ZLIB Compressed Data Format Specification version 3.3
draft-deutsch-zlib-spec-03

INTERNET-DRAFT                                          L. Peter Deutsch
ZLIB 3.3                                             Aladdin Enterprises
Expires: 26 Sep 1996                                    Jean-Loup Gailly
                                                                Info-ZIP
                                                             21 Mar 1996

         ZLIB Compressed Data Format Specification version 3.3

File draft-deutsch-zlib-spec-03.txt

Status of this Memo

   This document is an Internet-Draft.  Internet-Drafts are working
   documents of the Internet Engineering Task Force (IETF), its areas,
   and its working groups.  Note that other groups may also distribute
   working documents as Internet-Drafts.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet- Drafts as reference
   material or to cite them other than as ``work in progress.''

   To learn the current status of any Internet-Draft, please check the
   ``1id-abstracts.txt'' listing contained in the Internet- Drafts
   Shadow Directories on ftp.is.co.za (Africa), nic.nordu.net (Europe),
   munnari.oz.au (Pacific Rim), ds.internic.net (US East Coast), or
   ftp.isi.edu (US West Coast).

   Distribution of this memo is unlimited.

   A pointer to the latest version of this and related documentation in
   HTML format can be found at the URL
   <ftp:ftp.uu.net/pub/graphics/png/documents/zlib/zdoc-index.html>.

Notices

   Copyright (c) 1996 L. Peter Deutsch and Jean-loup Gailly

   Permission is granted to copy and distribute this document for any
   purpose and without charge, including translations into other
   languages and incorporation into compilations, provided that the
   copyright notice and this notice are preserved, and that any
   substantive changes or deletions from the original are clearly
   marked.

Deutsch and Gailly                                             [Page  1]


INTERNET-DRAFT ZLIB Compressed Data Format Specification     21 Mar 1996

Abstract

   This specification defines a lossless compressed data format.  The
   data can be produced or consumed, even for an arbitrarily long
   sequentially presented input data stream, using only an a priori
   bounded amount of intermediate storage.  The format presently uses
   the DEFLATE compression method but can be easily extended to use
   other compression methods.  It can be implemented readily in a manner
   not covered by patents.  This specification also defines the ADLER-32
   checksum (an extension and improvement of the Fletcher checksum),
   used for detection of data corruption, and provides an algorithm for
   computing it.

Table of Contents

   1. Introduction ................................................... 2
      1.1. Purpose ................................................... 2
      1.2. Intended audience ......................................... 3
      1.3. Scope ..................................................... 3
      1.4. Compliance ................................................ 3
      1.5.  Definitions of terms and conventions used ................ 3
      1.6. Changes from previous versions ............................ 3
   2. Detailed specification ......................................... 4
      2.1. Overall conventions ....................................... 4
      2.2. Data format ............................................... 4
      2.3. Compliance ................................................ 6
   3. References ..................................................... 7
   4. Source code .................................................... 7
   5. Security considerations ........................................ 8
   6. Acknowledgements ............................................... 8
   7. Authors' addresses ............................................. 8
   8. Appendix: Rationale ............................................ 8
   9. Appendix: Sample code .......................................... 9

1. Introduction

   1.1. Purpose

      The purpose of this specification is to define a lossless
      compressed data format that:

          * Is independent of CPU type, operating system, file system,
            and character set, and hence can be used for interchange;

          * Can be produced or consumed, even for an arbitrarily long
            sequentially presented input data stream, using only an a
            priori bounded amount of intermediate storage, and hence can
            be used in data communications or similar structures such as
            Unix filters;
          * Can use a number of different compression methods;

          * Can be implemented readily in a manner not covered by

Deutsch and Gailly                                             [Page  2]


INTERNET-DRAFT ZLIB Compressed Data Format Specification     21 Mar 1996

            patents, and hence can be practiced freely.

      The data format defined by this specification does not attempt to
      allow random access to compressed data.

   1.2. Intended audience

      This specification is intended for use by implementors of software
      to compress data into zlib format and/or decompress data from zlib
      format.

      The text of the specification assumes a basic background in
      programming at the level of bits and other primitive data
      representations.

   1.3. Scope

      The specification specifies a compressed data format that can be
      used for in-memory compression of a sequence of arbitrary bytes.

   1.4. Compliance

      Unless otherwise indicated below, a compliant decompressor must be
      able to accept and decompress any data set that conforms to all
      the specifications presented here; a compliant compressor must
      produce data sets that conform to all the specifications presented
      here.

