15

Creating and Implementing Effective Rules and

Consequences
Chapter Two
I. Determining Rules
II. Determining Consequences
III. Teaching Expectations
IV. Reinforcing Good Behavior

Introduction

Classrooms are unpredictable places. On the first day of school, students do not know when they can go
the bathroom, if they will be punished for leaving their seats, or how the person at the front of the room
will treat them all year. At any moment, the fire alarm could ring, the intercom could blare with
announcements, someone could start a fight, the overhead lamp could blow, a child could have a seizure,
an administrator could ask you to step out into the hall during your lesson. These and a host of other
distractions and dangers create a lot of potential areas for confusion and rather unsafe feelings for
children.

Of course, older children have had to process more cumulative expectations than kindergartners who are
entirely new to the culture of school, but the fundamental issue remains: if there is a doubt about
expectations for behavior in the classroom, students may develop their own patterns for behaving. As a
wise teacher once said, if you dont have a plan for your students, they will have a plan for you.

Determining rules and consequences, teaching them to students and outlining the benefits of working
within them, is a critical up-front investment of a new teachers time and energy. These pieces of your
classroom management plan help promote appropriate student behavior, prevent student misbehavior
and create a sense of order and predictability in your classroom. Rules, and your explanation of them,
tell students how you expect them to behave. Consequences outline what would happen if students chose
to break the rules. Strategies for reinforcing good behavior, both intangible and tangible, bolster a
students desire to make the right behavioral choices and follow your rules.

This chapter will address the components of proactive behavior management. First, we will discuss the
characteristics of effective rules and consequences. We will also explore factors to keep in mind when
determining the rules and consequences for your particular classroom. Then, we will examine how to
best teach those rules and consequences to your students. Finally, we will consider the importance of
reinforcing good behavior through intangible, and sometimes tangible, rewards.

These three steps, together with the implementation of classroom procedures discussed in chapter three
(for example, the specific process you teach your students for how to enter the classroom or how to move
from one station to the next) are prerequisites to creating a predictable, secure classroom that meets
students basic needs for safety and routine and gets you one step closer to creating a culture of
achievement. Always remember that good behavior is a means to an end, not an end itself. Your
expectations for student behavior must support your broader vision for student achievement, your ultimate
end. To see how some teachers present their rules, consequences, and procedures to students as means
to a culture of achievement, look at Class Expectations in the Classroom Management & Culture Toolkit
lpp. 1-5); this Toolkit can be found online at the Resource Exchange on TFANet. #

Effective Rules and Consequences

16
I. Determining Rules

Establishing explicit behavioral expectations entails outlining
rules and consequences so that students understand exactly
what behaviors are allowed and what behaviors are prohibited.
This first step toward helping your students meet their
behavioral potential is worth a considerable investment of
energy early on; setting rules and consequences minimizes the
need for other types of more corrective discipline (i.e., actually
implementing the consequences).

Determining Appropriate Rules
Rules are general standards of conduct and should apply to
student behavior in all classroom situations, regardless of the
activity. In that way, rules are distinct from procedures, which
outline specific behaviors during a particular type of activity.
Consider the reflection of o former 'OO corps member from lhe
Rio Grande Valley:

My worst rule was a requirement that students always raise their hands before speaking.
I quickly realized it wasnt important or appropriate for students to always raise their
hands, for example during cooperative groups or whole-class brainstorm discussions.
Students were unclear about what I expected, and this lack of consistency undermined
my whole system. I took it off the list of rules for non-negotiable behavior, and instead
created a set of procedures to teach students what I expected during different, specific
activities.

When crafting classroom rules, keep in mind three general guidelines:
x Phrase your rules in the form of a positive statement.
x State your rules clearly.
x Minimize your list of rules (most teachers have 3-5 rules).

The following table gives examples of rules that do and do not meet these guidelines:
Characteristics Rationale Examples to Follow Examples to Avoid
1. Rules should be in the
form of a positive
statement. Avoid rules
framed as negative
statements.
Positive rules explain what
students should be doing.
Negatively stated rules
simply tell students what to
avoid and challenge
students to find
inappropriate behaviors
that fall outside the scope
of the rule.
Respect your classmates in
your words and actions.

Listen when someone else
is talking.

Class time is for class
activities.
No disrespectful
comments.

No talking out of turn.


No toys or games in class.

2. Rules need to be stated
clearly. (Avoid rules that
are vague unless you
intend to discuss the rule
extensively with
students).
Students should be able to
understand the behavioral
expectation.
Come to class prepared
with all required materials.

Follow the teachers
directions.
Every student will
demonstrate habits of a
responsible learner.

Always use appropriate
conduct.
Rules, Consequences, and
Procedures
Because rules and consequences need to
be established before procedures, and
procedures are often built from and
aligned with the classroom rules, we
chose to address rules and consequences
before procedures in this text. As
mentioned in the introduction,
procedures are another essential
element of any classroom management
plan. The next chapter will take an in-
depth look at how to establish and teach
procedures.


