United States v. Baker
United States v. Baker
United States v. Baker
No. 21-13749
UNITED STATES,
PLAINTIFF–APPELLEE,
v.
DANIEL BAKER,
DEFENDANT–APPELLANT.
Liberties Union, American Civil Liberties Union of Florida, and Cato Institute state
that they do not have a parent corporation and that no publicly held corporation owns
those persons and entities omitted from the Certificate contained in Appellant’s
Initial Brief.
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TABLE OF CONTENTS
INTRODUCTION ..................................................................................................... 3
ARGUMENT ............................................................................................................ 5
B. Mr. Baker’s statements were about people who did not exist. ........... 16
CONCLUSION ....................................................................................................... 26
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TABLE OF AUTHORITIES
Cases
ACLU of Fla., Inc. v. Miami-Dade Cnty. Sch. Bd.,
557 F.3d 1177 (11th Cir. 2009) .............................................................................6
Alexander v. United States,
418 F.2d 1203 (D.C. Cir. 1969) ...........................................................................11
Ashcroft v. Free Speech Coal.,
535 U.S. 234 (2002) ............................................................................................22
Bauer v. Sampson,
261 F.3d 775 (9th Cir. 2001), as amended (9th Cir. Oct. 15, 2001) ...................20
Bonner v. City of Prichard,
661 F.2d 1206 (11th Cir. 1981) ...........................................................................12
Bose Corp. v. Consumers Union of U.S., Inc.,
466 U.S. 485 (1984), reh’g denied, 467 U.S. 1267 (1984) ...............................6, 7
Brandenburg v. Ohio,
395 U.S. 444 (1969) ................................................................................17, 22, 23
C.G.M., II v. Juvenile Officer,
258 S.W.3d 879 (Mo. Ct. App. 2008) ...........................................................14, 16
Chaplinsky v. New Hampshire,
315 U.S. 568 (1942) ..............................................................................................9
Citizen Publ’g Co. v. Miller,
210 Ariz. 513 (Ariz. 2005) ..................................................................................20
Elonis v. United States,
575 U.S. 723 (2015) ..............................................................................1, 2, 13, 17
Fogel v. Collins,
531 F.3d 824 (9th Cir. 2008) ...............................................................................17
Forsyth Cnty. v. Nationalist Movement,
505 U.S. 123 (1992) ............................................................................................21
Haughwout v. Tordenti,
332 Conn. 559 (Conn. 2019) ...............................................................................18
Hess v. Indiana,
414 U.S. 105 (1973) ..............................................................................................7
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Statutes
18 U.S.C. § 875(c) ........................................................................................... passim
18 U.S.C. § 879(a) ...................................................................................................25
Other Authorities
Andrew Solender, Gaetz Tells Supporters Second Amendment Is for
‘Armed Rebellion Against the Government,’ Forbes, May 28, 2021 ....................4
Lee Fang, Republican Congressman Legitimizes Violence as Response to
Election Dispute, The Intercept, Jan. 7, 2021........................................................3
Paul LeBlanc & Daniel Dale, Rep. Cawthorn Talks of ‘Bloodshed’ Over
Future Elections as He Pushes Voting Lies, CNN, Aug. 30, 2021 .......................4
Philip Bump, The Alarming Downward Spiral of the Election-Fraud
Conspiracy Theory, Wash. Post, June 24, 2021 ..............................................4, 17
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STATEMENT OF INTEREST1
embodied in the Constitution and our nation’s civil rights laws. The ACLU of
Florida is a state affiliate of the national ACLU. The ACLU and its affiliates have
appeared as both direct counsel and amicus curiae in numerous free speech cases,
including cases outlining the scope of the true threats doctrine. See, e.g., Elonis v.
