Kellner Must A Jew Believe Anything ?
Kellner Must A Jew Believe Anything ?
Kellner Must A Jew Believe Anything ?
Anything?
◆
MENACHEM KELLNER
Second Edition
2 Rabbinic Thought 26
Testing for 'Required Beliefs' 26
An Objection: Mishnah Sanhedrin x. l 33
A Defence of Dogma 38
Heretics and Sectarians 40
A 'Theology' ofAction 43
6 Heresy-hunting 87
Orthodoxy and Heresy 87
Theology and Halakhah: A Category Mistake 90
Three Contemporary Orthodox Statements 92
Freedom of Enquiry 93
The Illegitimacy of the Non-Orthodox 95
Inclusivism 97
The Three Statements: A Critique 99
Why has Maimonides' Position become Dominant? I04
The Maimonidean Bind I08
J\fterword 127
Glosstiry 179
Bibliography 185
Index 197
I HA VE written this book because I have something to say to my fellow
Jews about the nature of our religion and how we may best relate to one
another. Additionally, the book presents further evidence for a claim that
I have been defending in my scholarly writings over the past twenty
years, namely that Maimonides' theological formulations and halakhic
decisions are conditioned by his philosophical positions. In this study,
furthermore, I draw together ideas and insights scattered among some
two dozen books and articles of mine, forming them into a consistent
and, I hope, useful whole.
There is a sense in which this is two books. In the first six chapters I
present, analyse, and defend a particular understanding of what re-
ligious faith means in classical Judaism. These chapters will, I hope, be of
interest to anyone, Jew or non-Jew, seeking insights into what might
bombastically be called the 'nature of Judaism'. The seventh and last
chapter is addressed to Orthodox Jews in particular. In that chapter I
build upon the conclusions of the first six chapters in order to argue for a
new way of looking at and relating to non-Orthodox Jews and in-
stitutions. The first six chapters are thus primarily analytical, the last
primarily polemical and apologetic (in the sense of defending a particular
religious stance).
I wrote this book because of my concern that there is a crisis looming
over Jews and Judaism. The crucial question we face, I think, is not
whether we will have Jewish grandchildren, but how many different
sorts of mutually exclusive and mutually intolerant Judaisms our grand-
children will face. Orthodoxy insists that God revealed the (one, uniquely
true, immutable) Torah to Moses at Sinai. This bedrock commitment
seems to rule out a pluralist approach (accepting that different valid
and legitimate approaches to the Torah may coexist in mutual respect).
Orthodoxy in today's world is less and less amenable to respectful dia-
logue with a non-Orthodoxy-a range of non-Orthodoxies-which it
sees as growing ever more radical, ever more willing to jettison traditional
values, beliefs, and practices. It sees itself not as pushing away the non-
Orthodox, but as reacting and responding to their excesses. More and
more, Orthodoxy seems willing to 'cut its losses', give up on the rest of
the Jewish people, and concentrate on a 'saving remnant' as the only hope
2 Introduction
for a Jewish future. This book is an expression of my unwillingness to
accept this approach.
Conservative, Reform, and Reconstructionist Jews, on the other hand,
feel that every one of their overtures to Orthodoxy has been rebuffed,
that ' there is no one to talk to there'. They see Orthodoxy as growing
ever more fundamentalist, ever more intransigent, and ever more tri-
umphalist. They see themselves not as pushing away the Orthodox, but
as reacting and responding to their excesses.
As an 'Orthodox' Jew, I am more concerned with what Orthodoxy can
and should do to lessen these tensions than with pointing the finger of
blame at non-Orthodox streams. I put the term 'Orthodox' in quotation
marks here because, while I am a believing, Torah-observant Jew and as
such would ordinarily be called Orthodox, I prefer not to use the term in
this sense. 'Orthodoxy' in the strict sense, not as a way oflife but as a way
of structuring our thinking about other Jews, makes sense only in the
context of the Maimonidean Judaism which is precisely what I am argu-
ing against in this book. My argument in what follows is that Orthodoxy
has backed itself into a corner by making a virtue out of what was orig-
inally a term of opprobrium, namely 'orthodoxy' in the strict sense of
the term. If Judaism is defined in terms of dogmatic orthodoxy, non-
Orthodox Jews automatically become heretics, and the halakhic tra-
dition (at least from the time of Maimonides) is very clear on how to treat
heretics: working with them, and not against them, to create a Jewish
future for all of us simply is not an option.
It is the burden of this book to argue that traditionalist Judaism in the
modern world did not have to adopt this approach, and that it still can,
and certainly ought to, frame the argument in other terms altogether.
These other terms are not pluralist-I do not think that the belief that
the Torah was given by God to Moses on Sinai which underlies the
Jewish tradition can coexist with the sort of pluralism demanded by non-
Orthodoxy today-but they do allow for mutual respect and tolerance
and, even more important, allow all Jews to work together towards a less
polarized Jewish future.
This book is also my response to two different sorts of challenge. One
of its germs was the suggestion of Rabbi A. Mark Levin that I adapt my
book Dogma in Medieval Jewish Thought to a more general audience (he
also urged me to write a book on the most important theological jokes in
Judaism, but that is a different story). A second impetus was a review of
another book of mine, Maimonides on Judaism and the Jewish People, in
which I had sought to prove that Maimonides rejected the idea that Jews
Introduction 3
4
For proofof this, see Menachem Kellner,' Maimonides on the Science of the Mishneh
Torah: Provisional or Permanent?', A]S RePiew, 18(r993),169-94.
5
Menachem Kellner, Maimonides on the (Decline ofthe Generations> and the Na tu re of
Rabbinic Authority (Albany: SUNY Press, 1996).
6
These criticisms are found in Shem Tov ibn Shem Tov, Book of Beliefs (Heb.)
(Ferrara, r556; photo-edition, Jerusalem, r969 ); a good example of what I have in mind
may be found on fo. 4-Sb, where Maimonides' discussion of angels as 'separate intellects'
in the second chapter of the 'Laws of the Foundations of the Torah' is dismissed as
'contradicting the entire Torah' .
Introduction 7
BELIEF in God was not an issue for the first generations ofhumanity as
described in the Bible: God spoke to them, rewarded them, admonished
them, all directly and without intermediaries. 1 By the time of Abraham,
however, this immediate acquaintance with God had been destroyed.
Abraham's family were idolaters and Abraham himself is depicted in
the midrashic tradition as the first person for whom belief in God is a
challenge, a question, a problem.
The Torah, however, ignores the issue altogether. God speaks to
Abraham suddenly, almost literally 'out of the blue':
Now the Lord said unto Abram: 'Get thee out of thy country, and from thy
kindred, and from thy father's house, unto the land that I will show thee. And I
will make of thee a great nation, and I will bless thee, and make thy name great;
and be thou a blessing. And I will bless them that bless thee, and him that curs-
eth thee will I curse, and in thee shall all the families of the earth be blessed.'
