Stamp Reference#26AC802004

This non-judicial stamp paper forms part and parcel of the Demat Debit and
Pledge Instruction (DDPI) executed by RAJ DEV KUMAR on that time, date and
year mentioned in the DDPI.

Signature Not Verified

Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST
Stamp Reference#26AC802004

DEMAT DEBIT AND PLEDGE INSTRUCTION – VOLUNTARY DOCUMENT

This Demat Debit and Pledge Instruction (herein referred after to as DDPI) is made on the date and
place mentioned hereunder by individuals/entities mentioned in Schedule 1 hereunder (hereinafter
referred to as Client (s)) in favour of Aditya Birla Money Limited, company incorporated under the
provisions of the Companies Act, 1956 and having its registered office at Indian Rayon Compound,
Veraval - 362 266, Gujarat and corporate office at Sai Sagar, 2nd & 3rd Floor, Plot No. M7, Thiru-Vi-Ka
(SIDCO), Industrial Estate, Guindy, Chennai 600 032, Tamil Nadu (hereinafter referred to as ABML
which expression shall unless repugnant to the context thereof mean and include is successors and
assigns) acting through its Directors and /or such other persons as may be authorised by ABML in this
regard from time to time.

Whereas ABML is a SEBI registered Stock Broker / Stock Broker & Depository Participant and is
providing stock broking / depository services (both internet and non-internet based) to its clients /
customers through its branch / franchisee / website (currently
www.stocksandsecurities.adityabirlacapital.com) or through any other website/mobile application
etc. The details of Principal account / Clearing Member account / Early payin / Pool / Margin Pledge
accounts /CMBP ID currently maintained by ABML is provided in Schedule 2 and 3.

Whereas, the Client (s), is / are desirous of availing various broking / depository (both internet based
and not internet based) services being offered by ABML through its branch / franchisee network /
website (currently www.stocksandsecurities.adityabirlacapital.com) or through any other website /
mobile application etc. and for the purpose of facilitating the transactions / services in broking /
depository in a seamless manner, the Client (s) authorise ABML to do, execute, and perform severally
the following acts, deeds, things etc by accessing the beneficial owner account (s) of Client (s):

S. No. Purpose Signature of Client *

1. Transfer of securities held in the beneficial owner
accounts of the client towards Stock Exchange related
deliveries / settlement obligations arising out of
trades executed by clients on the Stock Exchange
through the same stock broker

2. Pledging / re-pledging of securities in favour of

trading member (TM) / clearing member (CM) for the
purpose of meeting margin requirements of the
clients in connection with the trades executed by the
clients on the Stock Exchange.

3. Mutual Fund transactions being executed on Stock

Exchange order entry platforms

4. Tendering shares in open offers through Stock

Exchange platforms

Signature Not Verified

Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST
Stamp Reference#26AC802004

The details provided in Schedule 1 may be altered/modified by Client (s) and the details provided in
Schedule 2 and 3 may be altered by ABML, by giving notice of 7 working days to the Client(s).

Client(s) do hereby agree that all acts, deeds and things committed by ABML under this DDPI POA
shall be construed as acts, deeds and things committed by him/them and the Client(s) ratify and
confirm that all such acts deeds, things and whatsoever undertaken by ABML for and on behalf of
Client(s) by virtue of these presents.

I/We have executed this DDPI at Chennai on the date, month & year mentioned hereunder

Schedule 1

RAJ DEV KUMAR

Name of Client (s)

Address of Client (s) RAJA BAJAR BIHIYA BEHEA BHOJPUR BHOJPUR

BHOJPUR BHOJPUR BHOJPUR 802152

Trading Account No.

3269765

Depository Participant Name Aditya Birla Money Limited

DP ID IN301696/12037600

Demat Account No.

04557422

Date 06-01-2024
Place Chennai

Schedule 2 Schedule 3

S.No. Designated Broker Pool S.No. Designated Broker Margin Pledge

Accounts
1 NSE - IN301696 10000022
1 12037600 01196616
2 BSE – IN301696 10016929 2 12037600 01196523
3 NSE -12037600 01197337
3 IN301696 12438302
4 BSE- 12037600 01197662
4 IN301696 12438319
5 NSE- CMBP ID- IN557962
6 BSE- CMBPID -IN601847 S.No. Clearing Corporation Margin Pledge
Accounts/ Early Payin Account
1 IN001002 10009132
2 11000011 00020926
3 IN001184 10000012
4 IN001176 10000029
5 1100001100021155

Signature Not Verified

Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST
Stamp Reference#26AC802004

AB67564627

Client Registration Form

Individual

Stocks and Securities

Aditya Birla Money Limited
Signature Not Verified
Signed by : DS ADITYA BIRLA MONEYPROTECTING Signed by: RAJ DEV KUMAR
Reason : Agreement Signing
LIMITED 1 INVESTING FINANCING ADVISING
Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST
Stamp Reference#26AC802004

To be mandatorily filled by Branches / Authorised Persons

Name of the Branch / AP D R A 9 9 9 - A B C D L T D

Branch / AP Code A B C

Introducer Details:
TWS Terminal ID
Branch Franchisee - AP DSA / CP
Others D R A 9 9 9
Employee Code DSA / CP Code
Account Type : Trading & Demat Only Trading Only Demat
Account Mode (Please Tick) Offline Online
Scheme (Please Tick) Normal Empower Trader
Margin (above Rs. 50,000) Corporate Others
Verified by - Account Opening Department :
Name : Signature :
Introducer Details - Optional

Name of the Introducer

Surname Name Middle Name
Status of the Introducer Remisier Authorized Person Existing Client Employee
Others (Please specify)
NA
Address of the Introducer
NA NA
Phone No. of the Introducer
Signature of Introducer

Annexure - 1 ACCOUNT OPENING KIT

INDEX
S.No. Name of the Document Brief Significance of the Document Page No.

MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI & EXCHANGES

A. KYC form - Document captures basic information on about the Client 1-8
1. Account Opening Form B. Document captures additional information about the Client
Document detailing tariff, brokerage, interest and other charges levied 9-11
2. Tariff sheet to Client for trading and demat services
VOLUNTARY DOCUMENTS AS PROVIDED BY THE STOCK BROKER
3. Voluntary Authorization Document authorizing Stock Broker to maintain running account, to 12
Letter send documents through E-Mail, to send SMS, as well as debit DP
charges to trading A/C
4. Suitability Assessment Document assessing the suitability of client 13-14
Questionnaire
5. Power of Attorney Document authorising the Stock Broker to transfer securities from 15-16
the demat account/beneficiary account to the margin/settlement
accounts of stock broker and to perform other services
6. Electronic Contract Note Electronic Contract Note [ECN]-Declaration by the client for opting 17
[ECN]-Declaration to receive electronic contract note
7. Consent form for receiving Consent form for receiving trade alerts through SMS and/or E-mail - 18
trade alerts through SMS Document of client consent for receiving trade alerts through SMS
and/or E-mail and/or E-mail from the Exchange
8. Mobile / Email Declaration Declaration for updating same mobile number and email address for 19
trading and demat account
9. One Time Declaration Declaration for Transfer of G Securities. 20
for G Securities
10. Categorization of Participant MCX-Self declaration on Categorization of Participants in 21
in Commodities Derivatives Commodities Derivatives Signature Not Verified
11. Categorization of Participant NCDEX- Self declaration onSigned
Categorization ofMONEY
by : DS ADITYA BIRLA
Reason : Agreement Signing
Participants
LIMITED 1 in
Signed by: RAJ DEV KUMAR
22
Reason: Account Opening with Aditya
Birla Money
Birla Money Ltd by Aditya

in Commodities Derivatives Commodities Derivatives Date : 2024-01-06 18:39:08 IST

