BEST-2K Method For Characterizing Dual-Permeabilit
BEST-2K Method For Characterizing Dual-Permeabilit
6 BEST-2K Method matrix regions, respectively, K2K is the bulk hydraulic conductivity,
Kf and Km are the local hydraulic conductivities of the fast-flow
BEST-2K Water Retention and matrix regions, respectively, and wf is the volume fraction
and Hydraulic Conductivity Functions of the DP soil occupied by the fast-flow region. By analogy with
Dual-permeability soils are composed of two regions: a matrix BEST method (Lassabatere et al., 2006), both regions are assigned
flow region that hosts the smaller pores and a fast-flow region that the van Genuchten (1980) model with the Burdine condition for
hosts the larger pores. These regions are described as Darcean the description of their water retention functions and the Brooks
porous media with different local water retention and hydraulic and Corey (1964) model for the description of their unsaturated
conductivity functions (Fig. 1a and 1b). The bulk water content hydraulic conductivity functions:
and hydraulic conductivity correspond to the summation of the é æ nm ù -mm
contributions of the matrix and fast-flow regions, as suggested by ê ç h ö÷÷ ú
q m (h )= (q s,m -q r,m )ê1 + çç ÷ ú +q r,m [2a]
Gerke and van Genuchten (1993) (Fig. 1c): ê çè hg,m ø÷÷ ú
ëê ûú
q 2 K (h )= wf q f (h )+ (1- wf )q m (h ) [1a]
é æ ö÷nf ù -mf
ê ç h ÷÷ ú
K 2 K (q )= wf K f (q f )+ (1- wf )K m (q m ) [1b] q f (h )= (q s,f -q r,f )ê1 + çç ÷ ú +q r,f [2b]
ê çè hg,f ø÷ ú
êë úû
Fig. 1. Framework of (a) the dual-permeability (DP) approach (adapted from Gerke and van Genuchten, 1993), (b) regions and water contents in the
DP soil, (c) 2K hydraulic functions of the DP soil, and (d) BEST-2K water infiltration experiments.
assumptions that are described and discussed below. BEST-1K is the bimodality of the water retention curve, the pore size distribu-
also described below and summarized in Table 1. tion, and the PSD is assumed, and the following function is used
to represent the bimodal PSDs:
Particle Size Distributions é æ D öN f ù - M f
ê ÷÷ úú
g,f ÷
Based on the description of soils as fragmented fractal FF2 K (D )= t f ê1 +ççç
porous media, the water retention function, pore size, and PSD ê è D ø÷ ú
ç
ë û [3]
are expected to be consistent with one another (Rieu and Sposito,
é æ D öN m ù - M m
1991). The bimodal water retention functions represent the pro- ê g,m ÷ ú
+ (1-t f )ê1 +ççç ÷÷ ú
gressive activation of the two modes of the pore size distribution. ê èç D ø÷ ú
ë û
The matrix region, which is composed of small particles with small
pores, may activate readily due to higher capillary forces. When where FF2K (D) is the cumulative distribution of particle size, D
the water pressure head increases enough, the larger pores of the is the particle diameter, tf is the fractional contribution of the
fast-flow region may fill up and raise the water content closer to particles in the fast-flow region (unknown a priori), Dg is the
saturation. These larger pores are expected to surround the larger average diameter of either particle size mode, and N and M are tex-
particles. Relationships between the water retention functions and tural parameters related by the expression M = 1 − 2/N, which is
pore size (or particle size) distributions have already been suggested analogous to the Burdine condition. Calibration to the bulk PSD
(e.g., Arya and Paris, 1981). Consequently, a strong link between provides optimized values for N, M, and Dg , which determines
2saw cos (b c ) where the subscripts m and f denote the parameters of the matrix
z= [15b] and the fast-flow regions, respectively, and the variables rd, Dq,
rw g
DK, b, and g are defined as in Eq. [13]. The sorptivity, S, of each
where s aw is the surface tension of the air–water interface, b c region was computed with Eq. [14] using the initial and final water
is the contact angle, r w is the water density, and g is the gravita- contents for each region.
