘Armed
Rebellion Against the Government,’ Forbes (May 28, 2021), https://www.forbes.
com/sites/andrewsolender/2021/05/28/gaetz-tells-supporters-2nd-amendment-is-
for-armed-rebellion-against-thegovernment/?sh=7cd8da3a196f.
4
Philip Bump, The Alarming Downward Spiral of the Election-Fraud Conspiracy
Theory, Wash. Post (June 24, 2021), https://www.washingtonpost.com/politics/
2021/06/24/alarming-downward-spiral-election-fraud-conspiracy-theory/.
5
Paul LeBlanc & Daniel Dale, Rep. Cawthorn Talks of ‘Bloodshed’ Over Future
Elections as He Pushes Voting Lies, CNN (Aug. 30, 2021), https://www.cnn.com/
2021/08/30/politics/madison-cawthorn-elections/index.html.

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occupying the building. While those events may have appeared more likely in the

days following the January 6 attack, law enforcement intelligence—and public

reporting about that intelligence—showed no threat of a coup at the Florida Capitol.

In addition, because no one planned to attack the Florida Capitol, Mr. Baker’s

statements encouraged taking action against people who did not exist. And the

statements were communicated to a general audience on a matter of public concern.

Separately, each of these three factors weighs in favor of reversal; together, they

require it.

Finally, the government’s prosecution of Mr. Baker under 18 U.S.C. § 875(c)

was improper by the statute’s own terms. The law prohibits threatening “to injure

the person of another”—not encouraging others to injure someone else. Mr. Baker’s

statements, which urged a general public over whom he exercised no control to take

action in connection with a heated political issue, are not the kinds of statements

encompassed by the plain language of 18 U.S.C. § 875(c).

For these reasons, this Court should reverse the court below.

ARGUMENT

I. THIS COURT MUST CONSIDER MR. BAKER’S FIRST


AMENDMENT DEFENSE INDEPENDENTLY, WITHOUT
DEFERENCE TO THE COURT OR JURY BELOW.

The government may argue that this Court should review Mr. Baker’s First

Amendment claim under the more deferential standard of review it “[o]rdinarily”

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applies to a district court’s denial of judgment of acquittal—but, as this Court has

recognized, “First Amendment issues are not ordinary.” ACLU of Fla., Inc. v.

Miami-Dade Cnty. Sch. Bd., 557 F.3d 1177, 1203 (11th Cir. 2009). Rather,

“[w]here the First Amendment Free Speech Clause is involved[, this Court’s]

review of . . . findings of ‘constitutional facts,’ as distinguished from ordinary

historical facts, is de novo.” Id. (collecting cases).

Constitutional facts are those “few core facts that determine a First

Amendment free speech issue.” Id. at 1205. Because such facts determine not only

“the unprotected character of particular communications,” but also “the limits of

the unprotected category,” an appellate court’s independent review of them is

“vitally important.” Bose Corp. v. Consumers Union of U.S., Inc., 466 U.S. 485,

503, 505 (1984), reh’g denied, 467 U.S. 1267 (1984). “[T]he stakes—in terms of

impact on future cases and future conduct—are too great to entrust them finally to

the judgment of the trier of fact.” Id. at 501 n.17.

This holds whether that trier “b[e] a jury,” as here, “or a trial judge.” ACLU

of Fla., 557 F.3d at 1206 (quoting Bose, 466 U.S. at 501). The Supreme Court has

rejected “the contention that a jury finding of [unprotected speech] is insulated

from review so long as . . . there is some evidence to support its findings.” Bose,

466 U.S. at 507. Instead, if the question is whether “the communication in issue

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[falls] within one of the few classes of ‘unprotected’ speech,” a reviewing court

must engage in “an independent examination of the evidence.” Id. at 503, 506.

It is through such “exercise[] of independent judgment” that the Supreme

Court has “mark[ed] out” and guarded “the limits of” a variety of First Amendment

standards, id. at 505—from fighting words, id. (citing Street v. New York, 394 U.S.

576, 592 (1969)), to incitement, id. at 505–06 (citing Hess v. Indiana, 414 U.S.

105, 108–109 (1973) (per curiam)), to obscenity, id. at 506–07 (citing Jenkins v.