Location : Chennai eSigned using Aadhaar (digio.in)
Date: 2024-01-06 18:41:42 IST
VERSION XX.0 / XX-20XX
Stamp Reference#26AC802004
Application No : AB67564627
Application Form
KYC form for opening a Demat account (For Individuals)
Aditya Birla Money Limited

Trading ID : 3269765
Demat A/c No : 04557422
Application Type : New Modified Photograph
KYC Mode : Normal EKYC OTP EKYC Biometric

Online KYC Offline KYC Digilocker

Identity Details
Name of the Applicant RAJ DEV KUMAR
Maiden Name

Father’s / Spouse Name DEEPAK KUMAR

Date of Birth 02 / 03 / 2003

Nationality Indian Residential Status Resident Individual
Gender Male Female Transgender
Marital Status Single Married Others
Pan Number KMIPK8380M
Proof of Identity (PoI) Aadhar Passport Driving Licence Voter ID
Proof of Identity No NA Proof of Identity Exipry Date

Address Details

Permanent Address RAJA BAJAR BIHIYA BEHEA BHOJPUR BHOJPUR BHOJPUR BHOJPUR

City BHOJPUR District BHOJPUR State BIHAR Pincode 802152

Country INDIA Mobile No 9341799120
Tel (Res) Tel (Off.) Email [email protected]
Specify the proof of address
Telephone Bill Electricity Bill Passport DL
submitted for Residence /
Correspondence Aadhar Voter ID Ration Lease Agreement

Others
Correspondence Address RAJA BAJAR BIHIYA BEHEA BHOJPUR BHOJPUR BHOJPUR BHOJPUR

City
BHOJPUR District BHOJPUR State BIHAR Pincode 802152
Country INDIA

Address Type Residential/ Residential Business Registered Unspecified

Business Office
Declaration
I/We hereby declare that the KYC details furnished by me are true and correct to the best of my/our knowledge and belief and I/we under-take to inform you of any changes therein, immediately. In case any of the
above information is found to be false or untrue or misleading or misrepresenting, I am/We are aware that I/We may be held liable for it.

I/We hereby consent to receiving information from Central KYC Registry/CVL KRA/NDML KRA/DOTEX KRA/CAMS KRA/KARVY KRA/BSE KRA through SMS/Email on the above registered number/Email address.

I am/We are also aware that for Aadhaar OVD based KYC, my KYC request shall be validated against Aadhaar details. I/We hereby consent to sharing my/our masked Aadhaar card with readable QR code or my
Aadhaar XML/Digilocker XML file, along with passcode and as applicable, with KRA and other Intermediaries with whom I have a business relationship for KYC purposes only.

Date 06-01-2024 Place BHOJPUR Signature of Applicant

For Office use Only

KYC Verification Document Verification with IPV

Name & E Code KRA Verified

Designation Signature Not Verified

Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Date 16-06-2023 Reason : Agreement Signing
Location : Chennai
Birla Money
eSigned using Aadhaar (digio.in)
Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST
Signature
Geo Location: 28.5107279,77.4766654
Stamp Reference#26AC802004

9. ATTESTATION / FOR OFFICE USE ONLY

Documents Received Certified Copies (Originals verified)True copies of
documents received (Self-Attested) Self Certified Document copies received
KYC VERIFICATION CARRIED OUT BY HO IPV Done on D D M M Y Y Y Y
Date D D - M M - Y Y Y Y
16-06-2023 UCC Code allotted to the Client
Emp. Name KRA Verified Documents verified with Original/Client
Interviewed/IPV By
Emp. Code Name of the Employee/SB/AP
Employee/SB/AP Code
Emp. Designation
Designation of the Employee/SB/AP Signature / Seal
Emp. Branch
For Aditya Birla Money Limited
Institution Code I N 0 1 1 3
(For HO Use)
[Employee Signature]
Authorised Signatory (Round Seal/Date)

C. TRADING PREFERENCES
Please sign in the relevant boxes where you wish to trade. Please strike off the segment not chosen by you.

Exchanges NSE & BSE MCX,NCOEX

Cash/
All Segments F&O Currency Commodity Derivatives
Mutual Fund

I do not wish to enable Exchange

2. Other Details

a. Educational qualification Under Graduate or less Graduate Post Graduate

b. Residing in Own House Rented house Leased property

c. Occupation Government Services Public Sector Private Sector Business

(Please tick any one)
Student Housewife Agriculturist Retired
Professional Finance Doctor Engineer
Others (Please Specify)

d. Source of Income Primary Income : Salary Business Pension

Secondary Income : Rental Dividend Salary of Dependents
Interest on Investments

e. Total Work Experience 1-3 years 3-7 years 7-10 years 10 years and above NA

f. Gross Annual Income Income Range Up to Rs. 1 Lac 1-5 Lacs 5-10 Lacs
Details (please specify) per annum 10-25 Lacs > 25 Lacs
Net-worth as on
D D M M Y Y Y Y
(date) (Net worth should not be older than 1 year)
g. Please tick
Politically exposed person Related to a politically exposed person None
(Whichever is applicable)
Signature Not Verified
Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2024-01-06 18:39:08 IST
3
Date: 2024-01-06 18:41:42 IST
Stamp Reference#26AC802004

3. Bank Details (Through which transactions would be routed. Details & proof of bank account(s) is required)

Account Type Savings Current Others (Please specify )

Bank Account No. 342201505206
PIS A/C No ( In case of NRI)
MICR Number 1 2 4 2 2 9 0 0 5 IFSC Code I C I C 0 0 0 3 4 2 2
Bank Name ICICI BANK LTD
Bank Address ICICI BANK LTD ASHIANA COMPLX ADJOINING TO LPS PLANT-II IND
STRIAL AREA HISAR ROAD ROHTAK-12400
ROHTAK
City Pincode
State HARYANA Country INDIA
Please provide additional bank account details (if any) as annexures with proofs.

6. Depository Account Details

Depository Participant Name : Aditya Birla Money Limited Depository Name : CDSL

DP ID 12037600 Beneficiary ID (BO ID) 04557422

7. Past Actions

Details of any actions/proceedings initiated/pending/taken by SEBI/Stock exchange/any other authority against the
applicant/constituent or its partners/promoters/whole time directors/authorized persons in charge of dealing in
securities during the last 3 years.

