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SPECIAL ISSUE
LAW FIRMS, LEGAL CULTURE,
AND LEGAL PRACTICE
STUDIES IN LAW, POLITICS,
AND SOCIETY
Series Editor: Austin Sarat
Recent Volumes:
SPECIAL ISSUE
LAW FIRMS, LEGAL
CULTURE, AND LEGAL
PRACTICE
EDITED BY
AUSTIN SARAT
Department of Law, Jurisprudence &
Social Thought and Political Science,
Amherst College, USA
No part of this book may be reproduced, stored in a retrieval system, transmitted in any
form or by any means electronic, mechanical, photocopying, recording or otherwise
without either the prior written permission of the publisher or a licence permitting
restricted copying issued in the UK by The Copyright Licensing Agency and in the USA
by The Copyright Clearance Center. No responsibility is accepted for the accuracy of
information contained in the text, illustrations or advertisements. The opinions expressed
in these chapters are not necessarily those of the Editor or the publisher.
ISBN: 978-0-85724-357-7
ISSN: 1059-4337 (Series)
Awarded in recognition of
Emerald’s production
department’s adherence to
quality systems and processes
when preparing scholarly
journals for print
CONTENTS
EDITORIAL BOARD ix
v
vi CONTENTS
vii
EDITORIAL BOARD
ix
MEASURING LAW FIRM CULTURE
Elizabeth Chambliss
ABSTRACT
This chapter proposes a research agenda for the study of large law firm
culture and explains how the research would contribute to both legal
ethics and organizational theory. It focuses on two sets of questions that
are uniquely suited to investigation in large law firms. First: what is the
significance of organizational culture, relative to that of professional
networks and subgroups? To what extent does organizational membership
shape lawyers’ understandings about ‘‘how things are done’’? Second: how
is organizational culture sustained? What are the mechanisms of cultural
integration in volatile, multioffice firms? The chapter draws on a pilot
study of law firm culture in one 500-lawyer firm.
1. INTRODUCTION
What do we mean by law firm culture? Can law firm culture be measured in
any systematic way? And how is firm culture sustained in today’s volatile,
multioffice law firms?
Legal scholars have only recently begun taking law firms seriously as an
important arena – and agent – of professional conduct (Nelson & Trubek,
1992; Regan, 2002). Drawing on management theory (Kirkland, 2005),
sociology (Chambliss, 2006, 2009), and cognitive psychology (Levin, 2004;
2. EXISTING LITERATURE
2.1. The Inside View: Large Law Firms as Arenas for Misconduct
Within law, most systematic research on large law firm culture focuses on law
firms’ ethical culture, that is, lawyers’ ‘‘moral universe’’ (Suchman, 1998,
p. 838) or ‘‘working ethics’’ (Kirkland, 2005, p. 633 n.4). The goal of the
research is to describe and interpret ‘‘how large-firm lawyers view their work’’
(Kirkland, 2005, p. 634) and ‘‘how lawyers identify, frame, and resolve ethical
questions’’ (Regan, 2004, p. 4). Much of the research is motivated by
instances of professional misconduct and a desire to ‘‘understand the nature
4 ELIZABETH CHAMBLISS
Kirkland (2005, p. 728) herself acknowledged. Jackall (1988) found the same
tendency among corporate managers. How many academics spend the
workday thinking about the ultimate justice of educational admission
standards or professors’ obligations to the well-being of society?2
A pragmatic approach also is not unique to lawyers working in large,
bureaucratic firms. As Kirkland (2005) noted, plaintiffs’ lawyers take an
equally pragmatic approach to discovery practice, but rationalize their
conduct in terms of ‘‘a generally understood external standard’’ such as
‘‘truth’’ or ‘‘justice’’ (p. 724). Kirkland contrasted plaintiffs’ lawyers’ appeal to
‘‘a widely held value that the adversarial system purports to serve’’ with large-
firm litigators’ focus on a ‘‘game well-played’’ – a standard ‘‘defined by the
large-firm litigators themselves’’ (p. 724). But surely rhetorical appeals to truth
and justice do not make plaintiffs’ lawyers more principled than large-firm
litigators.