(Gen. 12: 1-3)
What is Abraham's response to this? 'So Abram went,' the Torah con-
tinues, 'as the Lord had spoken unto him.'
This passage, perhaps more than most in the Torah, begs to be filled
out midrashically. Had Abraham known God previously? What reason
had he for accepting God's command? Did he ask any questions?
Leaving one's tribe and striking out on one's own in the ancient Near
East, not even knowing in advance where one was going, was, for a
herder such as Abraham, an act little short of madness. Did he try to
negotiate with God, buy time, fish for information about where he was
going? As far as we can tell from the text, the answer to all these ques-
tions is simply no. The Lord had spoken to him and that was enough:
'So Abram went.'
1
The title of this chapter is taken from that of Martin Buber's book Two Types ofPaith
(New York: Harper & Row, 1961). See further Louis Jacobs, Faith (New York: Basic
Books, 1968).
12 Two Types ofFaith
2
For a philosophical explanation of the difference between 'beliefin' and 'belief that',
see Kenneth Seeskin, 'Judaism and the Linguistic Interpretation of Jewish Faith', in
Norbert Samuelson (ed.), Studies in Jewish Philosophy: Collected Essays ofthe Academy for
Jewish Philosophy, 1980-1985 (Lanham, Md.: University Press of America, 1987), 215-34.
Some philosophers are unconvinced that the distinction between 'belief in' and 'belief
that' is a real one, maintaining that all 'belief in' statements can be reduced to a series of
'belief that' statements. (On this issue, see H. H. Price, 'Belief"ln" and Belief"That" ',
Religious Studies, 1 ( 1965 ), 5-28.) The matter is in fact irrelevant for my argument here. I
argue in this section that the core meaning of emunah in biblical and rabbinic Judaism is a
species of 'belief in' as opposed to 'belief that'. A much weaker claim would actually
suffice for my needs, namely that biblical and rabbinic Judaism strongly emphasize belief
expressed in behaviour over belief expressed in words, actions over declarations, non-
verbal acts over verbal acts. On this view, emunah means or can be reduced to statements
of 'belief that'; it was sufficient that a person hold correct beliefs implicitly, without
necessarily expressing them in any clear-cut dogmatic fashion. While this sort of move
would probably satisfy the criticisms of those philosophers who are convinced that all
statements of the 'belief in' variety can be translated into statements of the 'belief that'
variety, I am not willing to make it. I am convinced that the distinction is a valid one and
that it teaches us important lessons about the nature of biblical and rabbinic Judaism.
Kenneth Seeskin's discussion in 'Judaism and the Linguistic Interpretation of Jewish
Faith' is extremely helpful in this respect. On the distinction between moral and
intellectual virtues in Jewish thought, see Menachem Kellner, 'The Virtue of Faith', in
Lenn Goodman (ed.), Neoplatonism and Jewish Thought (Albany: SUNY Press, 1992 ),
195-205 .
Two Types ofFaith
the Torah
The term emunah, which is rendered in English as 'faith' or 'belief',
occurs for the first time in the Torah in connection with Abraham. After
obeying God's command to leave his family and home, Abraham is led to
the land which God promises to give to his descendants. Famine forces
him to sojourn in Egypt, where his wife Sarah's beauty almost precipi-
tates a tragedy. Back in the land promised by God, Abraham and his
nephew Lot find that they cannot live together in peace, and each goes
his own way. Lot is captured by enemies and then freed by Abraham.
'After these things,' the Torah tells us, 'the word of the Lord came
unto Abram in a vision, saying: "Fear not, Abram, I am thy shield, thy
reward shall be exceeding great."' Now, for the first time, Abraham
questions God: 'O Lord God, what wilt Thou give me, seeing I go hence
childless . . . to me thou hast given no seed.' God has repeatedly
promised Abraham that the land to which he has been brought will be
given to his descendants. But Abraham remains childless: what is the use
of a 'great reward' if there are no children to whom it can be bequeathed?
In response, God brings Abraham outside, and says: 'Look now towards
heaven and count the stars, if thou be able to count them ... so shall thy
seed be.' What is Abraham's response to this new promise?' Vehe)emin,
and he believed in the Lord; and He counted it to him for righteousness'
(Gen. 15: r-6).
What is the nature of Abraham's belief which God counted as 'right-
eousness'? It is quite clear that Abraham's righteous belief was not a
matter of his accepting God's statements as true, or of having given
explicit intellectual acquiescence to the truth of a series of propositions,
such as:
1. God exists.
2. God communicates with individuals and makes promises to them.
3. God has the power to keep promises made.
4. God may be relied upon to keep promises.
No, the context makes it very clear: Abraham's act of righteousness was
his demonstration of trust in God. There can be no doubt that, had he
been asked, Abraham would happily have affirmed the truth of the four
propositions listed just above. The Torah, however, gives us no reason
for thinking that Abraham ever asked himself the sorts of questions to
which our four propositions could be construed as answers. The emunah
Two Types ofFaith 15
spoken of here is more than beliefthat certain statements about God are
true; it is beliefin God, trust and reliance upon God, all ofwhich call forth
behaviour consistent with that stance of trust and reliance.
The point I am making here about the meaning of emunah is neither
new nor controversial; it is just not often noticed. 3 Yet perusing a con-
cordance and examining the verses in context is enough to convince any
reader that the basic, root meaning of emunah is trust and reliance, not
intellectual acquiescence in the truth of certain propositions. 4 A few
further examples should suffice to make the point clear. God is described
as a God of emunah in the great poem 'Ha'azinu': 'The Rock, His work is
perfect; for all His ways are justice; a God of faithfulness [emunah] and
without iniquity; just and right is He' (Deut. 32: 4). God is not being
described here as agreeing to the truth of certain statements. The verse
itself teaches us which of God's characteristics make it possible to appeal
to a 'God of faithfulness': God is free ofiniquity, just and right.
Even in cases where the Hebrew can be construed in terms of 'belief
that' as opposed to 'beliefin', reading the verse in context almost always
reaffirms the point being made here about the connotation of emunah in
the Torah. In Deuteronomy 9: 23 Moses berates the Jews: 'And when the
Lord sent you from Kadesh- Barnea, saying, "Go up and possess the land
which I have given you"; then ye rebelled against the commandment
of the Lord your God, and ye believed Him [ he)emantem] not, nor
hearkened to His voice.' This verse might be construed as saying that the
Jews simply did not believe what God was telling them; i.e. they did not
believe that God was speaking the truth. This, however, is an entirely
implausible interpretation. In the first place, the parallel between 'believ-
ing' and 'hearkening' is clear; the Jews are being castigated for failing to
3
For an analysis of the use of the root a-m-n in Torah and Talmud, see Norman J.