Yes No

8. Dealings through Authorised Person and Other Stock Brokers

If client is dealing through any other Member, provide the following details (in case dealing with multiple
Members, provide details of all in a separate sheet containing all the information as mentioned below) :
Member’s/Authorized Person (AP)’s Name
Exchange

Exchange’s Registration number

Concerned Member’s Name with whom the AP is registered
Registered office address

Phone Fax
E-mail
Website
Client Code
Details of disputes/dues pending from/to such Member/AP Signature Not Verified
Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST

4
Stamp Reference#26AC802004

9. In case of NRI / Foreign National

RBI Approval Ref No: ______________________ RBI Approval Date: _______________________

10. GSTIN Number (If Applicable) : ___________________

11. Standing Instruction

1. Account to be operated through Demat Debit and Pledge

Instructions (DDPI)/POA/E-DIS
Yes No

2. I/We instruct the DP to receive each and every credit in my / our (Automatic Credit)
account (If not marked, the default option would be Yes") Yes No

3. SMS Alert Facility Mobile No. +91 9341799120

Refer to Terms & Conditions Mandatory, if you are giving DDPI/Power of
given as Annexure in Rights Attorney (POA) Yes No
& Obligations Booklet.
If DDPI/ POA is not granted & you do not
wish to avail this facility, cancel this option.

4. Account Statement Requirement As per SEBI Regulation

Daily Weekly Fortnightly Monthly

5. Whether you wish to receive physical contract note/Electroic Electronic Transaction-cum-Holding

Contract Note (ECN)*/ Electronic Transaction and Holding Statement Statement (ESOTH)
(If ECN & ESOTH is opted, "Authorization for sending Electronic Contract Note (ECN)*
documents through E-Mail" shall be executed) Physical Contract Note (Charges applicable)
_____________________________________________________
[email protected]

6. I/We wish to receive dividend/interest directly in to my/our

bank account as given above through ECS (If not marked, the
default option would be ‘Yes) [ECS is mandatory for locations Yes No
notified by SEBI from time to time]

7. To register for easi, please visit CDSL website www.cdslindia.com

(Easi allows a BO to view ISIN balances, transactions and value Yes No
of the portfolio through Internet.)

8. Whether you wish to avail of the facility of Internet Trading/Wireless

Technology (please specify): Yes No

9. Investment/Trading experience: 03
Y Y

10. I /We would like to instruct the DP to accept all the pledge instructions
in my/our account without any other further instruction from Yes No
my/our end (if not marked, the default option would be 'No')

11. I/We would like to share the email ID with the RTA Yes No

12. I/We would like to receive the Annual Report of companies held by me/us. Physical Electronic
(Tick the appropriate box. If not marked the default option
would be in Physical) Both Physical and Electronic

13. I/We have issued a DDPI/POA/registered for eDIS in favour of Option 1: I/We require you to issue Delivery
/with Aditya Birla Money Limited for executing delivery Instruction Slip Booklet to me/us though we
instructions for settling stock exchange trades effected have issued DDPI.
through clearing member/ for executing delivery instruction Option 2: I/ We do not require the Delivery
through eDIS. Instruction Slip for the time being. However,
the Delivery Instructions Slip Booklet should be
issued to me/us immediately on my/our
request at any later date
Signature Not Verified
Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST

5
Stamp Reference#26AC802004

14. I/We wish to receive the following documents for Equity /

Derivatives Segment
a. Rights & Obligations
b. Rights and Obligations of the Beneficial Owner and
Depository Participant
c. Risk Disclosure Document Physical Electronic
d. Guidance Note
e. Policies & Procedures
f. Additional (Voluntary) Rights & Obligations
g. Terms and Conditions-cum-Registration/Modification
Form for receiving SMS Alerts from CDSL Definitions.
h. Rights and Obligations for Margin Trading Facility

15. I/We wish to receive the following documents for

commodities segment
a. Rights and Obligations of members, Authorised Person
and Clients
b. Uniform Risk Disclosure Document (Including Risk Disclosure
Physical Electronic
Document on Options Trading)
c. Do’s and Don’ts for the investors
d. Additional (Voluntary) Rights and Obligations
e. Policies & Procedures

16. I/We wish to avail BSDA facility Yes No

17. I/We wish to avail Margin Trading Facility (MTF)
(Refer Additional booklet for Rights & Obligations for MTF) Yes No

* Please fill Appendix A, if you wish to receive communication in electronic form on your email id for commodity segment.

12. TYPE OF ACCOUNT (Please tick whichever is applicable)

Status Sub Status

Individual Individual Resident Individual-Director
Individual Director’s Relative Individual HUF/AOP
Individual Promoter Others (Please specify)
Individual Margin Trading A/c (Mantra)

NRI NRI Repatriable NRI Non - Repatriable

NRI Repatriable Promoter NRI Non - Repatriable Promoter
NRI - Depository Receipts Others (specify)
Foreign National Foreign National Foreign National - Depository Receipts Others (specify)

Signature Not Verified

Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST

6
Stamp Reference#26AC802004

eDIS mandate

To
Aditya Birla Money Limited
Sai Sagar, 2nd & 3rd Floor, Plot No. M7, Thiru-Vi-Ka (SIDCO),
Industrial Estate, Guindy, Chennai 600 032

I /We would to execute the following eDIS mandate pertaining to the demat account (s) opened /
being opened with your depository division:

1. e-DIS mandate shall be used for transfer of specific blocked securities for meeting on –
market settlement obligation pertaining to the a single settlement number / settlement
date.
2. Securities shall be credited only to the pool account of ABML.
3. Mandate provided for multiple securities shall not lapse if a transaction is effected for
one of the securities out of the multiple securities.
4. e-DIS mandate may be revoked / cancelled by me / us. However, if any instructions are
received prior to such disablement, ABML shall not be liable for losses, if any, arising out
of execution of such instructions.
5. e-DIS mandate shall not provide the authority to transfer the mandate in favor of any
assignees of the ABML.
6. ABML shall return the securities to the Client that may have received erroneously or
those securities that ABML were not entitled to receive from me / us.
7. eDIS facility doesn’t facilitate Transfer of securities for off-market trades.
8. Availing eDIS facility doesn’t prohibit the issue of DIS booklet.
9. Availing eDIS facility doesn’t prohibit me from operating the account.
10. The above terms and conditions are in addition to and do not undermine in any manner
whatsoever the terms and conditions forming a part of the rights and obligations
executed by me / us.

Client Name : RAJ DEV KUMAR Client Signature:

Signature Not Verified

Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST

7
Stamp Reference#26AC802004

DECLARATION CUM ACKNOWLEDGMENT

1. I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and
I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be
false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it.
2. I/We confirm having read/been explained and understood the contents of the document on policy and procedures of the
stock broker and the tariff sheet.
3. I/We have been informed that the standard set of documents has been displayed for information on Stock Broker’s
designated website www.stocksandsecurities.adityabirlacapital.com and any change in the Rights and Obligations and
RDD would be made available on Stock Broker’s designated website www.stocksandsecurities.adityabirlacapital.com.
I/We have been also informed that any change in the ‘Policy and Procedures’, ‘tariff sheet’ and all the non mandatory
documents would be duly intimated to me/ us and also displayed for information on the Stock Broker’s designated
website www.stocksandsecurities.adityabirlacapital.com
I/We further confirm having read and understood the contents of the ‘Rights and Obligations’ document(s), Rights and
Obligations of the Beneficial Owner and Depository Participant, ‘Risk Disclosure Document’ (RDD), ‘Guidance Note’,
‘Policies & Procedures’, Tariff Sheet, Additional (Voluntary) Rights & Obligations and all other non-mandatory
documents. I/We do hereby agree to be bound by such provisions as outlined in these documents.
4. I/We further confirm to receive the following documents by way of a separate booklet for Equity / Derivatives Segment.
a. Rights & Obligations
b. Rights and Obligations of the Beneficial Owner and Depository Participant .
c. Risk Disclosure Document
d. Guidance Note
e. Policies and Procedures
f. Additional (Voluntary) Rights & Obligations
g. Terms and conditions-cum-Registration/Modification Form for receiving SMS Alerts from CDSL Definitions.
h. Rights and Obligations for Margin Trading Facility
5. I/We further confirm to receive the following documents by way of a separate booklet for Commodity Segment:
a. Rights and Obligations of members, Authorised Person and Clients
b. Uniform Risk Disclosure Document (Including Risk Disclosure Document on Options Trading)
c. Do’s and Don’ts for the investors
d. Additional (Voluntary) Rights and Obligations
e. Policies & Procedures
6. I / We have read the Rights and Obligations document (Annexure 2.7) and terms & conditions (Annexure 2.4) and agree
to abide by and be bound by the same and by the Bye Laws as are in force from time to time. I/We declare that the
particulars given by me/us above are true and to the best of my/our knowledge as on the date of making this application.
I/We agree and undertake to intimate the DP any change(s) in the details/Particulars mentioned by me / us in this form. I/
We further agree that any false/misleading information given by me / us or suppression of any material information will
render my account liable for termination and suitable action. In case non-resident account, I / We also declare that I have
complied and will continue to comply with FEMA regulations.
7. I/We hereby declare that the details furnished under FATCA are true and correct to the best of my/our knowledge
and belief. In case of any change in the given status on a future date, I/We undertake to inform ABML the same within
30 days. I/We agree that as may be required by domestic regulators/tax authorities, ABML may also be required to
report, reportable details to CBDT/regulatory authority and comply with its direction.
8. I / We willingly give my consent to ABML to accept copy of my Aadhaar card as Address proof and proceed with
the application.

Name Signature

Sole First Holder / Guardian (in case of Minor)

10
Geo Location: 28.5107279,77.4766654
2ⁿ Holder

3 Holder
Signature Not Verified
Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST

8
Stamp Reference#26AC802004

TARIFF DETAILS
SCHEDULE OF TRADING CHARGES

Details of Charges Standard Rate Agreed Rate

Account Opening Charge Rs.750 Nil

Brokerage-Equity-Intra Day 0.05% 0.01%

Brokerage-Equity-Delivery 0.50% 0.10%

Brokerage-Equity Derivatives-Futures 0.05% 0.01%

2.5% of premium or Rs. 20 per lot

Brokerage-Equity Derivatives-Options Rs. 100 per lot
(whichever is higher)
Brokerage-Currency Derivatives-Futures 0.05% 0.01%

2.5% of premium or Rs. 10 per lot

Brokerage-Currency Derivatives-Options Rs. 100 per lot
(whichever is higher)

Minimum Brokerage/Per Share 5 paise per share 0.01 Paise

Commodity - Delivery Brokerage 0.5%

Commodity - Buying and Selling of Derivative 0.05%

Contracts

A minimum brokerage of Rs.10 per executed order will be charged subject to a maximum of 2.5% of the traded value

*If brokerage levied as a percentage on the value of the shares/contract is less than the agreed brokerage payable per share/contract, you will be
charged minimum rate of brokerage per share instead of the percentage.

The delivery charges for Bullion/ Metals and Agricultural commodities varies as per exchange norms and guidelines
* the delivery brokerage will vary according to the commodity intended for delivery

Description DEMAT ACCOUNT TARIFF

DP Scheme Name 499 Scheme

Account Maintenance Charges Rs.588.82 (Rs.499/- + GST once every 5 years)

Transaction Fee - Market trades & off Rs. 20 per ISIN , Off-Market within ABML Rs.50/-, External Broker min Rs.50/- or 0.03% on value of
Market trades securities, maximum of Rs.1000/-
Pledge Creation / Pledge invocation / Rs.100/-
Closure / Confirmation

Demat Charges 25 per certificate + Rs 100 per request

D emat / Remat / Delivery Rs 100 + courier Charges

Instruction Slip Rejection Charges

Remat Charges 25/- per certificate + Rs 100 courier

DIS Book Issue Charges First book free, Rs. 100 for additional book

CAS Dispatch Charges Actual Depository Charges

Destat - Conversion of MF units Rs 10 + Rs.40 courier, Rs 10 + Rs.40 courier

represented by SOA into dematerialized
form
Restat- Conversion of Demat MF units
Rs 10 + Rs.40 courier, Rs 10 + Rs.40 courier
into SOA

Margin Pledge/Creation/Closure/Invocation Rs.15/-per ISIN

MTF Margin Pledge/Creation/Closure/Invocation Rs.30/-per ISIN

NDU Charges Minimum Rs. 50/-per request or 0.015% on transaction value plus Rs. 50/- whichever is higher payable by the
borrower for NDU request accepted by the lender

Signature Not Verified

Goods & Services Tax and other statutory levies (like STT &Transaction charges) Signed by : DS ADITYA
as prescribed BIRLA MONEY LIMITED
by Government 1 Signed by:authorities
and Regulatory
RAJ DEV KUMAR
from
Reason : Agreement Signing Reason: Account Opening with Adityatime to Ltd by Aditya
Birla Money
Birla Money
time, would be applicable in addition to above charges. I agree to the above Location
tariff structure
: Chennai and terms and conditions printed on Aadhaar
eSigned using the overleaf.
(digio.in)
Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST

9
Stamp Reference#26AC802004

Terms and Conditions :

1. In case of Life time free AMC, if account is closed 10. Client shall at all times maintain a minimum
before 12 months, then AMC of Rs. 500/- will be levied. balance of Rs.1000/- in his account to meet
various dues pertaining to trading/demat accounts.
2. Lifetime would mean the life time of beneficiary
holder. 11. Account opening charges would not be refunded if
the account is not opened due to non-submission of
3. In case the Demat account under BSDA facility does not required details/documents by client.
meet the eligibility as per guideline issued by SEBI or any
such authority at any point of time, the BSDA account 12. As Borrower of funds, the Client authorizes the
Company (ABML) to charge interest at the rate of
will be converted to regular Demat account without
24% on the amounts lent by the Company to the
further reference and charges will be levied as applicable
client under Funding Facility. The client hereby agrees
to regular accounts as informed by the ABML.
that the Funding Facility offered is in the nature
4. All other delivery/dispatch charges incurred by DP of an interest bearing loan towards fulfilling client's
from time to time will be recovered. obligations. Interest rate for such lending activity is
5. Document handling charge of Rs.25 shall be applicable subject to change. Changes would be communicated
by the Company to clients through e-mail /website
to delivery of all documents in physical mode. However if
display / sms / ordinary post and such communication
a customer who has opted to receive documents in
shall suffice as notice of change in interest.
electronic mode receives documents in physical mode
(due to bounce of mails or otherwise), document 13. An account opening fee of Rs. 750/- Is applicable
handling charge of Rs. 50 shall be applicable. unless the same is waived based on the scheme
chosen by the client. The fee is also applicable if
6. In case the total brokerage earned per segment per
the Client fails to comply with the terms &
exchange is not exceeding Rs. 50/- then a sum of
conditions of a specific scheme.
Rs. 50/- or such other sum as may be decided by the
Stock Broker will be charged per segment per exchange 14. Standard brokerage as mentioned above would
as minimum processing fee. automatically be applicable in case tariff is not
agreed upon for any segment/ exchange.
7. Brokerage rates and Depository tariff indicated above are
exclusive of all statutory levies/ taxes and charges levied
15. Any deviation in the brokerage/volume commitment
by Exchanges/Depositories. Statutory levy/tax and/or
(basis which a lower brokerage is charged) will
exchange/depository charges (if any) will be levied
result in revision of the lower brokerage rate to
separately .
standard rate of brokerage (rack rates) as specified in
8. Shares transferred on account of inter - settlement / the tariff sheet above or the maximum statutory
inter exchange/dues (custodial) to beneficiary account brokerage specified by SEBI/Exchanges with
retrospective effect.
would be charged at Rs. 20 per ISIN.