   1.5.  Definitions of terms and conventions used

      byte: 8 bits stored or transmitted as a unit (same as an octet).
      (For this specification, a byte is exactly 8 bits, even on
      machines which store a character on a number of bits different
      from 8.) See below, for the numbering of bits within a byte.

   1.6. Changes from previous versions

      Version 3.1 was the first public release of this specification.
      In version 3.2, some terminology was changed and the Adler-32
      sample code was rewritten for clarity.  In version 3.3, the
      support for a preset dictionary was introduced, and the
      specification was converted to Internet Draft style.

Deutsch and Gailly                                             [Page  3]


INTERNET-DRAFT ZLIB Compressed Data Format Specification     21 Mar 1996

2. Detailed specification

   2.1. Overall conventions

      In the diagrams below, a box like this:

         +---+
         |   | <-- the vertical bars might be missing
         +---+

      represents one byte; a box like this:

         +==============+
         |              |
         +==============+

      represents a variable number of bytes.

      Bytes stored within a computer do not have a 'bit order', since
      they are always treated as a unit.  However, a byte considered as
      an integer between 0 and 255 does have a most- and least-
      significant bit, and since we write numbers with the most-
      significant digit on the left, we also write bytes with the most-
      significant bit on the left.  In the diagrams below, we number the
      bits of a byte so that bit 0 is the least-significant bit, i.e.,
      the bits are numbered:

         +--------+
         |76543210|
         +--------+

      Within a computer, a number may occupy multiple bytes.  All
      multi-byte numbers in the format described here are stored with
      the MOST-significant byte first (at the lower memory address).
      For example, the decimal number 520 is stored as:

             0        1
         +--------+--------+
         |00000010|00001000|
         +--------+--------+
          ^        ^
          |        |
          |        + less significant byte = 8
          + more significant byte = 2 x 256

   2.2. Data format

      A zlib stream has the following structure:

Deutsch and Gailly                                             [Page  4]


INTERNET-DRAFT ZLIB Compressed Data Format Specification     21 Mar 1996

           0   1
         +---+---+
         |CMF|FLG|   (more-->)
         +---+---+

      (if FLG.FDICT set)

           0   1   2   3
         +---+---+---+---+
         |     DICTID    |   (more-->)
         +---+---+---+---+

         +=====================+---+---+---+---+
         |...compressed data...|    ADLER32    |
         +=====================+---+---+---+---+

      Any data which may appear after ADLER32 are not part of the zlib
      stream.

      CMF (Compression Method and flags)
         This byte is divided into a 4-bit compression method and a 4-
         bit information field depending on the compression method.

            bits 0 to 3  CM     Compression method
            bits 4 to 7  CINFO  Compression info

      CM (Compression method)
         This identifies the compression method used in the file. CM = 8
         denotes the 'deflate' compression method with a window size up
         to 32K.  This is the method used by gzip and PNG (see
         references [1] and [2] in Chapter 3, below, for the reference
         documents).  CM = 15 is reserved.  It might be used in a future
         version of this specification to indicate the presence of an
         extra field before the compressed data.

      CINFO (Compression info)
         For CM = 8, CINFO is the base-2 logarithm of the LZ77 window
         size, minus eight (CINFO=7 indicates a 32K window size). Values
         of CINFO above 7 are not allowed in this version of the
         specification.  CINFO is not defined in this specification for
         CM not equal to 8.

      FLG (FLaGs)
         This flag byte is divided as follows:

            bits 0 to 4  FCHECK  (check bits for CMF and FLG)
            bit  5       FDICT   (preset dictionary)
            bits 6 to 7  FLEVEL  (compression level)

         The FCHECK value must be such that CMF and FLG, when viewed as
         a 16-bit unsigned integer stored in MSB order (CMF*256 + FLG),
         is a multiple of 31.

Deutsch and Gailly                                             [Page  5]


INTERNET-DRAFT ZLIB Compressed Data Format Specification     21 Mar 1996

      FDICT (Preset dictionary)
         If FDICT is set, a DICT dictionary identifier is present
         immediately after the FLG byte. The dictionary is a sequence of
         bytes which are initially fed to the compressor without
         producing any compressed output. DICT is the Adler-32 checksum
         of this sequence of bytes (see the definition of ADLER32
         below).  The decompressor can use this identifier to determine
         which dictionary has been used by the compressor.