17
3. Rules should be few. Each rule appears more
important when there are
fewer of them. Fewer rules
are also easier for students
to remember and for
teachers to enforce.
Finally, having just a few
rules avoids the sense that
you are trying to control a
students every movement.
Rules such as Class time is
for class activities or Follow
the teachers directions
address many behaviors in
one rule.
No gum, food, or drink in
class. Bring your
homework, book,
notebook, and pen to class
everyday. Be on time. No
profanity. No leaving the
room without permission.

There is a certain tension between keeping your list of rules short and making sure those few rules are clear
to students. In order to establish a manageable list of rules, teachers often have to make each rule broad
enough to cover more than one specific behavioral expectation, yet often those broad rules are no longer
explicit. Well talk about this more in the section below on teaching rules, but all rules especially those that
are broad should be discussed extensively with students. Students need to know exactly what Class time is
for class activities does and does not mean.

Other Considerations When Determining Rules
When considering what rules to establish, you must determine the kind of environment you would like to
maintain. As the leader of your classroom, what kind of classroom atmosphere will you use your
authority to establish? You should also consider the age and maturity of your students in order to be
realistic and fair in your expectations. For example, it is particularly important for young students that
rules are short and easy to remember. Also, do not expect very young children (ages 2-7) to find it easy to
see the world from someone elses perspective, since they are likely to be very egocentric at this point in
their cognitive development. For example, with very young students, Keep your hands to yourself is
easier to understand and follow than Respect others. The Learning Theory text discusses how the
developmental levels of your students may impact your classroom management strategies.



Effective Rules and Consequences

18
II. Determining Consequences

While consequences are often framed as something
used only after a rule has failed, they are more
accurately viewed as part of the structure that
makes rules work. A student needs to know, up
front, what would happen if she were to break a rule.
She can then choose to follow the rule or break the
rule and incur the negative consequence. Helping
students realize this cause and effect relationship,
and that they have the power to choose the resulting
effect, is one of the many ways teachers can
empower their students and help them develop self-
discipline. Self-discipline involves the capacities to
regulate oneself, to anticipate consequences, and to
give up an immediate gratification to receive a long
term goal
6
and is one of the most important
behavioral skills we can teach our students.

Cecily Feltham (Los Angeles 99) wants her third graders to develop self-discipline and begins to discuss
the concept of cause and effect with her students on the first day of school. She asks the students,
What happens when you drop a bowling ball on your foot? Talk in pairs for ten seconds, and then I may
ask you to explain your partners answer. Students are
quick to point out that dropping a bowling ball on your foot
has the negative effects of inflicting pain and perhaps
breaking toes. In the ensuing discussion, Cecily leads her
young students to understand that not paying attention, not
thinking actively, and not putting energy into their work has
negative effects as well namely that one doesnt get
smarter, people dont respect you more, and you dont gain
more social and economic capital. On the other hand, if
students do meet behavioral expectations and work hard by
exercising self-discipline, those benefits (i.e., effects)
probably will be realized.

Making sure you and your students clearly understand what
actions and statements are appropriate and inappropriate in your classroom, and that everyone knows
what you will do immediately if a student does or says something unacceptable, is the first step towards
helping your students make the right behavioral choices. If a student chooses to follow the rules, then
that student avoids the consequences and receives the benefits that come from meeting your behavioral
expectations. If a student chooses to break a rule, then that student chooses the consequence. And you
can tell them this, in a conversational, matter-of-fact tone. Well discuss the actual implementation of
consequences in Chapter Four: Responding to Misbehavior.



6
Gimbert, Belinda. The Responsive Classroom: A Practical Approach for Teaching Children to Care.
http://teachers.net/gazette/OCT02/gimbert.html, accessed 7/1/2010.
Consequences: Positive, Negative, or Both?
Some classroom management experts limit their
definition of consequences to the negative results of
a student not meeting behavioral expectations.
Others assert that consequences can be either
positive or negative; they teach students that any
action, whether it is following a rule or breaking a
rule, will have a consequence. With this definition,
following a rule has a positive consequence (praise,
self-respect, tangible rewards) while breaking a rule
has a negative consequence (warning, time after
class, notification of parents). In this text, for clarity,
consequences are defined as the negative result of
not meeting behavioral expectations. Positive
reinforcement is discussed at length in this chapters
section on reinforcing expectations.
I really have tried to empower my students
to see their behavior as their choices. In
this way, they view themselves as
responsible for their own decisions. It
becomes much less of me punishing and
more of me reminding students of what
kind of person theyve already said theyre
trying to be.

Annie Lewis ODonnell, Baltimore 01
Vice President, Program Design
Teach For America


19
Characteristics of Effective Consequences
In establishing consequences, you will want to take into account what characteristics make some
consequences more effective than others. First, the degree of consequences should increase gradually,
so as to give students adequate warning before imposing a more severe penalty. Effective consequences
flow logically and naturally from the students behavior. Finally, effective consequences keep the
students dignity intact.

