Senske Dissertation
Senske Dissertation
musical stimuli can potentially elicit and facilitate autobiographical memory. Due to the
unique role music often has in our daily lives, as well as the importance of
the literature pertaining to music, autobiographical memory, and the overlap of the two
provides the groundwork for a comprehensive theory that integrates the physiological,
journal which investigated the impact music had on the affective and cognitive processes
of the author was kept and provided insights into the development of the theory. The
result is a cohesive, temporal, and comprehensive theory of how music has the potential
to elicit and facilitate autobiographical memory. Clinical implications and future research
AUTOBIOGRAPHICAL MEMORY
By
In Partial Fulfillment of
The Requirements for the Degree
DOCTOR OF PSYCHOLOGY
SEATTLE, WASHINGTON
2008
Title of Dissertation: The Potential for Music to Elicit and Facilitate
Autobiographical Memory
_____________________________ _______________
Dana Waters, Psy.D., ABPP Date
Committee Member
_____________________________ _______________
Elizabeth Milo, Ph.D. Date
Committee Member
_____________________________ _______________
Francis Parks, Ph.D., ABPP Date
Chair, Clinical Department
_____________________________ _______________
Tom Dyer, Ed.D. Date
President
THE POTENTIAL FOR MUSIC TO ELICIT AND FACILITATE
AUTOBIOGRAPHICAL MEMORY
© 2008
Jeremy J. Senske
iv
Acknowledgments
The present work has been in the makings since the late 1990s. Many individuals
have influenced its conception and subsequent development. I would like to thank my
dissertation committee, Norm Mar, Dana Waters, and Zanny Milo for their commitment,
investment, and trust. I owe my committee chair, Norm Mar, a special debt of gratitude in
process, and trusting in my ability to seek out further guidance when necessary. Dana
Waters provided crucial feedback into the logistics of writing this particular brand of
throughout the entire dissertation process. Zanny Milo provided invaluable clinical
supervision and grounds which facilitated discussions leading to the synthesis of two of
my greatest passions, music and memory. I want to thank the psychology staff at the City
Harden for their support and encouragement in the completion of this project. Of my
friends I would like to thank Gunars Neiders for his conversations which pushed me to
consider alternative ideas, while continuing to hint that I was on the right track. I want to
thank my mother and father for their unconditional confidence and faith in me, along
with my brother Jason for his camaraderie, sense of humor, and relentless positive
attitude which continue to be a beacon of honesty for me. Most importantly, I would like
to express my utmost gratitude and love to my wife, Ashly, and my son Zakary, for their
encouragement, support, and patience during this process. It was their trust, faith, and
v
TABLE OF CONTENTS
Page
Dedication .......................................................................................................................... iv
Acknowledgments................................................................................................................v
Table of Contents............................................................................................................... vi
CHAPTER I: INTRODUCTION.........................................................................................1
Definitions............................................................................................................................7
Introduction........................................................................................................................10
Overview............................................................................................................................49
vi
Arousal Levels and Individual Differences .......................................................................50
A Theory of how Music can Elicit and Facilitate Autobiographical Memory ..................70
Overview............................................................................................................................75
Diversity Considerations....................................................................................................91
Appendices.......................................................................................................................115
vii
CHAPTER I
INTRODUCTION
Music has been in existence since the beginning of man; its origins can be traced
back 30,000 years ago to bone flutes, percussive instruments, and harps. All known
societies have had music, it is found in every culture and historical period, and this will
likely continue into the future (Lowis, 2002; Weinberger, 2004). Music has the ability to
increase motivation, elevate mood, and increase feelings of control in young and old alike
music or playing a musical instrument daily. Music permeates every aspect of our
demonstrated its curing power in stroke patients (Schauer & Mauritz, 2003), sleep-related
complaints in older adults (Lai & Good, 2004), and memory problems (Optale et al.,
2001). Various reasons exist for listening to music, most notably its ability to remind us
of things in the past, induce the experience pleasure and shift us into a better mood
(Lowis, 2002). Listening to music can have a profound impact on our emotions and our
cognition. Music, therefore, has the potential to elicit and even facilitate autobiographical
memories, and may provide a means for eliciting and accessing more, higher quality
Because music plays such a vital role to our well-being, I find it rather interesting
that we don’t spend more time understanding how it can facilitate autobiographical
1
involving sensory or perceptual cues (Mace, 2005). These types of memories help us to
orient ourselves in time; Conway and Holmes (2004) state that “[a]utobiographical
Bluck, and Semegon (2004) state, “our emotional experience in everyday life is related to
future behaviors and help shape our self-concepts (Hou, Miller, Kramer, 2005).
collaborative fashion by the clinician and client in order to facilitate more cooperative,
emotionally connected sessions, which could result in fewer, more productive sessions
for the client while providing the clinician with a powerful, non-invasive tool.
(Fivush & Nelson, 2004). Music has been shown to evoke certain emotions. In this
regard, music can be seen as an antecedent to emotion, eliciting the desired emotion
according to the type of music selected. Listening to music not only facilitates an
cognitive processes. Music engages many areas of the brain, including cognitive realms,
and it activates some of the same reward systems that are stimulated by food, sex, and
addictive drugs (Weinberger, 2004). Chemically, listening to music can cause the release
of endorphins which facilitate pain relief, decrease blood pressure, heart rate, and
respiratory rate and leads to positive outcomes in affect and attention (McCaffrey &
Freeman, 2003). Music can be seen as the catalyst setting off a complex change in
2
physiology, affect and cognition which can be implemented to elicit short-term, as well
A theory that could delineate how music may elicit and facilitate autobiographical
memory would be a huge step in the process of understanding how the physiological,
better understanding of how these components interact would also provide insight into
reasons why humans listen to music in general. If music is capable of eliciting and
feelings and behaviors; if listening to music is capable of arousing thoughts, feelings, and
behaviors related to our past, then it could become an integral intervention in the field of
clinical psychology.
considered among cultures’ highest achievements” (p. 291). It has demonstrated its
ability to have an impact on physiological, emotional, and cognitive levels. Music is all
stores, and restaurants. It has the ability to stimulate memories, especially those involving
significant life events (Allan, 2006). Autobiographical memories increase the degree of
of the self through time. The current conceptualization of the self also influences the
construction of the past and the future (Fivush & Nelson, 2004). We often gravitate
3
toward music that allows us to reminisce of past events that are emotionally significant.
A song can come on and we immediately begin to relive an episode from our past. Music
No theories thus far have attempted to delineate a connection between music and
autobiographical memory. Most theories focus on either one or the other and fail to
address the physiological, affective, and cognitive aspects together. Physiological and
distinct areas, such as the frontal and medial temporal lobes, that are responsible for the
theories focus on both arousal and valence in regards to musical and autobiographical
material (Balch, Myers, & Papotto, 1999). Cognitive theories rely heavily on either
Although these theories do justice in their respective domains, they do not attempt to
explain the connection between music and autobiographical memory, nor do they attempt
to unify the physiological, cognitive, and affective operations of each. A theory that can
explain how music may elicit and facilitate autobiographical memory by unifying the
groundwork for future research in the area of music, memory, and the interaction of the
two.
4
Purpose of the Study
notice. One of the main reasons we listen to music is because of its ability to remind us of
things in the past (Lowis, 2002). Listening to music can also shift our moods and induce
the experience of pleasure, nostalgia, or other mood states thus acting as an external
mood regulator. Memory of our personal past serves as a guide in the present, as well as
understand our past experience in order modify our behavior in the future, while
providing a template for developing our sense of self in the present. If music can facilitate
autobiographical memory, then it can be said that music is also an integral part of how we
define ourselves; we often listen to specific songs because we can identify with them,
either from past experience, the present situation, or hope for the future.
Autobiographical memory and music are closely tied and it remains a mystery as to how
The main goal of the present study is to provide a thorough analysis and critical
and review, a theory will be developed that will unite the cognitive, affective, and
memory. The purpose of the present theory will be to provide a framework for future
research in the field of music, autobiographical memory, or the interface between the
two.
It will be beneficial to address how the theory relates to professionals and patients
5
autobiographical information from our clients on an ongoing basis, anything that can
enhance this process is welcomed. Many of us work through different modalities and it
may be useful to understand how music and autobiographical memory operate from
affective, cognitive, and physiological points of view, while also understanding how they
may operate as a system. Interventions that utilize music can be developed and
implemented in practice to elicit more qualitative or quantitative results during the course
of treatment.
The proposed study will begin by reviewing and examining music and
domains are related to the functioning in frontal and medial temporal lobes
memory function separately, research combining the two will also be examined. Research
memory and music separately is vast, whereas research that explores the functioning of
Although it is the author’s opinion that music can elicit and facilitate
autobiographical memory, it is not outside the realm of reason that it is the other way
around. In fact, it is highly plausible that the two interact cyclically and music may be the
under others. All textual references will be indexed so that others can replicate the
6
process of analyzing the same collection of research. A table of locations and functions
for discussed cortical regions can be found in Appendix A. Appendix B will consist of a
Definitions
The definitions below are provided to orient those unfamiliar with language
associated with cognition, memory, and music. Many of the definitions will be somewhat
familiar, while others will be provided in the context of their respective cognitive and
musical domains.
specific time and place, and the ability to travel mentally in time to these incidents and
(Squire, 1992).
residence, what the word “tree” means, etc. (Moss et al., 2003).
learning. This type of memory pertains to the acquisition of skills, especially motor skills
and early stage cognitive skill learning. It is also associated with more primitive
7
Connectionism- A cognitive theory in which mental phenomena are described by simple
units that form interconnected networks. Connections and units can differ from model to
model. Some units could represent neurons (connections are then synapses), while other
units could be single pieces of information, such as a word, and each connection could be
Valence-overall quality of a mood state, such as happy, sad, anxious, etc. (Schmidt &
Trainor, 2001).
Medial Temporal Lobe (MTL)-brain structure often associated with short-term to long-
trumphet and piano in the same key (Kolb & Whishaw, 2003).
The study will entail a detailed look into the cognitive, affective, and
music may elicit and facilitate autobiographical memory into a comprehensive rationale.
The study will attempt to delineate a unified theory of how music facilitates
8
autobiographical memory with the hopes that the present theory can provide a framework
for future research in the fields of music, autobiographical memory, or both. Furthermore,
this study will provide insight into the use of musical interventions for mental health
professionals working with patients who are providing and working with
cognitive, affective, and physiological domains, the study will provide a complete picture
9
CHAPTER II
Introduction
question the results and assumptions made by past research. All research is based on
theory and it is these theories which provide a framework for all research. Without a
theory behind research, there is no framework to guide the procedure and give it a
coherent sense of meaning. Theoretical dissertations can also provide an updated and
systematized amalgamate of past theories which set out to unify or clarify previous
notions. The data to be analyzed for this study are previous published writings pertaining
broad outline of the topic, as the ongoing study of the literature itself, along with the
author’s phenomenological experience with music, will serve to alter both the continuing
review and the final presentation itself. Several salient themes have emerged that will
This chapter will begin by exploring the physiological bases to both music and
autobiography; a neural substratum gives rise to all subsequent cognitive and affective
experiences within the human being. This section will address where (neuroanatomy) and
cortex. The following section will address the affective, or emotional, components to
10
emphasis on how autobiographical memories and music contribute to both valence
(specific emotions, such as anger, sadness, happiness, etc.) and arousal (intensity of
music and autobiographical memory will be addressed next, with an added emphasis to
processing. Each section will end by summarizing the literature and its connection to
autobiographical memory and music. The purpose of this review is to elucidate the
current attempts to characterize autobiographical memory and music from each of the
perspectives mentioned above, while setting up a ground for the development of a unified
Music plays a very important role in our lives; it is ubiquitous and extremely
physiological and affective arousal, shift our mood for better or worse, and have an
impact on our ability to pay attention to and remember things in our environment.
Individual differences are the rule, rather than the exception, but one thing remains the
same: our architecture for, our responses to, and our thinking of music interact in a very
complex way. Music itself is quite complex, but our sensation, perception, and response
analyze them so that we can modify current or future behavior. Reminiscing allows us to
evoke strong emotions of past episodes, reconnect with others who are not in our
immediate proximity, share meaningful stories with others, or process emotions that we
11
have not yet worked through. Based on the literature, we have a good understanding of
how music and autobiographical memory work separately, but we have very little
memories are often triggered by external cues, it would be worthwhile to understand how
experience and facts, in which the medial temporal lobe (MTL) is crucial. Explicit
Research indicates that each of these types of memories may operate under difference
processes, with different neuroanatomical parts playing different roles (Levine et al.,
memories, and memories in general, are stored in the brain. Much of this debate centers
on whether or not the medial temporal lobe (MTL) and hippocampus (Hc) play a time-
Markowitsch, Mertens, & Woermann, 2005). The following lobes are active in the
12
lobes (medial, lateral, and anterior), the diencephalons (thalamus and hypothalamus) and,
to a lesser degree, the cerebellum. Each of these areas will be examined in detail. It can
be assumed, unless otherwise specified, that when discussing these regions I am referring
The most known area in regards to memory research is the medial temporal lobe.
The aspects of the medial temporal lobe involved in autobiographical memory are the
(PR), and the mammillary bodies. Functional MRI studies demonstrate increased
activation in the right temporal lobe over the left temporal lobe when individuals are
recalling autobiographical memories. The right side Hc is the primary site for personal
episodic memories, whereas the left side Hc is associated with personal semantic
information (Levine et al., 2004). The PR and PHc have 2/3 of their cortical input into the
ER, while the ER has afferent projections to the Hc. The PR, PHc, and ER also have
reciprocal convergent projections from the association areas in the neocortex. Stated
more clearly, the Hc has reciprocal connections to the ER, which has reciprocal
connections to the PHc and PR, which have reciprocal connections to the neocortex
(Squire, 1992). The mammillary bodies and thalamic connections are responsible for
connections to the thalamus are responsible for familiarity. Direct projections from the
MTL and diencephalon to the frontal cortices are important for converting memory into
functioning by a disruption in the exchange of information from the neocortex to the Hc.