United States, 575 U.S. 723 (2015) (amicus); Virginia v. Black, 538 U.S. 343
(2003) (counsel); Watts v. United States, 394 U.S. 705 (1969) (amicus). The proper
resolution of this case is a matter of substantial interest to the ACLU and its
members.
free markets, and limited government. Cato’s Robert A. Levy Center for
constitutional government that are the foundation of liberty. Toward those ends,
Cato publishes books and studies, conducts conferences and forums, and produces
1
Pursuant to Federal Rule of Appellate Procedure Rule 29(a)(4)(E), counsel for
amici curiae certifies that no person or entity, other than amici curiae, their
members, or their counsel, made a monetary contribution to the preparation or
submission of this brief or authored this brief in whole or in part. The parties have
consented to the filing of this brief.
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the annual Cato Supreme Court Review. This case is of central concern to Cato
because the First Amendment is part of the bulwark for liberty that the Framers set
out in the Constitution. Cato has participated as amicus in many cases concerning
the proper bounds of the true threats doctrine. See, e.g., Elonis, 575 U.S. 723.
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INTRODUCTION
Daniel Baker has been sentenced to forty-four months in prison and three
years of supervised release for speaking out publicly in the days after the January 6,
condemned those who took part in the attack. And he encouraged others to fight
back if, and only if, an armed mob of racist terrorists—a group that, according to
public reports of law enforcement intelligence, did not exist—attacked the Florida
While potentially shocking, Mr. Baker’s posts were in line with much of the
rhetoric of the day. Throughout 2021, many public statements about the 2020
election and the events of January 6 were sharp, inflamed, and invoked violence. On
modern-day America just as in Nazi Germany, when people “los[e] faith in the ballot
box,” one of their few remaining options is to “resist, often through violence.” 2 In
May, Republican Representative Matt Gaetz of Florida told supporters, “We have a
Second Amendment in this country, and I think we have an obligation to use it”—
specifically “to maintain an armed rebellion against the government if that becomes
2
Lee Fang, Republican Congressman Legitimizes Violence as Response to
Election Dispute, The Intercept (Jan. 7, 2021), https://theintercept.com/2021/01/07/
capitol-violence-republican-mo-brooks/.
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necessary.”3 In June, while discussing the “traitors who meddled with our sacred
democratic process,” an OAN correspondent reminded listeners that “in the past,
America had a very good solution for dealing with such traitors: execution.”4 And,
claimed that “rigged” and “stolen” elections would “lead to one place, and that’s
bloodshed.”5 Amidst such rhetoric, Mr. Baker’s posts were not unusual—but the fact
person could have felt individually threatened by Mr. Baker’s statements, because
nobody was planning to attack the Florida Capitol. Likewise, no reasonable person
reading Mr. Baker’s statements would have understood them as expressing a serious
3
Andrew Solender, Gaetz Tells Supporters Second Amendment Is for ‘Armed
Rebellion Against the Government,’ Forbes (May 28, 2021), https://www.forbes.
com/sites/andrewsolender/2021/05/28/gaetz-tells-supporters-2nd-amendment-is-
for-armed-rebellion-against-thegovernment/?sh=7cd8da3a196f.
4
Philip Bump, The Alarming Downward Spiral of the Election-Fraud Conspiracy
Theory, Wash. Post (June 24, 2021), https://www.washingtonpost.com/politics/
2021/06/24/alarming-downward-spiral-election-fraud-conspiracy-theory/.
5
Paul LeBlanc & Daniel Dale, Rep. Cawthorn Talks of ‘Bloodshed’ Over Future
Elections as He Pushes Voting Lies, CNN (Aug. 30, 2021), https://www.cnn.com/
2021/08/30/politics/madison-cawthorn-elections/index.html.
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occupying the building. While those events may have appeared more likely in the
In addition, because no one planned to attack the Florida Capitol, Mr. Baker’s
statements encouraged taking action against people who did not exist. And the
Separately, each of these three factors weighs in favor of reversal; together, they
require it.
was improper by the statute’s own terms. The law prohibits threatening “to injure
the person of another”—not encouraging others to injure someone else. Mr. Baker’s
statements, which urged a general public over whom he exercised no control to take
action in connection with a heated political issue, are not the kinds of statements
For these reasons, this Court should reverse the court below.