9. Brokerage rates/Taxes/Levies/Tariff/Service
16. Bank charges like NEFT / RTGS / Cheque return
standards are subject to change. charges shall be borne by the client only.

Stock Broker/Depository Participant shall have the

sole discretion to change applicable Brokerage rate
17. Additional services (if any) would be charged
on securities transactions /Taxes/Levies /Tariff
separately.
Changes (if any) would be communicated to clients
through e-mail /ordinary post /website upload /SMS
and such communication shall suffice as notice of
change in Brokerage rates /Interest /Taxes /Levies
/Tariff.

Signature Not Verified

Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST

10
Stamp Reference#26AC802004

VOLUNTARY AUTHORIZATION LETTER

To:
Aditya Birla Money Limited
Sai Sagar, 2nd & 3rd Floor, Plot No. M7, Thiru-Vi-Ka (SIDCO),
Industrial Estate, Guindy, Chennai 600 032.
Sub: V rization Letter
Ref: 1. Trading account no: 3269765
04557422
2. Demat account no:
1. Running Account Authorization
I request you to maintain my trading account on a running account basis & retain the available credit balance
i.e. funds towards my margin/pay-in/other future obligation(s) on all segments(s) of Exchange(s)/Clearing Corporation
unless I instruct you otherwise. I agree that no interest need be paid in respect of funds so retained by you.
I request you to retain securities with you (accruing either by way of transfers effected by me or by way of any credit that is due
to me on account of transactions undertaken by me through my trading account) for my margin/pay-in/other-future
obligation(s) at any segment(s) of any or all the Exchange(s) / Clearing corporation, unless I instruct you to transfer the same
to my demat account.
I request you to settle my funds and securities once in Calendar Month or Calendar Quarter or such other higher
period allowed by SEBI/Exchange (s) from time to time.

I also authorize you to transfer/adjust all the additional funds and securities lying to my credit in my trading account
against my settlement obligations in any of the segments in any of the Exchanges in which I have opted to trade.
I confirm that this running account authorization can be revoked by me at any point of time.
2. Authorization for Sending documents through E-Mail Trading
I hereby authorize you to send any and all documents pertaining to my trading account (including but not limited to
Electronic Contract Notes/Statement of Funds and Securities/Margin Bills etc./Notices/Letters/Trade
Confirmations/Circulars/ Amendments etc.) to the below mentioned e-mail id.

I hereby authorize you to send any and all documents pertaining to my demat account (including but not limited to
Statement of Transaction/Statement of Holding/Rejection Intimation/Bills/Amendments/Debit - Credit Intimations etc.)
to the below mentioned e-mail id.
E- Mail ID: [email protected]
I hereby declare that I have read and understood Additional Rights and Obligations pertaining to Deliv of Documents and
agree to the same.
3. Contact Number Declaration
I confirm and declare that the contact number(s) given in the KYC Form or any updation thereto (either in writing or
through internet) belong to me/my relative/my acquaintance and as such authorize you to either call or send any/all
information pertaining to my trading/demat accounts and/or any promotional material related to financial products
manufactured/ distributed by you or your group/associate companies (including but not limited to alerts/confirmations/
passwords/research recommendations/intimation of account balances/commercial communication etc.) on the said contact
numbers.
I further confirm that I will neither hold you or your service provider liable nor will institute complaint under the Telecom
Commercial Communications Customer Preference (TRAI) Regulations 2010 or such other applications legislations
including amendment thereof.
I further agree and confirm to the applicability of all Regulations/Rights and Obligations/Circulars issued by SEBI/
Exchanges/Depositories and Additional Rights and Obligations pertaining to receipt of communication on contact
numbers in addition to this declaration.

4. Authorization to debit various Charges

I confirm and consent for debiting any and all charges (including but not limited to schedule of charges agreed upon by
me/inter-settlement charges/statut charges/taxes etc.) to my trading account irrespective of the balance in my trading account.
I further confirm that once the charges are debited to my trading account and the same shall be treated like any other trading
debit and as such authorize you to recover the same from available balances in my trading account, including sale of
securities available to my credit in margin/dues/demat account (s).

12 (Sole / First Holder) (Second Holder) (Third Holder)

Signature Not Verified
Date: Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Reason : Agreement Signing Birla Money
(Please sign here, incase if you are accepting all the above clauses.)
Location : Chennai
Date : 2024-01-06 18:39:08 IST
eSigned using Aadhaar (digio.in)
Date: 2024-01-06 18:41:42 IST

11
Stamp Reference#26AC802004

Voluntary Document
Suitability Assessment cum Declaration
Please respond to the below questionnaire to review suitability for trading in Securities market (including derivatives segment)

Questionnaire Yes No

Do you understand that dealing/trading in equities & derivatives markets is subject to performance
of securities/volatility/market risk and forces affecting Securities market/Commodity Market and
1
there is no assurance that your investment objectives will be achieved. Likewise do you understand
that research recommendations are also subject to the above mentioned risks.

Do you understand that trading in derivatives segment is based on leveraging and is subject to high
2 risk due to volatility and price fluctuations? Hence, do you understand that trading in derivative
contracts requires high risk appetite.

Do you know that trading in derivatives contracts typically requires additional capital in the form of
3 Margins/or topping up of Mark to Market (M2M) losses, which in turn, would require sound financial
background and knowledge to withstand any volatility in the market?

Ø You are advised to avoid trading in securities market /commodities market if:
o You have answered 'No' to any of the questions above
o Your age is above 60 years and you are a retired person
o You have no prior experience of dealing in intraday trading/trading in derivative contracts
o You are looking for returns of fixed amount or protection of principal or growth in capital
o You are not a person of trader profile and prefers low risk low return investment strategy
o Investment you are considering in intraday trading/trading derivative contracts is more than 10% of your
total investment surplus/savings corpus

INVESTMENT DETAILS
New to Basic Good
Category Expert
Market Knowledge Knowledge
Equity
Futures
Options
Currency
Commodity