The following table highlights the characteristics of effective consequences.
Characteristics Rationale Examples to Follow Examples to Avoid
Consequences should be
gradual, progressing from
less severe to more severe
as misbehavior is
repeated.*
This sends the message that
students have the potential
to behave and simply need
to understand and choose to
follow the expectation.
When they repeat the
misbehavior, they choose
the more severe
consequences.
1. Warning
2. Short detention after
class or school
3. Written plan for
improvement
4. Guardian contact
5. Severe clause: Sent to
principal
1. Warning
2. Sent to office

or

1. Phone call home
2. Parent conference
3. In school detention

Consequences should be
natural and/or logical.
Natural consequences
follow from the event or
situation, as students are
allowed to experience the
outcome of their poor
choices or behavior,
highlighting the rationale of
the rule.

Logical consequences are
structured learning
opportunities arranged to
teach appropriate behavior.

If a student runs to be the
first in line, he receives a
warning and is asked to
walk instead at the end of
the line. (natural)

When a student misbehaves
during rehearsal for a play,
she receives a warning and
is told that if the poor
behavior continues, she will
have to sit out of the
rehearsal until the next day.
(logical)
When a student is
disrespectful to a group
member during group
work, they are allowed to
remain in the group but
are held in from recess.
(neither logical nor
natural)
Consequences should
maintain the dignity of the
student.
Consequences should be
consistent from student to
student, and delivery of
consequences should
always address the
particular behavior in
question, not the student
and his or her behavioral
history.
If three students interrupt
the teacher during a class
period, they all receive a
warning.
If three students
interrupt the teacher
during a class period,
the first gets ignored,
the second gets a harsh
warning, and the third
student, who has a
history of not raising his
hand, gets detention
after school because the
teacher is so fed up by
that time.
* In the case of severe behavior that stops the entire class from functioning (e.g., fighting between students) students
forfeit the right to move through the hierarchy of consequences. Such behavior calls for immediate removal from the
classroom. However, save administrative intervention for extremely serious offenses such as fighting. Involving
administration takes the situation out of your control and students may no longer see you as the ultimate authority.

Effective Rules and Consequences

20
So, what consequences do teachers actually find effective? Obviously, there are a variety of
consequences that successful teachers employ to maintain their clear behavioral expectations.
Remember to exercise consequences that are congruent with your own style, as you need to be able to
implement them with confidence and comfort if and when a student chooses to misbehave. For example,
if you do not want students to equate punishment with writing, you may not want to have students write I
will behave 100 times. Of course, consequences also need to be hooked to your rules so that they flow
logically and naturally from the students misbehavior. The following table sets out a few appropriate
consequences teachers might use.

Potential Consequences
Consequence Description
Call or write
home
You might have a student fill out a form that encourages him to reflect on his behavior. A family
member should be required to read over and sign the reflection form before the student returns
it to you the next day. If you have access to a phone and a free period you might have the student
call home with you during a break in the day. Or, you could call a family member in the evening
or send a note home with the student. When communicating with the family member about the
misbehavior, always begin with a sincere positive comment about the student, explain the
specific misbehavior that occurred that day, and state your confidence that the student will
make positive choices in the future.
Send student to
another room
Many teachers have arrangements with a nearby colleague where they can bring a student to
the other teachers classroom to work independently on an assignment. This strategy serves to
provide the student with a chance to calm down and regroup. Be sure to avoid communicating
an attitude of good riddance and do not use this strategy regularly. Leaving your room with no
further consequence might be exactly what your student wants.
Revoke
privileges
At the elementary level, chronic misbehavior results in a loss of recess time, classroom jobs,
computer privileges, or other pre-determined valuable activities. At the secondary level,
where you have most students for only one period each day, revoking privileges is a less
common consequence. However, some secondary corps members report success with revoking
the privilege of hallway time between classes. Asking a student to remain in your classroom for
3 of the 5 minutes between periods (obviously, you cant make them late to their next class),
while their friends are able to chat and laugh in the hallway, can be a strong deterrent to
misbehavior.
Move student to
another seat
When a student is distracting or seems distracted by a nearby student, you should move him
or her to another seat. Doing this in the middle of class is often quite effective with younger
students (K-6). This immediate seat move can also be effective with older students. Some
teachers suggest going a step further and creating a new, well-considered seating chart to
implement the very next day if you discover there are several pairs or groups of students that
need to be separated.
Time-out chair
Most appropriate in younger grades, the time-out chair is a physical space where students can
go to cool off and think about their behavior. You might also have a student write a note of
apology or a reflection on how to make better choices in the future. A sample reflection journal
is in the Classroom Management & Culture Toolkit (p. 6); this Toolkit can be found online at the
Resource Exchange on TFANet. #
Conference with
the coach
Secondary teachers should make an effort to develop strong relationships with the athletic staff
of their school. Coaches often have great influence on students, especially if children are
jeopardizing their athletic eligibility by potentially failing your class. Having a conference with
the coach is a consequence that applies to individual students and probably wouldnt be part of
your overall consequence system.