Cohen, 'Analysis of an Exegetic Tradition in Mekhilta de-Rabbi Ishmael: The Meaning of
'Amanah in the Second and Third Centuries', AJS Review, 9 (1984), l - 26. Compare
further Isaac Heinemann, 'Faith' (Heb. ), in Entsiklopediyah mikra,it, i. 426-8, and
Gerhard Kittel, 'Faith', in Bible Key Words from Gerhard Kitte/Ys Theologisches Worterbuch
zum Neuen Testament, 4 vols., vol. iii, trans. and ed. Dorothea M. Barton, P.R. Ackroyd,
and A. E. Harvey (New York: Harper & Row, 1960 ), 10.
4
My position here is supported by Moshe Halbertal and Avishai Margalit, Idolatry
(Cambridge, Mass.: Harvard University Press, 1992 ), see e .g. pp. 22, 3I. Compare further
Lenn Evan Goodman's comment, 'Even the word "faith" in the Hebrew Bible does not
have the sense that Augustine forged by merging Plato's pistis with Cicero's jides. It
means steadfastness, trust and loyalty. It is more a moral than a cognitive term and never a
form of knowledge .' See Goodman's God of Abraham (New York: Oxford University
Press, 1996 ), 27.
16 Two Types ofFaith
do what God told them to do, not for their failure to believe in the truth
of some statement or other. Why did they fail to do what God instructed?
The Jews failed to trust God, and therefore they failed to obey God's
command. God commanded the Jews to ascend to the Land oflsrael and
conquer it, promising that they would succeed. The lack of emunah in
this verse relates to the Jews' failure to trust God to keep the promise
made. Furthermore, what was the content of God's statement concern-
ing which the Jews showed lack of emunah? It was the command to
ascend to the Land oflsrael. If one disobeys a command and is therefore
accused of lack of emunah, it makes much more sense to say that one is
being accused oflack of trust in the commander than of quibbling over
the accuracy of statements made by or about the commander. 5
God, the Lord is one' (Deut. 6: 4). It is significant that this verse is
phrased as an exhortation, not as a commandment. But beyond these
two core issues, there are many verses and ideas which make no sense
whatsoever ifwe do not accept certain statements about God. The Torah
teaches explicitly that God is 'merciful and gracious, long-suffering, and
abundant in goodness and truth' (Exod. 34: 6 ff). Isaiah (40: 18) implies
that God is incomparable: 'To whom, then, will ye liken God? Or what
likeness will ye compare unto Him?' and in the same chapter (verse 8)
teaches God's eternity: 'The grass withereth, the flower fadeth; but the
word of our God shall stand for ever.' If God's word stands for ever, how
muchmoresotheauthorofthatword! God'spowerisemphasizedinJob
42: 2, 'I know that Thou canst do everything', and God's ubiquity in
Psalm 139: 7-12.
The Torah also teaches explicit beliefs about human beings as well as
about God. Human freedom is the burden ofDeuteronomy 30: 19: 'I call
heaven and earth to witness against you this day, that I have set before
thee life and death, the blessing and the curse; therefore, choose life, that
thou mayest live, thou and thy seed.' If we are called upon to choose
between life and death, it must mean that we can make the choice.
Human behaviour is free, not determined.
Facts about history are also taught in the Torah. Many of these can be
allegorized if one wishes; one can, for example, follow Maimonides
in denying that Balaam's ass actually spoke (Exod. 22: 21-35). 7 Some,
however, cannot be allegorized without destroying the Torah alto-
gether. It would be difficult to allegorize away the claim that in some
significant sense God created the cosmos; or, similarly, that God chose
the Jews 'to be Mine own treasure from among all the peoples' (Exod. 19:
5). One can interpret the notion of chosen-ness in many ways; but one
cannot deny that it is a specific, discrete belief explicitly taught in the
Torah.
If, then, there are specific beliefs taught in the Torah, why can we not
say that the emunah which the Torah both demands of a Jew and seeks to
inculcate is belief that certain statements are true, as opposed to trust in
God, trust which finds its expression in certain forms of behaviour? The
Gan: Bar Ilan University Press, 1993), chs. 4, 17. I have translated this book into English,
under the title Principles ofPaith (London: Littman Library ofJ ewish Civilization, 1982 );
see in this edition pp. 72-3, 152-5.
7
For Maimonides' claim that Balaam's ass 'spoke' only in a subjective vision of Bal-
aam's, see Guide of the Perplexed, trans. Shlomo Pines (Chicago: University of Chicago
Press, 1963 ), ii. 42, p. 389.
18 Two Types ofFaith
answer to this question has to do with the Torah's understanding ofitself
and its understanding of the nature of human beings. To state part of the
answer in summary fashion, before developing it in detail: the Torah
teaches, occasionally explicitly, more often implicitly, certain beliefs
about God, the universe, and human beings; notwithstanding this, the
Torah has no systematic theology.
Judaism emerged through a struggle with idolatry, demanding loy-
alty to the one God, creator of the universe. This loyalty was to find
expression in certain ways, pre-eminently through obedience to God's
will as expressed in the Torah. So long as one expressed that essential
loyalty in speech and (especially) in action, little attempt was made to
enquire closely into the doctrines one affirmed; indeed, no attempt was
even made to establish exactly what doctrines one ought to affirm.
Furthermore, Judaism developed as a religion intimately bound up with
a distinct and often beleaguered community. Loyalty to the community
was a further way in which loyalty to God and God's revelation was
expressed. Loyalty to God, Torah, and Israel, therefore, is the hallmark
of the Jew: loyal behaviour, not systematic theology, is what is expected
and demanded.
Systematic theology typically has two components. The first is an
attempt to establish clearly what ideas a religion teaches; the second is
an attempt to fit these ideas into a consistent framework of relationships,
a system. Judaism lacks both. Let us take a look at a number of examples.
In each case we will examine a belief that all would admit is central to
Judaism; in each case we will see that what precisely is taught by the belief
is anything but certain. It was simply never considered important enough
to specify precisely what these beliefs en tail.
Let us take as our first example the notion of providence, that God in
some sense provides for, takes care of, is concerned for, all (or at least
some) creatures. The Ba'al Shem Tov (Israel ben Eliezer, c. 1700-60, also
known as tl1e Besht), the founder ofhasidism, is reported to have taught
that a leaf does not fall in a forest without God ordaining the fall of
that specific leaf in the time, place, and manner of its fall. 8 The Talmud
makes much the same point: 'No one stubs his toe below without it
having been ordained first on high. ' 9 Maimonides rejects this doctrine
explicitly in his Guide ofthe Perplexed: 'For I do not by any means believe
that this particular leaf has fallen because of a providence watching over
it. ' 10 It is Maimonides' teaching that individual providence does not
8
Probably based upon a comment in Genesis rabbah x. 6.
9
BT f:lullin7b. 10
Maimonides, Guide, iii. 17, p. 471.