13
The major issue with the MTL is whether or not the Hc plays a time limited role
hippocampal complex and associated MTL and diencephalic structures where it forms a
memory trace, which is eventually reorganized and stored long-term in the neocortex. A
profound anterograde amnesia and some loss of retrograde amnesia. Older memories tend
to be spared, while more recent memories are unable to be retrieved and new memories
cannot be formed (Squire, 1992). An fMRI study by Niki and Lou (2002) also confirms
participants aged 20-33 were asked to recall recent and remote memories over 5 years
old. Results supported the temporal gradient for MTL, where those with MTL damage
lose access to recent past memories more than remote past memories, while very remote
past memories stayed intact. Moss, Kopelman, Cappelletti, de Mornay Davies, & Jaldow
(2003) posit that storage from the MTL to the cortex requires roughly 18 months to 2
years, after which time long-term consolidation is achieved in the neocortex. The idea is
that the neocortex supports slow, gradual learning, while the MTL is responsible for fast,
one-trial learning.
the hippocampal complex (and possibly the diencephalons) rapidly encodes all attended
information and binds neocortical neurons that represent the experience into a memory
14
trace. The hippocampal complex then acts as an index to the neocortex. In this view, the
MTL helps to encode, retain, and retrieve autobiographical memory regardless of how
old the memories are. The MTL is needed for storage and recovery of the memory trace,
with its contribution diminishing until the neocortex can sustain the memory trace and its
retrieval (Moscovitch et al., 2005). Each time an old memory is retrieved, a new trace
supported in research by the authors that demonstrated that the Hc was equally active for
Relational binding theory, although different than MTT, supports the notion that
the MTL contributes to the access and retrieval of remote memories over time
(Hc) that exists at the time of a retrieval cue can be used as associative links to the
retrieval of memories. These links act as shortcuts to new and old memories. After initial
binding, the link can strengthen or decay, depending upon the frequency of the link’s
activation. In this theory, the links from the MTL to the neocortex facilitate interactions
with nearby cells and contribute to the retrieval of remote memories. Relational binding
theory and multiple trace theory both support the idea that the MTL is always required
for the retrieval of any autobiographical memory, whether it is in the remote or recent
past.
To resolve the role of the MTL and the temporal gradient issue of memory,
Moscovitch et al. (2005) go on to propose that episodic, semantic, and familiarity all
operate under different systems within the cortex. Semantic information is coded and
retrieved more widespread in the cortex than autobiographical memory, leading to more
15
numerous and stronger connections. It is also stored separately from the episode in which
the MTL for retrieval; this type of memory can be directly retrieved from the neocortex.
Autobiographical memory and spatial memory require the MTL in order to achieve
successful retrieval. The authors conclude that the MTL is crucial for detailed
experiencing of the past that encompasses both the experiential and spatial aspects of
autobiographical memory, which is supported by Tranel & Jones (2006), who posit a
similar dissociation in cortical processes for knowing when (semantic) and knowing what
(episodic).
Three other areas, the cingulate cortex, cerebellum, and parietal lobes have shown
to play a lesser role in the retrieval of autobiographical memory. The cingulate cortex is
positioned just above the Hc and has been implicated in the processing of spatial content,
attentional modulation to maintain the episodic retrieval mode, and the re-experiencing of
emotions during recollection of the autobiographical memory. The cerebellum has been
(Vandekerckhove et al., 2005). The parietal lobes are also associated with processing
spatial information, mental imagery (where and when an event took place), and
healthy women aged 21-32 years of age, Vandekerckhove et al. (2005) found that the
16
anterior medial (AMFC) to superior frontal cortices (SFC) were active during retrieval of
positive, negative, stressful and neutral autobiographical episodes. The VLPC was active
in maintaining the retrieval information in working memory and evaluating the events for
emotional significance. The DLPC is responsible for the monitoring, operating, and
verification of the retrieval representation. Finally, the AMFC and SFC were implicated
in self-referential processing. Other research has supported the notion of the frontal lobes
Wagner, 2002)
Another fMRI study done by Levine et al. (2004) revealed that the frontal lobes
working memory. Five healthy individuals aged 26-37 were presented with personal
episodic, personal semantic, other episodic, or general semantic stimuli during fMRI
scanning. Results indicated that the left VLPC, right DLPC, and right temporo-parietal
regions were active during personal episodic memory. The left temporo-parietal region
was active during personal semantic information. This study supports the above notion
that semantic and episodic memory are processed differently, as well as providing
evidence for the involvement of the frontal lobes in the retrieval of autobiographical
memory.
The encoding and recall of autobiographical memories are extremely intricate and
complex tasks that require the interconnections between multiple anatomical systems.
From the flow of information through working memory in the frontal lobes, to short- or
long-term storage in the medial temporal lobes, up to long-term storage in the neocortex,
17
complicated as the formation of these memories is, the notion of separate types of
memories encoded and stored through different process and in different areas makes the
is even more complex than encoding, involving processes in the frontal and medial
temporal lobes, along with supporting functions from the parietal lobes, cingulate cortex,
diencephalon, and cerebellum. The debate between the temporally graded encoding and
retrieval mechanism in the MTL continues to exist, with some solace in the reconciliation
that both sides are right. Proponents of the classic consolidation theory posit the MTL to
play a time-limited role in the storage of memories; it operates for a short period of time
until the neocortex can take over and sustain the autobiographical memories
independently. Those supporting the notion of multiple trace theory (MTT), stating that
dissociation between episodic and semantic memory; semantic memory, that of facts and
knowledge about oneself, can be consolidated much quicker in the neocortex than
MTL in autobiographical memory. I will now turn to the physiological elements involved
in musical processing.
could not discover or discern any adaptive purpose for music, even though it persisted in
the evolutionary cycle and has existed as long as man (Hauser & McDermott, 2003).
Many different areas of the brain respond to the perceptual and emotional aspects of
18
music and musical appreciation appears to be innate (Weinberger, 2004). Music is
thought to have developed much the same as language, having a biological basis in which
the brain functionally organizes music. Music is universal across cultures, although its
evolutionary purpose remains a mystery. Music, unless otherwise specified, refers to non-
lyrical productions, such as those most often associated with classical pieces. Lyrical
music would entail the same processes as non-lyrical pieces, with the addition of specific
suggesting an evolutionary basis for music (Hauser & McDermott, 2003). Humans are
also able to demonstrate preference for consonant versus dissonant chords by 16 weeks
old! Infants are sensitive to musical properties, this being evident through our current
cultural use of music in utero (Krumhansl, 2002). It seems evident, then, that music has a
strong biological basis and has an adaptive purpose. Music can regulate and influence
emotions, call attention from one group member to another, and communicate aggression.
music in others (Hauser & McDermott, 2003). Music must, therefore, serve a significant
Once sound enters the ear and strikes the eardrum, it vibrates and amplifies the
sound wave as it goes to the cochlea. Hair cells that leave the cochlea form the major part
of the auditory nerve, which projects to the medulla in the lower brainstem, and synapses
with either the cochlear nuclei or the superior olivary nucleus. These nerves terminate in
the inferior colliculus, where two distinct pathways emerge. These two pathways go to
19
the dorsal and ventral mediate geniculate bodies. The ventral region projects to the
primary auditory cortex, which is connected to the secondary auditory regions. The dorsal
region projects directly to the secondary auditory regions (for a review, see Kolb &
Whishaw, 2003).
system. Both hemispheres receive projections from each ear, but the right hemisphere is
more involved in music processing, while the left hemisphere is related to language
processing. Music is most closely associated with temporal lobe functioning; the left
temporal lobe (LTL) mainly processes temporal resolution (speed and frequency
information), while the right temporal lobe (RTL) mainly processes spectral resolution
(pitch and melodic information). Most of the cortex responsible for auditory functions is
located in the temporal lobe (Samson, 1999). Again, there is some overlap of functioning
within each hemisphere, but the majority of musical processing takes place in the right
temporal lobe (Kolb & Whishaw, 2003). Evidence also exists pointing to the role of the
musical processing (Penhune, Zatorre, & Evans, 1998). Paralimbic changes have also
been documented in relation to the pleasantness of music (Schmidt & Trainor, 2001).
handed, healthy, 22-30 year olds with a functional MRI (fMRI) in order to ascertain the
locations that process complex sounds in the cerebral hemispheres. Participants were
indicated that the asymmetrical processing of complex sounds does not depend upon
semantic, but rather acoustic stimulus characteristics. Results demonstrated that the left
20
superior temporal gyrus, located on the left temporal lobe, was responsible for temporal
modulation, while the right superior temporal gyrus was involved in spectral modulation.
These results support the notion that the left temporal lobe processes temporal acoustic
information, whereas the right temporal lobe processes the more complex melodic, pitch,
The primary auditory cortex, also known as A1 or Brodmann’s area 41, is buried
directly beneath the Sylvian fissure (separates temporal lobe from frontal and parietal
lobes). The secondary auditory cortex exists directly below the primary auditory cortex
on the temporal lobe. The primary auditory cortex is involved in melodic discrimination,
whereas the secondary association areas are involved in the short-term retention of pitch
information. Although the right temporal lobe predominates in musical perception, higher
level melodic processing involves both temporal lobes (Samson, 1999). The medial
temporal lobe (MTL) is also involved in the long-term retention of unfamiliar tunes.
cerebral blood flow (CBF). The participants were exposed to noise bursts and melodies.
Cerebral blood flow increased in the right superior temporal gyrus and right secondary
auditory cortices while participants were exposed to melodies. The left temporal gyrus
also showed increased CBF, but it was much weaker than in the right temporal lobe. The
right frontal lobe also demonstrated an increase in CBF, due to its responsibility for
effecting pitch comparisons and serving as an executive music function; the right frontal
lobe is necessary for maintaining pitch information in working memory and monitoring
tones in temporal order. The author concludes that the primary auditory cortex is
21
involved in early stage processing of musical stimuli (computation of pitch, duration,
intensity, and spatial location), while the secondary auditory cortex is responsible for
Alfredson, Risberg, Hagber, and Gustafson (2004) examined the role that
emotionally significant music plays in right temporal lobe activation. Twelve right-
handed, healthy participants with a mean age of 70 selected a piece of music that was
emotionally significant to them. The significant music was then compared to standard
music and silence while regional cerebral blood flow (rCBF) measurements were made.
Results indicate that when emotionally significant music is played, rCBF increases in the
right temporal lobe (TL) and decreases in the right prefrontal cortex (PFC). The authors
conclude that through the recognition of melody, “memories of facts and events linked to
role frontal brain activity played in regards to emotion. Their findings indicated that
increased left frontal activity was related to joy and happiness, while right frontal activity
was associated with fear and sadness. As left frontal activity increased, so did approach-
related tendencies. Also, right frontal activity decreased upon exposing a group of
depressed adolescents to rock music. Finally, increased overall frontal activity led to
increased overall intensity of emotional experiences of any kind. It may be possible, then,
Comparisons are often made between speech and music processing, as they are
both composed of sequential events in time (temporal patterns), operate under rule-based
22
systems, are indigenous to humans, and require specific knowledge (Besson, 1999;
Penhune, Zatorre, & Evans, 1998). The main difference is that in speech, an individual
engages in semantic processing in order to access the meaning of what is being said,
supports the notion of the left temporal lobe’s specialization in speech perception and
temporal perception for rhythmic stimuli, whereas the right temporal lobe is involved in
processing more complex acoustic stimuli (Penhune, Zatorre, & Evans, 1998). It could be
assumed, then, that lyrical pieces would actively engage both temporal lobes in the
individual who becomes depressed will tend to isolate themselves from others, which is
not adaptive and this individual may eventually perish alone. Through the use of music
the individual could regulate negative affect and engage in approach-related behaviors,
which is due to the fact that adults who are more social have increased frontal brain
activity. Music facilitates frontal activity, possibly also facilitating pro-social behavior
(Schmidt & Trainor, 2001). The individual can rejoin society and has successfully
musical processing is complex in its own way. Musical processing involves numerous
areas of the brain, much like autobiographical memory. The right and left temporal lobes
are the home of the primary auditory cortices, with the right playing a much bigger role
than the left. The auditory association areas are also located in the temporal lobes and
play a role in pitch processing. The frontal lobes are involved in the affective processing
23
of musical information, while the cerebellum works to integrate acoustic sensory
information. The medial temporal lobes (MTL) are also involved in long-term memory of
It is without question that remembering episodes from our past can elicit strong
emotions within us. A prime source of our security and self-esteem arise from our
often triggered by external cues, such as sights, sounds and particular episodic
creating a chain of events that can be linked together. As we remember these situations,
the emotions that accompanied them are often present and are often the triggers for
further elaboration and vividness. Reminiscing provides us with the opportunity to travel
back into our past, a past where we remember specific events and episodes that may have
evoked strong emotions within us. Our personality, as well as our age, influences the way
Alea, Bluck, and Semegon (2004) state that “[m]uch of our emotional experience
in everyday life is related to remembered events and experience” (p.248). They explain
emotions as existing on two levels: the valence, or specific type, of emotion (i.e. sad,
angry, anxious, fearful, etc.) and the intensity, or overall arousal level, of the emotion.
intensity consists of the overall, or general, intensity of the emotion, as well as the
24
specific intensity of the discrete emotion. The above authors conducted a study in which
they examined the impact that autobiographical memories had on older and younger
adults. Fifty-six younger adults and 37 older adults were asked to recall the outcome of
the O.J. Simpson trial according to their personal memory of their own reactions before,
during and after the verdict, as well as to report the events on television before, during
and after the verdict. They then reported their intensity and frequency of emotions related
to the event. The results indicated that the older adults had increased salience of
emotional experience, focused on negative emotions, and experienced them with more
intensity. A specific event may not have had the emotional valence or intensity required
to bring out a reaction among the younger cohort. The authors stated that
effect in older adults who remembered past events. A positivity effect refers to the bias of
remembering past events more emotionally positive or satisfying. In 1987, the authors
gave a questionnaire to 862 nuns that required the participants to report autobiographical
questionnaire. Fourteen years later, 300 nuns were contacted and randomly assigned to an
condition consisted of a questionnaire that prompted the participants to try and remember
prompted the participants on how they were feeling while answering the questions; and
the control condition asked the participants to answer the questions as they did 14 years
25
earlier. Results indicated that those who were focused on mood showed more positive
and less negative moods than their accuracy counterparts. The data was then analyzed
comparing the youngest controls versus the oldest controls. The authors concluded that
older adults remember past events more emotionally positive compared to younger
adults. They explain that this is due to older adults’ motivation to regulate their current
emotional and neutral events in older and younger adults. Forty younger adults (ages 17-
31) and forty older adults (ages 59-71) were given a questionnaire in which they were to
recall 6 personal experiences in the past 5 years that were at least 6 months old. Two of
the memories were to be positive, two negative, and two neutral in emotional valence.
Results indicated that positive and negative events were reported more vividly and had
more detail than neutral events, and were equal in vividness when compared to each
other. The ability to recall spatial locations of objects and people was highest for positive
and negative events. Interestingly, the storylines were more complex for negative events.