Georgia, 418 U.S. 153, 159–61 (1974)), to defamation, id. at 508; see also New

York Times, Co. v. Sullivan, 376 U.S. 254, 285 (1964), to unprotected conduct,

Hurley v. Irish-Am. Gay, Lesbian & Bisexual Grp. of Boston, 515 U.S. 557, 567

(1995).

While the Supreme Court has not yet explicitly addressed the need for

independent review of the record in a true threats case, it appears to have engaged

in such a review in the seminal case establishing that the government may punish

“true threats” consistent with the First Amendment. Watts v. United States, 395

U.S. 705, 708 (1969). Without mentioning any deference to the findings of fact or

the jury verdict at trial, the Court reviewed the record—including the “context” and

“expressly conditional nature” of the challenged statement, as well as “the reaction

of the listeners”—“with the commands of the First Amendment clearly in mind.”

Id. at 707, 708. It sought to ensure that “[w]hat is a threat . . . be distinguished from

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what is constitutionally protected speech.” Id. at 707. And, contrary to the jury

below, it concluded that the statement at issue could not have been interpreted as

anything but political hyperbole and so “remanded [the case] with instructions that

it be returned to the District Court for entry of a judgment of acquittal.” Id. at 708.

Since then, several appellate courts have recognized that, in a true threats

prosecution, “whether a statement is a true threat” must be reviewed de novo.

United States v. Hanna, 293 F.3d 1080, 1088 (9th Cir. 2002); see also United

States v. Bly, 510 F.3d 453, 457 (4th Cir. 2007). To be sure, this Court has applied

a more deferential standard in true threats cases when that is all that appellants—

focused on the lack of sufficient evidence, not the First Amendment boundaries of

“true threats”—have sought. See, e.g., United States v. Pinkston, 338 F. App’x 801,

801–02 (11th Cir. 2009) (per curiam); United States v. Alaboud, 347 F.3d 1293,

1295 (11th Cir. 2003), overruled by United States v. Martinez, 800 F.3d 1293 (11th

Cir. 2015) (per curiam). But this Court has also recognized that the proper standard

of review is de novo if the question is, as here, whether a district judge and jury

properly applied First Amendment law to a defendant’s allegedly threatening

statements. United States v. Fleury, 20 F. 4th 1353, 1362 (11th Cir. 2021).6

6
Some appellate courts have applied a more deferential standard of review even
where a defendant has raised a First Amendment defense. In most instances, they
have done so while recognizing that, if a defendant were “making an argument
about the scope of the true threat doctrine and the proper definition of true threats,
[the] review would be de novo.” United States v. Parr, 545 F.3d 491, 497 (7th Cir.

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II. MR. BAKER’S STATEMENTS WERE NOT TRUE THREATS.

“The critical issue for the true threats doctrine is distinguishing true threats

from mere political hyperbole.” United States v. Martinez, 736 F.3d 981, 984–85

(11th Cir. 2013) (citing Watts, 394 U.S. at 707–08), judgment vacated on other

grounds, 576 U.S. 1001 (2015). For that reason, like all “classes of speech, the

prevention and punishment of which has never been thought to raise any

constitutional problem,” the “true threats” exception covers a “well-defined” and

“narrowly limited” category, Virginia v. Black, 538 U.S. 343, 358 (2003) (quoting

Chaplinsky v. New Hampshire, 315 U.S. 568, 571–72 (1942)); specifically, those

few statements that are “mean[t] to communicate a serious expression of an intent

to commit an act of unlawful violence to a particular individual or group of

individuals.” Id. at 359.

Mr. Baker’s statements fall outside of that category for three reasons. They

were expressly conditional; the only people who could have been the subjects of

the statement—“[T]rump terrorists . . . coming” to “storm [the Florida] state

Capitol,” Gov. Exh. 1B—did not exist; and the posts were communicated to the

2008). See also United States v. Wheeler, 776 F.3d 736, 742 (10th Cir. 2015)
(recognizing that where a case raises “an ‘unusual set of facts,’ the question
whether statements amount to true threats ‘is [not] a question . . . best left to a
jury’” (quoting United States v. Malik, 16 F.3d 45, 51 (2d Cir. 1994)). In others,
they have simply ignored the stakes of appellate review. See United States v.
Schiefen, 139 F.3d 638, 639 (8th Cir. 1998) (per curiam); United States v.
Daughenbaugh, 49 F.3d 171, 173 (5th Cir.1995).