21
Detention
Though you should check with your administration on the exact policies involved, you may have
the authority to assign lunch or after-school detention to disobedient students. During
detention, a student might have to clean all the desks in your classroom after defacing his, or
complete a form that explains what he did wrong, why he made a poor choice, and what he plans
to do when faced with a similar choice in the future.
Hands & Words
Are Not for
Hurting
If students use their hands to hurt others, you might consider requiring them to use their hands to
help others instead. The Hands & Words Are Not for Hurting Project is a non-profit organization that
has developed a program of non-violence and conflict resolution.
7
To read how you might introduce
this program to your students, see Hands & Words Are Not for Hurting in the Classroom
Management & Culture Toolkit (p. 7) found online on the Resource Exchange on TFANet. #
On the Porch
When students misbehave at the KIPP academies, they are relegated to the porch, which
comes from the expression, If you cant run with the big dogs, stay on the porch. When a
student is on the porch, she is not allowed to sit or eat with the rest of her class and she must
write a letter of apology explaining what she did and why she is sorry. (The Knowledge is Power
Program was started by Teach For America alumni and KIPP schools are widely regarded for
the powerful cultures they have built.)

Systems for Tracking Consequences
It is important for the teacher and the student to know, throughout the day or class period, exactly where
the student is on the hierarchy of consequences. Students are more motivated to behave when they know
what is expected of them and when they can track their progress towards the ultimate goal of exemplary
behavior. Below are some example systems for tracking student behavior.

Traffic Lights
A popular system at the early elementary level,
the green, yellow, and red regions of a traffic
light represent different levels of behavior.
Student names are put on a clothespin and the
teacher moves the pins up and down depending
on student behavior (green = excellent behavior,
yellow = warning, and red = consequence, such
as time out or missed recess. Some teachers
add another color, such as blue, which indicates
that a phone call will be made to parents.) After
students have completed the consequence, the
teacher should move the students clothespin
back to yellow, and then to green with continued
appropriate behavior. Students should be
granted a fresh start each new day by beginning
again on green.

The principles of this consequence system can be applied in many different ways. For example, if you do
a new thematic unit every 6 or 9 weeks, you might substitute a space ship for the traffic light during a unit
on outer space or a sunflower during a unit on plants. When you begin the new unit, you have a great
opportunity to review your rules and consequences when presenting the new system (which is the same
except now students should be aiming to keep their clothespin at the top of the space ship or on the head
of the flower).


7
http://www.handsproject.org, accessed 7/1/2010.
Documenting Consequences
One cardinal rule for yourself regarding student
consequences: document, document, document. Many
teachers keep folders for each child, with contact
information, diagnostic results, examples of student work, a
record of contact with parents and any documentation of
student misbehavior, with dates. You will need these
citations for parent conferences, for proof during a
disciplinary hearing, and for your own reflection on your
interaction with students. It may be wise to have your
students sign a form every time they stay after class or
reach a certain level of the consequences ladder, adding a
sense of official weight to their poor choices. You can
always refer back to your records and point back to the
appropriate entry if a student says this is her first offense.
Effective Rules and Consequences

22
Card Charts
Many teachers, especially those who teach elementary students and have the same group of students all
day, set up a class card chart. In this system, each student has a library card pocket with his or her
name on it and five cards of different colors. Rachel Schankula (Delta 99) had her fifth graders begin the
day on black, representing excellent behavior.

If a student chose to break a class rule, she was directed to move the black card to the
back of the pocket and ensure that the yellow card, which represented a formal
warning, was in the front. If the student chose to break a rule again, they put the red
card in the front. This meant that the student had to sit by herself in the cafeteria OR
write a behavior essay AND that I would call her parents that night regarding the
observed behavior. If the student chose to break a rule yet again, she reached the
blue card, which resulted in a 15-minute after-school detention on Friday afternoon (I
would send a notice home to parents to let them know that we would need to make
arrangements for their child to stay for detention). In extreme situations, a student
reached her white card, which meant that the student had to leave the classroom
immediately and go to the principals office. I kept a record of where students cards
were at the end of the day in an Excel file. I referred back to this file when
determining conduct grades and when having parent/student conferences. Every
Monday morning, each student would start over again on the black card. (Examples of
behavior essays are in the Classroom Management & Culture Toolkit (p. 8) found
online at the Resource Exchange on TFANet. #

Check Sheets
At the secondary level (because traffic lights are too childish and a card chart for each section of students
might take up too much space) some teachers post a piece of paper that represents each class of
students. When a student first breaks a rule, the teacher gives a verbal warning and puts the students
initials on his or her classs sheet. For any rules broken by the student after the warning, the teacher
puts a check by the initials (one check = stay after class, two checks = fill out a behavior reflection form
after school, three checks = parents contacted). These sheets are taken down every Friday and put into a
binder for future reference, and new, blank sheets go up for Monday morning.

A variation on this system is to have a region of your chalkboard where you note students initials and
checks. However, you may not want to take up space on your board for that, and chalk can be
accidentally erased.