ARGUMENT
The government may argue that this Court should review Mr. Baker’s First
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recognized, “First Amendment issues are not ordinary.” ACLU of Fla., Inc. v.
Miami-Dade Cnty. Sch. Bd., 557 F.3d 1177, 1203 (11th Cir. 2009). Rather,
“[w]here the First Amendment Free Speech Clause is involved[, this Court’s]
Constitutional facts are those “few core facts that determine a First
Amendment free speech issue.” Id. at 1205. Because such facts determine not only
“vitally important.” Bose Corp. v. Consumers Union of U.S., Inc., 466 U.S. 485,
503, 505 (1984), reh’g denied, 467 U.S. 1267 (1984). “[T]he stakes—in terms of
impact on future cases and future conduct—are too great to entrust them finally to
This holds whether that trier “b[e] a jury,” as here, “or a trial judge.” ACLU
of Fla., 557 F.3d at 1206 (quoting Bose, 466 U.S. at 501). The Supreme Court has
from review so long as . . . there is some evidence to support its findings.” Bose,
466 U.S. at 507. Instead, if the question is whether “the communication in issue
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[falls] within one of the few classes of ‘unprotected’ speech,” a reviewing court
must engage in “an independent examination of the evidence.” Id. at 503, 506.
Court has “mark[ed] out” and guarded “the limits of” a variety of First Amendment
standards, id. at 505—from fighting words, id. (citing Street v. New York, 394 U.S.
576, 592 (1969)), to incitement, id. at 505–06 (citing Hess v. Indiana, 414 U.S.
105, 108–109 (1973) (per curiam)), to obscenity, id. at 506–07 (citing Jenkins v.
Georgia, 418 U.S. 153, 159–61 (1974)), to defamation, id. at 508; see also New
York Times, Co. v. Sullivan, 376 U.S. 254, 285 (1964), to unprotected conduct,
Hurley v. Irish-Am. Gay, Lesbian & Bisexual Grp. of Boston, 515 U.S. 557, 567
(1995).
While the Supreme Court has not yet explicitly addressed the need for
independent review of the record in a true threats case, it appears to have engaged
in such a review in the seminal case establishing that the government may punish
“true threats” consistent with the First Amendment. Watts v. United States, 395
U.S. 705, 708 (1969). Without mentioning any deference to the findings of fact or
the jury verdict at trial, the Court reviewed the record—including the “context” and
Id. at 707, 708. It sought to ensure that “[w]hat is a threat . . . be distinguished from
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what is constitutionally protected speech.” Id. at 707. And, contrary to the jury
below, it concluded that the statement at issue could not have been interpreted as
anything but political hyperbole and so “remanded [the case] with instructions that
it be returned to the District Court for entry of a judgment of acquittal.” Id. at 708.
Since then, several appellate courts have recognized that, in a true threats
United States v. Hanna, 293 F.3d 1080, 1088 (9th Cir. 2002); see also United
States v. Bly, 510 F.3d 453, 457 (4th Cir. 2007). To be sure, this Court has applied
a more deferential standard in true threats cases when that is all that appellants—
focused on the lack of sufficient evidence, not the First Amendment boundaries of
“true threats”—have sought. See, e.g., United States v. Pinkston, 338 F. App’x 801,
801–02 (11th Cir. 2009) (per curiam); United States v. Alaboud, 347 F.3d 1293,
1295 (11th Cir. 2003), overruled by United States v. Martinez, 800 F.3d 1293 (11th
Cir. 2015) (per curiam). But this Court has also recognized that the proper standard
of review is de novo if the question is, as here, whether a district judge and jury
statements. United States v. Fleury, 20 F. 4th 1353, 1362 (11th Cir. 2021).6
6
Some appellate courts have applied a more deferential standard of review even
where a defendant has raised a First Amendment defense. In most instances, they
have done so while recognizing that, if a defendant were “making an argument
about the scope of the true threat doctrine and the proper definition of true threats,
[the] review would be de novo.” United States v. Parr, 545 F.3d 491, 497 (7th Cir.