Two Types ofFaith 19
extend beyond human beings. Nor are all human beings governed by that
providence: only those who have perfected their intellects to one degree
or another benefit from individual providence; and even those who have
perfected their intellects are guided by providence in different degrees,
depending upon each individual's level ofintellectual attainment. 11
The question of divine providence immediately raises three other
questions, concerning God's knowledge, God's justice, and human-
kind's freedom. If God provides for us in some sense, rewarding our
good deeds and punishing our infractions, God must know us in some
fashion. If God's knowledge is perfect, as most religious believers would
want to assert, does it then include the future, what we will do tomorrow?
Ifit does, how can we be thought to be free and hence responsible for our
behaviour? The typical response to this question in Judaism was not an
attempt to work out the relationship between divine providence and
knowledge on the one hand and the idea of human freedom on the other.
Rather, the typical response was that of the second-century tanna
R. Akiva, who made the famous statement in Pirkei avot('Ethics of the
Fathers') to the effect that even though God knows all, human freedom is
preserved (iii. 19 ): a restatement of the problem, not its solution! The
tannaim apparently agreed with the Yiddish saying, 'No one ever died
from having a philosophical problem.'
Bible and Talmud alike, then, assume divine providence as a given
(even Job never questioned God's providence; rather, because of his very
acceptance of divine providence, he questioned God's justice). Yet they
seek neither to define it nor to work out its systematic relationship to
other givens assumed by Judaism.
One might be tempted to dismiss the example of providence since it is
a belief assumed by the Torah, but not really explicitly taught by it. Let us
admit the claim, just for the sake of argument (although it must be
remembered that very few beliefs are explicitly taught as opposed to
implied or assumed by the Torah), and turn to a belief concerning the
explicit centrality of which in Judaism there can be no possible doubt:
that there is a God. Judaism, as noted above, affirms God's existence and
oneness; beyond these two issues, we find much disagreement in the
tradition about the divine attributes. Two of the more blatant areas of
dissension concern God's incorporeality and God's nature.
11
For Maimonides' account of providence, see Guide, iii. 13-24, pp. 448-502. In this
context it should be noted that the very term 'providence' ( was an invention
of the ibn Tibbon family; the Sages, it appears, had no term for the concept. See Ephraim
Urbach, The Sages, 2 vols. (Jerusalem: Magnes, 1975), i. 256.
20 Two Types ofFaith
In a passage to which we will have occasion to return below, Maimon-
ides asserts that anyone who claims that God has any physical charac-
teristics or faculties whatsoever is a heretic, excluded from the com-
munity oflsrael and barred entry to the world to come. It is important to
grasp the full significance of this claim: Maimonides implies that a
devoutly pious Jew who prays to God with fervour and devotion, but
who conceives of God as having some aspects of corporeality, is actually
performing an act of idolatry (praying to an entity other than the true
God). This view, as we shall see below, aroused the ire of one of Maim-
onides' great contemporaries, R. Abraham ben David of Posquieres.
Individuals 'better and greater' than Maimonides, he insisted, had mis-
takenly affirmed God's corporeality without thereby becoming any less
righteous or devout. 12
Does God have a body or not? Both Maimonides and R. Abraham
affirmed that the Master of the Universe is incorporeal; but Maimonides
condemned as heretics those who made an innocent mistake on the issue,
while R. Abraham lauded some of those very 'heretics' as being 'better
and greater' than Maimonides. Neither Maimonides nor R. Abraham
was ejected from the community of Israel: despite their contrary assess-
ments of heresy and its implications, both men, and their disciples, are
accepted (and even accept one another) as good and faithful Jews.
We can focus on another fundamental debate about God in Judaism
by taking note of a question sent to R. David ben Solomon ibn Abi Zimra
(1479-1573; also known as Radbaz), the noted halakhic authority and
leader of sixteenth-century Egyptian Jewry. The question concerned a
case in which 'Reuben' said forcefully and publicly of'Simeon' that 'it is
forbidden to pray with you! For you are a sectarian and heretic: others
For the text of Maimonides' claim that believers in a corporeal God are sectarians
12
and have no share in the world to come, see below, p . 58, and Kellner, Dogma, 22. For R.
Abraham's reservations, see Kellner, Dogma, 89, 256. On R. Abraham generally, see
Isadore Twersky, Rabad of Posquieres, rev. edn . (Philadelphia: Jewish Publication
Society, 1980 ). Twersky discusses R. Abraham's stricture on Maimonides on p. 282.
R. Abraham's claim that individuals 'better and greater' than Maimonides believed in
a corporeal God (and were thus heretics without a share in the world to come in
Maimonides' eyes) was no mere rhetorical flourish. See Kellner, Dogma, 233; Harry
Austryn Wolfson, The Philosophy of the Kalam (Cambridge, Mass. : Harvard University
Press, 1976), ro6-rr; Bernard Septimus, Hispano-Jewish Culture in Transition: The
Career and Controversies of Ramah [R. Meir ha-Levi Abulafia} (Cambridge, Mass.:
Harvard University Press, 1982) , 75-8r. For a contemporary text, see Shem Tov ibn
Falaquera, 'Letter on the Guide of the Perplexed' (Heb.), in J. Bisliches (ed.), Min!Jat
kena)ot (photo-edition, Israel, 1968), 183. See further the sources collected by Marc
Shapiro, 'The Last Word in Jewish Theology? Maimonides' Thirteen Principles', The
Torah Umadda Journal, 4 ( 1993 ), 187-242 at 191 - 4 .
Two Types ofFaith 21
pray to the God of Abraham and the God of Isaac, while you pray
to the god of Aristotle!' The question placed before Abi Zimra was:
had Reuben thus violated the ban on shaming one's fellow in public? 13
Reuben's accusation that Simeon prayed to the God ofAristotle was seen
as being prima-facie grounds for bringing Reuben to judgement before a
rabbinic court. Why?
The distinction between 'the God of the philosophers', on the one
hand, and 'the God of Abraham, Isaac, and Jacob', on the other hand,
is deeply rooted in Western thought. The God of the philosophers is
basically the conclusion to an argument, a philosophical hypothesis
necessary to make sense of certain phenomena. The philosophers' God is
aware only of itself and has no knowledge of changeable entities (such as
you and me); extends no special providence; does not respond in any
meaningful sense to prayer; indeed, beyond the creation of the cosmos
(according to some but certainly not all systems), it does nothing what-
soever but exist and contemplate itself in a timeless and surprisingly
un-self-aware state of pure intellectualism.
On this view of God, prophecy can be nothing more than a perfection
of the prophet: the prophet is not actually sent by God to prophesy, but
rather does so as a consequence ofhighly developed moral and intellectual
capacities. Life after death becomes a consequence of philosophical, as
opposed to religious or moral, excellence. Prayer, as anything beyond an
opportunity for contemplation or the expression of communal solidarity,
makes no sense. God neither rewards nor punishes specific actions.