Clipboards
While the check sheet system allows students (and their peers) to see the consequence level for any
misbehaving student on the wall, some secondary teachers set up a more private system in which
students sign a class clipboard and write a quick explanation of what they did wrong each time they break
a rule. For example, after a verbal warning for the first offense, Melissa is required to stay after class for
a quick conference with the teacher. There, she signs her name and explains her poor behavioral choice
on the appropriate clipboard. The next time Melissa breaks a rule, she must stay after school for a
longer conference and again sign the clipboard. At the third offense, Melissas parents are called; at the
fourth, her parents are cordially invited to come to school and sit in the classroom with her. A student
must also sign the clipboard when late to class or if he doesnt bring in his homework (if he later brings in
the assignment the teacher highlights the students name on the clipboard signifying she received it).


23
Corps members who use this system find that having
students sign their name formalizes their poor choice
and serves as a record for parent conferences. The
clipboard-based system of Timothy Hearn, a teacher at
Frederick Douglass Academy in Harlem, was described in
the January 2004 issue of Teacher Magazine. He tracks
his students behavior and participation in class using a
chart and symbols he created. Samples of Mr. Hearns
Weekly Behavior Record Sheet and his corresponding
key are included in the Classroom Management &
Culture Toolkit (pp. 9-10) found online at the Resource
Exchange on TFANet. #

Aligning Your Expectations with Those of the School
As you develop and set your behavioral expectations, you
should take into account the broader school context.
The culture of your school, for better or for worse, has a
significant impact on the way discipline and routine
practices will play out within your classroom and the
school at large. If your school has a strong, positive
culture of behavior, you should align your classroom expectations and rules with those used by your
colleagues to every extent possible so that your classroom environment is consistent with the school
environment in which your students are used to operating. In some cases, especially at the middle school
level, you may be on a team of teachers who work with the same group of students. This is a wonderful
opportunity to collaboratively create a rules and consequences system that every student will be expected
to follow in every classroom.

Some corps members are in schools with school-wide point systems for misbehavior (students get five
points for chewing gum, ten points for horseplay in the hallways, 25 points for defying a teacher, etc.).
When a student reaches a certain level of points, there are set consequences administered by the
principal or behavior management officer. Teachers in schools with these types of structures need to
determine how to integrate their own classroom discipline system with the schools system. Often, a
combination of the two systems is best, as one corps member reports:

I found that a balance between using my own series of consequences and giving students
school points at the last stage of the consequence hierarchy (or when there was an
egregious offense) was most effective. Students saw me as the authority figure and the
behavior management officer appreciated the fact that I handled my own discipline
problems and only involved him in the most extreme situations.

In some cases, you may feel personally uncomfortable with certain behavioral policies of your school or
believe a more effective approach exists. When a policy does not conflict with your personal values, but
you feel it will be ineffective in your classroom, carefully consider the possible ramifications of
circumventing or objecting to the policy. In some cases, the ramifications may outweigh the benefits. In
other cases, it may be appropriate to ask your principal or other supervisor whether you can depart from
the policies to accommodate the particular needs of your class or an individual student in your class.

More difficult are situations in which you believe that a school policy conflicts with your own personal
values or sense of what is an appropriate punishment for children. When faced with this challenge, you
should follow your personal comfort level after weighing the options, keeping in mind that any departure
I had a clipboard with a behavior tracking sheet
for each day of the week for each class. For each
student, I would circle W for a warning, 2 for
the second time I had to speak to him or her
about something, 3 if he or she earned a
detention. If the student got to three, the student
had to take home a slip with checked boxes
explaining why the student had earned the
detention and get it signed by a parent. The next
day, students would start over. This chart
allowed me to see at a glance how each student
behaved for the week, and it gave me evidence
when I called parents. And the best thing was
that rather than getting involved in arguments, I
could calmly mark my chart and move on with
class.

Diana Adamson, New Jersey 02
Activities and Service Learning Coordinator,
The American School in London
Effective Rules and Consequences

24
from the standard procedure could be perceived as disrespectful to the school or community. When
determining what you are personally comfortable with, it is often helpful to try to understand the policy from
the school or communitys point of view before making a judgment. This may in fact alter your own beliefs
of what is appropriate. Also, keep in mind that it may be difficult to teach your students and uphold a
behavioral system that is unfamiliar to them. Ultimately, you must determine how to effectively balance the
culture in which you are operating with your own personal philosophy. Often a compromise is possible, in
which you begin with the expected approach and gradually modify the system to fit your personal style.

A Brief Note on Corporal Punishment
Perhaps the most marked example of the kind of dilemma described above is corporal punishment,
which could include spanking or striking a child with a paddle, having a student stand for extended
periods of time, or requiring a student to hold a book in each hand with arms extended to the side. Many
schools in which corps members teach include corporal punishment as one of the consequences of
misbehavior. (Note: corporal punishment policies must comply with strict legal regulations, including the
prior consent of parents or guardians and the presence of a witness.) Every teacher in such a school
must make a personal decision as to whether to implement this consequence, and that decision should
reflect both the teachers own value system and a clear understanding of community expectations.


III. Teaching Expectations

Determining appropriate rules and consequences is only the first step in helping your students meet your
high behavioral expectations. Now, you must teach those expectations as you would any academic
objective and reinforce them over time.

