ICA DIplomA In ComplIAnCe
A professional qualification awarded in association with University of Manchester Business School
An InTroDUCTIon To The ICA DIplomA In ComplIAnCe
The role of the financial services compliance professional is growing in profile. The changing regulatory environment has determined the critical part you play in helping to ensure success for your firms. The challenges compliance professionals face mean it is vital to have the right knowledge and skills, and the ICA Diploma in Compliance can help meet this need. The programme is a benchmark qualification, illustrating the highest standards in compliance practice. Attainment of the Diploma is a recognised mark of excellence. It delivers what you as a compliance professional need in order better understand your responsibilities, and fulfil them accordingly. The Diploma is a detailed, professional education programme. It is awarded in association with University of Manchester Business School and is endorsed by the British Bankers Association. These quality assurances make the Diploma distinct from other offerings. Those who complete the Diploma will be able to undertake their responsibilities more efficiently and effectively. By drawing upon international best practice as well as UK rules and regulations, the Diploma helps you to adapt to meet the challenges created by the constantly evolving external environment. Many who graduate from the Diploma find that their performance in the workplace improves and opportunities for career progression are enhanced.
I would recommend that any compliance professional should consider the ICA Diploma in Compliance. The study materials are very comprehensive and continue to be an excellent point of reference postDiploma. The workshops enable you to become part of an invaluable support network with fellow professionals and the assignments and exam really bring the subject to life. The structure of the course allowed me to study where and when I wanted but it does take time and effort to gain real benefits from the programme rather than just a qualification. The ICA provide excellent support and the course was well paced, allowing me to learn quickly but in depth. The programme is excellent value for money and provides a broad understanding of the UKs regulatory framework with the benefit of an industry recognised qualification. Kendra Smith, Compliance manager, Group Compliance - Northern Rock plc
The ICA Diploma in Compliance is an excellent qualification giving candidates a real competitive advantage and a deep insight into relevant methodologies. Grant Gooding, Compliance officer Duncan Lawrie Ltd, UK
Key FeATUreS
A graduate level programme resulting in a professional qualification 9 - 12 months duration Comprehensive, detailed course materials that can be used in the workplace Written and delivered by experienced industry practitioners Specialist and sector specific modules Extensive support and resource material Awarded in association with University of Manchester Business School Mapped into the UK National Occupational Standards for Compliance Endorsed by the British Bankers Association
Key BeneFITS
Career progression Improved knowledge, developed skills Enhanced workplace performance Professional designation Reduced reputational and financial risk for firms Verifiable evidence of learning Professional membership of the International Compliance Association
ADmISSIon reQUIremenTS
The ICA Diploma in Compliance has a practical focus and is designed for individuals who intend to carry out the role of Compliance Officer or work within the compliance function. The entry criteria are:
Who The DIplomA In ComplIAnCe IS DeSIGneD For
Compliance Officers and their Deputies Managers with responsibility for internal compliance controls Risk Managers Internal Audit Staff Regulatory Representatives Individuals who completed the ICA Certificate in Compliance Accountants Lawyers Company Secretaries
Sound educational background, e.g. degree or professional qualification in an appropriate discipline or, Attainment of the ICA Advanced Certificate in Compliance (International or UK) or, Three years relevant work experience If you would like to discuss the Diploma and how it might fit in with your current role and career aspirations, contact the ICA on 0121 362 7534 for an informal discussion with the Course Director.
FeeS
Please see ICA or approved training provider website for details. Prices for in-house delivery vary depending on the number undertaking the programme. Please contact the ICA for a quotation.
proGrAmme DelIVery
Excellent course manuals, support readings and texts Dedicated online support Attendance at four one-day workshops Two written assignments (approx 3,000 words in length) One open book examination (3 hours and 15 minutes)
hoW To Apply
Complete an enrolment form online at www.int-comp.org/enrol or contact us on [email protected] or +44 (0) 121 362 7501.
For those who have already amassed a degree of knowledge and experience, the ICA offers an exam only option (i.e. no attendance at workshops or submission of assignments). To apply for this route to qualification, please send your CV to [email protected]
proFeSSIonAl QUAlIFICATIon AWArD
Following completion of the ICA Diploma in Compliance you will be able to use the designation Dip (Comp). The ICA Diploma in Compliance is awarded in association with University of Manchester Business School.