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“The critical issue for the true threats doctrine is distinguishing true threats
from mere political hyperbole.” United States v. Martinez, 736 F.3d 981, 984–85
(11th Cir. 2013) (citing Watts, 394 U.S. at 707–08), judgment vacated on other
grounds, 576 U.S. 1001 (2015). For that reason, like all “classes of speech, the
prevention and punishment of which has never been thought to raise any
“narrowly limited” category, Virginia v. Black, 538 U.S. 343, 358 (2003) (quoting
Chaplinsky v. New Hampshire, 315 U.S. 568, 571–72 (1942)); specifically, those
Mr. Baker’s statements fall outside of that category for three reasons. They
were expressly conditional; the only people who could have been the subjects of
Capitol,” Gov. Exh. 1B—did not exist; and the posts were communicated to the
2008). See also United States v. Wheeler, 776 F.3d 736, 742 (10th Cir. 2015)
(recognizing that where a case raises “an ‘unusual set of facts,’ the question
whether statements amount to true threats ‘is [not] a question . . . best left to a
jury’” (quoting United States v. Malik, 16 F.3d 45, 51 (2d Cir. 1994)). In others,
they have simply ignored the stakes of appellate review. See United States v.
Schiefen, 139 F.3d 638, 639 (8th Cir. 1998) (per curiam); United States v.
Daughenbaugh, 49 F.3d 171, 173 (5th Cir.1995).
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public, on a heated political issue. Each of these factors weighs against the
true threats in that case, the Supreme Court emphasized the essential distinction
between political hyperbole and true threats. 394 U.S. at 708. It held that whether
“the Government [has] prove[n] a true ‘threat’” “must [be] interpret[ed]” subject to
profound national commitment to the principle that debate on public issues should
be uninhibited, robust, and wide-open.” Id. at 707, 708 (quoting New York Times
Co., 376 U.S. at 270). Applying that rule to the case before it, the Supreme Court
held that a draft protester could not be convicted of threatening the President for
stating, at a public rally opposing the Vietnam War, “If they ever make me carry a
rifle the first man I want to get in my sights is L.B.J.” Id. at 706. Emphasizing “the
expressly conditional nature of the statement”—that the speaker would only shoot
a public protest—the Court held that the statement “could [not] be interpreted” as a
The same is true here. As in Watts, Mr. Baker’s statements were expressly
conditional. Mr. Watts conditioned his threat on “an event he vowed would never
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occur.” Martinez, 736 F.3d at 985 (citing Watts, 394 U.S. at 707–08). Here, Mr.
Florida Capitol, attacking the police officers guarding the building, successfully
overpowering them to take the building, and Mr. Baker showing up with an armed
the context of a heated political debate. And, while Mr. Watts specifically named
President Johnson as the target of his speech, Mr. Baker focused his statement on a
non-existent treasonous militia. Taken together, all of these factors suggest that no
Alexander v. United States, 418 F.2d 1203, 1206 (D.C. Cir. 1969); see also United
States v. Carrier, 672 F.2d 300, 306 (2d Cir. 1982) (in assessing whether a statement
is a true threat, “how it was spoken, i.e., plainly and unconditionally or in jest” must
be considered).
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In a decision that is binding on this Court,7 the Fifth Circuit, too, recognized
terms,” and, on the other, a statement that “was express and unequivocable,” and so
“me[t] the test of what amounts to a threat” because it “would have a reasonable
tendency to create apprehension that its originator will act according to its tenor.”
United States v. Bozeman, 495 F.2d 508, 510 (5th Cir. 1974) (cleaned up).
This logic aligns with the purposes for which the true threats doctrine exists—
namely, “protecting individuals from the fear of violence, from the disruption that
fear engenders, and from the possibility that the threatened violence will occur[.]”