Teaching Rules and Consequences
Some teachers establish their rules and consequences before students arrive and without student input,
while others develop them collaboratively with students. Student participation in setting the expectations
can increase their investment in them. However, since new teachers must focus on establishing their
authority in the classroom, new teachers often find it most effective to develop the rules and
consequences themselves in order to communicate to their students firm guidelines for behavior from
the beginning. Otherwise, students may perceive that the new teacher in front of them wants to be their
friend or does not know how to take leadership of the classroom. It would be a precarious start to the
year to say, so, guys, what should the rules be? and get no homework! as an answer.

Teachers who are successful in their attempts to involve students
in the rule-making process not only have already established
their authority, but have also come into that conversation with a
clear idea of how they will ensure the effective creation of rules.
Dawn Gunderson (Baltimore 01) starts her year by asking her
high school students to explain the differences between a
productive and unproductive classroom, using her students
answers as a way of framing the rules she has already drafted.
She also shares her expectations for herself such as returning
papers on time, working her hardest for the classs benefit and
coming to class prepared to show that she holds herself to high
standards as well.

Irrespective of the approach you choose, once you have generated a short list of clear, positive rules and
gradual, logical, meaningful consequences that fit the criteria detailed in the first two sections of this
Assume nothing if you simply talk
about your rules, there is no reason to
conclude that your students will follow
suit. When you teach, model, and
continuously practice classroom rules,
you give your students real examples
of what you expect of them.

Seth Cohen, Rio Grande Valley 00
Staff Attorney, New York Lawyers for
the Public Interest


25
chapter, you will need to explicitly teach them. Some teachers assume that rules and consequences are
discussed once, put on poster board, and left alone. On the contrary, you must teach these expectations
as you would any other academic objective. This does not mean simply reading them from a handout, but
rather providing rationales, soliciting input, having students identify examples and non-examples, and
using other instructional methods to convey and practice this new information. You should teach
expectations for behavior immediately at the beginning of the year and review them throughout the year.
Youll want to be sure to do the following when teaching expectations:

Discuss and solicit from students the need for the rules. You should use two related strategies on this
front. First, discuss the rationale for rules with your students, both at the beginning of the year and
periodically throughout the year. Educational researcher Robert Marzano recommends beginning this
process by exploring real-life situations that require rules:

For example, most students have a sense that there are certain expectations for behavior
during dinner when guests are at the house that are different from the rules and
procedures that apply when only family members are having dinner together. Similarly,
most students are aware of the fact that there are rules and procedures governing
behavior in church that do not apply to the behavior in one's own living room. A
discussion regarding the importance of rules and procedures in situations outside of
school provides a nice set-up for the discussion of classroom rules and procedures.
8


If students recognize the rationale and positive side of rules, they are more likely to become invested in
them. Then, be sure they understand the direct correlation between each of your rules with their
ambitious learning goals. For example, you might explain to students that your rule about listening
when someone else is talking is designed to let all students learn as much as possible from one another
so that together the class can reach its goals.

Identify specific expectations relevant to each rule. Provide examples of what following each rule looks
like (and doesnt look like) in action. This is especially true if your rules encompass several behaviors,
such as Respect your classmates or Class time is for class activities. Many corps members state that
they take time with their students at the beginning of the year to brainstorm what rules such as these
mean in practice. While you should have several manifestations of the rule Respect your classmates in
mind prior to this group discussion, you will probably be surprised at how right on and insightful students
can be. (Its true they know what it means to respect their classmates. They just need you to enforce
it.) Once students have thoroughly explored the specific expectations of each rule, you might type up a
class contract that lists each rule and the explicit behaviors that fall under each rule. Then, give
students their own copies and ask them to sign them. Keep these for future reference or have students
keep them in a binder that remains in class.

Explain and demonstrate the consequences of breaking the rules. Students need to actually see what
will happen if they break a rule. Many corps members role play with disruptive students. They ask for
volunteers to read short scripts in which students break a rule and the teacher administers the
consequence. Not only do students enjoy this modeling, they also get to see exactly what will happen if a
student chooses to break a rule.


8
Marzano, Robert. Classroom Instruction that Works. Alexandria, VA: ASCD, 2001.
Effective Rules and Consequences

26
Invest your students in meeting your behavioral goals. Tell your students the benefits of following the
rules. Just as you do with academic goals, you will need to motivate your students to meet your
behavioral goals for the class. Perhaps you decide to graph the numbers of morning meetings where
everyone remembers to raise their hand before sharing, with the goal of working together to have 10
straight days with no student interruptions. Perhaps you decide to keep track of the number of days that
your students all come to class fully prepared, with their
book, notebook, homework, and something to write
with. Well talk about general principles to keep in mind
when reinforcing positive behavior in the next section.

Check for understanding. As you will become
accustomed to doing in every lesson, you should follow
up with your students to be sure that they have
internalized the rules. Many teachers test students on
the rules of the classroom with a cause-effect quiz.
Some have students draw cartoons of appropriate and
inappropriate student behavior, akin to the Goofus and
Gallant duo. But do not assume that because you read
the list of rules and discussed them that students have
internalized them.