The God of Abraham, Isaac, and Jacob, on the other hand, is wholly
personal (in the sense of being self-aware and thus aware of others),
knows us in all our individual particularity, creates, reveals, redeems,
dispatches prophets, answers prayer (not always in the way we want),
rewards and punishes, and, above all, actively and uninterruptedly loves
all human beings. 14
13
See R. David ibn Abi Zimra, Responsa (Heb.), ed . Yitshak Sofer (Benei Berak: Et
Vesefer, 1972), no. 19r.
14
In a variety of places throughout his works Abraham Joshua Heschel compares the
God of the philosophers to the God ofAbraham, Isaac, and Jacob. His discussion is useful
for further refining the distinction. We may present his comparisons in the form of a table:
The philosophers 1 God The God ofAbraham
God=Being God = Concern
God= Unmoved Mover God= Most Moved Mover
Perfect person =philosopher Perfect person =prophet
Man searches for God God searches for man
We seek to define God We seek to experience God
Concept of God Presence of God
22 Two Types ofFaith
In view of the dramatic distinctions between the two views of the deity,
it is no wonder that the seventeenth-century French scientist and philo-
sopher Blaise Pascal is reputed never to have left home without a note
pinned to the lining of his jacket: 'The God of Abraham, Isaac, and
Jacob, not the God of the philosophers!' 15
In the history ofJewish thought, the fourteenth-century Bible com-
mentator, scientist, and philosopher Gersonides is notorious for having
believed in the 'God of the philosophers' almost exactly as depicted
above. Gersonides was hardly alone in this view. In most particulars on
this issue he simply followed the greatest and most influential of all
Jewish thinkers since the completion of the Talmud-Maimonides. Of
course, Gersonides was much more open about his views than was
Maimonides (which may account for the latter's more widespread
acceptance and influence, since he could thus more easily be interpreted
as teaching unexceptional views), but in most respects differed from the
earlier scholar only in matters of detail.
Not all Jewish philosophers agreed with the views of Maimonides
and Gersonides. Judah Halevi, for example, the philosopher and poet
of eleventh- and twelfth-century Spain, rejected views like those of
Maimonides and Gersonides as incompatible with authentic Judaism,
and devoted much of his theological and philosophical work Sefer
hakuzari to refuting them. In the century and a half after Maimonides'
death in 1204 violent debates broke out repeatedly over the acceptability
of Maimonidean teachings. Is God personal and intimately concerned
with each one of us, as traditional rabbinic Judaism and later Jewish
mysticism maintained? Or is God austere and alooffrom us and our petty
needs and concerns, as the philosophers insisted? Do we know God
through nature (as Maimonides taught) or through history (as Halevi
strongly held)? These and the other questions raised above, while they
preoccupied a few philosophers, were simply never considered important
enough by most of those concerned with the ongoing tradition of
Judaism to demand clear-cut, once-for-all answers.
Judaism teaches that God exists and is one; it further teaches that God
provides for all creatures. The Written Torah and the Talmud make no
sense if we fail to affirm these teachings; they are absolutely central to the
Jewish conception of the universe. That does not mean, as we have seen,
that the tradition found it important to reach a normative, obligatory
Having recounted the Pascal story endless times to my students over the years, I
15
have finally found a written source for it. Lenn Goodman cites the source-' Memorial of
1654'-- on the first page ofhis God ofAbraham.
Two Types ofFaith 23
THE TALMUD and midrashim are simply not the sorts of works in
which one can find explicit responses to questions such as: Does Judaism
have a systematic theology? If not, why not? How does Judaism under-
stand faith in God? It is not that answers to these sorts of questions
cannot be found in talmudic literature; in some cases they can be. The
questions themselves, however, are simply never raised. Systematic
thinking and formulation, indeed, were foreign to the rabbis who
constructed this literature, and it would be surprising if we were to find
'settled doctrines' about anything. 1 Jose Faur put the point pithily: 'The
whole notion of a system, let alone systematic attention, was alien to
them. ' 2 We shall see below that later generations of Jews have looked
back into the talmudic texts and found therein various ideas for which
rabbinic authority is then claimed. This often leads to reading later
systematic ideas back into rabbinic texts. Despite all this, examination of
rabbinically ordained practices and rabbinic texts can help us in formu-
lating answers to questions such as those raised above. In particular, what
can we learn from rabbinic texts about Jewish conceptions of faith in
God?
demand that one get one's beliefs in order, so to speak, and present them
for inspection?
If we may use other monotheistic religions as a guide, then it seems
that we should expect the rabbis to require specific statements on the
exact content of one's beliefs at key junctures such as when one assumes
the rights and responsibilities of full participation in the Jewish com-
munity; when one joins that community from the outside; and when one
seeks admittance to the world to come. IfJudaism is going to apply some
sort of theological test, in other words, we should look for it when one
celebrates reaching one's majority, when one seeks to convert to Juda-
ism, and in discussions of what criteria one has to satisfy in order to
achieve a share in the world to come.
While the terms barmitzvah or batmitzvah do not occur in the Talmud
in their contemporary sense, there are many passages in which it is made
clear that a young man becomes fully responsible for his actions at the age
of thirteen years and one day. Up to this point the child is not actually
obliged to fulfil the commandments of the Torah. This understanding of
the nature of the transition is made clear by the name we give to it:
'barmitzvah', i.e. one who is obliged to fulfil the commandments.
What must one do in order to become bar- or batmitzvah? Contrary to
popular belief, one need not spend a lot of money on a big party, one need
not make a speech, one need not be called to the Torah, one need not even
be aware of the day; all one needs to do is reach one's twelfth birthday if
one is a girl, or one's thirteenth birthday if one is a boy. That is all there is
to it. Just as one reaches one's majority in Britain and in most states in the
USA by turning eighteen, so one reaches one's Jewish majority by turning
twelve or thirteen. To become bar- or batmitzvah, then, one need not do
anything-least of all pass a test on dogmatic theology.
The key focus is on behaviour. When one becomes old enough, one is
held to standards of action which are too stringent for little children: one
can be expected, for example, to fast on Yom Kippur and to observe the
Sabbath. One also earns certain rights over property, for example, or the
ability to enter into legally binding contracts. The question of when this
happens is a practical one: at what age can most developing adults be
expected to be able to do these things, and do them responsibly? 3
Nowhere in the tradition ofJudaism is reaching a majority connected in
3
It should be noted that in rabbinic literature the importance of reaching the age of
majority focuses on issues like the binding character of vows ( nedarim ), not on matters of
accepting theological teachings (see Mishnah Nedarim v. 6). For a valuable summary and
analysis of classic texts dealing with barmitzvah, see Byron L. Sherwin, 'Bar-Mizvah',
Judaism, 22 (1973), 53 - 65.
Rabbinic Thought
any fashion to the understanding and acceptance of specific beliefs. That
is not to say that children reaching the age of bar- and batmitzvah are
expected to be atheists or agnostics. On the contrary: it is expected that
they will have been brought up in faith and trust in God so that they
will want to behave as God wants them to behave and recognize their
obligation to do so.