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public, on a heated political issue. Each of these factors weighs against the

conclusion that Mr. Baker’s statements constituted true threats; in combination,

they tilt the scales decisively against conviction.

Watts offers a helpful roadmap. Even as it acknowledged the category of

true threats in that case, the Supreme Court emphasized the essential distinction

between political hyperbole and true threats. 394 U.S. at 708. It held that whether

“the Government [has] prove[n] a true ‘threat’” “must [be] interpret[ed]” subject to

the “commands of the First Amendment” and “against the background of a

profound national commitment to the principle that debate on public issues should

be uninhibited, robust, and wide-open.” Id. at 707, 708 (quoting New York Times

Co., 376 U.S. at 270). Applying that rule to the case before it, the Supreme Court

held that a draft protester could not be convicted of threatening the President for

stating, at a public rally opposing the Vietnam War, “If they ever make me carry a

rifle the first man I want to get in my sights is L.B.J.” Id. at 706. Emphasizing “the

expressly conditional nature of the statement”—that the speaker would only shoot

the President if drafted—and the “context” of the utterance—that it was spoken at

a public protest—the Court held that the statement “could [not] be interpreted” as a

true threat. Id. at 708.

The same is true here. As in Watts, Mr. Baker’s statements were expressly

conditional. Mr. Watts conditioned his threat on “an event he vowed would never

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occur.” Martinez, 736 F.3d at 985 (citing Watts, 394 U.S. at 707–08). Here, Mr.

Baker conditioned it on a highly implausible series of events—rioters storming the

Florida Capitol, attacking the police officers guarding the building, successfully

overpowering them to take the building, and Mr. Baker showing up with an armed

militia of supporters. As in Watts, the statements were broadcast to the public in

the context of a heated political debate. And, while Mr. Watts specifically named

President Johnson as the target of his speech, Mr. Baker focused his statement on a

non-existent treasonous militia. Taken together, all of these factors suggest that no

reasonable person would have perceived Mr. Baker’s statement as a serious

expression of intent to besiege the Florida Capitol.

A. Mr. Baker’s statements were expressly conditional.

Since Watts, courts have recognized that “the conditional nature of a

statement, whether or not a complete defense, is certainly a factor bearing on the

question whether the statement is an exaggerated expression rather than a ‘threat.’”

Alexander v. United States, 418 F.2d 1203, 1206 (D.C. Cir. 1969); see also United

States v. Carrier, 672 F.2d 300, 306 (2d Cir. 1982) (in assessing whether a statement

is a true threat, “how it was spoken, i.e., plainly and unconditionally or in jest” must

be considered).

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In a decision that is binding on this Court,7 the Fifth Circuit, too, recognized

the distinction between, on the one hand, “statements . . . phrased in conditional

terms,” and, on the other, a statement that “was express and unequivocable,” and so

“me[t] the test of what amounts to a threat” because it “would have a reasonable

tendency to create apprehension that its originator will act according to its tenor.”

United States v. Bozeman, 495 F.2d 508, 510 (5th Cir. 1974) (cleaned up).

This logic aligns with the purposes for which the true threats doctrine exists—

namely, “protecting individuals from the fear of violence, from the disruption that

fear engenders, and from the possibility that the threatened violence will occur[.]”

R.A.V. v. City of St. Paul, 505 U.S. 377, 388 (1992); Black, 538 U.S. at 360 (same).

Where, as here, an alleged threat targets people who do not (and never did) exist—

and is further conditioned on that non-existent group taking a series of improbable

actions, followed by a similarly improbable series of counteractions by the defendant

and his non-existent allies—there are no individuals who could reasonably fear the

threatened violence.

Such statements are not true threats because they do not communicate an

objectively “serious expression” of intent to commit unlawful violence. Black, 538

7
See Bonner v. City of Prichard, 661 F.2d 1206, 1207 (11th Cir. 1981) (en banc)
(holding that all decisions of the “old Fifth” Circuit handed down prior to that
court’s close of business on September 30, 1981, are binding precedent in the
Eleventh Circuit).

