FINRA Systems

The first step to getting started on an application residing on the FINRA Entitlement platform is setting up a User Account via a process called Entitlement. The Entitlement Process encompasses FINRA systems on the FINRA Entitlement platform that FINRA owns and operates as a private sector regulator and systems that FINRA operates on behalf of other regulators. Becoming entitled grants your firm access to one or more of the following secure systems residing on the FINRA Entitlement platform:

Information on a System/Application:Login to a System/Application:
2711 - Annual Attestation of Compliancehttps://firms.finra.org/2711
DR Portalhttps://DRPortal.finra.org
Financial Industry Networking Directory (FIND)http://testenrollment.finra.org/sie
Financial Professional Gateway (FinPro)https://finpro.finra.org/ 
FINRA Contact System (FCS)https://gateway.finra.org/app/contacts/
Funding Portal Registration Depository (FPRD)https://firms.finra.org
IARDhttps://crd.finra.org/iad
Information Requestshttps://gateway.finra.org/app/work-management
Online Arbitrator Application Formhttp://www.finra.org/BecomeAnArbitrator/OnlineApplication
Public Offering Systemhttp://www.finra.org/publicofferingsystem/login
Register a New Broker Dealer Firm (New Member Application)http://www.finra.org/OnlineFormNMA/
Regulation Filing Applicationshttps://firms.finra.org/forms
Report Centerhttps://gateway.finra.org/reportcenter/home
SurveillanceFINRA and SEC use only
Test Enrollment Services System (TESS)http://www.finra.org/enroll
Uniform Practice Code (UPC)https://www.finra.org/upc/forms
Web CRDhttps://crd.finra.org