Declaration
I have reviewed the suitability assessment questionnaire given above and based on my risk assessment, financial
background and investment objective, I confirm that trading in equity/derivative contracts is appropriate or suitable for me.
Further by signing this document, I confirm that I have been apprised of the risks involved in investing in securities market
and in particular all types of derivative contracts.
I confirm that there is no assurance on profits or any fixed or guaranteed return while executing transactions in the securities
market / commodities market I confirm that the research recommendations disseminated by ABML through its
employees/associates are incidental to its stock broking services and transactions affected basis the same are in good faith
and are I authorize the same.
I also confirm that I will not hold ABML or its group companies, associates or any of its employees, directors, officers or sub
brokers/authorized persons responsible or liable for any direct or indirect, punitive, special or exemplary damages, for any
profit /loss arising or resulting due to transactions effected in my trading /demat account.
I may, in advance, instruct the dealer for placement of orders in my trading account basis market events/market view/
recommendations and I may not be available for re-confirmation on such order
Signature placement. I also understand that all orders
Not Verified
Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
placed in the derivative segment/trade confirmations with accountReason
balances are
: Agreement sent to my registered
Signing Reason:mobile number.
Account Opening
Birla Money
I also
with Aditya Birla Money Ltd by Aditya
Location : Chennai eSigned using Aadhaar (digio.in)
understand that contract notes, margin bills, statement of accounts,
Dateprofit and18:39:08
: 2024-01-06 loss IST
statements, statement of
Date: 2024-01-06 transactions
18:41:42 IST /
12
Stamp Reference#26AC802004

holding (if any) are sent to my registered e-mail id and I shall bring any discrepancy therein to your notice within 24 hours
from the date of receipt of the said details / documents, in writing, failing which it shall be legally construed that the
transactions have been effected by me and I shall not challenge the same in any forum / court of law. I further confirm the levy
of interest on the amounts lent by the Stock Broker towards securities transactions / commodities transactions and / or
margin requirements and payable by me in my trading / demat accounts as agreed by me in the tariff sheet and I undertake
not to challenge the levy of such Interest at a later point of time.
I further agree that I may acknowledge net positions / statement of accounts / statement of transactions / profits and loss
statements by affixing my signature on the said documents and that would amount to confirmation of transactions effected
in my trading account and would not be disputed in any manner at any point of time. I have been informed and I acknowledge
that ABML does not authorize any of its employees to send any details / documents pertaining to my trading / demat accounts
and I shall not depend upon or take into consideration any mail / document shared by any employee of ABML except the mails
/ documents received from the below mentioned email ids:

Documents E Mail ID
Contract Note [email protected]
[email protected]

Demat transaction statement and holdings [email protected]

[email protected]

Statement of accounts [email protected]

[email protected]

I understand that surveillance department of ABML on a random basis will seek confirmation as to whether am trading
through my trading account and affirmative confirmations to that effect would be deemed by ABML as confirmation of all
transactions effected in my account and I undertake not to challenge the same in any manner at a later point of time as the
transactions are owned by me upon such confirmation.
I confirm having read and understood all the contents of the suitability assessment cum declaration as given hereinabove
and I agree to the same.

13 (Signature of the client)

Signature Not Verified

Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST

13
Stamp Reference#26AC802004

DECLARATION FOR UPDATING MOBILE NUMBER AND EMAIL ADDRESS FOR TRADING AND DEMAT ACCOUNT
(Only under exceptional circumstances)

To,
Aditya Birla Money Limited
Sai Sagar, 2nd & 3rd Floor, Plot No. M7,
Thiru-Vi-Ka (SIDCO), Industrial Estate,
Guindy, Chennai 600 032.

I hereby confirm that the mobile number / email id provided by me as per KYC belongs to

Mobile 9341799120 Self / Spouse / Dependent Children / Dependent Parents

Email [email protected] Self / Spouse / Dependent Children / Dependent Parents

I hereby confirm that the mobile number/email id provided by me has also been updated to my other family member
accounts as given below. I request you to kindly update the same mobile number and/or E-mail ID to my trading and/or
demat account also.

Client Code Demat ID of Family* Mobile Number Email ID Relationship

of the Family the Family Members Name with the
Member Member Client

“Family” for the purpose would mean self, spouse, dependent children and development parents

I hereby declare that the changes are true and correct to the best my knowledge and belief. I further undertake to keep
you informed about the changes in the mobile number/email id non-receipt of such updation may be construed that the
above iven mobile number/email id is valid and subsisting.

in case any of the above information is found to be false or untrue or misleading of misrepresenting, I am aware that
I may be held liable for it.

Client Name : Client Signature:

Signature Not Verified

Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST

16
Stamp Reference#26AC802004

Aditya Birla Money Limited

Registered Office Corporate Office

Indian Rayon Compound, Veraval, Gujarat - 362 266. Sai Sagar, 2nd & 3rd Floor, Plot No. M7, Thiru-Vi-Ka
(SIDCO), Industrial Estate,Guindy, Chennai 600 032.

National Stock Exchange of India Limited

Bombay Stock Exchange Limited

SEBI Reg No. INZ000172636
Multi Commodity Exchange of India Limited

National Commodity and Derivatives Exchange Limited

SEBI Reg. No. IN-DP-17-2015

National Secur

CLEARING MEMBER
(Equity , Equity Derivatives & Currency Derivative Segment of NSE & BSE and Commodity
Segment of MCX & NCDEX)

Aditya Birla Money Ltd.

Sai Sagar, 2nd & 3rd Floor, Plot No. M7, Thiru-Vi-Ka (SIDCO), Industrial
Estate, Guindy, Chennai 600 032.

Director Compliance Officer

Mr. TUSHAR SHAH Mr.Murali Krishnan L R

Telephone No.: +91 - 44 - 49490001 Telephone No.: +91 - 44-49490014
E-mail ID: [email protected] E-mail ID: [email protected]

Please contact us at the above address or mail us at [email protected] for trading related
queries / [email protected] f related queries or call our customer care
department @ Telephone No.(s): +91 - 1800 270 7000. If not satisfied with our response, you may contact the concerned
exchange(s) / Depositories(s) at:

Contact details in case of Grievance / Dispute:

Name Telephone Number E-mail ID

National Stock Exchange of India Limited +91-22-2659 8190 [email protected]

Bombay Stock Exchange Limited +91-22-2272 1233 / 4 [email protected]

+91-22-2272 3333 [email protected]

National Secur +91-22-2499 4200 [email protected]

Multi Commodity Exchange of India Limited +91-22-6731 8888 [email protected]

National Commodity and Derivatives

+91-22-6640 6609 [email protected]

Signature Not Verified

Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST
Stamp Reference#26AC802004

Signature Not Verified

Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST
Stamp Reference#26AC802004
KRA BASED KYC DATA FORM
This is the document generated by Aditya Birla Money Ltd. with resident's consent
and on the basis of KRA BASED KYC DATA FORM KYC data shared by the resident
with Aditya Birla Money Ltd. for the purpose of opening Investment Account. This
document will be used as ID and/or Address proof for record purposes.

