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Compliance & Regulation

US Supreme Court building, from Getty Images.
Narrow questions could have big impact on private fund managers.
Financial misconduct note and accounting records. Fraud and auditing concept.
Wording of the expenses also left much to be desired.
The Federal Trade Commission building in Washington, DC
Market observers expect a friendlier approach towards private equity and M&A from the FTC of a second Trump Administration, but GPs still shouldn’t expect lax antitrust enforcement.
US Department of Justice building in Washington, DC
Outgoing Biden administration says private equity titan 'systemically flouted' laws; KKR accuses DOJ of 'overreach.'
Surprise turnaround may signal revival of state ‘crackdown’ on asset class.
Getty Images photo of the side of the IRS building in Washington, DC.
The well-funded, broad initiative includes auditing partnerships with more than $10m in assets
Christian David headshot
The rapid adoption of AI technologies is redefining the role of the CFO, changing how they tackle everything from compliance to investor relations, writes Christian Davis, associate partner at commercial data solutions provider JMAN Group.
The investment advisory committee didn’t make any final recommendations, but new openings forecasted
Securities and Exchange Commission, SEC, Building in Washington DC. The SEC regulates stocks and bonds and related financial activities.
Securitize co-founder and president says the company is 'ecstatic' about the nomination.
Forum attendees stress that co-ordination between departments is crucial.
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