tional acceleration constant, leading to a value of 14.9 mm 2 for We simulated a Beerkan experiment (zero water pressure
z for the case of pure water. The value of the hydraulic conduc- head at the surface) and a TI experiment with a water pressure
tivity, Ks,f, was computed from that of the loamy matrix, Ks,m, head fixed at −30 mm at the surface, which is twice the value
assuming a linear increase with the square of the pore radius, of the scale parameter for water pressure head for the fast-flow
as indicated by Poiseuille’s law (Sutera and Skalak, 1993) and region (hg,f = −14.9 mm) and should be enough to deactivate
suggested by several other studies (e.g., Watson and Luxmoore, the fast-flow region during the TI experiment. Besides, this
1986; Timlin et al., 1994). The residual water content, q r,f, was threshold is usually considered as a guide value for the hydraulic
set at zero and the saturated water content, q s,f, at a large value characterization of water infiltration with infiltrometers (Timlin
of 0.70. The shape parameter, nf, was set at 3.75 to induce a steep et al., 1994). The water content at the end of the Beerkan experi-
shape for the water retention functions, as commonly used for ment was equal to the bulk saturated water content, q s,2K. For the
coarse soils (Schaap et al., 2001). Note that the matrix region TI experiment, the initial and final water contents, q 0,TI and q TI,
and the bulk soil have ordinary porosities (approximately 43 and were computed from the local water retention functions using
45.7%, respectively), whereas the fast flow-region was assigned Eq. [1a], considering water pressure heads of −10 m and −30 mm,
a high porosity (70%), assuming an ensemble of macropores respectively. For the Beerkan experiment, the same initial water
surrounded by tiny walls made of few particles. In total, the content was used. The cumulative infiltrations were computed
fast-flow region occupies 10% of the bulk DP soil and its poros- for ideal conditions with a precise description of the transient
ity constitutes 15.3% of the bulk porosity (i.e., w f q s,f/q s,2K ). state and attainment of the steady state. For the TI experiment,
The studied synthetic soil was designed to exhibit a typical DP the cumulative infiltrations were computed in increments of
behavior (see below). 5 mm with a total cumulative infiltration of about 675 mm, and
Water infiltrations were analytically modeled using the ana- for the Beerkan experiment, the incremental and total cumula-
lytical model developed by Lassabatere et al. (2014), where the tive infiltrations were about 0.15 and 40 mm, respectively. The
three-dimensional, axisymmetric cumulative infiltration into total durations were 1500 and 10 min for the TI and Beerkan
DP soils was computed by the summation of the cumulative experiments, respectively.
Fig. 3. Experimental sites: (a) locations of the study areas in Italy; and (b,c) pasture, (d,e) forest, and (f,g) orchard sites.
the difference in the water content remains within the range of 5% methods, BEST-2K-A and BEST-2K-B, to error-free analytical data
for DP soils. These results show that comparison of water contents provided sets of hydraulic parameters quite similar to each other,
measured after the TI experiments with the soil porosity could leading to close water retention and hydraulic conductivity func-
help in detecting the occurrence of DP behavior, provided that tions. Given the similarity of the results, we illustrate only the
the measurement uncertainty is low enough (on the order of 1%). results for the case of BEST-2K-A coupled with the BEST Slope
Regarding the cumulative infiltration cur ves, the method of BEST-1K.