Older adults tended to remember events more positively and the authors conclude that
this is due to the older adults’ increased ability to regulate their emotional states. These
results could also point to the fact that older adults are more distanced from their
memories, have memories with less detail, and may have a positive bias. The authors also
concluded that younger adults may extract more negative information from negative
events in order to handle them better in the future, which supports the notion that
26
autobiographical memories that are high in emotion serve to inform our present situation
Memories that are close or more recent have an increased emotional connection,
which is especially true for young people, allowing for an increased connection with
one’s past. Positive or negative emotional meaning can influence the phenomenal
details compared to those that are neutral. From the above study, it can be seen that,
younger and older adults, older adults tend to reappraise negative events in a positive
light. The authors concluded that emotional well being tends to remain stable and may
even enhance with ageing. Older adults are also more likely to focus on the emotional
psychotherapists, 10 teachers of the disabled and 9 music therapists. Four cue words were
presented (ashamed, elated, irritating, loving) and participants were asked to recall
episodes from therapy and rate importance of the episode on the outcome of therapy.
Results indicated that the cue words increased the specificity of recalled episodes and
those events associated with the cue words loving, irritating, and elated were more
autobiographical memories are easier to recall and have more vivid details than neutral or
27
negative memories. It is important to note that this finding may stand true for adults and
older adults, but contradicts the Comblain et al., study. Regardless, as the emotional
valence increases, the emotional episodes are more likely to stand out and be remembered
more vividly, supporting the idea of using external cues to elicit autobiographical
memories.
Personality style also impacts the encoding and access to personal memories.
students with different personality styles. The participants were given anxiety, depression
and social measures and then performed an autobiographical memory and a future event
task. The authors then selected words from each participant’s autobiographical memory
and future event task for cues. Once presented with the cues, the participants were to give
a written response to the cues. Results indicated that those who had a repressive
personality style selectively accessed personal memories and future events that were
relatively free of unpleasant or painful experiences. The authors concluded that the
encoding of an aversive situation may be less elaborate in this personality style, due to
decreased associational links that can disrupt retrieval of specific events. It could also be
postulated that the links are present, just inaccessible. It may be possible, through the use
of some other external stimuli, to stimulate these connections and allow for the
connection and it is often easier to associate the accompanying emotions with a more
recent episode. Results of autobiographical memories, emotion, and ageing are mixed,
28
with some stating that older adults tend to reminisce in a positive manner, while others
show that this is just the opposite. Older adults tend to focus on the emotional aspects of
memories and may tend to remember events in a positive light. Younger adults tend to
remember more negative events; this may serve to alter behavior in the future.
Personality style may influence the ability to recall autobiographical memories, as those
with repressive styles tend to not remember aversive situations. Finally, the use of cue
Emotionally arousing music can decrease the frequency of agitated behavior, encourage
those with movement disorders to move and increase overall self-esteem (Alfredson et
al., 2004). Music and emotion, as well as music and speech, play a vital role in early
emotional communication. Each person has their own sensitivity level to music and the
(Jeong, Joung, & Kim, 1998). Music has demonstrated an ability to increase the sleep
quality in older adults with sleep-related complaints through its relaxing qualities (Lai &
Good, 2005). Music has even demonstrated an ability to trigger peak experiences in many
individuals (Lowis, 2002). I will now turn to how music works to elicit its mood altering
qualities.
We have already discussed how positive, fearful and sad music can increase left
and right frontal lobe activity, respectively (Schmidt & Trainor, 2001). Music also has a
profound impact on our autonomic nervous system. When music is experienced as sad,
large changes have been documented in heart rate, blood pressure, skin conductance, and
29
temperature. Music that is experienced as fearful elicits its largest change in blood transit
time and amplitude. Finally, music that is experienced as happy elicits a large change in
respiration. Schmidt and Trainor (2001) stated that “music is known to be a powerful
elicitor of emotion” (p.491). Music has the ability to alter both the valence and intensity
of emotional experience.
The cortex is a highly nonlinear, chaotic system. Distinct cortical states have
distinct chaotic dynamics. Jeong, Joung, & Kim (1998) examined the way in which the
emotional responses to music are reflected in the electrical activities of the cortex. Ten
participants ages 7-26 were presented with different sequences (Hertz) of musical notes
measured the activity in their brains. Results indicated that music is aesthetically
sequences that are flat and easily learned become boring, while those that are
unpredictable and extremely variable are irritating. Rhythmic variations were found to
contribute to the positive response to music more so than melodic variations. As pleasure
resulting from the music increased, electrical chaos in the brain decreased. The synchrony
of music that evokes pleasure may also be said to sync the brain.
Tempo has been shown to influence the arousal dimension of mood. In a series of
studies, Balch & Lewis (1996) examined the influence that tempo (fast or slow), type of
music (classical or jazz), recall context (same context, different tempo, different type of
music), and timbre (brass or piano) had on mood. The first experiment consisted of 168
undergraduate students who were presented a list of words under a specific condition
(tempo, type of music, recall context), presented distraction music, and then alternated
30
the condition at recall. The second experiment consisted of 128 undergraduate students
who underwent the same procedure, with the context condition eliminated and a timbre
condition added. The third experiment examined 64 undergraduate students under the
same procedure as experiment 2, with the participants rating their mood on valence and
intensity. Finally, the fourth experiment examined 48 undergraduate students with the
same procedure as experiment 2, this time using only the brass timbre and alternating the
tempo. Results indicate that tempo alone has the ability to impact the arousal, or
intensity, level of mood. Individuals who were exposed to fast tempo experienced an
increase in arousal. The authors concluded the series of studies by also stating that “old
songs bring back associated memories” (p.1362). It may be the intensity component of
may be music’s ability to influence both the intensity and valence components of mood
that leads to the triggering of autobiographical memories. More studies examining music,
relationship.
Lai & Good (2005) investigated the impact that music had on sleep-related
problems in older adults. Sixty older adults, ages 60-83, were given a choice between 6
types of sedative music. Each participant then listened to the sedative music for 45
minutes at bedtime for 3 weeks. Results indicated increases in global sleep quality and
individual components (perceived sleep quality, sleep latency, sleep efficiency, and
decreased daytime dysfunction) of sleep quality. The authors attribute the increases in
sleep quality to the relaxation induced by the music which ultimately reduced circulating
31
Peak experiences, often associated with Abraham Maslow (1962), refer to
experiences that cause perceptions of absorption with the environment, being “one” with
experiences by Lowis (2002) examined 102 staff members from a university. Participants
education. Peak experiences are associated with strong physical and emotional reaction,
frequently cited antecedent to peak experiences, with the overall reaction being that
music reminded individuals of things from the past. The author concluded that music and
memory are often associated by earlier experiences and the music that accompanied
them. Music could act as a trigger to a past experience, eliciting emotions or vivid
experiences that were originally associated with a specific song or style of music.
Music has the ability to elicit a wide range of emotions through various affective
and physiological mechanisms. It can alter the autonomic nervous system, changing heart
rate, blood pressure, skin conductance, and respirations. Music that is balanced in
complexity can evoke strong feelings of well-being and happiness, while music that is too
complex or not complex enough can be irritating or boring. The tempo of the musical
piece influences the arousal dimension of mood, possibly intensifying or reducing a pre-
existing emotional state. Music has the ability to trigger peak experiences in people,
mainly by evoking memories of the past. Finally, music has demonstrated its ability to
work as a sedative in older adults who were experiencing sleep problems. Music has a
32
profound impact on our affective states, having the ability to arouse us for better or
worse.
If it has not already, it will become evident that the physiological, affective and
provides the basis in which the affective and cognitive components come to be. The
cognitive components are often interrelated with, or dependent upon, the affective
components. The purpose of this section is to provide an overview and critique of some
memory. By the end, it will be evident that, although the cognitive components can be
neuroscience, is that of connectionism. In the early 20th century, Edward Thorndike was
Thorndike’s work was heavily debated at the time, mainly by Edward Tolman (Tolman,
1936). During the 1940s and 1950s, this model was also advocated by researchers such as
Donald Hebb and Karl Lashley. I will now provide a brief overview of the common
connectionist model.
by simple units that form interconnected networks. Connections and units can differ from
model to model. Some units could represent neurons (connections are then synapses),
while other units could be single pieces of information, such as a word, and each
33
connection could be an indication of phonetic similarity. In regards to this particular
dissertation, I will focus on units representing neurons (or groups of neurons) and
over time. Spreading activation refers to the unit’s activation spreading to all other units
connected to it. The more frequent a connection is activated, the stronger this connection
gets and the greater the likelihood it will spread to adjacent connections, which, in turn,
increases the likelihood of activation of more and more networks within the unit.
Basically, the unit and the connection represent a basic stimulus-response (S-R)
relationship, with the addition of spreading activation that allows for more complex and
One of the problems often associated with connectionism is that of activation and
inhibition. If spreading activation does occur and the cortex is entirely interconnected,
than what is to stop a stimulus from setting off activation of the entire cortex? Raffone &
activation. These authors state that the synchrony between two neurons is a transitive
relationship, that is, if B’s firing is synchronized to A’s firing, then A’s firing is also
between neurons with inhibitory connections between nodes that are mutually exclusive.
The notion of temporal coding also plays a role, as action potentials of neurons coding
the features of the same object are synchronized, while being actively desynchronized
neurons or sets of neurons, along with inhibitory connections between these sets, allows
for spreading activation that does not infiltrate the entire cortex, which could explain how
34
autobiographical memories are represented as specific temporal episodes that begin
(activation), unfold (spreading activation), and end (inhibition). It could also account for
(synapses) are made between neurons (units). Long-term potentiation states that if a pre-
synaptic neuron is stimulated and fires, and the synapse is active when the post-synaptic
neuron is active, the synapse will be strengthened (Gazzaniga, Ivry, & Mangun, 1998).
Later stimulus will increase the post-synaptic responses. The aforementioned is true if
more than one input is active at the same time (cooperativity), weaker inputs are
potentiated when co-occurring with stronger inputs (association), and only the stimulated
principles and is also in line with the connectionist theory of Raffone & Van Leeuwen
above.
day. These memories are often triggered by external cues in our environment, such as
bodily states (Mace, 2005). Thoughts, which are internal cues, are also capable of
triggering autobiographical memories. These internal or external cues prime the retrieval
of autobiographical memories. Mace (2005) goes on to state that thinking “about the past
(p.875). As the activation is more frequent over time, it becomes stronger, and more
conducted by the above author examined the impact of cues on autobiographical memory
35
in 16 university faculty, staff and undergraduate students. Participants wrote in a diary in
which they were to note the memory, date, retrieval cue, thoughts prior to the memory,
and activity prior to the memory. Results indicated that 92% of the memories reported
had identifiable cues. Thirty percent of the memories were preceded by a thought, 31%
experiences. The author concludes that retrieval is not entirely random and that there is
most likely an associative priming effect from external or internal cues in regards to
autobiographical memories.
schema, or framework, demands. The temporal, spatial, and causal schema in which a
memory. Radvansky, Copeland, & Zwaan (2005) investigated the structure of narrative
and were then submitted to a recall test and a recognition test. In the recall condition, 10
episodes were asked to be recalled forward, backward, or from a central point. In the
recognition test, participants had to discern 3 incorrect and 3 correct details from the
original 10 episodes. Results indicated that the temporal sequence of events is important,
as individuals recalled episodes much faster in the forward recall condition and supports
the notion of spreading activation, as remembering a single episode from the starting
point tends to initiate a cascade that unfolds the event until its end.
Conway, et al. (1999) examined the PET scans of 6 young, healthy, right-handed
36
individuals under a rest condition, paired association recall task, and a recent (12 mo) and
remote (15 years or older) autobiographical memory task. Results indicated that the left
frontal lobe was active in both autobiographical conditions, while the hippocampus was
active in all conditions. Activation shifted from the left frontal lobe to the right frontal,
temporal, and occipital lobes once the memory was retrieved. The authors set forth two
requires a retrieval template in which the search process is provided with increasingly
more elaborate or specific cues that focus or localize the activation. A stable pattern of
activation is eventually achieved. Direct retrieval occurs when a single cue leads to the
activation of a single item that spreads to associated events and lifetime period. They
concluded that generative retrieval is processed in the left frontal lobe, whereas direct
retrieval occurs in the right frontal, temporal and occipital lobes. Generative retrieval
begins in the left frontal lobe when recalling an autobiographical memory; once this
memory is recalled, the right frontal, temporal and occipital lobes maintain the memory.
The authors mention that the role of the left frontal lobe is that of the “working self”. The
working self is responsible for part of the cognitive control process in autobiographical
memory.
The goals of the self play a role in the encoding and retrieval of autobiographical
easier to retrieve. Memories are often remembered in accordance with our working-self’s
current goals. Conway and Holmes (2004) examined the relationship between
37
60+). These memories were then coded according to Erikson’s psychosocial stages.
Results indicated that autobiographical memories were related to the psychosocial stages,
while memory for events during the ages of 10-30 accounted for over 35% of the
memories. The authors attribute this to the abundance of self-relevant events during this
time period, as well as the development of an enduring and stable sense of self. The
authors also concluded that the goals of the working self mediate the encoding of new
experiences and when a goal is active in the working self, it influences how and what
notion of their self will impact how they retrieve and perceive their past memories.
transform our memorial representations of our self into autobiographical memories. The
self is constructed out of the memories of past experience, the ability to recall these
experiences and one’s present self-awareness. The above authors also stated that the
capacity for self-reflection, sense of personal agency and ability to think of time as
unfolding are all necessary cognitive components in order to achieve episodic retrieval.
memories can vary each time they are recalled, especially for episodes that are not
frequently rehearsed. Anderson, Cohen, & Taylor (2000) investigated the variability of
38
the age of the memory and the memory characteristics. Results indicated that older
memories are more schematized with less detail, therefore increasing their stability over
time. Older adults had more stable recollections, while younger adults had more specific
details. The authors concluded that older adults tend to access precompiled and
dynamic process in which memories are constructed at the time of retrieval, which could
also explain why current goals influence autobiographical memories so much, especially
for younger adults who are in specific psychosocial stages that pull for goal completion.
model for explaining the processes of autobiographical encoding and retrieval. Cognitive
control processes, mediated by the frontal lobes, engage and sustain autobiographical
upon numerous factors related to age of the person, age of the memory, motivation for
the memory and the interaction of current goals with past memories. It is clear that,
standpoint, there are many underlying physiological and affective components that
interrelated with the affective components. It is often the case that the affective
components mediate the cognitive components; music influences one’s arousal level
according to how they feel, which impacts the ability to engage in specific cognitive
39
processes. Music is one of the most complex cognitive functions (Zatorre, 1999).