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U.S. at 359. See also Elonis v. United States, 575 U.S. 723, 747 (2015) (Alito, J.,

concurring in part and dissenting in part) (a true threat must be likely “to be taken

seriously”). This “serious expression” requirement underlies many conditional

threats cases.

For example, the Fourth Circuit upheld a defendant’s conviction for telling a

U.S. government official that “he had checked out and chosen four sites in the

District of Columbia for the assassination [of the Prime Minister of India],” even

though it also included a fantastical statement about receiving funding from the

Secret Service, because the statement “was made in a serious vein.” United States v.

Cooper, 865 F.2d 83, 85 (4th Cir. 1989). In contrast, the court noted that a “charge

based upon [the defendant’s statement that he would kill India’s Prime Minister

outside the United States if paid $50,000 by the CIA to do it] was dismissed, for it

was clearly conditional and its premise absurd.” Id. at 85. Thus, it concluded that,

while a threat conditioned on an absurd premise cannot be serious and so is

protected, one that expresses a genuine intent to commit violence can constitute a

true threat even if it includes fanciful language.

Similarly, in C.G.M., II v. Juvenile Officer, a Missouri court held that one

teenager, C.G.M., inquiring of another whether he “wanted to help blow up the

school if C.G.M. got dynamite for his birthday” was not a true threat, in part because

“a statement that a juvenile would be receiving dynamite from his parent for his

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birthday alone makes the listener question whether the speaker is making a serious

expression to cause an incident involving danger to life.” 258 S.W.3d 879, 883 (Mo.

Ct. App. 2008).

This Court’s conditional threats caselaw reflects a similar logic. It

distinguishes between statements that make “the threat itself” conditional, and so are

protected by the First Amendment, and those that place conditions only on the

“carrying out of the threat.” United States v. Callahan, 702 F.2d 964, 966 (11th Cir.

1983) (per curiam). Conditional threats are statements that, in the absence of the

specified condition, no reasonable person would understand as expressing a serious

intent to commit violence. For example, the statement “If anyone ever assaulted my

wife, I would kill them” is not a true threat, because any reasonable listener would

understand that the speaker is speculating about how they would respond to a

hypothetical situation. On the other hand, statements that would be understood by a

reasonable listener as expressing a genuine intent to commit violence are actionable,

even if the speaker stipulates that certain conditions must be met before they will

act.

Applying that rule in Callahan, this Court upheld the conviction of a man for

sending a letter to the Director of the Secret Service stating, “It is essential that

Reagan and Bush are assassinated on Inauguration Day in front of television

cameras”; promising, “If you can arrange for me to get into the act, I will be willing

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to accept the responsibility”; and concluding “I will be in Washington in a few

hours.” Id. at 965. The Court rejected the defendant’s argument that “his letter

constituted a conditional statement that was nothing more than political hyperbole”

because, while his ability to carry out the threat “might have been conditional upon

Secret Service aid and agreement,” the threat itself—an unequivocal statement of his

“read[iness] to help carry out” the “essential” assassination, specifying “a date, time,

and place,” and “manifest[ing] a willingness to accept the consequences of the

murders”—was not conditional. Id. at 965–966.

In contrast, here, no reasonable person would have perceived Mr. Baker’s

statements as reflecting a genuine intent to besiege the Florida Capitol. The

apocalyptic conditions described in his statements—an “[a]rmed racist” mob from

several nearby states with “high power rifles and explosive[s]” staging “an ARMED

COUP” and “fight[ing] with cops” at the Florida Capitol building, which would then

be “encircle[d]” by Mr. Baker and his “[m]litant friends” in “all sorts of wheeled

vehicles, bikes, scooters, atv, motorcycle, car, truck and SUV,” Gov. Exh. 1B—

would have struck a reasonable listener as loose talk inspired by an overactive

imagination. While the events of January 6 may have made the events Mr. Baker

described seem more probable than they would have appeared at any other time,

public reports of law enforcement intelligence specific to Florida made clear that no

threat of an attack at the Florida Capitol existed. Thus, much like the statements in

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Cooper and C.G.M., II, the scenario described in Mr. Baker’s statements was

sufficiently farfetched that a reasonable person would not have taken them as a

serious cause for concern—particularly when combined with the facts that they

targeted people who did not exist, and were uttered to a public audience on a heated

political issue. By contrast, the statement in Callahan reflected a genuine intent to

assassinate the President and Vice President, even if the means to carry out the

assassination were lacking.