      FLEVEL (Compression level)
         These flags are available for use by specific compression
         methods.  The 'deflate' method (CM = 8) sets these flags as
         follows:

            0 - compressor used fastest algorithm
            1 - compressor used fast algorithm
            2 - compressor used default algorithm
            3 - compressor used maximum compression, slowest algorithm

         The information in FLEVEL is not needed for decompression; it
         is there to indicate if recompression might be worthwhile.

      compressed data
         For compression method 8, the compressed data is stored in the
         deflate compressed data format as described in the document
         "'Deflate' Compressed Data Format Specification" by L. Peter
         Deutsch. (See reference [3] in Chapter 3, below)

         Other compressed data formats are not specified in this version
         of the zlib specification.

      ADLER32 (Adler-32 checksum)
         This contains a checksum value of the uncompressed data
         (excluding any dictionary data) computed according to Adler-32
         algorithm. This algorithm is a 32-bit extension and improvement
         of the Fletcher algorithm, used in the ITU-T X.224 / ISO 8073
         standard. See references [4] and [5] in Chapter 3, below)

         Adler-32 is composed of two sums accumulated per byte: s1 is
         the sum of all bytes, s2 is the sum of all s1 values. Both sums
         are done modulo 65521. s1 is initialized to 1, s2 to zero.  The
         Adler-32 checksum is stored as s2*65536 + s1 in most-
         significant-byte first (network) order.

   2.3. Compliance

      A compliant compressor must produce streams with correct CMF, FLG
      and ADLER32, but need not support preset dictionaries.  When the
      zlib data format is used as part of another standard data format,
      the compressor may use only preset dictionaries that are specified
      by this other data format.  If this other format does not use the
      preset dictionary feature, the compressor must not set the FDICT

Deutsch and Gailly                                             [Page  6]


INTERNET-DRAFT ZLIB Compressed Data Format Specification     21 Mar 1996

      flag.

      A compliant decompressor must check CMF, FLG, and ADLER32, and
      provide an error indication if any of these have incorrect values.
      A compliant decompressor must give an error indication if CM is
      not one of the values defined in this specification (only the
      value 8 is permitted in this version), since another value could
      indicate the presence of new features that would cause subsequent
      data to be interpreted incorrectly.  A compliant decompressor must
      give an error indication if FDICT is set and DICTID is not the
      identifier of a known preset dictionary.  A decompressor may
      ignore FLEVEL and still be compliant.  When the zlib data format
      is being used as a part of another standard format, a compliant
      decompressor must support all the preset dictionaries specified by
      the other format. When the other format does not use the preset
      dictionary feature, a compliant decompressor must reject any
      stream in which the FDICT flag is set.

3. References

   [1] Deutsch, L.P.,"'Gzip' Compressed Data Format Specification",
       available in ftp.uu.net:/pub/archiving/zip/doc/gzip-*.doc

   [2] Thomas Boutell, "PNG (Portable Network Graphics) specification",
       available in ftp://ftp.uu.net/graphics/png/png*

   [3] Deutsch, L.P.,"'Deflate' Compressed Data Format Specification",
       available in ftp.uu.net:/pub/archiving/zip/doc/deflate-*.doc

   [4] Fletcher, J. G., "An Arithmetic Checksum for Serial
       Transmissions," IEEE Transactions on Communications, Vol. COM-30,
       No. 1, January 1982, pp. 247-252.

   [5] ITU-T Recommendation X.224, Annex D, "Checksum Algorithms,"
       November, 1993, pp. 144, 145. (Available from
       gopher://info.itu.ch). ITU-T X.244 is also the same as ISO 8073.

4. Source code

   Source code for a C language implementation of a 'zlib' compliant
   library is available at ftp.uu.net:/pub/archiving/zip/zlib/zlib*.

Deutsch and Gailly                                             [Page  7]


INTERNET-DRAFT ZLIB Compressed Data Format Specification     21 Mar 1996

5. Security considerations

   A decoder that fails to check the ADLER32 checksum value may be
   subject to undetected data corruption.

6. Acknowledgements

   Trademarks cited in this document are the property of their
   respective owners.

   Jean-Loup Gailly and Mark Adler designed the zlib format and wrote
   the related software described in this specification.  Glenn
   Randers-Pehrson converted this document to Internet Draft and HTML
   format.