CoUrSe ConTenT
Module 1: The Regulatory Environment Unit 1 - Understanding the Regulatory Environment Unit 2 - Regulatory Structure Module 2: Key Compliance Issues Unit 3 - The Role of the Compliance Officer Unit 4 - Risk Management Unit 5 - Designing an Internal Compliance System Unit 6 - Dealing with Regulatory Issues and Enforcement Module 3: Current Areas of Compliance Focus Unit 7 - Compliance with Prudential Regulation Unit 8 - Corporate Governance, Creating a Compliance Culture and the Benefits of Compliance Module 4: Managing the Risk of Financial Crime Unit 9 - Managing the Risk of Money Laundering and Terrorist Financing Unit 10 - Market Abuse, Insider Dealing and Fraud Prevention
InTernATIonAl ComplIAnCe ASSoCIATIon
The ICA is a professional, awarding body with a global membership. Since it was founded in 2001, thousands of individuals have completed ICAs diploma and certificate programmes all over the world. ICAs internationally recognised qualifications are a benchmark of professionalism, competence and excellence. The ICA is the government appointed Lead Provider of Financial Industry Competency Standards, accredited training and assessment programmes in the field of compliance in Singapore. The ICA helps businesses, regulatory authorities, government agencies and clients promote best practice through education, dialogue, information exchange and detailed resource material. The ICA aims to help improve the performance of individuals, firms and the industry as a whole.
memBerShIp oF The InTernATIonAl ComplIAnCe ASSoCIATIon
Upon successful completion of the ICA Diploma in Compliance, an invitation is extended to become a member of the International Compliance Association and use the designation MICA, (Member, International Compliance Association). After a further 5 years professional experience Members of the ICA are invited to apply for Fellowship status and use the designation FICA, (Fellow, International Compliance Association). For more information on ICA Membership please visit the ICA Website.
InTernATIonAl ComplIAnCe TrAInInG
International Compliance Training is the approved training partner of the International Compliance Association. ICT is dedicated to supporting financial services practitioners as they study ICA qualifications. Their unique blended learning approach, combining high quality materials, interactive workshops and dedicated support, ensures a successful learning experience for all. The emphasis is on helping individuals succeed, develop their careers and reach their full potential. ICT has regional offices in Singapore and Dubai.
DeTAIlS oF oTher ICA QUAlIFICATIonS AVAIlABle
The ICA delivers a wide range of qualifications, appropriate to the financial services sector, both in the UK and overseas. For beginners and experienced practitioners alike, the ICA Certificate and Diploma qualifications increase knowledge, improve skills and enhance understanding. Certificate programmes are designed for entry-level staff new to a particular discipline. Content focuses on awareness and on the introduction of the key issues involved. They form a solid foundation for future learning. Diploma programmes are designed for more senior practitioners, those who have already amassed a level of experience. Certificate and Diploma qualifications cover the following subjects: Anti Money Laundering Compliance Financial Crime Prevention
UnIVerSITy oF mAnCheSTer BUSIneSS SChool
MBS is the UK's leading centre for business research, offering an impressive range of programmes and services to both students and businesses. We provide world-class business and management education to undergraduates, postgraduates, highly-experienced practitioners and people wishing to pursue academic careers. We compete on a global scale for the best students and staff, and continue to generate ground-breaking research that is recognised by peers and practitioners across the globe.
The ICA STAnDArDS oF CompeTenCe
ICA qualifications are awarded in association with the University of Manchester Business School and are mapped into The National Occupational Standards of Competence. These standards, created by the UK Financial Skills Partnership, (FSP), are in Anti Money Laundering, Compliance and Countering Financial Crime. All ICA Diplomas are recognised by the FSP at the highest level. They are classified as recommended on the FSP official Examination List. Full details can be found at www.fssc.org.uk. Additionally, ICA qualifications are recognised by regulators and education authorities globally as a benchmark of competence and excellence.
BrITISh BAnKerS ASSoCIATIon
The BBA is the leading association for the UK banking and financial services sector, speaking for over 200 banking members from 60 countries on the full range of UK and international banking issues and engaging with over 50 associated professional firms. Collectively providing the full range of services, our member banks make up the worlds largest international banking centre, operating some 140 million accounts.
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