This situation may profitably be compared with the institution of
confirmation as it is found in many Christian churches and as it was found
in classical Reform Judaism, which, in this matter at least, explicitly
sought to remodel Judaism in the light of Christian theological cat-
egories. A child is typically confirmed as a member of a particular religious
community at the end of her formal religious education, at the point at
which she will have achieved sufficient understanding of the tenets of her
denomination to accept them in a mature, responsible fashion. One is
confirmed, then, after demonstrating mastery (at some level) of the
tenets (i.e. dogmas) of one's faith and after explicitly adopting them as
one's own. By the time of bar- or batmitzvah, by contrast, few children
are theologically sophisticated, fewer still have been taught any sort of
catechism, and none has been tested on it in order to 'become' bar- or
batmitzvah. 4
If the Talmud gives no indication of a theological orientation in the
context of bar- or batmitzvah, perhaps it does in the context of con-
version to Judaism. The rabbis had no control over who was born Jewish,
but they had total control over who was accepted as a proselyte. Is there
any indication in their discussion of conversion to Judaism that they paid
any attention at all to systematic theology (and its offshoot, dogma), or
were even aware of the possibility that Judaism might be defined in
systematic, dogmatic terms?
This issue, at least, is easily examined; there is only one text in the
Talmud in which the process of conversion to Judaism is explicitly
described:
4
One might wish to argue (incorrectly) that the blessings recited over the reading of
the Torah ('Who has chosen us from among all the nations and given us His Torah' and
'Who has given us a Torah of truth and [thus] planted in us everlasting life') reflect a kind
of credo, involving belief that the Jews are God's chosen people and that acceptance of
the Torah leads to life in the hereafter. But even if this is true (and there is no reason to
think that it is), it has nothing to do with barmitzvah: anyone called to the Torah recites
these blessings; boys under the age of thirteen are not called to the Torah. The recitation
of these blessings, therefore, is in no way similar to a catechism, affirmation of which
'confirms' one into the Jewish faith.
Rabbinic Thought 29
Our rabbis taught: if at the present time a man desires to become a proselyte, he
is to be addressed as follows: 'What reason do you have for desiring to become a
proselyte? Do you not know that Israel at the present time are persecuted and
oppressed, despised, harassed and overcome by afflictions?' Ifhe replies, 'I know
and yet am unworthy,' he is accepted forthwith and given instruction in some
of the minor and major commandments ... He is also told of the punishment
for the transgression of the commandments . . . as he is informed of the punish-
ment for the transgression of the commandments, so he is informed of the
reward granted for their fulfilment. 5
According to this text, which is the direct source for all the halakhot
(discrete laws) of conversion, when a person comes before a rabbinic
court in order to convert to Judaism the court seeks to dissuade the pros-
pective proselyte, in effect testing his or her commitment to the process
of adoption into the Jewish people. If the prospective convert passes this
test, instruction in some of the commandments is given, and the person is
then immersed in a ritual bath ( mikveh) and, in the case of a man,
circumcised. That is the whole story. The entire focus here is on two
things: identification with the Jews and acceptance of the 'yoke of the
commandments'. There is not a breath of a whisper of any sort of
theological test. The issue simply does not come up.
I must make an important point here. I do not mean to imply that if a
prospective convert sincerely affirmed his desire to become a Jew, but
then added that he did so only out of identity with the historical fate of
the Jewish people, or because he found the life of the Torah spiritually
fulfilling, and did not really believe that God had given the Torah to
Moses at Sinai, such a person would be accepted as a convert. Hardly.
Similarly, if a person affirmed his desire to convert to Judaism because of
his beliefthat God gave the Torah to Moses at Sinai, but then mentioned
that in his view God was a pink elephant, it is likely that the court would
turn him away.
It is not the case that classical Judaism adopted an 'anything goes'
attitude towards matters of belief. The rabbis functioned in a context in
which who was and who was not a Jew was relatively clear, and in which
there was a broad consensus concerning matters of religious belief and
very little attempt to pin down and codify the details of that religious
belief. Persons who violated that theological consensus were probably
considered up to a point as simply strange, and after some point as having
placed themselves outside the community altogether. The attitude of the
5
BT Yevamot4 7 a-b.
Rabbinic Thought
rabbis towards matters of theology, it would seem, was more laissez-faire
than totally uninterested. 6
I must re-emphasize, so as not to be misunderstood, that the Torah
does have a theological message, and matters of belief are important in
Judaism. The entire Torah, as Maimonides never tires of reminding his
readers, revolves around the pole of the rejection of idolatry. Judaism
without belief in reward and punishment of some sort is incoherent, as
would be any attempt to ascribe to Judaism the denial of human freedom
in some significant sense. But the Torah always emphasized the life
rightly lived over the belief rightly held, and it never taught the specifics
of these beliefs; for reasons which will be discussed in detail below, pre-
medieval Judaism never found it necessary or important to hammer out
the particulars of the beliefs implied by or generally taught in the Torah.
At this point I am trying to prove that this is the case; in the next chapter I
will seek to explain why it is so.
To return to the matter at hand, it should now be clear that in at least
two crucial cases (barmitzvah and conversion) where we would have
expected to find explicit attention paid to dogmatic theology had the
rabbis defined faith in those terms, such attention is wholly lacking. Let
us turn to the third case, admittance to the world to come.
While classical Judaism clearly teaches that right behaviour in this world
is rewarded in the next, and wrong behaviour in this world is punished in
the next, it typically never seeks to establish precisely what happens. The
attitude seems to be: 'We'll die and then we'll see.' But what is clear-
and for this one needs no texts-is that the criterion determining one's
future fate is behaviour, not thought. In popular parlance, one is
rewarded for one's good deeds and punished for one's evil deeds. With
6
Even the case of Elisha ben Abuyah supports my claim here. Elisha, a tanna (i.e. an
authority cited in the Mishnah ), committed some offence. The exact nature of his sin was
unknown to the rabbis of the Jerusalem and Babylonian Talmuds, who advanced several
different theories about what he had done. According to some of the accounts he held
that the cosmos was governed by 'two authorities'. In this he diverged from Judaic
monotheism. For texts and studies on the case of Elisha ben Abuyah, see David Halperin,
The Merkabah in Rabbinic Literature (New Haven: American Oriental Society, 1980 ),
71 -2, 167-72, 176-7; Yehudah Lie bes, Elisha )s Sin ( Heb.) (Jerusalem: Academon, 1990).
One of the points which Lie bes tries to prove is that Elisha's actual sin was hubris, over-
weening pride, and not the adoption of theologically obnoxious positions. Assuming
that Lie bes is right supports the general point I am trying to make here, but even Liebes
admits that the amoraim (authors of the Jerusalem and Babylonian Talmuds) and later
authorities all understand Elisha's sin as a theological deviation.