The Classroom Management & Culture Toolkit contains lesson plans for the first week of school (pp. 11-
15) and a sample timeline for teaching rules and procedures (p. 16), which maps out how you might teach
and review a classroom management plan throughout the year; this Toolkit can be found online at the
Resource Exchange on TFANet. #


IV. Reinforcing Good Behavior

Just as with academic learning, behavioral learning is predicated on feedback; following instructions
properly should be reinforced through frequent affirmation. Students need to know when they are
demonstrating the desired expectations, especially when the expectations are new (generally early in the
year) or when the circumstances under which the students demonstrated them are particularly
challenging.

When reflecting on your approach to positive
reinforcement, youll need to consider when and how
frequently to give positive reinforcement, regardless of
whether that reinforcement comes in the form of
tangible or intangible rewards. On the one hand, positive
reinforcement can be a way of ensuring that students
dont misbehave in order to gain attention. School can
be a dreary place when teachers are only stressing
negative behaviors. On the other hand, you dont want to
get into a habit of praising or rewarding students
constantly for meeting a low bar. This can inadvertently
send the signal that you have low expectations for their
behavior and can also make students dependent on your
positive reaction to meet even the most basic of
expectations. Alfie Kohn, author of Punished by
Classroom rules and procedures are taught, at
first, like a military drill. They are timed and a
little bit silly, but after solving a few math
problems with the class on how far behind we
could fall if we took too much time completing
simple tasks, they get the idea. For example, if it
takes the class three and a half minutes to find
their reading journals and a pencil instead of one
minute, by the end of the year, we will have lost a
day and a half looking for pencils.

Jennifer Cecil, South Louisiana 03
Graduate Student, University of Michigan
The highest expectation that we can hold for our
students is for them to behave in appropriate
ways because they see the importance of it and
because they want to. They have to be
intrinsically motivated to behave and learn. If a
child sits quietly in class because he is either
afraid of what will happen to him if he talks or
because he will get to choose out of the prize box
if he doesnt, we are lowering our expectations
for student behavior and reducing students to
subjects to be trained.

Pablo Depaz, Los Angeles 00
Ethnic Studies Teacher,
Animo Green Dot Charter High Schools


27
Rewards,
9
asserts that, Rather than bolstering a childs self-esteem, praise may increase kids
dependence on us. The more we say, I like the way you. or Good ______ing, the more kids come to
rely on our evaluations, our decisions about whats good and bad, rather than learning to form their own
judgments. Kohn holds that a simple, evaluation-free statement (You put your shoes on by yourself or
even just You did it) tells your child that you noticed. It also lets her take pride in what she didIf a child
does something caring or generous, you might gently draw his attention to the effect of his action on the
other person: Look at Abigails face! She seems pretty happy now that you gave her some of your snack.
This is completely different from praise, where the emphasis is on how you feel about her sharing.
10


Experts such as Jere Brophy offer a few additional recommendations when it comes to giving praise.
11


x Be specific. One of the most effective ways to get students to follow directions is simply to narrate
that someone else has already done what youve asked. Richard is sitting in his seat quietly, ready to
go outside for recess.

x Highlight improvement. In order to foster the idea that students can learn to behave, point out when
students are making strides in this directionand how they did so. Class, I am proud of you for
remembering to walk quietly in the halls this time. I think Natashas suggestion about putting our
fingers on our lips really helped us remember.

x Indicate how following expectations yields benefits. Our homework assignment is challenging
tonight. But because everyone is in their learning position and ready to participate in the lesson, I
know you will be able to learn a lot and then do a great job with that homework.

Keeping in mind that you dont want to praise
students for simple tasks or make them
dependent on your positive reinforcement,
remember that students should reap the benefits
of meeting your high behavioral standards. After
all, students choose to follow the rules not only to
avoid negative consequences but also to receive
positive outcomes. Those positive outcomes are
not only in fact they should rarely be shiny
pencils, candy bars, or pizza parties. With such
tangible prizes, students engage in learning
activities in order to receive rewards that are
artificially linked to behavior. As we mentioned
when discussing self-discipline, you must help
students realize that the greatest benefits of
following the rules include recognition, self-
respect, peer-respect, a classroom where they
and their classmates can make academic gains,
and increased life options. Your ultimate goal should be to foster intrinsic motivation, whereby students are
motivated to behave and to learn because of the positive results that stem naturally from that choice. For
example, a student truly invested in his own academic success will likely abide by the rule Come to Class

9
Kohn, Alfie. Punished by Rewards. Boston: Houghton Mifflin, 1993.
10
Kohn, Alfie. Five Reasons to Stop Saying Good Job! http://www.alfiekohn.org/parenting/gj.htm, accessed
7/1/2010.
11
Brophy, Jere. Teacher praise: a functional analysis. Review of Educational Research, 51(1), 5-32.
Each time we changed seating charts we'd have a new
theme for our groups - continents, animals, literature
characters or things that related to our current study.
Teams would research information about their group
name, present to the class, and create signs to proudly
hang above their desks. I used the groups to reinforce
praise - "The Africa group is working so effectively, The
Salamanders got their books out nicely, etc..." As I
observed this good behavior I used tick marks to tally
points on the board. Teams that had the most points
received non-material perks throughout the day - like
getting dismissed first or being first in the lunch line.