contribution of the fast-flow region to the total cumulative The estimated functions are nearly identical to the tar-
infiltration is minimal for the TI experiment, with an alignment gets (Fig. 5a and 5b); in particular, the estimated hydraulic
of the matrix contribution to the bulk cumulative infiltration parameters are on the same order of magnitude as the target
(Fig. 4d, I TI). Conversely, for the Beerkan experiment, the fast- parameters listed in Table 2 (columns Target for the target and
flow region has a large contribution to the bulk cumulative (1) for BEST-2K-A). However, the accuracy of BEST-2K can be
infiltration (Fig. 4d, IB). Thus, the fast-flow region contributes improved. The shapes and, in particular, the bimodality of the
more to cumulative infiltration in the Beerkan experiments target water retention and hydraulic conductivity functions are
than in the TI experiments. Large differences in cumulative not properly depicted because the inflection point of the target
infiltration between the TI and Beerkan experiments could functions is more conspicuous (Fig. 5a and 5b). The analysis of
indicate the occurrence of DP behavior. the hydraulic parameters shows that the saturated water contents
and hydraulic conductivities are properly estimated, with relative
Application of BEST-2K Methods to Synthetic Data errors <10 to 20%, except for the scale parameter hg,f with rela-
A full description of the application of the BEST-2K method tive errors around 110% (Table 2). In fact, the scale parameter
to the analytical data is presented in the supplemental material. for water pressure head |hg | is slightly underestimated for the
For clarity and parsimony, we focus on the discussion of the matrix and largely overestimated for the fast-flow region. As a
BEST-2K results and their accuracy. One observation is that the result, the difference in |hg | between the matrix and fast-flow
three BEST-1K methods (BEST Slope, Intercept, or Steady) lead to regions decreases. This means that when the water pressure head
similar results and estimates. The application of the two BEST-2K increases from hg,m to hg,f, the smallest pores of the fast-flow
region begin to fill with water before the largest pores of the 1. All preprocessing function errors, i.e., the errors due to the
computation of the initial water content (Erq 0), saturated water
matrix. In other words, the more the activation of the matrix
content (Erq s), and cumulative infiltrations (ErI)
and fast-flow regions overlap, as well as their contributions to
the bulk hydraulic conductivity, the less evident is the bimodality. 2. Similar to (1) but without the error Erq 0
Thus, the BEST-2K methods underestimate the contrast between 3. Similar to (1) but without the error Erq s
the matrix and fast-flow regions, i.e., the magnitude of the DP 4. Similar to (1) but without the error ErI
behavior is underestimated. 5. The version with residual errors due to the application of
BEST-1K.
Analysis of Sources of Errors
The discrepancy between the target and estimated functions To perform this assessment, we replaced the inputs provided by
results from the errors that may be induced either by the BEST-2K the preprocessing functions, (q 0,m, q s,m, IB,m and q 0,f, q s,f, IB,f ),
preprocessing functions that provide input to BEST-1K or by the by the real values before processing them with BEST-1K (Fig.
application of BEST-1K itself. Here, we assess the errors due to 2). The real values were directly computed from the synthetic
the preprocessing functions by comparing the target function and hydraulic functions (Eq. [1]) for water contents and the analyti-
related parameters to those obtained with BEST-2K based on the cal models (Eq. [16b] and [16c]) for the cumulative infiltrations.
following scenarios: The removal of Erq 0 does not significantly improve the estimates
Table 2. Impact of preprocessing functions on the accuracy of BEST-2K-A: target hydraulic parameters corresponding to the synthetic soil (Target),
BEST-2K-A estimates (1), and BEST-2K-A estimates without errors in the computation of initial water content (2), final water contents (3), cumulative
infiltration (4), and without any errors on the computation of BEST-1K inputs (5).
TI (Fig. 6d, A), which indicates a potential for DP behavior for hydraulic parameters. As an example, Fig. 7a to 7h illustrate some
the three soils (Gonzalez-Sosa et al., 2010); the large increase cor- key findings for the specific case of the Orchard 2 trial. First, the
responds to the activation of the macropore network in these soils bimodal model for the PSD is more accurate than the unimodal
(Lassabatere et al., 2014). model (Fig. 7a vs. 7b), with a more precise modeling of intermedi-
ate points and the two modes around 10 and 103 mm (Fig. 7a, A).