Rabbinic Thought 31
one possible exception, which will be discussed below, there are simply
no biblical or rabbinic texts in which holding right beliefs is specified as
the criterion for enjoying a share in the world to come.
Now, it is clear that some sorts of behaviour reflect or are the con-
sequence of some beliefs. A person who on philosophical or theological
grounds rejects monotheism may be led to idolatry. A person may admit
the existence of one God, but deny reward and punishment, and thus be
led to perikat ol, the throwing off of the 'yoke' of the commandments.
But in all such cases, the individual's sin is the forbidden behaviour, not
the forbidden thought. That is not to say that the Jewish tradition would
actively welcome an extremely observant atheist or agnostic; but so long
as the individual kept his or her unconventional thoughts private, no
great attempt would be made to root them out.
Thus far I have examined three crucial transitions in the life of a Jew:
from childhood to adulthood; from being a Gentile to being a Jew; and
from this life to the next. Had the rabbis of the Talmud been interested in
theology as such, these are the sorts of points at which we could
reasonably expect to find them clearly laying out the basic teachings of
Judaism in a dogmatic or at least theologically systematic fashion. But, in
fact, we do not find them doing so. This I take as convincing evidence for
my claim that pre-medieval Judaism did not express itselfin terms which
could be reduced to ordered theological formulations, formulations
according to which the rabbis could clearly and neatly determine who
was 'in' (a good Jew) and who was 'out' (a heretic).
This situation reflects the fact that in pre-medieval Judaism religious
faith-emunah--was understood as a particular relationship with God,
and not as a group of affirmations about God. There is one rabbinic text
in which this point is made almost explicitly, and it repays examination
here: 'R. Simlai expounded: "Six hundred and thirteen precepts were
communicated to Moses, three hundred and sixty-five negative ones,
corresponding to the days of the solar year, and two hundred and forty-
eight positive ones, corresponding to the number of members of a
human's body.' R. Simlai here tells us that the Torah contains precisely
613 commandments. We may skip the discussion which ensues, in which
he proves his point. R. Simlai then continues his exposition, saying,
'David came and reduced them [the 613 commandments] to eleven.'
Here R. Simlai cites Psalm 15, in which he finds eleven characteristics
of the person who seeks to sojourn in the Lord's tabernacle and dwell in
the holy mountain. The exposition continues: Isaiah is cited as having
Rabbinic Thought
reduced the 613 to six, Micah to three, and Isaiah, again, to two. The
passage ends as follows:
Amos came and reduced them to one, as it is said: 'For thus saith the Lord unto
the house oflsrael, Seek ye Me and live.' At this R. Nahman ben Isaac demurred,
saying [Might it not be taken as meaning,] Seek Me by observing the whole
Torah and live? But it is Habakkuk who came and based them all on one, as it is
said, 'But the righteous shall live by his faith. ' 7
An Objection: Mishnah x. I
I maintained above that classical Judaism knows of no theological test
for admission to the world to come. Readers familiar with the tradition
will immediately object that there is at least one text in which such a test is
applied. This same text, it has been argued, represents an attempt by the
rabbis to set down the dogmas of Judaism. This latter claim has the
authority of no less a figure than Maimonides behind it. IfMaimonides'
interpretation is to be rejected, the support for that rejection must be
strong indeed.
Mishnah Sanhedrin x. I states:
All Israelites have a share in the world to come, as it states, 'Thy people are all
righteous, they shall inherit the land for ever' [Isa. 60: 21]. But the following
have no share in the world to come: he who says there is no resurrection taught in
the Torah, that the Torah is not from heaven, and the epikoros. Rabbi Akiva says:
'Even he who reads in the external books, and he who whispers over a wound,
saying, "I will put none of the diseases upon thee, which I have put upon the
Egyptians; for I am the Lord that healeth thee" [Exod. 15: 26].' Abba Saul says:
'Even he who pronounces the name according to its letters.'
What exactly does this mishnah teach? In the first place it takes as a given
that all Jews (even, apparently, those whose execution was laid down in
the preceding chapter of the Mishnah) will, other things being equal,
enjoy a share in the world to come (the Jewish way of expressing what
Christianity would come to call 'salvation'). 8 Typically, the mishnah cites
a proof text from the Bible to support its claim that Jews ('Israelites') will
8
For background on the mishnah analysed here, see Lawrence Schiffman, Who Was a
Jew? Rabbinic and Halakhic Perspectives on the Jewish-Christian Schism (Hoboken, NJ:
Ktav, 1985), +1-6. Schiffman, I think, over-emphasizes the theological character of the
mishnah, but is surely right in his claim that 'exclusion from a portion in the world to
come does not imply exclusion from the Jewish people' (p. +2). This conclusion follows
from the answer to a question which he poses on the previous page of his book: Can 'one
be excluded from the Jewish people and lose his Jewish status as the result of any beliefs
and actions[?] Indeed, it will be shown conclusively that this cannot occur and that only
the criteria described above [birth or conversion] could serve to indicate who was or was
not a Jew in the early centuries of this era.'
Rabbinic Thought
enjoy a place in the next world. 9 In that verse Isaiah says that the Jews
are righteous ( tzadikim) and will [therefore] inherit 'the land for ever'.
The Hebrew term for 'for ever' (le)olam) connotes eternity. Since the
righteous among us do not inherit anything in this world for all eternity,
the mishnah apparently reasons, the 'land' which Isaiah assures us they
will inherit for all eternity must be in another dispensation altogether.
The righteous, therefore, can look forward to an eternal existence in
another world, the 'world to come', i.e. the world we are not yet in. 10
The presumption of this mishnah, then, is that righteousness is an
absolute prerequisite for admittance to the world to come. It further
teaches that with apparently very few exceptions (it says 'all Israelites') all
Jews are sufficiently righteous to gain that end. 11
But not quite all Jews. The author of our mishnah says that there are
three types ofJewwho are excluded from the world to come: those who
deny that the Torah teaches resurrection, those who deny the divine
origin of the Torah, and those who earn the label epikoros. The first
two are tolerably clear, but what does the last mean? While it is highly
probable that the term derives from the name of the Greek philosopher
of the third and fourth centuries BCE-Epicurus-there is really no way
of knowing what exactly the author of the mishnah meant. The Baby-
lonian Talmud, however, in glossing this mishnah, is quite clear on its
understanding of the term: the epikoros is that person who shows dis-
respect to the rabbis. 12
9
The Mishnah takes no stand on the question of whether non-Jews will also gain
admittance to the world to come. This is a question treated in a parallel text (the Tosefta
on Sanhedrin); the position which has become normative in Judaism is that 'righteous
Gentiles' ( IJasidei umot ha)olam) will find their place in the world to come. For details, see
Kellner, Maimonides on Judaism and the Jewish People, 29-32.