Perhaps most importantly, taking a pragmatic approach to the
application of the discovery rules does not mean that large-firm lawyers
view all ‘‘ethics, morals, principles, and values as mutable’’ (Kirkland, 2005,
p. 629). To the contrary, most large-firm lawyers distinguish between
conflicts of interest and discovery issues, both of which may involve a
significant tactical component, and issues such as billing fraud, which they
view in moral terms (Chambliss, 2006, p. 1565; Regan, 2004, p. 332). Within
a tactical context, a focus on civility and sending honest signals is not
unprincipled.
This is not to say that normative concerns about lawyers’ ethical
pragmatism are misplaced. Management psychologists have argued that
much corporate misconduct is rooted in self-deception (Messick & Bazer-
man, 1996) and a process of ‘‘ethical fading’’ (Tenbrunsel & Messick, 2004,
p. 224), whereby the moral implications of a decision fade with repeated
exposure. It is easy to imagine how such a process could operate among
large-firm litigators – or within any specialized ‘‘community of practice’’
(Mather, McEwen, & Maiman, 2001, p. 10).
The point, however, is that such concerns are not yet adequately
grounded in research and may be the product of academic bias. After all, the
line between ‘‘ethical fading’’ and professional training is, to some extent, in
the eye of the beholder. In the case of litigators, it depends, in part, upon
one’s views about the legitimacy of the adversary system in a civil context
(Luban, 1988, p. 149). This normative debate should not be imported into
the empirical analysis. The aim of empirical ethics research is to understand
lawyers’ working ethics. This effort is hampered when researchers approach
large-firm lawyers with suspicion.
8 ELIZABETH CHAMBLISS
A second and related problem with the legal ethics research is its exclusive
focus on cultural disintegration and decline; there is no analysis of cultural
integration or organizational learning. The basic plot is that law firm culture
used to be strong and collegial and good, with lots of mentoring and sharing
of clients and strong social ties among partners. Then firm growth and
competition came along and ruined it all. This narrative of professional
decline is characteristic of traditional legal ethics scholarship (Chambliss,
2005; Galanter, 1996).
For instance, Regan’s (2004) analysis of ‘‘the tragic fall’’ (p. 4) of Wall
Street lawyer John Gellene treated Gellene’s case as ‘‘an epitome of all that
has changed for the worse in Wall Street practice’’ (Conley & Baker, 2005, p.
791). Although Regan was careful to distance himself from ‘‘broad theories
of professional decline’’ (p. 6) and his brief discussions of law firm culture
were nuanced and carefully grounded, his account of the evolution of
Gellene’s law firm, Milbank Tweed, nevertheless was pitched primarily as the
story of a ‘‘fall’’ and the ‘‘crumbling’’ of the old order (p. 9). Regan described
the evolution of Milbank ‘‘from a bastion of the social elite to an aggressive
entrepreneurial enterprise’’ (p. 8) characterized by ‘‘perpetual instability’’
(p. 36), where ‘‘the goal y is not victory but survival’’ (p. 37). The book
jacket described large-firm practice as a ‘‘labyrinth’’ beset by ‘‘pervasive
conflicts of interest.’’ The book’s short title – ‘‘Eat What You Kill’’ – evokes
a predatory, hypercompetitive world.
Galanter and Henderson (2008) have argued explicitly that law firm
culture inevitably declines. According to them, ‘‘culture inevitably becomes
weaker as law firm partnerships become larger and more geographically
dispersed’’ (p. 33). They claim that the widespread ‘‘erosion of cohesive firm
culture’’ (p. 142) threatens the ethicality of large-firm lawyers.
In our discussions with lawyers, we have run across examples of large law firms that
continue to share risk and inspire investment and sacrifice for the collective enterprise of
the firm. Ethical lapses threaten a hallowed firm’s reputation and the trust of longtime
colleagues. But this ethos becomes harder to maintain (and virtually impossible to create
or restore) in larger, geographically dispersed firms that are perpetually competing for
clients and entry-level associates. (p. 33)
Conley (2004) has provided the most detailed account of the process of
cultural disintegration in large law firms. Based on in-class, ethnographic
interviews with practicing lawyers in North Carolina (short title: ‘‘How Bad
Is It Out There?’’), Conley concluded that ‘‘law firm cultures y appear to
exhibit some major tendencies’’ (p. 2007), including a heavy dependence on
Measuring Law Firm Culture 9
founders. According to Conley, once the founders depart, most law firms
eventually degenerate into competitive factions and ‘‘a new culture based
solely on economic power’’:
[F]ounder effect is extremely important. In stable and prosperous firms of any size where
the founders remain active, their values and the practices that derive from those values
tend to remain ascendant, regardless of whether the founders occupy positions of overt
authority. y The departure of the founders can be followed by what I think of as a
‘‘mythological’’ transitional phase, in which the founders are remembered, talked of, and
thought of as powerful influences, and the beliefs and practices they inculcated continue
to be reinforced. y At some point, however, the powerful myth can degenerate into
empty legend, or the founders can become merely names attached to nothing at all.