Illustration of the Case of Orchard 2 (Orchard Site) Second, the fit of the model to the experimental infiltration curves
For the analysis of these experimental data, we considered was also accurate (Fig. 7c–7f). For the matrix region, the transient-
only BEST-2K-A, since the volume fraction occupied by the fast- state model was adjusted based on the complete dataset (Fig. 7c
flow region is not known a priori and erroneous estimations of this and 7d, B) because the transient state was longer than the total
parameter may undermine the quality of BEST-2K-B estimates. duration of the experiments. This result points to the difficulty in
However, as discussed above, the BEST-2K-A method requires reaching steady state, which indicates potential estimation errors
a very accurate measure of the water content q TI. In addition, if in the BEST-1K methods (i.e., Slope, Intercept, and Steady) that
BEST-2K-A is able to match the target hydraulic functions with require the attainment of a steady state. In contrast, for the fast-
any value of the parameter wf, the estimates for hydraulic param- flow region, the transient state was extremely short and the steady
eters may still be erroneous for erroneous values of wf (see above). state was attained in a very short time (Fig. 7e and 7f). The tran-
BEST-2K-A was successfully applied to all the trials, and sient state is represented by two points only, including the starting
it provided accurate fits and plausible estimates for most of the point (tB = 0, IB,f = 0) (Fig. 7f, C), whereas the steady-state model
Fig. 7. (a–h) Application of BEST-2K-A to the Orchard 2 soil: PSD fitted with (a) the bimodal and (b) the unimodal models, (c,d) fit of Beerkan cumulative infiltration into the matrix IB,m and related
infiltration rate qB,m, (e,f ) fit of Beerkan cumulative infiltration into the fast-flow domain IB,f and related infiltration rate qB,f, and (g,h) estimated water retention (WR) and hydraulic conductivity (HC)
functions; (i–p) BEST-2K-A results for all cases, with details for the (k,l) forest, (m,n) pasture, and (o,p) orchard sites. The uppercase letters refer to comments in the text; the dashed lines represent the
contribution of the matrix region.
not conduct water, inducing a drastic drop in cumulative infiltra- precision. The test of the BEST-2K methods with experimental
tion. In contrast, the hydraulic functions predicted by BEST-2K data demonstrated that the cumulative infiltration obtained with
involve a matrix region that sustains enough water infiltration at the tension infiltrometer must be long enough to reach steady state
−30 mm. For the other cases, no logical trends were found. It was for the matrix. For the Beerkan experiment, the occurrence of the
found that BEST-1K fit only the Beerkan data and thus offers the fast-flow region may increase the infiltration rate and reduce the
best fits for Beerkan data, whereas BEST-2K offers the best accu- duration of the transient state at the same time, thus requiring an
racy considering both TI and Beerkan experiments. For real DP experimental setup to enable precise definition of the cumulative
soils, BEST-1K clearly provides a better consistency with regard to infiltration over a very short duration. Last, the analytical calcula-
the modeling of the two cumulative infiltrations. tions proved that any of the BEST methods (Slope, Intercept, or
Steady) should be capable of producing identical results, with the
6 Discussion and Limitations exception of a risk of failure for BEST Slope and BEST Intercept
when the transient state is not properly described.
We have validated the BEST-2K methods using analytically Despite the validation of BEST-2K with both numerical and
generated and real experimental data acquired in the field and experimental data, some limitations remain. First, half of the
highlighted the following crucial points. Under optimal condi- experimental data were not predicted to indicate DP behavior;
tions of use (error-free experimental data), both BEST-2K-A and this finding suggests that either the sampled soils were SP soils or
BEST-2K-B provide results close to the target curves. The analyti- that the BEST-2K method was unable to detect their DP behaviors.