7. Authors' addresses L. Peter Deutsch

      Aladdin Enterprises
      203 Santa Margarita Ave.
      Menlo Park, CA 94025

      Phone: (415) 322-0103 (AM only)
      FAX:   (415) 322-1734
      EMail: <[email protected]>

   Jean-loup Gailly

      EMail: <[email protected]>

   Questions about the technical content of this specification can be
   sent by email to

      Jean-loup Gailly <[email protected]> and
      Mark Adler <[email protected]>

   Editorial comments on this specification can be sent by email to

      L. Peter Deutsch <[email protected]> and
      Glenn Randers-Pehrson <[email protected]>

8. Appendix: Rationale

   8.1. Preset dictionaries

      A preset dictionary is specially useful to compress short input
      sequences. The compressor can take advantage of the dictionary
      context to encode the input in a more compact manner. The
      decompressor can be initialized with the appropriate context by
      virtually decompressing a compressed version of the dictionary
      without producing any output. However for certain compression
      algorithms such as the deflate algorithm this operation can be
      achieved without actually performing any decompression.

Deutsch and Gailly                                             [Page  8]


INTERNET-DRAFT ZLIB Compressed Data Format Specification     21 Mar 1996

      The compressor and the decompressor must use exactly the same
      dictionary. The dictionary may be fixed or may be chosen among a
      certain number of predefined dictionaries, according to the kind
      of input data. The decompressor can determine which dictionary has
      been chosen by the compressor by checking the dictionary
      identifier. This document does not specify the contents of
      predefined dictionaries, since the optimal dictionaries are
      application specific. Standard data formats using this feature of
      the zlib specification must precisely define the allowed
      dictionaries.

   8.2. The Adler-32 algorithm

      The Adler-32 algorithm is much faster than the CRC32 algorithm yet
      still provides an extremely low probability of undetected errors.

      The modulo on unsigned long accumulators can be delayed for 5552
      bytes, so the modulo operation time is negligible.  If the bytes
      are a, b, c, the second sum is 3a + 2b + c + 3, and so is position
      and order sensitive, unlike the first sum, which is just a
      checksum.  That 65521 is prime is important to avoid a possible
      large class of two-byte errors that leave the check unchanged.
      (The Fletcher checksum uses 255, which is not prime and which also
      makes the Fletcher check insensitive to single byte changes 0
      255.)

      The sum s1 is initialized to 1 instead of zero to make the length
      of the sequence part of s2, so that the length does not have to be
      checked separately. (Any sequence of zeroes has a Fletcher
      checksum of zero.)

9. Appendix: Sample code

   The following C code computes the Adler-32 checksum of a data buffer.
   It is written for clarity, not for speed.  The sample code is in the
   ANSI C programming language. Non C users may find it easier to read
   with these hints:

      &      Bitwise AND operator.
      >>     Bitwise right shift operator. When applied to an
             unsigned quantity, as here, right shift inserts zero bit(s)
             at the left.
      <<     Bitwise left shift operator. Left shift inserts zero
             bit(s) at the right.
      ++     "n++" increments the variable n.
      %      modulo operator: a % b is the remainder of a divided by b.

      #define BASE 65521 /* largest prime smaller than 65536 */

Deutsch and Gailly                                             [Page  9]


INTERNET-DRAFT ZLIB Compressed Data Format Specification     21 Mar 1996

      /*
         Update a running Adler-32 checksum with the bytes buf[0..len-1]
       and return the updated checksum. The Adler-32 checksum should be
       initialized to 1.

       Usage example:

         unsigned long adler = 1L;

         while (read_buffer(buffer, length) != EOF) {
           adler = update_adler32(adler, buffer, length);
         }
         if (adler != original_adler) error();
      */
      unsigned long update_adler32(unsigned long adler,
         unsigned char *buf, int len)
      {
        unsigned long s1 = adler & 0xffff;
        unsigned long s2 = (adler >> 16) & 0xffff;
        int n;

        for (n = 0; n < len; n++) {
          s1 = (s1 + buf[n]) % BASE;
          s2 = (s2 + s1)     % BASE;
        }
        return (s2 << 16) + s1;
      }

      /* Return the adler32 of the bytes buf[0..len-1] */

      unsigned long adler32(unsigned char *buf, int len)
      {
        return update_adler32(1L, buf, len);
      }

Deutsch and Gailly                                            [Page  10]