This Court’s only other invocation of this conditional threats rule further

highlights the protected nature of Mr. Baker’s statements. In United States v.

Castillo, the Court upheld the conviction of a man for posting on Facebook,

“[T]hat’s the last straw. If [Obama] gets re-elected, I’m going to hunt him down and

kill him and watch the life disappear from his eyes,” and then reaffirming that he

meant what he said after President Obama was re-elected. 564 F. App’x 500, 501,

504 (11th Cir. 2014). The Court held that the speech was not protected in part

because, “at the time that [the defendant] told Secret Service that he meant what he

had said, the President had been re-elected, so that the condition in question had been

fulfilled.” Id. at 504. In contrast, here, Mr. Baker’s conditions had not been fulfilled

when he posted his statements; indeed, they were never fulfilled.

B. Mr. Baker’s statements were about people who did not exist.

Relatedly, Mr. Baker’s statements also fail the requirement that a true threat

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must express an intent “to commit an act of unlawful violence to a particular

individual or group.” Black, 538 U.S. at 359 (emphasis added). In other words, it

must be “[]likely to be interpreted as a real threat to a real person.” Elonis, 575 U.S.

at 747 (2015) (Alito, J., concurring in part and dissenting in part) (emphasis added).

In contrast, speech that is “not directed at specific individuals” is more likely to

“reasonably be characterized as [protected] political rhetoric or hyperbole.” Fogel v.

Collins, 531 F.3d 824, 830 (9th Cir. 2008). Indeed, “[t]here were no individualized

threats in Brandenburg, Watts, or Claiborne”—all cases in which the Supreme Court

concluded the speech at issue was protected. Planned Parenthood of

Columbia/Willamette, Inc. v. Am. Coal. of Life Activists, 290 F.3d 1058, 1086 (9th

Cir. 2002), as amended on denial of reh’g en banc (9th Cir. July 10, 2002).

Mr. Baker’s statements fail this requirement because they targeted a group

that did not exist. The same would hold true for a statement encouraging violence

against individuals who led the conspiracy to steal the 2020 election.8 Had Mr. Baker

threatened to, for example, trap anyone present at the Florida Capitol on January 20

inside, this would be a different case. While that would not have identified specific

individuals by name, it would have reasonably placed existing people—for example,

those who work at the Capitol, or those who planned to attend a hearing that day—

8
See, e.g., Bump, supra note 4 (OAN correspondent suggested “execution” as a
way to “deal[] with” “traitors who . . . tried to steal power by taking away the
voices of the American people”).

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in fear, and the threatened violence would have been plausible. See, e.g., Haughwout

v. Tordenti, 332 Conn. 559, 563, 580 (Conn. 2019) (holding that several statements

about “shoot[ing] up this school” that did not identify particular individuals were

nevertheless true threats because “[t]he fear of indiscriminate and random death and

injury that results from mass shootings, like Sandy Hook, Virginia Tech, and

Columbine, . . . is shared by any one of the many people who must frequent a public

place . . . that has been the subject of a threat.”). But that is not what Mr. Baker said.

Instead, his statements contemplated armed resistance against a non-existent

treasonous militia.

In United States v. O’Dwyer, the Fifth Circuit affirmed the district court’s

dismissal of an indictment under 18 U.S.C. § 875(c) because the statement at issue

did not target a particular individual or group. 443 F. App’x 18, 20 (5th Cir. 2011)

(per curiam). The defendant, a debtor, had emailed “a bankruptcy court employee,

with a message for [his bankruptcy judge]” asking for permission “to pay for his

anti-depressant medication” and suggesting that bad consequences would follow if

his request were denied: “[S]uppose I become ‘homicidal?’ Given the recent

‘security breach’ at [the courthouse], a number of scoundrels might be at risk if I DO

become homicidal.” Id. at 19. The Fifth Circuit held that the “statement is not a true

threat as a matter of law” because it was “hypothetical and conditional,” and because

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it “never identified any individual whom [the defendant] intended to harm.” Id. at

20. The same is true here.

C. Mr. Baker’s statements were communicated publicly on a heated


political issue.