Personality factors, such as being introverted or extraverted, affect the ability engage in
cognitive tasks while music is present. Music has been demonstrated as an effective
component in the treatment of cognitive impairments and stroke, often seen as a means to
facilitate cognitive processes. Individuals who are highly involved with music, or are
musicians, tend to show increase brain volume in specific regions of the cortex,
suggesting that music can facilitate plasticity and increase synaptic connections
throughout the brain. Finally, music can be a mnemonic or associational device that can
relation to performing cognitive tasks while music is playing. Furnham & Bradley (1997)
music conditions while taking a memory test and a reading comprehension test. Results
indicated that immediate recall was no different between the two personality types and
both performed marginally lower under the music condition. Overall, introverts were
affected more by the music condition and performed worse than extraverts. The authors
conclude that music is more of a distraction, than a facilitator, on cognitive tasks and that
it’s most notable impact is seen in attention and recall of information (this is especially
true for introverts, due to their presumed lower level of optimal arousal). It may be
plausible, under the right musical stimulus conditions, that music could facilitate these
processes as well. Individuals who are performing rather mundane or boring tasks may
benefit from the extra musical stimulus in the background. Music could raise their arousal
40
level into a more optimal range and enhance their attention to the task at hand (Olivers &
Nieuwenhuis, 2005).
The rhythm or melody of music is one of its most recognized and notable
qualities, which is interesting, as our speech patterns and other activity patterns, such as
walking, working, or even our hobbies, are often performed in a methodical and
rhythmical manner. Schauer & Mauritz (2003) decided to investigate the application of
music to stroke rehabilitation. Twenty-three stroke patients were equipped with sensory
insoles in their shoes that detected the ground contact of their heels. The shoes were
hooked up to a portable digital music player. These participants underwent musical motor
feedback (MMF) training 5 days a week, 20 minutes a day, for 5 sessions. Each time their
heel would hit the ground, they would receive musical feedback through headphones.
Results indicated that MMF increased overall stride execution by acting as an external
synchrony cue. The authors conclude that rhythmic music enhances gait training in stroke
patients by replacing the patient’s pace information with movement feedback information
in a musical context (the patients adapted their gait to the interval between musical
beats). This finding is also interesting in that the majority of stroke patients were affected
on their left side, resulting in right side weakness, which suggests that both hemispheres,
via the corpus collosum, are able to reorganize with the aid of musical stimuli.
or secondary treatment. Capodieci, Pinelli, Zara, Gamberini, & Riva (2001) examined the
use of music along with virtual reality in the rehabilitation of cognitive processes and
memory-related cognitive processes was provided with virtual reality experiences alone,
41
as well as those with music. She would listen to stories, alternated with virtual reality
experiences for two weeks. After this, she was exposed to stories with background music,
as well as virtual reality with background music. Results indicated that she showed an
neuropsychological tests. She was also able to maintain these results at 3-month follow-
up. The large drawback of this study is that it is unclear whether or not music alone
facilitated the enhancement of her cognitive functioning. The music and virtual reality are
confounded in this particular experiment. Further research comparing music and virtual
reality in cognitive rehabilitation are needed in order to discern the effectiveness each
has.
problems, especially those involving memory. The biggest obstacle faced by individuals
with dementia is the inability to learn new things, especially new episodic memories.
Foster & Valentine (2001) investigated the role that music plays in autobiographical
were asked to answer autobiographical memory questions from three life eras (remote,
medium-remote, and recent) in familiar music, novel music, cafeteria noise and quite
conditions. Results indicated that recall was better in all three sound conditions,
especially for familiar music, compared to the quite condition, and older memories were
remembered best. The authors concluded that music can act as a stimulant or tranquilizer,
as well as increase social activity, mood and autobiographical recall. They attributed this
42
Many of our schools use melody as a context for learning other material. We have
songs for the alphabet, songs to remember the 50 states and even songs to remember
body parts. Wallace (1994) examined the role that melody plays in learning and recall of
sung or spoken for 1, 2, and 5 repetitions. The participants were then asked to recall the
words two minutes after completion of the sung or spoken condition. Results indicated
that verbatim recall of the words increased in the sung condition. The author concluded
that melody acts as a context that can facilitate the recall of information accompanying it.
Music chunks words and phrases, identifies line lengths, identifies stress patterns in
speech and adds emphasis. The author also concluded that melody and text may cue each
other, acting as an associative network, and could be the case for melody and
The type of music, as well as the personality of the individual, also impacts
cognitive task performance. Hallam, Price, & Katsarou (2002) investigated the impact
calm, arousing, and no music had on 10-12 year olds’ performance on arithmetic and
music while they completed math problems or recalled words from a sentence. Results
indicated that calm and relaxing music increased the number of math problems completed
and amount of material remembered. The authors also had the participants read story
calm music demonstrated more pro-social behavior than those listening to arousing or
aggressive music. It is possible that specific music could be used as a means to promote
desired behaviors, as well as enhance cognitive performance. The authors conclude that
43
music mediates arousal and mood rather than cognition directly and attests to the close
and often inseparable relationship between affect and cognition in regards to musical
processing.
music. Commercials today often utilize music, either in the form of a song or an artist, as
the main selling point of a product. Yalch (1991) examined the impact that music has on
memory in 103 undergraduate students. Half of the participants were presented with
slogans and music, while the other half was exposed only to the slogans. Results
indicated that those participants exposed to music had better memory for the slogans. The
author concluded that music can act as a mnemonic aid that creates an elaborate network
of associations that facilitate memory retrieval, while also accelerating the learning
process. It does seem that music can act as a facilitator, rather than a distractor, under
interval, automatically in the auditory cortex. Fujioka, Trainor, Ross, Kakigi, & Pantev
measures. Results indicated that musical training increases the ability to automatically
register abstract changes in the pitch structure of melodies. The authors attribute this
ability to the increased size of the corpus collosum in musicians, stating that musical
involvement can increase the overall use of the brain. These results also point to the
plastic changes that occur in the brains of those musically involved in regards to
increased musical perception and overall performance. It seems that those with enhanced
44
involvement with music, especially trained musicians, have increased connections within
the cortex and process music differently than the average person.
Music tends to facilitate cognitive processes, such as memory and attention, rather
than affecting them directly. The type of music, as well as the personality factors of the
individual themselves, play a role in just how well music can facilitate cognitive
stroke and other cognitive impairments, most often as an adjunctive agent. Musically
involved individuals, especially those formally trained, show increases in the brain
volume of specific areas, suggesting that music can aid in neural plasticity and overall
cortical connection. Finally, music can act either as a context or a mnemonic device,
neuroanatomical substratum that gives rise to affective and cognitive components that
characterize each. Through the interaction of numerous cortical regions, we are able to
engage in the encoding and retrieval of autobiographical memory. The same can be said
for musical processing. The temporal and frontal lobes play a major role in the perception
and representation of both, especially in the right hemisphere of the brain. Both music
and autobiographical memory are capable of triggering strong emotions, which can lead
cue that aids in, or triggers, the retrieval of many types of memories. Autobiographical
memory encoding and recall is often characterized by complex and intricate cognitive
45
there are noticeable differences, much is shared in the anatomy, affective quality, and
similarities that I will now turn in attempts to explain how music facilitates
autobiographical memory.
relation to each other and in relation to existence itself. We can alter our current and
future courses of action by understanding our past. Our autobiographical memories hold a
plethora of information regarding not only who we were, but how we thought and felt
often a song that is associated with a specific event or time in our lives that makes the
memory salient. Music can also evoke strong emotions that we associate with a specific
episode or situation in our lives. It is possibly through this associative mechanism that
music can trigger memories and emotions which allow us to connect with who we were,
how we related to others and what was occurring in our lives at the time. Through a better
ability to access our past, we can open up channels that allow us a better understanding of
our past. By understanding our past we can understand who we are today, while we
46
CHAPTER III
METHODOLOGY
literature that examines them together. The literature review, more specifically, will focus
theories underlying music; and the cognitive, affective, and physiological processes that
music and autobiographical memory share. The ongoing review will be based on searches
The review will also include searches using the following OCLC FirstSearch Database:
MEDLINE. Searches will be conducted using the Boolean ‘and’ command with
and ‘physiology’. Next, searches will be conducted using the Boolean ‘and’ command
theory of how music has the potential to elicit and facilitate autobiographical memory. I
will carry around a pocket journal in order to write ideas as they arise; these entries will
47
then be transcribed into a word processing document with added comments and thoughts
regarding the initial entry. I will also take notes and critique the ongoing literature
review; these notes and critique of the articles will also be transcribed into the word
processing document with subsequent comments and thoughts. Date and time of entry
Finally, a separate “music” journal will be kept in which I will listen to individual
memories), as well as any other thoughts, that result from this. The artist, genre, and
name of song will be recorded on the paper; I will rate the valence (i.e. anger, sadness,
joy, etc.) and intensity (high, medium, low) of my emotion(s) before listening to the
music, then listen to the song, with a journal record of my thoughts and emotions after
listening to the specific piece of music. Date and time of entry will also be recorded for
each entry.
notes and critique of literature pertaining to the topic, and a music journal in which I
listen to specific pieces of music and journal the thoughts and emotions which follow.
These journals, in combination with ongoing review of pertinent literature, will provide
the basis for a theory of how music can elicit and facilitate autobiographical memory.
48
CHAPTER IV
Overview
The vast majority of research in the fields of memory, as well as music, focus on
consolidation, storage, and retrieval of memory, whereas music research mainly focuses
stimuli. The present theory attempts to delineate not only how music can elicit, as well as
framework that unites physiological, cognitive, and affective processes involved therein.
Memories can be triggered by internal or external stimuli and it is often these same
“triggers” that set the retrieval and elaboration process in motion. Music operates as an
external stimulus that can elicit retrieval, and can also be a continuous stimulus that
facilitates the unfolding and enrichment of autobiographical data. In this sense, music
acts firstly as a trigger for memories and secondly as a facilitating construct which
provides context upon which further details and elaboration can be added to an elicited
memory.
systems are involved in these two aspects of human experience. Damage to, or defects in,
49
specific areas involved in the perception of music or the recall of memories can render an
specific episodes from their life. As music is the initial trigger in the present theory, the
processes involved must first come from our previous experiences and preferences. I will
begin, therefore, by examining the roles arousal levels, as well as individual differences,
play in selecting the types of music we enjoy. I will then discuss the importance of
familiarity in relation to musical stimulus. Familiarity plays a role in how much we enjoy
a particular piece of music and how often we will listen to this type of music, which can
Once the roles of arousal levels, individual differences, and familiarity are clear in
the elicitation process, the next step is to discuss how music can facilitate the cued
memory and act as a context for the memory. Music not only acts as the original
stimulus, triggering a memory, but also as the continued stimulus that provides the
ground on which a memory is dynamically recalled and reconstructed. The roles of the
processing, will be discussed along with the cognitive and affective processes that result
from, and run simultaneously with, the physical brain. In addition, I will provide a step
by step outline that will delineate a concise and comprehensive summary of the entire
theory.
has specific preferences and different arousal thresholds that influence what types of
stimuli they are drawn to. Arousal is the dimension of mood often associated with the
50
autonomic nervous system (ANS), the part of the nervous system that is largely out of
conscious awareness. Music has the ability to alter our autonomic nervous system,
changing our heart rate, blood pressure, and respirations, which we then make a cognitive
appraisal of, and often label with, an affective state (valence dimension of mood). To
highlight this particular section, I will be focusing on the influences of the Yerkes-
Dodson Law in regards to the impact of arousal on performance, as well as the work of
will briefly explain what each particular component consists of, eventually expanding
upon their application to musical listening and the ability of particular types of music to
The basic principle of the Yerkes-Dodson (1908) law is that performance and
arousal are empirically related to the point that performance on a particular task is
enhanced with cognitive arousal, but only to a certain degree. As arousal increases past a
certain degree, performance actually worsens. On simple tasks, the law is represented in a
linear fashion, with arousal enhancing performance (grey line), but on more complex
tasks, the law is represented graphically by an inverted-U shape curve (Figure 1).
51
Figure 1. Performance as a function of optimal arousal. The
straight line indicates increased performance as a function of
arousal when completing a simple task, whereas the inverted-U
indicates performance as a function of optimal arousal on more
complex tasks.
52
Just as different tasks may require different levels of arousal, different types of
music (and each individual song, for that matter) can provoke different levels of arousal
in certain individuals. For example, difficult tasks that require sustained concentration or
focus may require lower levels of arousal for optimal performance, whereas tasks that
require stamina, such as exercising or cross-training, can be performed better with higher
levels of arousal. Certain types of music, such as rock music or heavy metal music, are
often complex, have a faster tempo, and can often induce high levels of arousal (see
“mosh pitting”) in the listener (Balch & Lewis, 1996). Classical music, conversely, is
typically mellow and tends not to induce high levels of arousal (again, depending upon
the complexity and tempo). In theory, it would be much easier writing a paper or
performing complex math problems while listening to slow, simple music that does not
induce a large amount of arousal, rather than attempting to do the same complex task
while listening to heavy metal music. It is important to note, however, that different
individuals have different levels of optimal arousal and could, theoretically, perform very
complex tasks under highly arousing conditions (rock guitarists or drummers come to
mind).
The main principle in Eysenck’s theory (1967) is that introverts are usually more
aroused than extraverts when responding to incoming stimuli. The theory posits that
extraversion is the result of low cortical functioning of the ascending reticular activating
system. In his early work, Hebb (1955) went so far as to indicate that without the
foundation of an arousal function, external cues that guide our behavior cannot be
effective. Eysenck also draws upon the use of the optimal arousal idea espoused in the
Yerkes-Dodson law above, agreeing with the idea that an individual will perform
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optimally in an optimal state of arousal. Given that introverts are usually more aroused
than their extraverted counterparts in response to incoming stimuli, it would follow that
introverts should perform better under weak external stimulation, whereas extraverts
should perform best under increased external stimulation (Lundin, Zurron, & Diaz,
2007). There are no specific points that define one as extraverted or introverted, rather
Eysenck also discussed the possible conditions of novelty, complexity (or more
introverted, and the range between and beyond) of an individual before one can begin to
speculate what type of music can lead to optimal arousal. A balanced mix between
recognition and surprise is optimal; if the music is too flat or simple, we become bored, if
it is too variable or unpredictable, we become irritated. In the present theory, I posit that,
in order for music to even have a chance of eliciting an autobiographical memory, it must
first pass the test of falling into one’s optimal arousal range.
music’s ability to elicit an autobiographical memory is simple: if the music is below the
optimal level, the listener will become bored and either change the song or engage in a
different activity; if the music is above the optimal level, the listener will become
overwhelmed or annoyed and again change the song or discontinue listening altogether.