Marion Hodges Biglan, South Louisiana 93
Managing Director, Regional Operations Business
Partner
Teach For America
Effective Rules and Consequences

28
Prepared, because he is intrinsically motivated to succeed, and he knows he cannot succeed without the
materials that are necessary to learn.

However, there are strong arguments for extrinsic
motivators in some contexts. Learning is too critical to
wait for a student to develop the maturity or self-discipline
necessary to work entirely from intrinsic motivation.
Moreover, students motivated extrinsically often begin to
recognize the intrinsic value of their work and behavior.
Many teachers feel that extrinsic motivators especially in
the form of intangible perks remain preferable to
using only negative consequences to keep students in line.
If you do decide to use tangible rewards in your
classroom, know that a variable schedule of providing the
reward works better than a fixed schedule; that is, if you
were to provide a reward every third time a student
completed a task, the reward would soon lose its value.
As any slot machine player could tell you, when the
reward is less certain, persistence in the task improves.

Relatedly, a McREL study has indicated that rewarding students for simply performing a task may
eventually decrease motivation (e.g. if the class earns team points when everyone is on time). However,
when the teacher provides rewards for the successful attainment of a certain performance standard (e.g.,
making improvement on a set of math problems), students intrinsic motivation may increase.
12


As you think about the kind of positive reinforcement you will use in your classroom, beware of
subconscious bias, which may subtly reinforce limited roles for gender groups. Studies by Sadker and
Sadker show that boys receive praise for content and innovation (e.g. Your ideas show a lot of
imagination) while girls are recognized for neatness and following directions (e.g. You have such nice
handwriting). Monitor your own patterns of interaction with students by audio- or videotaping your
interactions with your students. You may even find that the tone of your voice or the phraseology
changes depending on who the student is. You may find yourself offering an enthusiastic good job,
buddy to male students who answer questions correctly and a curt thats right to female students in
a similar situation.

Now that you have explored the importance of positive reinforcement, and the arguments for and against
reinforcing student behavior with extrinsic rewards, you will need to develop your own approach to
positive reinforcement. Your system can be informal or formal (where specific positive responses stem
from following rules, just as consequences stem from breaking rules), and can be based on the
performance of the whole class, small groups, or individuals. Specific strategies for motivating students
to meet your behavioral and academic goals will be discussed in Chapter Six: Valuing Hard Work, Team
Effort, and Academic Success.

First, though, we must discuss the other piece of creating a classroom environment that supports
students in meeting your high expectations for behavior: the creation and implementation of classroom
procedures and routines. That is the subject of the next chapter.


12
Marzano, Robert. Classroom Instruction that Works. Alexandria, VA: ASCD, 2001, 56-57.
Lets Not Make a Deal
If you decide to give tangible rewards in your
classroom, psychologists encourage teachers
to remember Premacks principle. Rather than
allowing students to dictate the conditions
under which they will be willing to behave (Let
me sit here now and I promise Ill be good),
tell students that they can enjoy rewards after
they fulfill your expectations (You may move
back to your seat when Ive seen you behave
the way I know you can). You may recognize
this as your grandmothers rule: no <insert
delectable treat> until you finish your <insert
loathsome vegetable>.


29
Building a Culture of Achievement
Extrinsic Motivation, as a Start

Doannie Tran (Bay Area 03) had a rough start to the year. His sixth graders entered the room haphazardly and
did not pay much attention when he gave instructions. Some sat on their desks. Some shouted to their friends
across the room. Doannie was frustrated.

By late November, however, Doannie had started over with his students. He took the time to set very clear
expectations for how to enter the classroom. He developed a clear rules, consequences and rewards system,
stamping his students completed Warm Up assignments and distributing tickets that well-behaved students
can redeem for bathroom passes, pencils or other school supplies. He calls parents regularly, and often for
good reasons. His students now know whats expected of them, and they follow the routine. It's a big
improvement, but Doannie says this is just the beginning:

I want them to care more about learning. Right now, all of the motivations are very extrinsic. All of the
admonitions are very extrinsic. Im saying, Dont do thator heres a ticket, good job. I want to get to the point
where they want to listen. Now, theyll listen and theyll be quiet. That doesnt mean they care. I want them to
actually be like, Shhh! Mr. Tran is talking, and I want to hear what he has to say because I find this engaging
and I care. Thats my next goal.

Conclusion and Key Concepts

x You set high expectations for your students behavior by developing appropriate rules and
consequences. Rules should be few and should be clearly and positively stated. Logical and
graduated consequences should be explicitly tied to each rule so there is no doubt about the
response if a student chooses to break a rule.

x You must teach your rules and consequences like any other curriculum content.

x Positive reinforcement, especially in the form of intangible rewards, is critical to managing your
classroom. Guard against praising and rewarding students for meeting too low a bar for behavior
and utilizing only extrinsic, materialistic rewards.