Even if this were a borderline case, the special protection afforded to speech

on public issues would tip the scales decisively in favor of reversal. Mr. Baker’s

statements were made to the public, on a matter of public concern. He published

the posts on Facebook—one on his page and the other on that of a local TV

station—in the midst of political discussions about whether the 2020 election was

stolen, and what exactly occurred during the January 6 riot.

This Court has recognized that speech on matters of public concern “is

afforded greater First Amendment protection” even in true threats prosecutions.

Fleury, 20 F.4th at 1364. Otherwise, “the free and robust debate of public issues”

could be chilled, and the “meaningful dialogue of ideas” would suffer. Id. (citing

Snyder v. Phelps, 562 U.S. 443, 452 (2011)). “It is a fundamental tenet of First

Amendment jurisprudence that political speech in a public arena is different from

purely private speech directed at an individual. . . . Political speech, ugly or

frightening as it may sometimes be, lies at the heart of our democratic process.

Private threats delivered one-on-one do not.” Planned Parenthood, 290 F.3d at

1088–89 (Reinhardt, J., dissenting).

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In addition to concerns about protecting political speech, extreme rhetoric is

more likely to be protected when it is political because “[t]he language of the

political arena . . . is often vituperative, abusive, and inexact,” and so “may well

include vehement, caustic, and sometimes unpleasantly sharp attacks[.]” Watts,

394 U.S. at 708. See also Bauer v. Sampson, 261 F.3d 775, 783–84 (9th Cir. 2001),

as amended (9th Cir. Oct. 15, 2001) (holding that writings “made in an

underground campus newspaper in the broader context of especially contentious

campus politics” were “patently not true threats” even though they “ha[d] some

violent content”).

Finally, “[s]peech that is part of . . . public discourse is far less likely to be a

true threat than statements contained in private communications or in face-to-face

confrontations,” Citizen Publ’g Co. v. Miller, 210 Ariz. 513, 521 (Ariz. 2005) (en

banc), in part because a “diffuse public” threat is typically less “likely to be taken

seriously,” Planned Parenthood, 290 F.3d at 1086. See also United States v.

Carmichael, 326 F. Supp. 2d 1267, 1282–83 (M.D. Ala. 2004), order supplemented,

326 F. Supp. 2d 1303 (M.D. Ala. 2004) (holding that posting about people on a

website is less threatening than communicating with those people directly). That is

particularly true where, as here, the threat could not have been sent to any particular

target because no such targets existed.

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Mr. Baker’s statements may have been intemperate, but the First Amendment

protects a great deal of political advocacy that many people would find offensive or

alarming. Indeed, the distinction between political hyperbole and true threats is

perhaps most important to keep in mind where, as here, a defendant holds unpopular

or controversial views. Such individuals’ use of “violent and extreme rhetoric, even

if intended simply to convey an idea or express displeasure, is more likely to strike

a reasonable person as threatening.” United States v. White, 670 F.3d 498, 525 (4th

Cir. 2012) (opinion of Floyd, J.), abrogated on other grounds by United States v.

White, 810 F.3d 212 (2016); cf. Forsyth Cnty. v. Nationalist Movement, 505 U.S.

123, 134 (1992) (“Listeners’ reaction to speech is not a content-neutral basis for

regulation.”). But punishing such speech would ignore the fact that free speech may

“best serve its high purpose when it induces a condition of unrest, creates

dissatisfaction with conditions as they are, or even stirs people to anger.” Terminiello

v. City of Chicago, 337 U.S. 1, 4 (1949).

III. THIS IS A FAILED INCITEMENT PROSECUTION IN DISGUISE,


WHICH IS IMPROPER UNDER THE PLAIN TERMS OF 18 U.S.C. §
875(C).

In addition to violating Mr. Baker’s First Amendment rights because his

statements were not true threats, this prosecution reflects a category error. Mr.