If the musical stimulus falls within the optimal arousal range, it will continue to play and
have the opportunity to be processed on a higher, more cognitive level. Once it can be
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processed on a more cognitive level, it also provides us with further exposure to the
situations we’ve been exposed to a hundred times. If we are able to find some similarity
or familiarity in a novel situation, we are often able to be more at ease with the
strangeness of this new experience. The more familiar I am with a song, the more likely I
am to feel safe with the material and comfortable listening to it. Familiarity is what
allows us to feel safe and comfortable, but can also bias our likes and dislikes. In order to
find safety in music, just as we would with a good friend, we have to trust what we are
hearing, as music is something outside of ourselves. The key to trust lies in one’s
memories. In fact, if we are not familiar with a song, the odds we will continue listening
are not good. If we can associate the song, artist, or genre with one we are familiar with,
the likelihood we will give the song a chance increase, which increases the likelihood the
song will elicit autobiographical material. Music that we are most familiar with tends to
be the very same music that we enjoy and vice-versa. For example, one of my favorite
artists is the rock group Linkin Park. I listen to various songs by this group on a weekly,
and at times, daily, basis. We have a tendency to listen to songs we enjoy more, thus
increasing our familiarity with the song, artist, and even genre. If another song by the
artist were to be played, we are more likely to listen to it as we are familiar with the
artist’s voice, as well as the overall type of music the band is known for. If the artist
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suddenly shifts their style in a new album, we may find ourselves reaching back for their
old albums and discarding the new because the change in style is strange or even
uncomfortable for us. As we find music we enjoy and become familiar with it, we find
ourselves listening to the music more often, in various situations, which provides the
opportunity for the music to be associated with various situations and activities we are
engaged in.
The more we fall in love with a specific song or group, the more likely we are to
listen to this enjoyed and familiar brand of music. We find ourselves playing the music in
almost every situation possible: in the car, at a party, at home, while we work out, etc.
The more often we play the music, the higher the chances we will associate this music
with a specific event, benign or salient. Then, when we are in an unassociated situation
and we hear the song, the probability that it will elicit the associated memory is
increased. For example, regardless of where I am or what I am doing, if I hear the song
my beautiful wife, her exquisite dress flowing, at our wedding. I spent months searching
for our wedding song and, after finding it, listened to it numerous times with and without
my then fiancé to make sure it was the one. Another song, “Echo” by Trapt, was a song
on their self-titled album which I listened to countless times in many different situations.
It just so happens that, after the birth of our son, I was listening to this song on the way
home from the hospital. Now, whenever I hear the song, I am reminded of the miracle of
birth and how fortunate it is to be a father. As can be seen, these were two songs I was
familiar with and listened to often, which led to the eventual association of the songs with
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each time the song is played and triggers the memory, neocortical connections between
the song and memory are strengthened as well, leading to a greater chance of triggering
Simply because we are unfamiliar with a song does not mean we will not or
cannot enjoy it; if this were true, we would like only one song, band, or genre (or none at
all for that matter). Many individuals gravitate toward a certain type, or genre, of music. I
enjoy most rock music and this predisposes me to select artists and songs from this
particular genre. Even if I hear a new song, if it is from a band I am familiar with, sounds
similar to a known band, or resembles a song I enjoy, I am much more likely to continue
listening to, and probably enjoying, the new music. Familiarity can exist even among
The type of music enjoyed is often a product of exposure as a child, but especially
exposure as a teenager when we begin to become more self-aware and identify with the
music. I enjoy most genres of music but am especially fond of rock music I listened to as
a teenager. My father listened to a lot of classic rock when I was a child, which I also
enjoy now, but I find that I am much more familiar with bands such as Tool, Linkin Park,
Trapt, and Staind, compared to Van Halen, Led Zepplin, and Ted Nugent. The familiarity
results from exposure to the music at a time when it was poignant. Familiarity, which
arises from continued, sustained exposure to a song or type of music, is another step in
A plethora of complex physiological processes are initiated from the time music
enters our ear to when it is actually perceived in the brain. These processes rely on
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sophisticated neural networks in specific regions of the brain in order for musical
perception to take place. Once the music is perceived, meets the arousal criteria, and is
cognitive processes which allow musical stimuli to trigger episodic events from our past.
Not only are these events intricately intertwined with the music that provokes them, they
memories that are cued by music may actually precede the emotions that seemingly
all about location. It is no surprise that many of the cortical and sub-cortical areas
involved in auditory processing are adjacent to areas responsible for the retrieval (and
even encoding) of autobiographical memories. I will now briefly re-examine the basic
autobiographical recall. After setting the groundwork for the physiological processes that
take place in designated neuroanatomical regions, I will delineate how the physical
putting forth a theory as to how these processes allow music to give rise to the subsequent
Music or more specifically, sound, enters our ears, strikes our eardrums, and
moves to the cochleas where it vibrates hair cells that form the major part of the auditory
nerves. The auditory nerves project to the medulla, the area responsible for autonomic
functions such as blood pressure, heart rate, and respirations. If the sound(s) we are
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hearing fall within the optimal range of arousal, they continue along to neural
connections that synapse with the cochlear nuclei or the superior olivary nucleus and
terminate in the inferior colliculus where two pathways are formed. It is at the medulla
either continue with the sound(s) or discontinue by whatever means possible (changing
song, leaving building, covering ears, etc.). If one continues with the sound(s), the neural
impulse continues to travel to the ventral mediate geniculate in the thalamus, to the
Two things can happen depending upon whether the music is judged to be
familiar or unfamiliar (this takes place in the thalamus). If the music is judged to be
familiar by the thalamus, this information is relayed to the hippocampus (via the
mammillary bodies) which will index the neocortex (via the entorhinal cortex,
parahippocampus, and perirhinal cortex) and the associated autobiographical episode will
be cued up or retrieved (via the prefrontal lobes). The cerebellum also plays a major role
in the initiation and monitoring of the conscious retrieval of episodic memory; the
cerebellum plays a major role in many cognitive functions, probably due to its main
function of timing events, as well as coordinating movements. The cerebellum also has
direct reciprocal connections with the frontal lobes and contains approximately 50-80%
of the neurons in the brain! (Levitin, 2006). Once cued up, the facilitation phase begins
and the music shifts from an elicitor to a facilitator, acting as a contextual cue for the
procession of the autobiographical memory. It is at this stage in the process, after the
memory has been triggered, that the subsequent emotional valence is identified in the
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with the neocortex and attempt to find a similar, or more familiar, artist or song. It is also
hypothalamus, which has an influence on the autonomic nervous system (this would
serve as a protective function, simulating the fight or flight response upon exposure to
cues an autobiographical memory as explained above. In the event that a similar song
supported by the idea of incidental reactivation (Nyberg, 2002). Basically, when different
connections are established between the neuronal groups that represent the different
components, which are supported by medial temporal lobe structures involved in the
encoding and retrieval of memory. Reactivation of one component during retrieval leads
to reactivation of other components, even if the situation does not demand the retrieval of
the other components, which explains how music has the potential to elicit
autobiographical memory. As an individual listens to a song they are familiar with, the
chances that it will elicit an associated autobiographical memory are inherent to the
listening process, as neurons responsible with the memory have the opportunity to
become excited as they are connected to neurons responsible for identifying the musical
stimulus.
an invariant form; the brain does not remember exactly what it perceives, but utilizes a
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sort of template, or internal representation, of the world. The brain remembers
relationships in the world that are independent of details. The neocortex stores sequences
associative pattern in which patterns are associated with themselves. The cortex can
recall complete patterns with partial or distorted input by filling in the missing parts of
the patterns that may be missing. Hawkins goes on to state that a cue (in this case music)
resulting in the firing of a limited number of synapses and neurons that can be active at
any one time. Hawkins utilizes the idea of connectionism, long-term potentiation, and
spreading activation to explain how an external sensory cue becomes associated with an
internal physiological process that gives rise to subsequent cognitive and affective
processes. In terms of music, we may need only a part of a song or melody to trigger an
autobiographical memory because our brain “fills in” the missing pieces through
invariant representations and auto-associative networks. Now that the process of how
music can elicit autobiographical memory has been delineated, the next question is what
Once a memory is cued, the music continues to act as the context upon which the
retrieval template for the memory; as episodic memories are often dynamically recalled,
opposed to direct retrieval, the search process is provided with increasingly more
elaborate or specific cues that focus or localize the activation until a stable pattern of
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activation is achieved (Conway et al., 1999). Direct retrieval occurs when a single cue
leads to the activation of a single item that can spread to other associated events or
direct retrieval, but it is through generative retrieval that the memories are elaborated or
expanded upon. The prefrontal lobes go to work and, as the memory unfolds, details are
added and emotional recognition and processing can occur. Other areas of the brain, such
as the parietal lobes, cingulate cortex, and cerebellum also get involved in the processing
of the autobiographical information. Each region plays a specific role in the retrieval and
processing of the autobiographical episode, but it is the prefrontal lobes that are
The prefrontal lobes act as a control operator for processing the narrative stream
maintains the memory in working memory and evaluates the information for emotional
and verifying the retrieval representation. Finally, the anterior medial to superior
prefrontal cortex is involved in self-referential processing, the part of the memory that
pertains to ascertaining how the memory is related to the person recalling the episode.
Once the memory is cued, the frontal lobes begin the process of temporally unfolding the
starting point, begins and the frontal lobes facilitate the process of unfolding the
autobiographical episode. The frontal lobes do not stop at emotionally devoid cognitive
recall processes; they are actually involved in emotional processing depending upon what
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Once the memory is recalled, the emotion(s) associated with the memory are also
remembered, or even re-experienced, as the memory unfolds. The right frontal lobe has
increased activity if the memory is associated with fear or sadness, whereas the left
frontal lobe has increased activity if the memory is related to joy or happiness. If one is
remembering the death of a loved one, it is more likely that the right frontal lobe is more
active in processing this memory, as well as the emotions associated to the memory.
Conversely, if one is remembering the same loved one, but remembering the games they
played as a child it is probable that the left frontal lobe is more active. Regardless, it is
the frontal lobes that are not only facilitating the cognitive processes involved in
autobiographical recall, but also evaluating the memories for emotional significance.
Explaining the process as above also lends support to the idea that the memory is recalled
before the emotion is experienced (to the delight of many cognitive-behavioral scientists).
The frontal lobes also receive massive amounts of input from other regions in the
brain, such as the mammillary bodies and cingulate cortex in the medial temporal lobe, as
well as the parietal lobes and the cerebellum. The cingulate cortex processes spatial
content, facilitates attentional modulation to maintain the retrieval mode, and facilitates
a way, the cingulate cortex keeps our attention on the episode, as well as allows for the
re-experiencing of emotions that are associated with the memory. The mammillary bodies
autobiographical memories are based on: the re-experiencing of episodes in time and
space. The parietal lobes also process spatial information to a degree, but are mainly
responsible for the mental representation of where and when an event took place. In a
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way, the parietal lobes act as our calendar and our global positioning system in regards to
autobiographical memories. Due to the close proximity of the aforementioned brain areas
to the medial temporal lobe, as well as their shared connections to the frontal lobes, it is
clear to see that these areas work very closely with each other, although they are
As the memory unfolds the music continues to provide the background that
facilitates ongoing temporal unfolding of the memory from a start point to an end point.
During this time, details of the memory can be added, modified, or remain unclear. It is
also during this phase that emotions associated with the memory can be re-experienced,
processed, reflected upon, questioned, or even reframed. As the music facilitates the
unfolding of the memory, details can be remembered and added, at which time the
memory can be updated and renewed. It is also during this time that the emotions
experienced at the time of the memory can be elaborated upon and processed, should the
individual choose to do so. The recall of the memory through music is in itself a
emotions associated to the memory that may have the most clinical relevance. In theory,
with the proper cue and functioning neurons it should be possible to access any past
It appears that the only choice one may have in regards to music eliciting
memories is that of whether to listen to the particular piece of music or not. If one
chooses not to listen, they appear safe from any episodic recall that may be triggered and
facilitated by the music. On the other hand, an individual who chooses to listen to the
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piece of music appears to be at the mercy of the music; whatever memory has been
associated to the song is bound to be recalled and the individual must suffer (or enjoy) the
re-experiencing of the episode. I would like to argue the freedom to choose what one
Although the music can be stopped at any time during the elicitation or
facilitation phases of autobiographical recall, this does not ensure that the memory will
stop. Physiologically, the cascade of neuronal firing has begun and, as anyone suffering
from post-traumatic stress disorder can attest to, the memories can persist long after the
removal of the cue exposure. Simply because the memory has the potential to continue
does not mean that it will indefinitely; the premise of this theory itself is that music has
the potential to elicit and facilitate autobiographical memory, not that it will every time a
song is heard. Human beings can enact their volition even in spite of seeming limitations.
activities, deep breathing, or simply exchanging one song for another, an individual is
able to choose to at least attempt to alter their situation. The same goes for music and
memory.
individuals suffering from PTSD are unable to control the recall of adverse events,
especially when exposed to certain cues that trigger the memories. It is possible,
however, for many individuals who are attempting to repress traumatic memories to
obtain medical or psychological treatment that can assist them in reprocessing and
integrating specific memories so they are no longer as traumatic as they once were. I will
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discuss the clinical implications of music and memory in relation to specific clinical
Human beings may not be able to choose what they remember, but they may be
upon them, and processing emotions that are associated with the memories, an individual
is afforded the prospect of changing how they remember past events. What we remember,
as well as how we remember, is often a function of the goals of the self; that part of an
as humans are concerned. The sense of who we are, or a sense of self, is how we see
ourselves in time. Each individual’s definition of who they are is contingent upon
want to become, and who we were. It is safe to say that one cannot know who they are
unless they can remember who they were. Through the retrieval of autobiographical
memory, we essential re-create memories related to the self. What makes this
memories each time according to the needs or goals of the self, but that we can re-create
our memories are colored by our current needs or desires. I may have a current need to
reconnect with an old friend, predisposing me to guide an elicited memory down a path
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that involves, or is associated with, a friend who I have not seen in some time. One who
has just failed at something may remember a time when they succeeded. Another
individual who has spent years denying an experience may be in a place where they are
now comfortable with the experience and wish to process the events in full. We often
remember things from our past in order to serve the present moment; these memories act
as a guide, or template, for our current our future behavior. It is important to remember
that, even though we may not be able to choose what memory we elicit from a specific
cue, we can often either choose the cues that elicit the memory or choose whether to
choose to ignore them and focus attention elsewhere, as the memories are not fulfilling
the current needs of the self. I may see a picture of myself in a tuxedo on my wedding
day which, if allowed, would trigger many memories, but because I have other goals in
the moment, such as completing a project that is long overdue, I choose to ignore the
memory triggered by the stimulus and shift my attention elsewhere. I may not be able to
control cue exposure, but, in this instance, I can control the unfolding of the memory and
cued memory and allow for an autobiographical episode to unfold as I actively process,
or reprocess, the memory. Also, as I can choose to ignore a potential cue, I can choose a
cue, such as a song, to trigger an associated memory. The current goals of the self are
memories.