cal sensitivity analysis proves that the robustness of estimates with Several opportunities for improvement emerged. First, we
respect to erroneous inputs varies with the selected method. BEST- need to improve our ability to detect DP behavior. In general, DP
2K-A seems more robust, in particular, with regard to the volume behaviors induce a sharp increase in the hydraulic conductivity
fraction occupied by the fast-flow region, wf. Even though the (Angulo-Jaramillo et al., 2016), with differences of various orders
estimates of the hydraulic parameters may differ from the target of magnitude between unsaturated and saturated hydraulic con-
values, the prediction of the hydraulic functions match closely ductivity (e.g., Watson and Luxmoore, 1986). However, it may be
with the target hydraulic functions. Consequently, BEST-2K-A is difficult to distinguish between SP systems with high saturated
more suitable when wf cannot be determined properly. BEST-2K-A hydraulic conductivity and very low water retention by capillar-
and BEST-2K-B are sensitive to the accuracy of the water measure- ity and soils that effectively exhibit DP behaviors. Indeed, both
ments, including the water content at the end of the TI experiment types of soils may experience a large increase in water content and
and the bulk saturated water content, which is derived from the hydraulic conductivity close to saturation, even if the increase is
bulk density. Water contents should be measured with a minimal expected to be even larger for SP soils (see comparison of BEST-2K
uncertainty. Regarding the cumulative infiltration, the experi- and BEST-1K above). For this objective, more detailed informa-
mental devices should be chosen so as to allow sufficient time to tion provided by multitension experiments could enhance our
reach steady state while describing the transient state with enough ability to distinguish between SP and DP systems, as suggested by
Table 4. Values of the hydraulic parameters† for the sampled soils at the forest, pasture, and orchard sites.
Site Domain w qr qs n h Ks |hg|
% 3 −3
———— cm cm ———— mm min−1 mm
Forest 1 matrix 61.3 0 0.509 2.198 13.1 3.59 ´ 10−2 98.5
fracture 38.7 0 0.752 2.230 11.7 2.14 ´ 10 0 12.5
Forest 2 matrix 61.3 0 0.509 2.198 13.1 3.56 ´ 10−2 76.2
fracture 38.7 0 0.752 2.230 11.7 2.89 ´ 10 0 10.1
Pasture 1 matrix 93.8 0 0.370 2.127 18.8 6.54 ´ 10−2 9.23
fracture 6.2 0 0.552 2.688 5.91 3.58 ´ 10 0 149.8
Pasture 2 matrix 93.8 0 0.370 2.127 18.8 5.86 ´ 10−2 4.92
fracture 6.2 0 0.552 2.688 5.91 3.26 ´ 10 0 260.7
Orchard 1 matrix 72.9 0 0.497 2.172 14.7 2.50 ´ 10 0 16.5
fracture 27.1 0 0.715 2.384 8.21 4.10 ´ 101 29.0
Orchard 2 matrix 62.6 0 0.496 2.172 14.6 1.27 ´ 10 0 35.0
fracture 37.4 0 0.740 2.384 8.36 1.39 ´ 101 2.68
† w, volume percentage occupied by the medium; q r, residual water content; q s, saturated water content; n, shape parameter for the water retention curve; h, exponent
of the relative hydraulic conductivity; Ks, saturated hydraulic conductivity; |hg|, scale parameter for water pressure head
Gonzalez-Sosa, E., I. Braud, J. Dehotin, L. Lassabatere, R. Angulo-Jaramillo, Watson, K.W., and R.J. Luxmoore. 1986. Estimating macroporosity in a
M. Lagouy, et al. 2010. Impact of land use on the hydraulic properties forest watershed by use of a tension infiltrometer. Soil Sci. Soc. Am. J.
of the top soil in a French catchment. Hydrol. Processes 24:2382–2399. 50:578–582. doi:10.2136/sssaj1986.03615995005000030007x
doi:10.1002/hyp.7640 Yilmaz, D., L. Lassabatere, R. Angulo-Jaramillo, D. Deneele, and M. Legret.
Haverkamp, R., P.J. Ross, K.R.J. Smettem, and J.-Y. Parlange. 1994. Three- 2010. Hydrodynamic characterization of basic oxygen furnace
dimensional analysis of infiltration from the disc infiltrometer: 2. slag through an adapted BEST method. Vadose Zone J. 9:107–116.
Physically-based infiltration equation. Water Resour. Res. 30:2931– doi:10.2136/vzj2009.0039.
2935. doi:10.1029/94WR01788