R.A.V. v. City of St. Paul, 505 U.S. 377, 388 (1992); Black, 538 U.S. at 360 (same).
Where, as here, an alleged threat targets people who do not (and never did) exist—
and his non-existent allies—there are no individuals who could reasonably fear the
threatened violence.
Such statements are not true threats because they do not communicate an
7
See Bonner v. City of Prichard, 661 F.2d 1206, 1207 (11th Cir. 1981) (en banc)
(holding that all decisions of the “old Fifth” Circuit handed down prior to that
court’s close of business on September 30, 1981, are binding precedent in the
Eleventh Circuit).
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U.S. at 359. See also Elonis v. United States, 575 U.S. 723, 747 (2015) (Alito, J.,
concurring in part and dissenting in part) (a true threat must be likely “to be taken
threats cases.
For example, the Fourth Circuit upheld a defendant’s conviction for telling a
U.S. government official that “he had checked out and chosen four sites in the
District of Columbia for the assassination [of the Prime Minister of India],” even
though it also included a fantastical statement about receiving funding from the
Secret Service, because the statement “was made in a serious vein.” United States v.
Cooper, 865 F.2d 83, 85 (4th Cir. 1989). In contrast, the court noted that a “charge
based upon [the defendant’s statement that he would kill India’s Prime Minister
outside the United States if paid $50,000 by the CIA to do it] was dismissed, for it
was clearly conditional and its premise absurd.” Id. at 85. Thus, it concluded that,
protected, one that expresses a genuine intent to commit violence can constitute a
school if C.G.M. got dynamite for his birthday” was not a true threat, in part because
“a statement that a juvenile would be receiving dynamite from his parent for his
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birthday alone makes the listener question whether the speaker is making a serious
expression to cause an incident involving danger to life.” 258 S.W.3d 879, 883 (Mo.
distinguishes between statements that make “the threat itself” conditional, and so are
protected by the First Amendment, and those that place conditions only on the
“carrying out of the threat.” United States v. Callahan, 702 F.2d 964, 966 (11th Cir.
1983) (per curiam). Conditional threats are statements that, in the absence of the
intent to commit violence. For example, the statement “If anyone ever assaulted my
wife, I would kill them” is not a true threat, because any reasonable listener would
understand that the speaker is speculating about how they would respond to a
even if the speaker stipulates that certain conditions must be met before they will
act.
Applying that rule in Callahan, this Court upheld the conviction of a man for
sending a letter to the Director of the Secret Service stating, “It is essential that
cameras”; promising, “If you can arrange for me to get into the act, I will be willing
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hours.” Id. at 965. The Court rejected the defendant’s argument that “his letter
constituted a conditional statement that was nothing more than political hyperbole”
because, while his ability to carry out the threat “might have been conditional upon
Secret Service aid and agreement,” the threat itself—an unequivocal statement of his
“read[iness] to help carry out” the “essential” assassination, specifying “a date, time,
several nearby states with “high power rifles and explosive[s]” staging “an ARMED
COUP” and “fight[ing] with cops” at the Florida Capitol building, which would then
be “encircle[d]” by Mr. Baker and his “[m]litant friends” in “all sorts of wheeled
vehicles, bikes, scooters, atv, motorcycle, car, truck and SUV,” Gov. Exh. 1B—
imagination. While the events of January 6 may have made the events Mr. Baker
described seem more probable than they would have appeared at any other time,
public reports of law enforcement intelligence specific to Florida made clear that no
threat of an attack at the Florida Capitol existed. Thus, much like the statements in
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Cooper and C.G.M., II, the scenario described in Mr. Baker’s statements was
sufficiently farfetched that a reasonable person would not have taken them as a
serious cause for concern—particularly when combined with the facts that they
targeted people who did not exist, and were uttered to a public audience on a heated
assassinate the President and Vice President, even if the means to carry out the
This Court’s only other invocation of this conditional threats rule further
Castillo, the Court upheld the conviction of a man for posting on Facebook,
“[T]hat’s the last straw. If [Obama] gets re-elected, I’m going to hunt him down and
kill him and watch the life disappear from his eyes,” and then reaffirming that he
meant what he said after President Obama was re-elected. 564 F. App’x 500, 501,
504 (11th Cir. 2014). The Court held that the speech was not protected in part
because, “at the time that [the defendant] told Secret Service that he meant what he
had said, the President had been re-elected, so that the condition in question had been
fulfilled.” Id. at 504. In contrast, here, Mr. Baker’s conditions had not been fulfilled
