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Well-founded relation

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Transitive binary relations
Symmetric Antisymmetric Connected Well-founded Has joins Has meets Reflexive Irreflexive Asymmetric
Total, Semiconnex Anti-
reflexive
Equivalence relation Green tickY Green tickY
Preorder (Quasiorder) Green tickY
Partial order Green tickY Green tickY
Total preorder Green tickY Green tickY
Total order Green tickY Green tickY Green tickY
Prewellordering Green tickY Green tickY Green tickY
Well-quasi-ordering Green tickY Green tickY
Well-ordering Green tickY Green tickY Green tickY Green tickY
Lattice Green tickY Green tickY Green tickY Green tickY
Join-semilattice Green tickY Green tickY Green tickY
Meet-semilattice Green tickY Green tickY Green tickY
Strict partial order Green tickY Green tickY Green tickY
Strict weak order Green tickY Green tickY Green tickY
Strict total order Green tickY Green tickY Green tickY Green tickY
Symmetric Antisymmetric Connected Well-founded Has joins Has meets Reflexive Irreflexive Asymmetric
Definitions, for all and
Green tickY indicates that the column's property is always true for the row's term (at the very left), while indicates that the property is not guaranteed in general (it might, or might not, hold). For example, that every equivalence relation is symmetric, but not necessarily antisymmetric, is indicated by Green tickY in the "Symmetric" column and in the "Antisymmetric" column, respectively.

All definitions tacitly require the homogeneous relation be transitive: for all if and then
A term's definition may require additional properties that are not listed in this table.

In mathematics, a binary relation R is called well-founded (or wellfounded or foundational[1]) on a set or, more generally, a class X if every non-empty subset SX has a minimal element with respect to R; that is, there exists an mS such that, for every sS, one does not have s R m. In other words, a relation is well-founded if: Some authors include an extra condition that R is set-like, i.e., that the elements less than any given element form a set.

Equivalently, assuming the axiom of dependent choice, a relation is well-founded when it contains no infinite descending chains, which can be proved when there is no infinite sequence x0, x1, x2, ... of elements of X such that xn+1 R xn for every natural number n.[2][3]

In order theory, a partial order is called well-founded if the corresponding strict order is a well-founded relation. If the order is a total order then it is called a well-order.

In set theory, a set x is called a well-founded set if the set membership relation is well-founded on the transitive closure of x. The axiom of regularity, which is one of the axioms of Zermelo–Fraenkel set theory, asserts that all sets are well-founded.

A relation R is converse well-founded, upwards well-founded or Noetherian on X, if the converse relation R−1 is well-founded on X. In this case R is also said to satisfy the ascending chain condition. In the context of rewriting systems, a Noetherian relation is also called terminating.

Induction and recursion

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An important reason that well-founded relations are interesting is because a version of transfinite induction can be used on them: if (X, R) is a well-founded relation, P(x) is some property of elements of X, and we want to show that

P(x) holds for all elements x of X,

it suffices to show that:

If x is an element of X and P(y) is true for all y such that y R x, then P(x) must also be true.

That is,

Well-founded induction is sometimes called Noetherian induction,[4] after Emmy Noether.

On par with induction, well-founded relations also support construction of objects by transfinite recursion. Let (X, R) be a set-like well-founded relation and F a function that assigns an object F(x, g) to each pair of an element xX and a function g on the initial segment {y: y R x} of X. Then there is a unique function G such that for every xX,

That is, if we want to construct a function G on X, we may define G(x) using the values of G(y) for y R x.

As an example, consider the well-founded relation (N, S), where N is the set of all natural numbers, and S is the graph of the successor function xx+1. Then induction on S is the usual mathematical induction, and recursion on S gives primitive recursion. If we consider the order relation (N, <), we obtain complete induction, and course-of-values recursion. The statement that (N, <) is well-founded is also known as the well-ordering principle.

There are other interesting special cases of well-founded induction. When the well-founded relation is the usual ordering on the class of all ordinal numbers, the technique is called transfinite induction. When the well-founded set is a set of recursively-defined data structures, the technique is called structural induction. When the well-founded relation is set membership on the universal class, the technique is known as ∈-induction. See those articles for more details.

Examples

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Well-founded relations that are not totally ordered include:

  • The positive integers {1, 2, 3, ...}, with the order defined by a < b if and only if a divides b and ab.
  • The set of all finite strings over a fixed alphabet, with the order defined by s < t if and only if s is a proper substring of t.
  • The set N × N of pairs of natural numbers, ordered by (n1, n2) < (m1, m2) if and only if n1 < m1 and n2 < m2.
  • Every class whose elements are sets, with the relation ∈ ("is an element of"). This is the axiom of regularity.
  • The nodes of any finite directed acyclic graph, with the relation R defined such that a R b if and only if there is an edge from a to b.

Examples of relations that are not well-founded include:

  • The negative integers {−1, −2, −3, ...}, with the usual order, since any unbounded subset has no least element.
  • The set of strings over a finite alphabet with more than one element, under the usual (lexicographic) order, since the sequence "B" > "AB" > "AAB" > "AAAB" > ... is an infinite descending chain. This relation fails to be well-founded even though the entire set has a minimum element, namely the empty string.
  • The set of non-negative rational numbers (or reals) under the standard ordering, since, for example, the subset of positive rationals (or reals) lacks a minimum.

Other properties

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If (X, <) is a well-founded relation and x is an element of X, then the descending chains starting at x are all finite, but this does not mean that their lengths are necessarily bounded. Consider the following example: Let X be the union of the positive integers with a new element ω that is bigger than any integer. Then X is a well-founded set, but there are descending chains starting at ω of arbitrary great (finite) length; the chain ω, n − 1, n − 2, ..., 2, 1 has length n for any n.

The Mostowski collapse lemma implies that set membership is a universal among the extensional well-founded relations: for any set-like well-founded relation R on a class X that is extensional, there exists a class C such that (X, R) is isomorphic to (C, ∈).

Reflexivity

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A relation R is said to be reflexive if a R a holds for every a in the domain of the relation. Every reflexive relation on a nonempty domain has infinite descending chains, because any constant sequence is a descending chain. For example, in the natural numbers with their usual order ≤, we have 1 ≥ 1 ≥ 1 ≥ .... To avoid these trivial descending sequences, when working with a partial order ≤, it is common to apply the definition of well foundedness (perhaps implicitly) to the alternate relation < defined such that a < b if and only if ab and ab. More generally, when working with a preorder ≤, it is common to use the relation < defined such that a < b if and only if ab and ba. In the context of the natural numbers, this means that the relation <, which is well-founded, is used instead of the relation ≤, which is not. In some texts, the definition of a well-founded relation is changed from the definition above to include these conventions.

References

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  1. ^ See Definition 6.21 in Zaring W.M., G. Takeuti (1971). Introduction to axiomatic set theory (2nd, rev. ed.). New York: Springer-Verlag. ISBN 0387900241.
  2. ^ "Infinite Sequence Property of Strictly Well-Founded Relation". ProofWiki. Retrieved 10 May 2021.
  3. ^ Fraisse, R. (15 December 2000). Theory of Relations, Volume 145 - 1st Edition (1st ed.). Elsevier. p. 46. ISBN 9780444505422. Retrieved 20 February 2019.
  4. ^ Bourbaki, N. (1972) Elements of mathematics. Commutative algebra, Addison-Wesley.