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As always, I have to stress the notion of choice within limitations, as some
conditions, such as post-traumatic events, do not always obey the command to stop.
Memories such as these are highly salient and bring up intense emotions and vivid
recollections, often to the point that once they are cued, their unfolding is almost
guaranteed to follow regardless of one’s decision to facilitate recall of the memory or not.
influence autobiographical recall in different manners (more of this later in the clinical
discussion section). Memories also seem to be uniquely influence over time, as older
memories tend to be remembered differently than newer memories; older individuals also
tend to remember things differently than younger individuals for various reasons.
More recent memories are usually more emotionally salient and contain more
details than older, less often recalled memories. As memories are recalled less and less,
the connections weaken and the memories become more schematized and vague.
Memories that are recalled more often result in long-term potentiation of the
likelihood that the event will be recalled more often and in richer detail. Older individuals
tend to remember the basics (who, what, where, etc.) to a memory, whereas younger
individuals tend to remember things more dynamically. Also, the older one gets, the more
likely they are to reappraise negative events in a positive light (Comblain et al., 2005).
As our neurons decay over time, especially those connecting the medial temporal
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themselves. If the neurons in which the memories were encoded, or related pathways, are
memory. Due to older, more semantically based aspects of memories being stored more
widespread in the neocortex, it is not a surprise that older adults tend to remember more
schematized versions of memories. They may be able to remember who was present,
what the outcome was, and where the episode took place, but may struggle with how the
event unfolded. Younger adults, however, tend to remember episodes much more
dynamically, possibly due to the availability of more numerous and stronger connections.
They also tend to remember the associated emotions and outcomes to events, especially
light. An adverse event from our youth, such as being bested in a fight, is often
something we can look back at and laugh about as we get older. Not only is the threat
removed, but the meaning of the memory, along with current goals, is changed. It is
through remembering in a positive light that an elderly adult can reconnect with their kin,
sharing stories and lessons from their younger days. Remembering events in a positive
light is emotionally rewarding for us as we age and also allows us to continue nourishing
related to the underlying physiological changes in the cortex. As connections and neurons
associated with specific neurons decrease, the memories become less vivid and more
general, less dynamic, format than they once were resulting in the recall of less detail. As
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younger individuals tend to re-create the memories each time they are recalled, older
adults tend to remember the same general versions. Due to different goals of the self at
different timeframes in the lifespan, older adults tend to remember things in a more
positive light, whereas younger individuals are especially prone to remembering negative
events. As one ages, remembering events for their gains and positive lessons becomes a
priority, whereas the youth remember negative aspects in order to alter their future
behavior. In this sense, as the cognitive and affective goals of the self change over time,
due to its ability to influence autobiographical memory, can impact the quantity and
Phase I: Elicitation
1. Musical stimuli enter our ear(s) and are projected to the medulla via the auditory
nerve.
2. If the stimuli are overly simple, boring, too complex, or over stimulating, thus
an individual will attempt to alter the stimuli or remove themselves from it.
3. If the musical stimuli fall within an optimal range of arousal for a given
the thalamus.
4. In the thalamus, musical stimuli are processed for familiarity; the thalamus,
being the relay center of the brain, communicates with various physiological
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structures throughout the cortex (and neocortex). If the stimuli are judged to be
similar song (or any connection) cannot be associated, it is highly unlikely any
the frontal lobes via the processes of spreading activation and incidental
reactivation.
7. If the memory is cued and the individual continues to focus his/her attention to
the unfolding of an episode, the elicitation phase develops into the facilitation
phase. At this point, the music continues to act as a context upon which the
memory is recalled, unfolds, and is constantly updated with more details and,
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prefrontal lobes act as the control operators, riding on the contextual musical
as well as the parietal lobes and cerebellum. The cingulate cortex is involved in
maintaining the retrieval mode and the re-experiencing of emotions, whereas the
The parietal lobes provide a representation of where and when and event took
place, whereas the cerebellum monitors the ongoing retrieval process and
10. The recall process occurs at a specific temporal starting point from which the
episode unfolds; it is possible, however, to add more details and alter the
starting point as the musical context provides updated and expanded temporal,
11. An individual can choose to intervene and disrupt this process at any point,
within limitations. One can choose to discontinue exposure to the stimuli or, if
unable to, can elect to shift their focus to other stimuli. It must be stressed that
some memories are so salient that, once triggered, their recall and even re-
discontinue recall.
12. Autobiographical recall is influenced by the specific goals of the current self;
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problematic experiences or aid in overcoming troublesome thoughts or emotions
associated with a current state of being. Music can influence this process by
13. The older the memory, the more schematized, stable, and general it becomes.
Older memories are also more difficult to retrieve, especially those that are not
14. Newer memories are often recalled more dynamically and re-created at the time
of recall (providing the proper physiological mechanisms are in place and not
15. Physical changes in the brain over time result in different retrieval strategies
recall.
16. Different cultures have different types of music and it is important to be aware
of likes and dislikes, as well as what is common and widely accepted by various
diverse cultural groups. Respect for diversity in music, as well as the role music
professional activities.
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17. A myriad of ethical implications exist in potentially using music to elicit and
aware of the ethical pitfalls and problems that can arise from the use of music in
memory.
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CHAPTER V
Overview
Music, as other external sensory cues, has the potential to elicit and facilitate the
recall and unfolding of autobiographical memories. The process, from the sound entering
cognitive, and affective processes along the way, which are also influenced by pre-
existing factors related to preference and exposure. The fact that music has the ability
elicit and facilitate autobiographical memory has been delineated; the issues that now
must be addressed are the clinical relevance of this process, as well as the day to day
considerations.
In this section, I will discuss the possibility of using music from a therapeutic
standpoint in general, as well as provide specific case examples. Music can be used to
reprocess, reframe, and even reorganize memories and emotions. It can also lead to
neural networks, create more cognitive reserve, calm the sympathetic nervous system,
and lead to more synchronous brain states. Music can be engaged with for aesthetic, as
well as nostalgic, purposes and can allow us to reflect on our being at a deeper, existential
level. Due to the inherent power of music, especially in its potential to elicit and facilitate
autobiographical memories, issues of diversity and ethics must also be considered from
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clinical and social perspectives. I will conclude by discussing potential research in the
Music holds the potential to elicit all sorts of memories and accompanying
emotions. These memories and emotions, once triggered, offer an invaluable method for
reclaiming or even reprocessing one’s past. Memories that have been long forgotten,
buried deep within ones mind, can be triggered through the strategic use of musical
stimuli. More importantly, the emotions that accompany the memories span the entire
childhood memory, resulting in feelings of joy and contentment; the same song can also
joy, happiness, and even nostalgia are seldom undesired by humans and tend not to be
problematic. It is the memories that evoke strong negative emotions, such as anger,
sadness, anxiety, depression, and even loss that can ultimately end up causing more harm
than good.
anything negative. They shy away from news reports, arguments, death, loss, or any other
situation that may make them feel sad; a song that evokes a memory with a negative tone
could be problematic for an individual such as this. What could they do in this situation,
short of shutting the stimulus off, if the memory and subsequent emotion has already
been set in motion? Is the individual stuck re-experiencing the memories and emotions
without an escape? Yes and no. Individuals that understand they are having a memory,
albeit a painful memory, have the option to cognitively reframe the context of the
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shift the context of the memory. For example, an individual who remembers a painful
divorce every time a certain song comes on can usually, after some time of course,
reframe the context of the memory. The memory can shift from “this was such a painful
time in my life” to “this was such a painful time in my life; however, I am in a different
transformed into a new or revised emotional experience. Emotions that were once
experienced as painful can be altered, or even replaced, into emotions that are less
painful. The sadness mentioned in the memory above can be reflected upon and
a once painful experience. Reframing and reprocessing, in the context of music, can lead
to neurological reorganization and more physiological stability over time (Ho, Cheung, &
Chan, 2003).
Reframing and reprocessing memories and emotions are easier said than done; a
lot of mental effort must be put forth and patience is the key. Interestingly, the majority
reprocessing thoughts and feelings on new levels. It can take extended periods of time,
even years, however, for a patient to access memories or emotions that are difficult to
handle. Music would provide a means to potentially accelerate this process (with the
Some individuals, such as those suffering from post-traumatic stress, often have
difficulty differentiating memory from current reality. Intrusive memories, in the form of
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physiological, affective, cognitive, occupational, family, and social functioning. Incessant
common daily activities, or can even push them to the depths of self-destruction. An
intervention that could assist an individual in the reframing and reprocessing of these
memories, or other related memories (in this case, provided they are triggered by a
reprocessing of unwanted or negative emotions associated with the memory, which can
Music can facilitate the extraction and understanding of the emotional meaning of a
memory, while at the same time providing synchrony and stability to a potentially chaotic
neurological situation.
Individuals who are in the grips of a major depressive episode, or even a recurring
major depressive disorder, could benefit from the reframing, reprocessing, and
reorganization that music can provide. Depressing memories can be triggered through
music and reframed and/or reprocessed in order to transform them. If an individual can
either reframe a memory or reprocess the associated emotion, some relief is granted
through the fact that change has occurred. Individuals who are depressed could also
benefit from music that matches their melancholy, providing some resonance, while
eventually moving toward a more present-focused orientation that allows one to reflect
The use of music may also benefit individuals who are suffering from various
cognitive problems, such as dementia. It may be possible for musical stimuli to trigger
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and facilitate once lost memories. Music can provide the background context to life
reviews in older adults that may lead to the triggering of forgotten autobiographical
material, which would allow an individual to reconnect with a once lost part of their life.
Music may hold the possibility of enhancing pre-existing connections, reconnecting old
connections, or even forming new connections (plasticity). It can provide the encoding
and retrieval support that is currently absent from a specific memory (DeVreese, Neri,
Music could also be used in healthcare settings, more specifically, with oncology
patients. Many patients undergoing treatment for cancer spend countless days or months
in the hospital, often losing touch with who they were before cancer. Music can provide
them a way to reconnect with who they were or even provide a way to reframe and
reprocess their experience, resulting in a new, unified sense of self. The ability to
remember who they are outside of the treatment setting could reinforce their sense of self,
clinical or personal realm, music can have benefits outside of memory. A specific song,
under the right circumstances, can lead to a peak experience. The music can engage the
experience can be both powerful and transformative, leaving the individual with greater
understanding of being than s/he had before. Peak experiences are profound and seldom
forgetful. They can allow us the opportunity to understand our existence, the essence of
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Nostalgia is an often misunderstood emotion that can be triggered by
happy emotions (Wildschut, Sedikides, Arndt, & Routledge, 2006). I feel nostalgia to be
a separate, complex emotion in its own right, rather than a combination of other, more
basic, emotions. Nostalgia arises when we re-experience a memory that has shifted for us
in some way. We may experience the same emotion tied to a memory, but we are able to
reframe the memory in the present moment. If we cannot reframe the memory, then it is
likely that we have reprocessed the emotions associated with it. Nostalgia may result
from good or bad memories that have been restructured over time.
neural networks throughout the cortex. These networks may be utilized to varying
degrees, but musical listening can enhance the amount certain pathways are employed.
By engaging pathways over time, connections are strengthened or even created, leading
to more and robust connections throughout the cortex. According to the notion of
cognitive reserve, the more connections throughout the cortex, the more likely we are to
have redundant connections; the more redundant connections we have, the less likely we
are to experience the ill effects of loss or damage to certain neural networks (Allen,
Listening to music can also result in synchronous brain states, which may further
lead to relaxation of the sympathetic nervous system. The brain is a highly chaotic system
that has synchrony between subsets of neural networks which seem to operate somewhat
independently from each other (Jeong et al., 1998). As one listens to music, the cortex
has a tendency to synchronize and cortical chaos is reduced. Music employs various
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regions and systems of the brain and may act as a conductor to the chaotic orchestra of
the mind. It has the potential to bring various systems in synchrony with one another,
which can lead to a calmer, more relaxed nervous system. Because music has a tendency
to first act on the sympathetic nervous system, as delineated in the present theory,
listening to music could also result in a more relaxed sympathetic nervous system. A
more relaxed sympathetic nervous system would result in lowered blood pressure, along
with calmer respiratory patterns, lower physiological arousal, and less tension (Schmidt
The aesthetic experience of musical listening rises above all other intents and
symphony, a catchy beat, or touching lyrics. Regardless of what other functions music
may have in store, the sheer fact that it exists for the human experience is beyond
priceless. Music can cut to the essence of our being and impact us in profound ways. One
Michigan veteran’s home. He is no longer ambulatory, as he lost use of his legs after a
raid on his camp during his second tour, and gets around with the use of a wheelchair.