B. Mr. Baker’s statements were about people who did not exist.
Relatedly, Mr. Baker’s statements also fail the requirement that a true threat
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individual or group.” Black, 538 U.S. at 359 (emphasis added). In other words, it
must be “[]likely to be interpreted as a real threat to a real person.” Elonis, 575 U.S.
at 747 (2015) (Alito, J., concurring in part and dissenting in part) (emphasis added).
Collins, 531 F.3d 824, 830 (9th Cir. 2008). Indeed, “[t]here were no individualized
Columbia/Willamette, Inc. v. Am. Coal. of Life Activists, 290 F.3d 1058, 1086 (9th
Cir. 2002), as amended on denial of reh’g en banc (9th Cir. July 10, 2002).
Mr. Baker’s statements fail this requirement because they targeted a group
that did not exist. The same would hold true for a statement encouraging violence
against individuals who led the conspiracy to steal the 2020 election.8 Had Mr. Baker
threatened to, for example, trap anyone present at the Florida Capitol on January 20
inside, this would be a different case. While that would not have identified specific
those who work at the Capitol, or those who planned to attend a hearing that day—
8
See, e.g., Bump, supra note 4 (OAN correspondent suggested “execution” as a
way to “deal[] with” “traitors who . . . tried to steal power by taking away the
voices of the American people”).
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in fear, and the threatened violence would have been plausible. See, e.g., Haughwout
v. Tordenti, 332 Conn. 559, 563, 580 (Conn. 2019) (holding that several statements
about “shoot[ing] up this school” that did not identify particular individuals were
nevertheless true threats because “[t]he fear of indiscriminate and random death and
injury that results from mass shootings, like Sandy Hook, Virginia Tech, and
Columbine, . . . is shared by any one of the many people who must frequent a public
place . . . that has been the subject of a threat.”). But that is not what Mr. Baker said.
treasonous militia.
In United States v. O’Dwyer, the Fifth Circuit affirmed the district court’s
did not target a particular individual or group. 443 F. App’x 18, 20 (5th Cir. 2011)
(per curiam). The defendant, a debtor, had emailed “a bankruptcy court employee,
with a message for [his bankruptcy judge]” asking for permission “to pay for his
his request were denied: “[S]uppose I become ‘homicidal?’ Given the recent
become homicidal.” Id. at 19. The Fifth Circuit held that the “statement is not a true
threat as a matter of law” because it was “hypothetical and conditional,” and because
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it “never identified any individual whom [the defendant] intended to harm.” Id. at
Even if this were a borderline case, the special protection afforded to speech
on public issues would tip the scales decisively in favor of reversal. Mr. Baker’s
the posts on Facebook—one on his page and the other on that of a local TV
station—in the midst of political discussions about whether the 2020 election was
This Court has recognized that speech on matters of public concern “is
Fleury, 20 F.4th at 1364. Otherwise, “the free and robust debate of public issues”
could be chilled, and the “meaningful dialogue of ideas” would suffer. Id. (citing
Snyder v. Phelps, 562 U.S. 443, 452 (2011)). “It is a fundamental tenet of First
frightening as it may sometimes be, lies at the heart of our democratic process.