When that happens, the firm’s cultural direction is up for grabs, with factions of existing
lawyers and even potential merger or acquisition partners all competing for dominance.
y The most likely outcome y is a new culture based solely on economic power. The
partners who control the biggest clients y demand that they be given control y and
others acquiesce. y We have heard of no instances in which a qualitative, collaborative
system has been overthrown and then has made a comeback. (p. 2007)
based on interviews with 22 litigators from 10 firms. Thus, both studies were
based on roughly two lawyers per firm. Two data points is a shaky
foundation for firm-level conclusions. Such research designs also preclude
analysis of variation among firms.
A related issue is the tendency to generalize from a particular practice
area, such as litigation. Both Suchman (1998) and Kirkland (2005) focused
exclusively on large-firm litigators, but there are important differences
between litigation and transactional work, as well as between different types
of litigation and transactional work. As Regan (2004) has argued, most
large law firms today are ‘‘multicultural’’:
Law firms today grow more by acquiring individual lawyers, practice groups, or entire
firms than by promoting associates to partner. This means they tend to house more and
more divergent personalities and areas of practice under one roof. This can make it
difficult to establish and sustain an overall organizational culture. At the same time, legal
work continues to require more refined specialization. As a result, lawyers are likely to
draw many of their norms and much of their practice culture from colleagues working in
the same specialty, rather than from the firm as a whole. The organizational setting in
which lawyers practice thus is not monolithic, but multicultural. (p. 8)
Of course, it is difficult to say what a more systematic study of large law firm
culture would look like. The term ‘‘culture,’’ like ‘‘ethics,’’ is difficult to
define, and the broader literature on organizational culture suffers from
‘‘paradigm proliferation’’ (Martin, 2002, p. 49) – or, some would say,
benefits from it (Ouchi & Wilkins, 1985, p. 479).
Some scholars would deny the objectivity of culture altogether, viewing
culture as primarily or entirely a projection of the researcher (Czarniawska,
1998; Martin, 2002) and his or her informants (Key, 1999). For instance,
postmodern accounts view all representations of culture as partial and, to
some extent, arbitrary (Martin & Frost, 1996, p. 611). This arbitrariness
stems from the relationship between the signifier and the signified and is not
capable of resolution through better measurement (Alvesson & Berg, 1992,
p. 202). From this perspective, organizational culture research is primarily a
struggle among researchers for intellectual dominance (Martin & Frost,
1996). Some argue that organizational theory should be reconceived as a
literary genre (Czarniawska, 1999).
Assuming the researcher’s interest survives this epistemological
critique, the next question is whether cultural concepts and categories
should be defined by the researcher or by organizational members
themselves. Most ethnographic research on organizational culture traces
its roots to cultural anthropologists such as Malinowski (1961) and
Geertz (1983), who thought it essential that researchers view things from
a native or ‘‘emic’’ point of view (Martin, 2002, p. 37), without normative or
theoretical preconceptions. As Geertz (1983, p. 58) wrote, ‘‘the trick is to
figure out what the devil [the natives] think they are up to.’’ Theory-
building, however, requires an ‘‘etic’’ or outsider point of view, in which
research categories and questions are drawn from prior theory and research
(Martin, 2002, p. 36).
A related issue is whether to focus on cultural integration, by privileging
those manifestations of organizational culture about which there is
consensus; cultural differentiation, which emphasizes the existence of and
relationships between subcultures; or cultural fragmentation, which views
cultural consensus as ‘‘transient and issue-specific’’ (Martin, 2002, p. 94).
Although each of these perspectives arguably has its place in any research
context, researchers often disagree about their relative importance and
empirical fit. For instance, some argue that the management literature tends
to overemphasize cultural integration, by defining organizational culture in
terms of managers’ ideals and perspectives and treating inconsistencies as
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