Gunner has lived at the veteran’s home since 1980, when he was transferred from a
psychiatric institution. His diagnosis upon admittance was Posttraumatic stress disorder,
Gunner was an infantry lieutenant in the United States Army during the Vietnam
War. His platoon was on a much needed break at their base camp awaiting their next
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orders when they were caught by surprise. A band of enemy guerillas had snuck up on
the base and launched a surprise attack on Gunner’s platoon. Most of his troops were
killed, although a few (Gunner included) managed to survive by seeking safety in the
surrounding jungle. Although a few of the soldiers were able to escape with their lives,
most of them were not able to escape without injuries. Gunner suffered numerous
gunshot wounds to his lower legs and was forced to crawl to safety, but not before he
Gunner received and honorable discharge from the Army after the raid and was
sent to a military hospital to recover. Both legs were amputated above the knees, due to
the severity of the injuries. Gunner recovered without significant medical problems and
was discharged from the hospital. He rented a small apartment in a small city and set out
to resume life as a civilian. The only thing holding him back was the fact that any time he
heard loud noises, such as people yelling, he would experience flashbacks of the raid on
his platoon. Worse, he was often unable to sleep at night as recurrent nightmares of the
episode would haunt him. He would spend his days recounting the massacre over and
continuously, day after day, in attempts to black out in order to avoid re-experiencing the
horrible memories. One episode of binge drinking went too far and Gunner was found
unconscious on a street corner. A kind-hearted man found him, unconscious and almost
dead, and called an ambulance. Gunner was taken to the emergency room, where he was
treated for alcohol poisoning and sent to the hospital’s detoxification unit until he was
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stable. After meeting with numerous social workers, psychiatrists, and other medical
staff, it was evident that Gunner suffered from severe PTSD. Arrangements were made
for him to obtain residence at a local veteran’s home, where he could be monitored and
therapist suggested the use of music to help with his arousal states, as well as an aid to
elicit and facilitate some of the traumatic memories he had in attempts to reprocess and
reframe the memories. First, the therapist inquired into any songs that stuck out to
Gunner, especially songs that were played at the base camp. Gunner indicated that one
song in particular, “Paint it Black” by the Rolling Stones, reminded him of the day the
raid took place. He indicated that the platoon had been socializing and relaxing, listening
to the radio as they often did. Gunner could remember the sense of stillness all around
him, with the soldiers hum of conversation and the background of the radio, right before
Now that the duo had a song to work with the therapist decided to use it in
session. Gunner arrived and was informed of what he was about to hear. He was
encouraged to report any images, emotions, bodily sensations, or anything else that stood
out as significant while the song was played. As the song began, Gunner reported a vivid
image of himself in front of a mirror, shaving. In the process of shaving, he heard some
shouting and went out to see what it was. Then he heard automatic weapons firing and
went to grab his weapon, but it was too late. The camp was surrounded by the enemy and
he could see his soldiers being shot down. He could smell the smoke from the weapons,
hear the screams of his fellow soldiers, and sense the fear in himself as he went to grab
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his weapon. As he neared his weapon, he felt sharp, stinging sensations in both of his
calves. He attempted to move, but fell to his knees and then face first into the dirt. As he
was reporting his memory, his body began to tremble and his voice became weak. At the
end of the song, all he could say was “why couldn’t I save them?”
The therapist, armed with a detailed account of Gunner’s traumatic memory, was
now in a position to reprocess the emotions tied to the memory, as well as work toward a
reframing of the thoughts attached to it. Through a detailed discussion of the fear, anger,
and sadness accompanying the memories, Gunner was able to reconnect with emotions
that he had shut off and attempted to numb with alcohol. He was able to re-experience
these emotions in the safety of a therapy session, with the guidance of a musically savvy
and trained therapist. After processing the situation, Gunner was able to come to the
realization that it was not his fault; the entire platoon was taken by surprise. He was able
to reframe the memory and reprocess the emotions accompanying it, which resulted in a
reorganization of experience. The nightmares began to abate and the traumatic memory
Although this is a rather simplistic account of the use of music to elicit and
facilitate autobiographical memories, it does outline how music may be used in this
particular disorder. An ethical, knowledgeable, and supportive therapist can use his/her
memories in order to reprocess the emotions and reframe the cognitions of the
experience. In the event that a patient has an adverse reaction to the music, the trained
clinician can intervene in the appropriate manner (i.e. shutting the music off, processing
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etc.). It is therefore imperative, just as with other forms of treatment, that a clinician be
aware of the possibility of a negative reaction and be prepared to deal with this situation
accordingly.
physician’s office with complaints of depressed mood, loss of interest, insomnia, fatigue,
and feelings of worthlessness and hopelessness. She was prescribed Cymbalta, as well as
given a referral to see a therapist to address some of the underlying cognitive, affective,
Madison was a bit skeptical of “talk therapy” and had a difficult time expressing
her thoughts and feelings during her weekly sessions with her therapist, Emily. She
realized her mood and her thoughts were out of the usual for her, but could not pinpoint
exactly what was going on inside of her. After a few sessions, she was able to indicate
that she felt empty inside and felt as though she was a failure. Her relationship with her
husband had suffered and the couple barely spoke anymore. Although she was able to
voice these concerns, she continued to struggle identifying exactly what was going on
inside her. Frustrated, Emily inquired into Madison’s interest in music, to which she
indicated that she absolutely loved jazz music, especially Miles Davis. Emily instructed
Madison to create a list of jazz songs, as well as any other songs that she enjoyed, and
bring them to their next session. Madison readily agreed and set out to create the list for
With list in hand, Madison and Emily identified one specific song that seemed to
resonate with Madison at the current time. Emily played the song during the next session
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and observed Madison’s reaction. As the song went on, Madison’s mood shifted and she
became tearful. Upon completion of the song, Emily asked Madison what she was
thinking and feeling during the song, especially when she became tearful. Madison
explained that she had a miscarriage approximately a year ago and she used to listen to
this particular song while she was pregnant. She remembered how excited she and her
husband were to start their family. She also recalled how lost and disoriented she felt
after the miscarriage. Madison slowly lost interest in most of the things she enjoyed and
experienced her mood dip to lows she had never experienced before in her life. She spent
the days struggling to keep her focus at work, after which she would come home and
spend the rest of the evening in her bedroom alone unable to sleep. Her husband began
working overtime and was not home but a few hours a night to sleep, which he did on the
sofa. Madison’s mood had plummeted, along with her interest, energy, and relationship
Emily and Madison now had more autobiographical material to work with during
their sessions. The duo was able to identify some of Madison’s automatic thoughts, such
extensive cognitive-behavioral work, Madison was able to replace some of her negative
automatic thoughts with more rational responses to situations. Furthermore, Madison was
able to identify and challenge some of her irrational core beliefs, such as her belief that
she was damaged and unfit to be a mother. Madison was also able to reach out to her
husband and discuss some of her feelings, as well as her desire to spend more time with
him. He promptly cut back his hours at work and the couple began to spend evenings
together on a regular basis. Madison’s mood had improved, she regained her ability to
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concentrate at work and, most importantly, her relationship with her husband had
reconnected.
In this particular case, music was used to act as a catalyst in therapy; the
autobiographical memory was not the focus of therapy per se, rather it elucidated the
situation that was cause for all of the subsequent symptoms. The therapist was able to use
music when therapy had arrived at an impasse, jump starting the therapeutic process and
allowing the patient to access thoughts that were exacerbating affective symptoms. It is
important to note that, if deemed appropriate by the therapist, processing thoughts and
feelings that come up during the playing of parts of a song can also be done. The therapist
would simply stop the song at the appropriate place and begin reprocessing or reframing
emotions and memories from said point. Alternately (as in the present case), the therapist
could allow the song to play continuously during the recall of the memory and then
Dr. Wolk in order to obtain emotional support along with possible cognitive
rehabilitation. He was a retired writer who spent a great deal of his adult life traveling the
world and spending time with his family. It became evident through an interview with his
wife, Mary, that he was experiencing difficulty recalling times he had spent with his
children and grandchildren and that this was becoming increasingly stressful for Raleigh,
life review, along with background music, with Raleigh. She inquired into Raleigh’s
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musical preferences, if any, with both Raleigh and Mary. Mary indicated that Raleigh
often listened to classical music when his children and grandchildren would visit and
would have it playing in the house almost continuously. He was especially fond of
Beethoven, along with other classical music by Mozart, Haydn, and Bach. Dr. Wolk
decided to play a continuous compact disc of Beethoven while conducting the life review
with Raleigh.
Although Dr. Wolk was not able to obtain much autobiographical data from her
initial interview with Raleigh, the life review with the addition of music provided rich
details into a few of Raleigh’s most significant memories. When listening to “Ode to
Joy,” Raleigh became tearful and explained that the situation reminded him of reading
recliner in his living room, with his grandson on his lap, laughing about a story they had
just read. Upon discussing this memory, it became evident that Raleigh’s mood had
improved and he experienced a sense of happiness upon recall of the memory. He told
Dr. Wolk that he had not recalled such memories in years and that it brought him great
joy to do so, even if the recall was only possible in session and may be short-lived.
In this scenario, the music was able to elicit an autobiographical memory that had
presumably been lost. Upon playing the song, which was the associated cue at the time of
memory consolidation, the associated memory was accessed and recall was made
possible. Furthermore, the patient was able to elaborate on the recalled memory, which
allowed him to access and expand upon a memory that was lost in time. The recall not
only provided him with emotional satisfaction from remembering, it also provided him
with hope and a sense of accomplishment. He could now potentially use other songs to
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elicit and facilitate other autobiographical episodes that may have been buried over time.
The patient could also use songs and recalled memories to strengthen the recall of
unlocked memories or use music as an associative cue that could help him to encode new
Acute Lymphoblastic Leukemia at the age of 11. She suffered a recent relapse and was
set to have intrathecal chemotherapy and possibly a second stem cell transplant. Lauren
was dreading having to go through the procedures a second time and became very
anxious. All she could think about was the pain of the needle sticks, as well as the
associated nausea and vomiting from the chemotherapy. As the surgery for her Hickman
catheter neared, she became increasingly anxious about returning to the hospital.
Knowing that she would become more ill without the procedure and subsequent
chemotherapy treatments, Lauren needed to find a way to deal with the anxiety she was
experiencing. A nurse on the pediatric unit suggested that she listen to music to help her
calm down and even suggested that she may listen to music during the procedures to
distract herself. Lauren decided to give this idea a try and quickly began compiling
playlists on her iPod. She specifically made one mellow playlist full of Jack Johnson,
Dave Matthews Band, Coldplay, and Jewel to help calm her down. Another playlist
consisted of faster paced music to help distract her during medical or surgical procedures.
Lauren went into her surgery a little less anxious and hoped that the music could help
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Although the procedure was still painful, she was able to listen to the music
before the procedure to help calm her. She felt remarkably more relaxed and did not
experience the same amount of anxiety she had before. During the procedure, she was
able to distract herself by listening to the faster paced music that she had compiled.
Additionally, she played the distracting music during her chemotherapy treatments and
the time spent seemed to fly by. She also played the calm music a few hours after the
treatment, right about the time that she would become nauseous, and she experienced
After spending so much time in the hospital, Lauren felt like she was confined to
a prison. She lost contact with her friends and could not remember what it was like to
interact with others like a normal teenager. She was, however, able to listen to music that
reminded her of what life was like before her cancer treatment had begun. Through
listening to particular songs, she was able to reconnect with herself and remember who
she was apart from being a cancer survivor. Furthermore, she was able to listen to new
music which kept her up to speed with what her peers were listening to and allowed her
as an emotional regulator, before and during her treatments, while becoming a way to
connect with herself and her peers outside of the hospital setting. Through the use of self-
selected music, Lauren was able to regulate negative moods, as well as recall old
memories that allowed her to connect to herself before cancer treatment. Most
importantly, she was able to listen to current music which assisted her in reconnecting
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with her peers on a social level and, quite possibly, assisted her in the formation of new
The four cases presented above are meant to provide examples as to how music
can be used to elicit and facilitate autobiographical memories in a variety of contexts and
are not meant to be a script as to how to utilize music in the specific cases, or with the
specific presenting issues. Attention must be paid to the likes and dislikes of each
individual, as well as how each person responds to the intervention. Ideally, a music
educated and ethical clinician at any level can implement passive music listening
provided they pay attention to individual preferences and responses to the stimuli. Music
can be a powerful tool that requires careful attention to ethical and diversity
considerations.
Diversity Considerations
Individual difference is the rule when considering the likes and dislikes, as well as
how one responds, to music. Each person has their own unique optimal arousal level that
influences what type and how much of a stimulus is comfortable for them. Typically,
individuals who gravitate toward each other often have similar interests in regards to
music. Although this may be true, it is imperative to first assess a person on an individual
level before making any assumptions about their musical preferences on a cultural level.
genres, and forms of acceptable music. Although it may be safe to assume that an
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individual from an Islamic or even Buddhist background does not listen to American rap
music, this may not be the case, especially in a highly diverse cultural melting pot such as
the United States. It is always important to assess the musical interests of an individual
Age, ability, religion, ethnicity, and even availability of music all influence the
preferences of an individual, amongst other things such as exposure and experience. Most
people enjoy music from their adolescence and young adulthood; however, this is not
always the case. I do not share many of the musical preferences of my friends, especially
some of the music that we listened to during high school. Buddhist music differs from
Mormon music and the same can be said for most major religions. Latvians listen to
music that is extremely different from the music that most people in the United Kingdom
enjoy. Those who have a vast collection of music probably differ drastically in their
musical preferences compared to those who are more limited, either from exposure,
geographic location, or financially. Although it appears there are some categories, such as
age, religion, etc., these categories are often a product of social construction. Therefore,
certain times. It is probably safe to say that blaring Eminem or gangster rap is not
acceptable at a staff meeting, unless it is at a record label. Context plays an important part
however, remains the bottom line when it comes to musical preference. An individual
from their social groups. Although I have discussed the potential for music to be used for
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the benefit of patients and other individuals, it is always possible for music to be used as
Ethical Considerations
Due to the ability of music to elicit and facilitate our memory, as well as our
emotions, the misuse of music lies within the realm of possibility. Just as music can be
used to access memories for reprocessing and reframing, it could also be used to trigger
negative or unwanted memories ad nauseum. Music could also be used for social
manipulation and control, inducing the sort of “mob mentality” that is often witnessed at
concerts. Untrained clinicians or those unfamiliar with using music in practice are also at
risk of either misusing music or being unable to handle situations that may arise through
is often at the mercy of his or her environment. All attempts can be made to avoid the
song, but if another individual is aware of the particular stimulus, they may be able to
trigger the unwanted memory. The unsuspecting individual is then at the mercy of the
music, as well as the person who is sinister enough to antagonize this individual. A good
example comes from A Clockwork Orange, written by Anthony Burgess (1962) with an
thievery, and other illegal activity. He is eventually caught, charged with murder, and
sentenced to 14 years in prison. Alex hears about an experimental technique, called the
“Ludovico Technique,” which promises to cure him of his crime-committing ways, along
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The technique is a form of aversion therapy, where Alex is conditioned to become
nauseous when exposed to violent stimuli. During one of the conditioning sequences,
Alex’s favorite song, Beethoven’s 9th, accompanies the violent images. Alex pleads for
the song to be removed, but the treatment continues unabated. Alex successfully
Out in the real world, Alex becomes nauseous to any exposure of violence. He
runs into some old acquaintances that beat him nearly to death, as he is unable to defend
before prison. The man locks Alex in a room in his house and, unfortunately for Alex,
plays Beethoven’s 9th continuously. Alex experiences such intense nausea from the music
torment others in perverse ways. Due to the song being associated with a particular
memory or image, any time the song is heard, the images can come up. In Alex’s case,
any time the song is heard, along with the images or memories it conjures up, he also
experienced the conditioned response of nausea. An example such as this elucidates the
before, each individual has a sensory arousal threshold and surpassing this leads to
irritation and a desire to remove, or alter, the incoming stimuli. An example of this would
protesters assemble, authorities become more and more vigilant. It would be possible, in
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theory, for the authorities to gather up speakers and blast the crowd with irritating sounds
or music. The crowd would be faced with the decision to remove themselves from the
premises or remove the source of the stimuli. Either way, the potential ramifications and
If the protesters cannot tolerate the noise and decide that they must remove
themselves, their first amendment rights to free speech and assembly have been
compromised. They have the right to voice their opinion and this has been violated by
extremely manipulative means. An alternate decision is to attack the source of the stimuli
in attempts to silence it or destroy it, which would probably result in even worse
consequences to the protesters and the authorities. A full out riot could break out with
violence and bloodshed as a result. Either option is undesirable, but quite possible were
The potential for music to be misused exists on a clinical and professional level as
well. Music in the therapeutic setting is often delivered in a controlled manner and
provided live by trained music therapists (Vickers & Cassileth, 2001). Music therapists
have extensive training, both clinically and academically, in the theory and
by a trained therapist; however, it can also be delivered in the form of recorded music for
research or even clinical purposes. Although it is ideal to have a music therapist deliver
services, this is not always an option in specific treatment settings. Regardless, the
literature, as well as potential complications, that may arise through the therapeutic use of
music.