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political arena . . . is often vituperative, abusive, and inexact,” and so “may well
394 U.S. at 708. See also Bauer v. Sampson, 261 F.3d 775, 783–84 (9th Cir. 2001),
as amended (9th Cir. Oct. 15, 2001) (holding that writings “made in an
campus politics” were “patently not true threats” even though they “ha[d] some
violent content”).
confrontations,” Citizen Publ’g Co. v. Miller, 210 Ariz. 513, 521 (Ariz. 2005) (en
banc), in part because a “diffuse public” threat is typically less “likely to be taken
seriously,” Planned Parenthood, 290 F.3d at 1086. See also United States v.
Carmichael, 326 F. Supp. 2d 1267, 1282–83 (M.D. Ala. 2004), order supplemented,
326 F. Supp. 2d 1303 (M.D. Ala. 2004) (holding that posting about people on a
website is less threatening than communicating with those people directly). That is
particularly true where, as here, the threat could not have been sent to any particular
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Mr. Baker’s statements may have been intemperate, but the First Amendment
protects a great deal of political advocacy that many people would find offensive or
alarming. Indeed, the distinction between political hyperbole and true threats is
perhaps most important to keep in mind where, as here, a defendant holds unpopular
or controversial views. Such individuals’ use of “violent and extreme rhetoric, even
a reasonable person as threatening.” United States v. White, 670 F.3d 498, 525 (4th
Cir. 2012) (opinion of Floyd, J.), abrogated on other grounds by United States v.
White, 810 F.3d 212 (2016); cf. Forsyth Cnty. v. Nationalist Movement, 505 U.S.
123, 134 (1992) (“Listeners’ reaction to speech is not a content-neutral basis for
regulation.”). But punishing such speech would ignore the fact that free speech may
“best serve its high purpose when it induces a condition of unrest, creates
dissatisfaction with conditions as they are, or even stirs people to anger.” Terminiello
statements were not true threats, this prosecution reflects a category error. Mr.
Baker’s statements—two public “call[s]” urging his audience to “RISE UP” and
“[h]elp protect [their] community from terrorists,” see Gov. Exh. 2B—constituted
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public advocacy, not private threats. See also Gov. Exh. 1B (encouraging readers to
“Call all of your friends and Rise Up!”). The posts strongly condemned those who
attacked the U.S. Capitol on January 6, 2021, and encouraged “ALL FLORIDA
RESIDENTS” to “RISE UP” and “[j]oin us” in “protect[ing] your community from
terrorists” if a similar attack occurred in Florida. See Gov. Exh. 2B. In short, the
posts were a plea to others to defend the state capitol building if it came under attack
by armed mobs.
New York Times Co., 376 U.S. at 270, the First Amendment broadly protects such
public advocacy, even when it directly encourages illegal conduct or violence. “The
mere tendency of speech to encourage unlawful acts is not a sufficient reason for
banning it.” Ashcroft v. Free Speech Coal., 535 U.S. 234, 253 (2002). Equally, the
“mere advocacy of the use of force or violence does not remove speech from the
protection of the First Amendment.” NAACP v. Claiborne Hardware Co., 458 U.S.
886, 927 (1982) (citing Brandenburg v. Ohio, 395 U.S. 444, 447 (1969)).
purely dulcet phrases. An advocate must be free to stimulate his audience with
spontaneous and emotional appeals for unity and action in a common cause.” Id. at
928. Accordingly, “the constitutional guarantees of free speech and free press . . .
permit a State to forbid or proscribe advocacy of the use of force or of law violation
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action and is likely to incite or produce such action.” Brandenburg, 395 U.S. at 447.