Name RAJ DEV KUMAR

Date of Birth 02/03/2003

Gender
male
Address
RAJA BAJAR BIHIYA BEHEA BHOJPUR BHOJPUR BHOJPUR BHOJPUR
BHOJPUR 802152

Proof of Address (POA) AADHAAR

Proof of Identity (POI) PAN

Generated on 22-06-2023

Signature Not Verified

Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST
Stamp Reference#26AC802004

Signature Not Verified

Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST
Stamp Reference#26AC802004

Signature Not Verified

Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST
Stamp Reference#26AC802004

Aditya Birla Money Limited

Corporate Office: Sai Sagar, 2nd & 3rd Floor, Plot No. M7, Thiru-Vi-Ka (SIDCO), Industrial Estate, Guindy, Chennai 600 032.
Registered office: Indian Rayon Compound, Veraval, Gujarat - 362 266 | E-mail: [email protected]
CIN L65993GJ1995PLC064810 | Tel: +91-44-49490000 Website: stocksandsecurities.adityabirlacapital.com | Fax: +91-44-28290835.Signature Not Verified
Contact No : 1800-270-7000 Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST
Stamp Reference#26AC802004

Declaration Form for opting out of nomination

To, Date D D M 06012024

M Y Y Y
Aditya Birla Money Limited
Sai Sagar, Plot No: M7
2nd and 3rd Floor, Thiru-Vi-Ka Industrial Estate
Guindy, Chennai – 600 032

UCC 3269765
DP ID 12037600
CLIENT ID 04557422
Sole/First Holder Name RAJ DEV KUMAR
Second Holder Name
Third Holder Name
I / We hereby confirm that I / We do not wish to appoint any nominee(s) in my / our trading / demat
account and understand the issues involved in non-appointment of nominee(s) and further are aware
that in case of death of all the account holder(s), my / our legal heirs would need to submit all the
requisite documents / information for claiming of assets held in my / our trading / demat account, which
may also include documents issued by Court or other such competent authority, based on the value of
assets held in the trading / demat account.
Name and Signature of Holder(s)*

1 2 3

This nomination shall supersede any prior nomination made by the account holder(s),if any

Signature Not Verified

Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST
Stamp Reference#26AC802004

RIGHTS & OBLIGATIONS OF STOCK BROKERS & CLIENTS FOR MARGIN TRADING FACILITY (MTF)

1. Aditya Birla Money Limited (ABML) is eligible to provide Margin Trading Facility (MTF) in accordance with SEBI & Exchange
Guidelines as specified from time to time.
2. ABML is desirous of extending MTF to its clients and has obtained prior permission of NSE / BSE for providing MTF to Clients.
The Exchanges have the right to withdraw the permission at any time for sufficient reasons.
3. Client shall agree to avail of MTF in accordance with the terms and conditions, rights and obligations of MTF offered by ABML.
4. ABML is permitted to extend MTF to Clients on such terms and conditions as specified by the Stock Exchanges / SEBI / ABML
from time to time. ABML and Clients shall abide by the requirements of the margin trading framework, including rights and
obligations, as prescribed by Stock Exchanges / SEBI/ ABML. Terms and conditions / rights and obligations pertaining to MTF
shall be identified separately, in a distinct section if given as a part of account opening agreement.
5. Terms and conditions, including maximum allowable exposure, specific stock exposures etc., as well as the rights and
obligations pertaining to MTF shall be displayed on the Website of ABML and Clients shall access the website to verify /
download documents / details pertaining to MTF.
6. ABML may, at its sole and absolute discretion, increase the limit of initial / additional margins, from time to time. Client shall
abide by such revision, and where there is an upward revision of such margin amount, Clients agree to make up the shortfall
within such time as ABML may permit. It may however, be noted that the initial and / or additional margins shall never be lower
than the margins prescribed by Stock Exchange/ SEBI.
7. ABML shall provide MTF only in respect of such shares, as may be permitted by Stock Exchange / SEBI. ABML shall have the
sole discretion to allow MTF on the shares even though they are part of Exchange / SEBI specified list. List of eligible shares as
permitted by ABML under MTF (ABML Approved MTF Securities List) shall be displayed on the website of ABML. If any share is
delisted from ABML Approved MTF Securities List, Clients shall make payment of full purchase consideration against such
shares on receiving margin call within the prescribed time, failing which ABML shall be at liberty sell such shares without further
notice to Clients. Such de-listing of securities may also result in margin shortfall for other securities covered under MTF and
Clients shall ensure that margins are topped up / payments made to avoid liquidation of securities.
8. ABML may at its option allow client to buy further shares under MTF on the basis of increase in the value of collateral shares,
subject to applicable haircut. Further purchase shall not be permitted on the basis of increase in the market value of funded
shares.
9. Maximum Gross exposure / Single Stock Exposure Limits as prescribed by SEBI / Exchanges shall be applicable to all Clients.
Exposure to any single Client at any point of time shall not exceed 10% of ABML’s maximum allowable exposure. In addition
ABML shall have the right to restrict the maximum gross exposure as well as individual stock-wise exposure of Clients under the
MTF at any point in time according to its internal policies and market views without assigning any reasons to Clients. Furnishing
applicable margin shall not by itself entitle the client to seek exposure beyond the limit restricted by SEBI / Exchanges / ABML.
10. ABML shall not use the funds of one Client to provide MTF to another Client, even if the same is authorized by the first Client.
11. IPF shall not be available for transactions done on the Stock Exchange, through MTF, in case of any losses suffered in
connection with the MTF availed by the client.
12. Clients shall receive all communications either through SMS / Whatsapp Messages / Internet / E-Mail
/ Messages displayed on Terminal / Voice Calls / Display on Website etc. regarding confirmation of orders or trades, margin
calls, decision to liquidate positions / security etc. under MTF. It is the sole responsibility of Clients to monitor communications
sent to them on an immediate basis and act upon the same. Clients shall not hold ABML responsible for any loss arising out of
their own inaction post receipt of communication from ABML.
13. Clients shall be free to take the delivery of the securities at any time by repaying the amounts that was paid by the ABML to the
Exchange towards securities after paying all dues.
14. Clients shall have the right transfer securities to MTF Collateral Account through the Power of Attorney executed in favour of
Aditya Birla Money Limited. Clients have a right to change the securities collateral offered for MTF at any time so long as the
securities so offered are approved for MTF by ABML and the value is equal or higher than the value of securities that are sought
to be replaced.
15. Clients empower ABML to consider all purchase transactions of securities listed under ABML Approved MTF Securities List as
identified transactions and consent to shift the same from Normal to MTF account and vice versa at the timelines specified by
ABML from time to time. In addition Clients may inform ABML of their intent to shift the identified transaction under MTF before
the T day Contract Note is generated.
16. ABML shall allow MTF to Clients only for a period of 90 days. Clients shall ensure that MTF positions are closed within 90 days
from the date of creating the same in MTF account. ABML shall be entitled to liquidate collateral and / or funded securities in
case Clients do not close their positions within 90 days from the date of creation of each position in MTF account.
17. Clients shall place the margin amounts / approved securities (with appropriate haircut) as ABML may specify to Clients from
time to time which might be higher than the margins prescribed by SEBI / Exchanges under MTF. Clients shall ensure that they
maintain a Risk Cover of atleast 15% failing which ABML shall initially liquidate funded securities and then liquidate collateral
securities. Risk Cover percentage is arrived at basis the following formula:

Risk Cover = (Margin Value + Funded Stock Value) – MTF Account Debit Value x 100 (Margin + Funded Stock
Value)