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As mentioned throughout this dissertation, music can potentially be used in a
myriad of clinical disorders. It has the potential to lead to reframing of memories and
reprocessing of negative moods, which can result in healthier, more desired overall
functioning. Music, however, has the potential to elicit bad memories and negative
moods as well and, if not dealt with by a knowledgeable clinician, can exacerbate
existing difficulties. Taking the example of Madison, the young adult with depression
above, it is quite possible for an unsuspecting clinician utilizing music to end up with an
overwhelming situation (or even suicidality) on their hands. Many pitfalls exist where a
naïve clinician could run into clinical and ethical problems, especially those related to the
The first difficulty could arise in the initial decision to implement music in the
first place. A clinician unfamiliar with music as a treatment modality, as well as any other
modality they do not have prior experience, academic training, research, or familiarity
with, should not be utilizing this particular type of treatment in the first place. A therapist
who has no training in hypnotism should not hypnotize, or attempt to hypnotize, their
patients; this particular modality of training exists outside of their scope of expertise and
would require a referral for a consult if deemed appropriate. The same case goes for
music as a therapeutic modality. One does not have to be a music therapist per se to
implement the use of recorded music, but must have some training and familiarity with
the modality. In fact, recorded music has been used in various medical procedures by
Eshelman, & Guzzetta, 2007). It also would be in the best interest of the clinician to at
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least consult with a music therapist when they feel music may be of benefit to their
A major ethical problem that could arise is the results of the application of
memory that is triggered, or even before a memory is triggered, it is imperative that the
clinician intervene accordingly. Allowing the patient to suffer through the memory of a
relaxation, discontinuing the music, etc.) is not only bad practice, but violates the ethical
principle of doing no harm. It is necessary for the clinician to respond to the patient in the
suffering and restore the individual to at least baseline functioning. Only a clinician who
A clinician who decides to use music in a therapeutic context must also recognize
the ramifications of using music therapeutically that can arise outside of formal sessions.
An individual runs the risk of evoking memories in a patient that can turn out to be points
of obsession. A memory may be evoked that is so intriguing and mystifying that the
individual may ritualistically listen to the specific song in order to trigger, and embellish
on, the memory over and over. The slippery slope here is that an individual can become
so engrossed and involved with a particular past episode that they sacrifice the here-and-
now. A situation like this could result in lower functioning of the individual on a social
and occupational level, as well as intrapersonally. It is equally important for the clinician
to educate their patients on the potential use and misuse of a treatment, as well as to be
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educated and familiar with the specific modality of treatment they themselves are
ensure that the patients are well informed and are able to take responsibility for their own
treatment.
form of psychological treatment. As with most treatments, music has the ability to create
joy and happiness, as well as pain and suffering. The possibility exists that a nefarious
individual could, in theory, utilize music in order to create more suffering. It is also
possible for groups or individuals to utilize music in order to manipulate or control other
should be familiar with the modality and consult when appropriate. Although an infinite
number of situations could arise that call the ethics of practice into question, these
potential situations lie outside the scope of this particular dissertation. The ethical
principles, thus acting to shed light on and familiarize one with some potential problems
that could arise. By elucidating some of the potential pitfalls, clinicians, researchers, and
other professionals can be better prepared to respond to difficulties that may lie ahead.
From the time that we are very young, our exposure to different types of music
develop our own musical preferences, we shape which music will be tied to specific
autobiographical events in our lives. The more often we listen to certain types of music,
the chances increase that we will associate this music with a memory. As we get older,
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the way we recall memories changes, but the potential for music to have the ability to
elicit and facilitate autobiographical memories remains. Music first affects us at a basic
arousal level, which is primarily devoid of higher cognitive involvement. Once we are
able to tolerate its uniqueness and strangeness, we become familiar with it much the same
as anything else that impacts our sensory systems. As we relax and find pleasure in
music, we crave it more often and subsequently find ourselves immersed in its universal
we experience in our lives, so that at a later date we can be reminded of our past by the
complexities of a song.
We are not mere slaves to our senses and our environments; we can enact our
choices and preferences once we are able to think outside of our limitations. Our goals
influence what and how we remember, so much so, that they probably influence the
music we currently choose to listen to. Also, if a memory is triggered from some external
cue in our environment, but we have tasks competing for out current attention, we can
choose which way we direct our resources. Sometimes, however, we are unable to
wrestle loose from the grip of a highly significant or emotional memory and are put in a
position where we must confront the episode. It is during these situations that music, with
the help of an educated clinician, can assist us in reframing and reprocessing the
reprocessing our memories and emotions can lead to further integration of past
experience that allows for us to be more present in the here-and-now, while also allowing
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Music could be a potentially effective intervention for individuals dealing with
mood disorders, anxiety disorders, cognitive disorders, medical conditions with comorbid
psychological conditions, and other disorders that are based in physiological, cognitive,
depression, and allow access to memories that may not have been triggered for some
today. As music impacts us on a physiological, emotional, and cognitive level, the uses it
has and the settings it can be used in are potentially infinite. Music can be used as a
therapeutic agent to shift arousal, alter mood, and allow for reframing of emotion; it can
also be the trigger to peak experiences, enhance the operation of neural networks, and
On an aesthetic level, music can be enjoyed for the sake of music, as well as to
unfamiliar and cannot be associated to a more familiar song, yet one find the music to be
in the optimal arousal level and continues listening, music can be enjoyed for purely
aesthetic purposes. As no past experience can be associated and conjured up, one listens
to the novel song in the moment as they expand to into the future. An aesthetic
associating it or pairing it with a memory, we can appreciate the complexity and beauty
inherent in music.
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Music can also bring up feelings of nostalgia, the bitter-sweet emotion that often
experience that many people have had, it has been poorly understood throughout much of
sadness and joy, however, from a musical standpoint, I find nostalgia to be a much more
complex emotion in its own right. It can be felt as a longing, as a bitter-sweet sadness, as
a fond memory that has passed, or as an experience that we yearn for. The yearning in
reflecting on a memory from our past in such a way as to desire it, yet to know that even
if we were to re-experience it, it could not be experienced in the same way as it was the
is complex and unique to human beings. When I am reminded of some past event that I
long for, I am experiencing the recall of the memory, along with the emotion of longing,
in the present moment. Part of me acknowledges the fact that it is impossible to go back,
to re-experience the episode fully, yet it is important to reflect upon the memory, because
Diversity and ethical considerations are imperative when utilizing music with
human beings, clinically and from a research standpoint. One who is preparing to use
music in a clinical or research method must be aware of the pitfalls and problems that
could arise from its application. It is also important for an individual to be aware of
cultural components when conducting research or using music in a clinical capacity with
diverse populations. By ensuring that one has the proper education, understanding,
training, and familiarity with an intervention, one is better prepared to deal with
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problematic situations, should they arise. Also, by familiarizing oneself with music from
many different cultures, one can be well-versed and prepared to use music in diverse
populations.
dissertation. The theory I have developed, in the meshing of memory and music, can
inform research and practice in regards to music and memory. Further research regarding
this theory is imperative, in order to provide validity and credibility to the theory, or to
disprove it altogether. As more research is done in regards to this theory, the theory can
be modified, edited, revised, discarded, or enhanced. Theories inform us and guide our
research and practice; our research and practice provide data as to the validity of a theory.
A two-way street exists between the theory and practice that creates constant modifying
and shaping of each other. I will now briefly discuss two potential research projects that
are informed by this theory and could shed some light as to the appropriateness of this
A theory that delineates how music may elicit and facilitate autobiographical
memory would be ideal in informing research regarding individuals who have memory
difficulties, most notably Alzheimer’s disease and the dementias. If memory can trigger
and facilitate autobiographical memory, then perhaps it can be of some use in those who
administered a life review, whereas the experimental group would receive background
music along with the life review. The results could be analyzed qualitatively and
quantitatively in order to assess which group, if any, had more or more detailed
memories. Both groups would require a diagnosis of dementia and would be randomized
102
to one arm of the study. Another spinoff is to compare demographically matched
individuals without dementia with the music condition and the no music condition.
individuals without in regards to the music conditions. The normal “control” group could
be administered a life review, whereas the dementia group would receive music along
with the life review. Results could compare the amount and quality of information
provided in order to assess how much music may improve memory in a life review
situation. If music is shown to be beneficial, imagine how many older adults with
dementia (or even younger adults with memory problems) could benefit from this
intervention! It would also provide the opportunity for caregivers and family members to
reconnect with their older counterparts, many who have been disconnected for years due
memories. It can bring an individual back in time, to a place where a song was associated
with a memory, in order to reconnect, reprocess, reframe, or reflect on one’s past. Music
impacts physiological, cognitive, and affective processes in the brain in many ways. It
can potentially be used in various clinical disorders, as well as new and exciting research.
Music is something that is near and dear to almost everyone who comes into contact with
it; it can create a sense of well-being, nostalgia, understanding, and connection to our
lives. It is the author’s greatest hope that the theory delineated in this dissertation can
help inform and guide many researchers and clinicians in the field of music and memory.
103
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APPENDICES
115
APPENDIX A
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Hippocampus Short-term to long-term memory
consolidation. Right side involved in
personal episodic memory. Left side
involved in personal semantic memory
Entorhinal cortex Has reciprocal connections with the
hippocampus (Hc), Perirhinal cortex (PR),
and Parahippocampus (PHc). Relays
information between Hc and PHc, PR
Parahippocampus Has reciprocal connections to the
neocortex. Relays information between
Entorhinal cortex (ER) and neocortex
Perirhinal cortex Has reciprocal connections to the
neocortex. Relays information between
Entorhinal cortex (ER) and neocortex
Amygdala Encodes emotional significance of
incoming information into memory.
Integrates and coordinates emotional and
motivational activities
Mammillary bodies Responsible for facilitating recollections
relying on temporal-spatial information
Cingulate cortex Lies above the Hippocampus; processes
spatial content, facilitates attentional
modulation to maintain retrieval mode,
facilitates re-experiencing of emotions
during recollection of autobiographical
memories. Also a reward center for food,
water, sex, music, and other rewarding
stimuli
Thalamus Responsible for familiarity and temporal-
spatial information. The brain’s primary
relay center; relays sensory information to
the appropriate cortical areas
Hypothalamus Influences the autonomic nervous system
(ANS), pituitary gland, and endocrine
glands. Plays a role in hunger, sleep, thirst,
and homeostasis
Parietal lobes Processes spatial information, mental
imagery (when and where an event took
place), and coordinates for movement
Cerebellum Responsible for cognitive and emotional
processing of memory, as well as initiating
and monitoring the conscious retrieval of
episodic memory
Prefrontal lobes Active during the retrieval of positive,
negative, stressful and neutral
autobiographical memories. Also
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responsible for converting memory into
action and acting as a control operator for
processing the narrative stream in
autobiographical memory
Ventrolateral Prefrontal Cortex Maintains information in working memory.
Evaluates events for emotional significance
Dorsolateral Prefrontal Cortex Responsible for monitoring, operating, and
verifying the retrieval representation
Anterior Medial to Superior Self-referential processing
Prefrontal Cortex
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AUDITORY CORTEX AND THE LOBES OF THE BRAIN
PARIETAL LOBE
OCCIPITAL LOBE
FRONTAL LOBE
TEMPORAL LOBE
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MEDIAL TEMPORAL LOBE AND RELATED STRUCTURES
HYPOTHALAMUS
CORTEX
CORTEX
CORPUS CALLOSUM
AMYGDALA
HIPPOCAMPUS
MAMMILLARY BODY
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APPENDIX B
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Outer Ear
Pinna Catches the wave of pressure and directs it
into the external ear canal
External ear canal Amplifies waves from Pinna and directs
them toward the ear drum
Middle Ear
Eardrum Vibrates as the pressure wave strikes it
Malleus (Hammer) Conveys and amplifies sound from the
eardrum to the oval window
Incus (Anvil) Operates same as Malleus
Stapes (Stirrup) Operates same as Incus
Oval Window Sends sound waves to cochlea
Inner Ear
Cochlea Fluid-filled, snail-like organ; houses the
basilar membrane
Basilar membrane Lies within fluid in cochlea, holds organ of
Corti
Organ of Corti Site of hair cells which produce the action
potential along the auditory nerve
Temporal lobe Site of primary auditory and secondary
auditory cortices
Left temporal lobe Processes temporal resolution of sound
(speed and frequency information)
Right temporal lobe Processes spectral resolution of sound
(pitch and melodic information)
Cerebellum Responsible for motor learning, error
detection and sensory integration in
musical processing
Paralimbic regions (Entorhinal cortex, Note changes in pleasantness of music.
parahippocampus, cingulated cortex) Also implicated in the long-term memory
of music
Medial temporal lobe Responsible for the long-term retention of
unfamiliar tunes
Frontal lobes Maintains pitch information in working
memory. Monitors tones in temporal order
Left frontal lobe Associated with emotions of joy and
happiness
Right frontal lobe Associated with emotions of fear and
sadness
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ANATOMY OF AUDITORY PROCESSING
PINNA
MALLEUS (HAMMER)
COCHLEA
INCUS (ANVIL)
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NEUROANATOMY OF AUDITORY PROCESSING
CORTEX
MEDIAL GENICULATE
COCHLEAR NUCLEUS
INFERIOR COLLICULUS
MEDULLA
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