Thesis Proposals

A Brief Guide

The Learning Centre • http://www.lc.unsw.edu.au

This guide is for students who are enrolled in a postgraduate research degree and who have been
asked to submit a thesis proposal.

Aims
The aim of the thesis proposal is to convince your school that:
• there is a need for the research; it is significant and important;
• you are contributing something original to the field;
• the topic is feasible in terms of availability of funding, equipment, supervisors, and data;
• The research can be completed in the expected time period. UNSW recommends completing a PhD in six
Semesters (3 years) for full-time candidates.
• Ethical issues have been considered and approval for the research has been given by the UNSW Ethics Committee;
• the topic matches your interests and capabilities.

What is the difference between a Your goal

Masters and a Doctorate thesis proposal?
The thesis proposal helps you focus your
Your post graduate coordinator and your supervisor are research aims, clarify its importance and the
best placed to give detailed clarification of your school’s need, describe the methods, predict problems
expectations. While differences are likely to be in the length and outcomes, and plan alternatives and
and complexity of the research, the main difference is that a interventions.
Ph. D. must contain something new.
Getting it done
Who is my audience?
Preparing your proposal will be an iterative
The proposal will be presented as a written report and is process. You will discuss a number of drafts with
usually presented in a seminar as well. It can be presented to your supervisors. You should be writing regularly
a Postgraduate Committee or to staff more directly involved in to have your proposal completed by the due
your candidature, such as your supervisor, co-supervisor and date. This can vary from the first 3-9 months of
your school`s postgraduate coordinator. your candidature.

Originality
Your work will make a worthwhile contribution to the field if it fulfils one or more of the following:
• it provides evidence to support or disprove a concept, theory, or model;
• it contributes new data/information, a new improved solution, analysis procedure or research methodology;
• it results in a new or improved concept, theory or model.
How should I structure the proposal?
The following sections are recommended for your thesis proposal report. Check with your supervisors
for optional sections, variations and additional sections that may be required.

Routine Information
This can be a full cover page or a quarter page header.
• Name
• Address, telephone and email details
• Degree for which you are a candidate
• Supervisor’s and co-supervisor’s names
• Thesis proposal title
• Date

Statement of Topic
Introduce the reader to the recognised general subject area and how your topic is related. Briefly point out why it is a
significant topic and what contribution your work will make.

Aims of the thesis/dissertation

Set out specific objectives of the research.

Review of the literature

This, together with the following section on the theoretical orientation, will be the main substance
of the proposal and will lay the basis for your discussions of your methods and your total research
program.
The literature review should explain the relation of your topic and research aims to significant literature and recent (and
current) research in your field. The form of the literature review may vary according to the nature of the field: experimental,
philosophical, theoretical, comparative, etc., but its purpose will be the same in all fields. The literature review should
place your proposed research topic clearly in its relevant research context, and should demonstrate your awareness of
significant similar or relevant research.

You may need to make qualitative

Ask Yourself . . .
judgements concerning the literature.
Which pieces of research
Be careful not to allow the evaluation
seem to have been most
of previous work to become a large
successful, the most
open-ended task. You should consult
promising and which less
with your supervisors on the types of
so?
questions you need to be asking and
what boundaries you should place on What are the major lines of
your literature review. criticism that can be levelled
at previous work?
In one sense the literature review for
the proposal is incomplete. You will What major omissions, gaps
continue to expand and update the or neglected emphases can
literature as your research progresses be identified?
and as you locate new publications.
The final literature review will be
included in your thesis.
Theoretical Orientation
Think it Through
Your aim here is to state your basic ideas on the topic.
Perhaps the best way to approach
• First, state the various theoretical approaches taken in your this section is to set down your main
topic. Which one do you propose to use in your research and insights, hypotheses, hunches, or even
why? Where, tentatively do you stand on the topic? hopes about your topic.
• If there are various theories on your topic or in your field, which In view of past theory and research,
one(s) will you use in your conceptual framework for your and your emerging issues, what are the
thesis? areas that you expect to have findings?
• Which terms or trends do you wish to follow up from the literature For empirical theses you may need to
review? formulate explicit hypotheses.
• Do you have any fresh suggestions of an explanatory,
interpretative, or programmatic kind?

Methodology
Describe your proposed methods in sufficient detail so that the reader is clear about the following:
• What kind of information will you be using?
• From what sources will the information be obtained?
• What resources will you require?
• What methodology will you be using?
• Why have you selected this approach?
• What ethical and safety issues have you identified and how do you propose
to proceed?

Research program timetable: milestones

This will usually be from the date you began your degree to when you expect to submit the completed
thesis/dissertation.
For Psychology, a time-line up to the end of your second Semester is the minimum requirement.
The time-line can be formatted as a table or a list. Include when you will start and finish important aspects of your
research, such as: literature research, required training or attending courses, stages of experiments or investigations,
beginning and completing chapters, reviews and seminars you will give, and completing the thesis.

Tentative thesis chapter outline

You should check with your supervisor if this is a required section of the thesis proposal.
Present the chapter outline as a draft contents page with brief annotations of expected content or stages. Follow the
standard sections relevant to your type of research. Look at past theses in your area and
discuss your ideas with your supervisor.

References
List all publications cited in your proposal. Use the style recommended by the school or
your supervisor. This may be a standard style the whole school follows or it may be the
style of the leading journal in your field.
Recommended Reading
Here are some of useful resources and texts that you can consult. Your school may also have a postgraduate handbook
or specific guidelines on thesis proposals.
Allen, G.R. (1976) The graduate student`s guide to theses and dissertations: A practical manual for writing and research.
San Francisco, CA, Jossey-Bass.
Cryer, P. (1996) The research student`s guide to success. Buckingham, Open University Press.
Davis, G.B. & Parker, C.A. (1979) Writing the doctoral dissertation: A systematic approach. Woodbury, NY, Barrons
Educational Series.
Laws, K. (1995) Preparing a Thesis or Dissertation Proposal. University of Sydney.
Phillips, E.M. & Pugh D.S. (1987) How to get a Ph. D.: A handbook for students and their supervisors. 2nd Ed. Buckingham,
Open University Press.
Postgraduate Board, Student Guild (1998) Practical aspects of producing a thesis at the University of New South Wales.
3rd Ed. Available from the Student Guild, First Floor East Wing, Quadrangle Building, The University of New South
Wales.
Karathwohl, D.R. (1988) How to prepare a research proposal. Guidelines for funding and dissertations in the social and
behavioural sciences. 3rd Ed. New York, Syracuse University Press.

Acknowledgments
Thank you to the following academics, staff and students, for their contributions and advice:
Professor David Trimm, Professor John Trinder, Dr. Jacquelyn Cranney, Professor Staffan Kjelleberg, Dr. Tony
Partridge, Professor Clive Fletcher, Professor Chris Sorrell, Professor Jason Middleton, Dr. Khosrow Zarrabi,
Professor Marilyn Fox, Professor Michael Wootton, Dominic Fitzsimmons, Gwyn Jones.

Prepared by Pam Mort for The Learning Centre, The University of New South Wales © 2009 . This guide may be distributed
for educational purposes and adapted with proper acknowledgement. Email: [email protected]