“When such appeals do not incite lawless action, they must be regarded as protected
The incitement doctrine—not the true threats doctrine—is the proper test for
boycott campaign, were protected under the First Amendment. Id. at 902. At one
rally, Mr. Evers told the “several hundred people” in attendance, “[i]f we catch any
of you going in any of them racist stores, we’re gonna break your damn neck.” Id.
people,” and “warned that the Sheriff could not sleep with”—that is, protect—
“boycott violators at night.” Id. His audience knew that boycott violators were
tracked, had their names read aloud at NAACP meetings and published in a local
paper, and, in some instances, were subjected to violence or property damage. Id. at
903–04.
speeches “might have been understood as inviting an unlawful form of discipline or,
at least, as intending to create a fear of violence[.]” Id. at 927. And yet the Court
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held that Mr. Evers’ statements were constitutionally protected because they did not
amount to incitement under the Brandenburg analysis. See id. The Court nowhere
suggested that Mr. Evers’ statements might qualify as unprotected true threats. See
id. at 928 n.71 (citing Watts, 394 U.S. at 706, 708, for the proposition that statements
of political opposition do not constitute true threats, even if they use violent
language).
between threats and public advocacy of violence, and have construed federal threat
statutes to exclude the latter. In United States v. White, the Fourth Circuit held that
a defendant could not be convicted under Section 875(c) for posting “language [that]
was clearly directed to others in the form of advocacy.” 670 F.3d at 513. Considering
the defendant’s posts—which all lambasted one individual and stated, “Good. Now
someone [go firebomb his house]”; “[he] should be drug [sic] out into the street and
shot”; and “he must be killed,” id. at 505–06—the court concluded that, while
“[t]hese communications clearly called for someone to kill [the alleged victim],”
they could not constitute threats, id. at 514. While “a direction to others . . . could
have amounted to a threat if [the defendant] had some control those other persons or
if [his] violent commands in the past had predictably been carried out,” without such
facts, they could not qualify as threats under Section 875(c). Id. at 513. The same is
true here.
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federal statute that makes it a crime to “threaten[] to kill, kidnap, or inflict bodily
U.S.C. § 879(a)(3), the Ninth Circuit held that the statute does not reach speech
652 F.3d 1113, 1119 & n.18 (9th Cir. 2011). As a result, the court held that a
defendant’s racially charged posts on online message boards stating that then-
candidate President Obama “will have a 50 cal in the head soon” and also simply
“shoot [him],” id. at 1115, did “not constitute a threat and do not fall within the
offense punished by the statute,” id. at 1120, because “one is predictive in nature
and the other exhortatory,” id. at 1122. Cf. New York ex rel. Spitzer v. Operation
Rescue Nat’l, 273 F.3d 184, 196 (2d Cir. 2001) (“[G]enerally, a person who
informs someone that he or she is in danger from a third party has not made a
other people. Bagdasarian, 652 F.3d at 1119 n.18. As such, it cannot be used to
prosecute a call, issued to members of the public over whom the defendant has no
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At most, Mr. Baker’s posts invited Floridians to take the defense of the
constituted “an impassioned” and “political” “plea for . . . citizens to unify [and] to
support . . . each other.” 458 U.S. at 928. As in White, Mr. Baker had no control over
his audience. And, as in Bagdasarian, the posts were predictive and exhortatory, not
threatening. 652 F. 3d at 1120. As a result, 18 U.S.C. § 875(c), by its own terms does
CONCLUSION
For these reasons, this Court should reverse the court below and hold that Mr.
Daniel Tilley
AMERICAN CIVIL LIBERTIES
FOUNDATION UNION OF
FLORIDA
Florida Bar No. 102882
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Ilya Shapiro
Thomas A. Berry
CATO INSTITUTE
1000 Mass. Ave., N.W.
Washington, D.C. 20001
Tel.: (202) 842-0200
[email protected]
[email protected]
*Laura Moraff, Brennan Fellow at the ACLU’s Speech, Privacy & Technology
Project, contributed substantial research and drafting to this brief.
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CERTIFICATE OF COMPLIANCE
Pursuant to Federal Rule of Appellate Procedure 32(g), I certify that this Brief
Federal Rules of Appellate Procedure 32(a) because it contains 6,161 words and has
CERTIFICATE OF SERVICE
I hereby certify that on January 25, 2022, I electronically filed the foregoing
document with the Clerk of the Court using the ECF system, which will send