Baker’s statements—two public “call[s]” urging his audience to “RISE UP” and

“[h]elp protect [their] community from terrorists,” see Gov. Exh. 2B—constituted

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public advocacy, not private threats. See also Gov. Exh. 1B (encouraging readers to

“Call all of your friends and Rise Up!”). The posts strongly condemned those who

attacked the U.S. Capitol on January 6, 2021, and encouraged “ALL FLORIDA

RESIDENTS” to “RISE UP” and “[j]oin us” in “protect[ing] your community from

terrorists” if a similar attack occurred in Florida. See Gov. Exh. 2B. In short, the

posts were a plea to others to defend the state capitol building if it came under attack

by armed mobs.

To ensure that public debate remains “uninhibited, robust, and wide-open,”

New York Times Co., 376 U.S. at 270, the First Amendment broadly protects such

public advocacy, even when it directly encourages illegal conduct or violence. “The

mere tendency of speech to encourage unlawful acts is not a sufficient reason for

banning it.” Ashcroft v. Free Speech Coal., 535 U.S. 234, 253 (2002). Equally, the

“mere advocacy of the use of force or violence does not remove speech from the

protection of the First Amendment.” NAACP v. Claiborne Hardware Co., 458 U.S.

886, 927 (1982) (citing Brandenburg v. Ohio, 395 U.S. 444, 447 (1969)).

“Strong and effective extemporaneous rhetoric cannot be nicely channeled in

purely dulcet phrases. An advocate must be free to stimulate his audience with

spontaneous and emotional appeals for unity and action in a common cause.” Id. at

928. Accordingly, “the constitutional guarantees of free speech and free press . . .

permit a State to forbid or proscribe advocacy of the use of force or of law violation

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[only] where such advocacy is directed to inciting or producing imminent lawless

action and is likely to incite or produce such action.” Brandenburg, 395 U.S. at 447.

“When such appeals do not incite lawless action, they must be regarded as protected

speech.” Claiborne Hardware, 458 U.S. at 928.

The incitement doctrine—not the true threats doctrine—is the proper test for

determining whether public advocacy to violence is constitutionally protected. The

Supreme Court’s analysis in Claiborne Hardware is instructive. In that case, the

Court considered whether statements made by Charles Evers, the organizer of a

boycott campaign, were protected under the First Amendment. Id. at 902. At one

rally, Mr. Evers told the “several hundred people” in attendance, “[i]f we catch any

of you going in any of them racist stores, we’re gonna break your damn neck.” Id.

At another, he stated “that boycott violators would be ‘disciplined’ by their own

people,” and “warned that the Sheriff could not sleep with”—that is, protect—

“boycott violators at night.” Id. His audience knew that boycott violators were

tracked, had their names read aloud at NAACP meetings and published in a local

paper, and, in some instances, were subjected to violence or property damage. Id. at

903–04.

Amidst this “passionate atmosphere,” the Court acknowledged that the

speeches “might have been understood as inviting an unlawful form of discipline or,

at least, as intending to create a fear of violence[.]” Id. at 927. And yet the Court

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held that Mr. Evers’ statements were constitutionally protected because they did not

amount to incitement under the Brandenburg analysis. See id. The Court nowhere

suggested that Mr. Evers’ statements might qualify as unprotected true threats. See

id. at 928 n.71 (citing Watts, 394 U.S. at 706, 708, for the proposition that statements

of political opposition do not constitute true threats, even if they use violent

language).

Since Claiborne, several circuit courts have emphasized the difference

between threats and public advocacy of violence, and have construed federal threat

statutes to exclude the latter. In United States v. White, the Fourth Circuit held that

a defendant could not be convicted under Section 875(c) for posting “language [that]

was clearly directed to others in the form of advocacy.” 670 F.3d at 513. Considering

the defendant’s posts—which all lambasted one individual and stated, “Good. Now

someone [go firebomb his house]”; “[he] should be drug [sic] out into the street and

shot”; and “he must be killed,” id. at 505–06—the court concluded that, while

“[t]hese communications clearly called for someone to kill [the alleged victim],”

they could not constitute threats, id. at 514. While “a direction to others . . . could

have amounted to a threat if [the defendant] had some control those other persons or

if [his] violent commands in the past had predictably been carried out,” without such

facts, they could not qualify as threats under Section 875(c). Id. at 513. The same is

true here.