18. On receipt of ‘margin call’, the Clients shall make good such deficiency in the amount of margin placed with the ABML by 12
noon of T+1 day failing which ABML shall be entitled to liquidate funded and / or margin securities as applicable. However
ABML shall be entitled to reduce / liquidate positions due to market volatility or reduction in Risk Cover below 15% even before
the Clients top up Margins. If the debit is not cleared due to closure of Funded Stocks, ABML shall have the right to adjust
available margin amounts / liquidate available Margin Stock to clear debit balances. In case of extreme volatility in the market,
ABML may demand payment of margin forthwith and prescribed time for making margin payment shall be construed
accordingly. Decision of ABML in relation to market volatility shall be final and binding without ABML having to provide any
reason for the decision to Clients.
19. If required margin is not provided within the prescribed time, Clients shall be treated as “Client in Margin Default”. ABML shall
not be obliged to notify Client in Margin Default of the liquidation of shares, ahead of liquidation. ABML shall not be obliged
to liquidate shares proportionate to the shortage in margin. Any loss arising from liquidation of the shares shall to be account
of Clients. Clients shall forthwith pay ABML any unpaid dues outstanding in the account after liquidation of the shares.
20. Clients in Margin Default shall continue to be in margin default, until the required margin is furnished in full to eliminate the
shortage. Partial payment of margin or a change in the required margin shall not extend the time stipulated for making margin
payment and the same shall be construed to run from the time of making margin call to the Clients.
21. Post liquidation of funded securities and / or collateral securities, fresh positions shall be allowed to Clients, basis prevailing risk
policy of ABML / SEBI & Exchange Regulations. Signature Not Verified
22. By agreeing to avail MTF with the ABML, Clients are deemed Signedtoby :have authorized
DS ADITYA the LIMITED
BIRLA MONEY
Reason : Agreement Signing
ABML 1to Signed
retain
Reason: and/or
Openingpledge
by: RAJ DEV KUMAR
Account theMoney Ltd by Aditya
with Aditya Birla
securities provided as collateral or purchased under the MTF till the amount
Location : Chennai due in respect of the said transaction
using Aadhaarincluding
Birla Money
eSigned (digio.in) the
dues to the ABML is paid in full by the client. Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST
Stamp Reference#26AC802004

23. Clients shall pay interest at the same rate agreed upon for their Normal account, on outstanding obligations under MTF.
24. Clients shall lodge protest or disagreement with any transaction done under the MTF immediately upon receipt of
communication from ABML and in any case not later than 24 hours from the time of receipt of communication with respect to
transactions under MTF.
25. ABML may set up its own risk management policy that will be applicable to the transactions done under the MTF. ABML may
make amendments there to at any time but give effect to such policy after the amendments are duly communicated to the
clients registered under the MTF through any of the modes of communications prescribed hereinabove.
26. ABML shall maintain separate ledgers for funds and funded securities of Clients availing MTF. ABML shall have the right to
adjust credits available in Normal account against the debit in MTF account and vice versa. ABML shall also have the right to
transfer funded securities / debit obligations from Normal account to MTF account and vice versa. ABML may maintain separate
collateral accounts or a single collateral account for margin purposes of both Normal / MTF accounts. In case of separate
Collateral Accounts, ABML shall have the right to transfer approved securities from collateral of Normal to MTF account and
vice versa. ABML shall maintain a separate beneficiary accounts for holding funded securities under MTF.
27. ABML shall prescribe and communicate its margin policies on haircuts / VAR margins subject to minimum requirements
specified by SEBI and exchanges from time to time through any of the modes of communication as prescribed herein above.
28. ABML shall monitor and review on a continuous basis Clients positions with regard to MTF. Clients shall review their MTF
positions on a continuous basis and shall be solely responsible for the losses sustained thereon. Clients shall immediately and
not later than 12 noon on T+day top up margins as soon as alerts are received in any of the modes prescribed by ABML.
29. If the transaction is entered under MTF account, there will not be any further confirmation that it is MTF transaction other than
contract note.
30. Time period for liquidation of position/security shall be in accordance declared policy of the ABML as applicable to all MTF
Clients consistently. If securities are liquidated, the contract note issued for such margin call related transactions shall
carry an asterisk or identifier that the transaction has arisen out of margin call.
31. The daily margin statements sent by ABML to Clients shall identify the margin/collateral for MTF separately.
32. MTF Accounts where there are no transactions for 90 days shall be settled immediately.
33. The stocks deposited as collateral with the ABML for availing MTF (Collaterals) and the stocks purchased under the MTF
(Funded stocks) shall be identifiable separately and there shall not be any comingling for the purpose of computing funding
amount.
34. ABML shall close/terminate the account of Clients forthwith upon receipt of such request in writing, subject to the condition that
the respective Client has paid all dues under MTF.
35. In case of debarment of Client(s) by orders of Regulatory / Statutory / Exchange Authorities / Courts
/ Forums from trading in the securities market, ABML shall have the right to liquidate collateral and funded shares of the client to
recover its dues to the full extent forthwith.
36. In case of death of a Client, ABML shall be entitled to liquidate the collateral and funded shares under MTF and recover the
unpaid outstanding due.
37. MTF arrangement between the ABML and Clients shall be terminated; if the Stock Exchange, for any reason, withdraws the
MTF provided to the ABML or the ABML surrenders the facility or the ABML ceases to be a member of the stock exchange.
38. The MTF may be withdrawn by the ABML, in the event of Clients committing any breach of any terms or conditions therein or at
any time after due intimation to Clients allowing such time to liquidate the MTF position as per the agreed liquidation terms
without assigning any reason. Similarly, Clients may opt to terminate the MTF in the event of ABML committing any breach of
any terms or conditions therein or for any other reason.
39. Clients may close / terminate the MTF Account at any time, in writing, after paying the dues.
40. ABML reserves the right to withdraw MTF with respect to any Client without assigning any reason after giving a reasonable
notice to the Client in which case dues if any outstanding in the account of the Client shall become payable immediately. Failure
to make payment of the outstanding dues shall result in liquidation of collateral and/or funded shares held in Client’s account.
41. In the event of termination of this arrangement, Clients shall forthwith settle the dues of the ABML. The ABML shall be entitled to
immediately adjust the Margin Amount against the dues of Clients, and the Clients hereby authorizes the ABML to make such
adjustment.
42. After such adjustment, if any further amount is due from the client to the ABML under any of the accounts maintained by Clients
with ABML, Clients shall settle the same forthwith. Upon full settlement of all the dues, ABML shall release the balance amount
to the Clients.
43. If Clients opt to terminate the MTF, ABML shall forthwith return to Clients all the collaterals provided and funded securities
retained on payment of all the dues by Clients under all accounts maintained by Clients with ABML.
44. Any dispute / claim or complaint arising between Clients and ABML in connection with MTF shall be resolved through the
investor grievance redressal mechanism and/or arbitration mechanism of the stock exchanges as in the case of transactions
effected through Normal Account.
45. The Rights and Obligations prescribed hereinabove shall be read in conjunction with the rights and obligations as prescribed
under SEBI Circulars, any modifications thereto from time to time and the Policies and Procedures, Terms and Conditions
prescribed by ABML from time to time. Any change / modification in these Rights and Obligations shall be disseminated to
Clients through any of the modes of communications prescribed and agreed above. In case of any inconsistencies between the
Rights and Obligations herein and the provisions in the aforesaid SEBI and/or Stock Exchange Circulars, the later shall prevail
to the extent of such inconsistencies.

I have read, understood, confirm and agree to the above Rights and Obligations / terms and conditions pertaining to MTF and I
hereby consent to avail MTF offered by ABML.

RAJ DEV KUMAR

Client Name __________________________________________

Client Signature __________________________________________

06-01-2024
Date ________________

Signature Not Verified

Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: RAJ DEV KUMAR
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2024-01-06 18:39:08 IST Date: 2024-01-06 18:41:42 IST