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Similarly, in United States v. Bagdasarian, assessing the plain language of a

federal statute that makes it a crime to “threaten[] to kill, kidnap, or inflict bodily

harm upon [a major presidential candidate or a member of their family],” 18

U.S.C. § 879(a)(3), the Ninth Circuit held that the statute does not reach speech

predicting that violence will occur or encouraging others to engage in violence.

652 F.3d 1113, 1119 & n.18 (9th Cir. 2011). As a result, the court held that a

defendant’s racially charged posts on online message boards stating that then-

candidate President Obama “will have a 50 cal in the head soon” and also simply

“shoot [him],” id. at 1115, did “not constitute a threat and do not fall within the

offense punished by the statute,” id. at 1120, because “one is predictive in nature

and the other exhortatory,” id. at 1122. Cf. New York ex rel. Spitzer v. Operation

Rescue Nat’l, 273 F.3d 184, 196 (2d Cir. 2001) (“[G]enerally, a person who

informs someone that he or she is in danger from a third party has not made a

threat, even if the statement produces fear.”).

Like the federal threats statute at issue in Bagdasarian, 18 U.S.C. § 875(c)

does not “make[] criminal an intention or tendency to encourage others to injure”

other people. Bagdasarian, 652 F.3d at 1119 n.18. As such, it cannot be used to

prosecute a call, issued to members of the public over whom the defendant has no

control, focused on a heated political issue, encouraging—but not inciting—others

to engage in unlawful acts.

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At most, Mr. Baker’s posts invited Floridians to take the defense of the

republic into their own hands if necessary. As in Claiborne, the statements

constituted “an impassioned” and “political” “plea for . . . citizens to unify [and] to

support . . . each other.” 458 U.S. at 928. As in White, Mr. Baker had no control over

his audience. And, as in Bagdasarian, the posts were predictive and exhortatory, not

threatening. 652 F. 3d at 1120. As a result, 18 U.S.C. § 875(c), by its own terms does

not reach Mr. Baker’s statements.

CONCLUSION

For these reasons, this Court should reverse the court below and hold that Mr.

Baker’s statements were protected by the First Amendment.

Dated: January 25, 2022 Respectfully submitted,

/s/ Vera Eidelman


Vera Eidelman
Brian Hauss
AMERICAN CIVIL LIBERTIES
UNION FOUNDATION
125 Broad Street, 18th Floor
New York, NY 10004
Tel.: (212) 549-2500
[email protected]
[email protected]

Daniel Tilley
AMERICAN CIVIL LIBERTIES
FOUNDATION UNION OF
FLORIDA
Florida Bar No. 102882

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USCA11 Case: 21-13749 Date Filed: 01/25/2022 Page: 34 of 36

4343 W. Flagler St., Suite 400


Miami, FL 33134
Tel.: (786) 363-2714
[email protected]

Ilya Shapiro
Thomas A. Berry
CATO INSTITUTE
1000 Mass. Ave., N.W.
Washington, D.C. 20001
Tel.: (202) 842-0200
[email protected]
[email protected]

Counsel for Amici Curiae*

*Laura Moraff, Brennan Fellow at the ACLU’s Speech, Privacy & Technology
Project, contributed substantial research and drafting to this brief.

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CERTIFICATE OF COMPLIANCE

Pursuant to Federal Rule of Appellate Procedure 32(g), I certify that this Brief

of Amici Curiae in Support of Plaintiff–Appellant and Reversal complies with the

type-volume limitation, typeface requirements, and type style requirements of

Federal Rules of Appellate Procedure 32(a) because it contains 6,161 words and has

been prepared in a proportionally spaced typeface, 14-point Times New Roman,

using the word-processing system Microsoft Word 2016.

Dated: January 25, 2022 By: /s/ Vera Eidelman


Vera Eidelman

Counsel for Amici Curiae


USCA11 Case: 21-13749 Date Filed: 01/25/2022 Page: 36 of 36

CERTIFICATE OF SERVICE

I hereby certify that on January 25, 2022, I electronically filed the foregoing

document with the Clerk of the Court using the ECF system, which will send

notification of such filing to all counsel of record.

Dated: January 25, 2022 By: /s/ Vera Eidelman


Vera Eidelman

Counsel for Amici Curiae

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