10
The explanation oflsaiah 60: 21 offered here is drawn from Maimonides' 'Laws of
Repentance', iii. 5.
11
The assumption ofMishnah Sanhedrin x. l, that by nature, so to speak, all Israelites
are righteous and deserve a share in the world to come, should be compared with the
orientation of classical Christianity (at least from the time of Augustine), according to
which human beings are born stained with the original sin of Adam and Eve and are thus
by nature anything but righteous and deserving of a share in the world to come . For
discuss.ion of this, see Elaine Pagels, Adam, Eve, and the Serpent (New York: Vintage,
1989 ), esp. eh. 6.
12
For the talmudic understanding of epikoros, see Sanhedrin 96/rwoa and JT
Sanhedrin x. r. The question of whether or not this amoraic understanding of the term
properly reflects the way it was used by the tannaim, interesting in and of itself, is
irrelevant for our purposes here. See further Sanhedrin 3Sb, where Gentile epikoresim are
distinguished from Jewish epikoresim; if a Gentile can be an epikoros then the term can
hardly refer to a heretic in any straightforward theological sense.
Rabbinic Thought 35
13
Maimonides' explanation of the 'external books' is found in his commentary on
the Mishnah. For R. Isaac ben Sheshet's discussion see Kellner, 'R. Isaac bar Sheshet's
Responsum'. For a recent discussion of the term 'external books' see Gerald J. Blidstein,
'Rabbinic Judaism and General Culture: Normative Discussion and Attitudes', in Jacob
J. Schacter (ed.), ]udaism)s Encounter with Other Cultures: Rejection or Integration?
(Northvale, NJ: Jason Aronson, 1997), 1-56 at 21-3. Jose Faur suggested to me that the
Mishnah means to forbid reading any extra-biblical book with the cantillation appro-
priate to the Torah.
Rabbinic Thought
prohibited behaviour. It is even odder when we consider that the
mishnah literally says nothing about belief and talks only in terms of
statements, excluding from the world to come 'he who says there is no
resurrection taught in the Torah'. This would seem to indicate that the
mishnah's primary interest is not so much in guaranteeing right belief as
in extirpating dangerous talk. Its concern is more social than theological.
It is interested in what one does befarhesya, in public, rather than in what
one thinks in the privacy of one's head. This might be contrasted with the
Church's injunction against Galileo, ordering him neither 'to hold nor
[to] defend' the Copernican theory. 14
Thus we arrive at my third point. If this mishnah is meant to be a
statement ofJewish dogma, it is odd not only for what it includes, but
also for what it excludes. It makes no specific reference to belief in God,
for example. (Maimonides, it should be noted, interprets the epikoros as
one who denies God's existence, but we have no reason to suspect that
that is the intent of the mishnah itself.)
Fourth, ifwe look at the mishnah in its historical context, the first part,
at least, would seem to make excellent sense as part of a Pharisaic polemic
against the Sadducees, as opposed to an attempt to lay down, once for all,
in a succinct, self-conscious, and authoritative fashion, the normative
dogmas of the Jewish religion. In their controversies with the Pharisees,
which took place largely in the first century CE, the Sadducees denied life
after death and the divine authorship of the Oral Torah. The first two
excluded categories in our mishnah ('he who says there is no resurrection
taught in the Torah, [and] that the Torah is not from heaven'), are clearly
an anti-Sadducean polemic. Given that context, it probably makes more
sense to see the epikorosas a Sadducee than anything else. 15
14
My source for the Church's injunction against Galileo is Maurice A. Finocchiaro
(ed. and trans.), The Galileo Affair: A Documentary History (Berkeley: University of
California Press, 1989 ), 147- 8; see also ibid. 286-91.
15
The definition of the epikoros as one who shows disrespect for the rabbis fits in very
well here.J. N . Epstein also sees our mishnah as being an anti-Sadducean polemic . See his
Introduction to Tannaitic Literature (He b.) (Jerusalem: Magnes, 1957 ), 418 . In this he is
followed by Schiffman, Who Was a Jew?, 42 . (See that page, including n . 8, for informa-
tion on the textual history of the mishnah.) The Sadducean threat is taken in the Talmud
less as a theological debate than as challenge to the authority of the rabbis. The Sad-
ducees' insistence on performing ritual acts in a deviant manner is presented in the
Talmud as more threatening than the theological justification offered for these devia-
tions. See e.g. Mishnah Yadayim vi. 6-8 and Mishnah Eruvin vi. 2. It is noteworthy for
our purposes that the Sages made no attempt to exclude the Sadducees from the com-
munity oflsrael and turn them into a separate sect. On this, see Urbach, The Sages, i. 512.
Rabbinic Thought 37
The additions of R. Akiva and Abba Saul, for their part, ought to be
seen in the context of the Talmud's readiness to pronounce exclusion
from the world to come on people who exhibit all sorts of aberrant
behaviour (such as shaming one's fellow in public), rather than as an
attempt to lay down the principles of the Jewish religion. The expression
'such and such an action costs a person his or her share in the world to
come' should be understood as a way of expressing strong disapproval of
the behaviour rather than as a clear-cut eschatological claim. 16
This last point raises a related issue, one which further strengthens
my claim that our mishnah is not meant as a self-conscious statement
of dogma. In the continuation of this text (namely, Mishnah Sanhedrin
x. 2-4) a wide variety of people are said to have no share in the world to
come. These include kings Jeroboam, Ahab, and Manasseh, and com-
moners Balaam, Doeg, Ahitophel, and Gehazi. Also included in this list
(that is to say, excluded from the world to come) are the entire genera-
tion of the Flood, the generation of the Tower of Babel, the inhabitants
of Sodom, and the entire generation of the Exodus (i.e. those who died
during the forty years of wandering in the wilderness), as well as the
followers of Korah. Aside from the 'three kings and four commoners',
the mishnah records debates about the status of the other groups. These
debates revolve around the midrashic exposition of various verses re-
lating to the groups in question. There can be very little doubt that the
expression 'so and so has no share in the world to come' in these texts is
meant to express great disapproval of so and so; it is not meant as a
straightforward eschatological assertion.
Even if the expression means exactly what it says, the three paragraphs
which follow our text strengthen the claim that Mishnah Sanhedrin x. I
is not put forward as a statement of dogma. It would take extremely
creative readings of many biblical texts to support the claim that J ero-
boam, Ahab, Manasseh, Balaam, Doeg, Ahitophel, Gehazi, the gener-
ation of the Flood, the generation of the Tower ofBabel, the inhabitants
16
For examples of other crimes which cost the perpetrator his or her share in the world
to come, see Pirkei avotiii. 12; Avotd)rabbi natan, eh. 36 (where it is taught, for example,
that 'scribes, elementary teachers, [even] the best of physicians, judges in their native
cities, diviners, ministers of the court and butchers' are among many others who have no
share in the world to come); Mishnah Sanhedrin x. 2-4; Tosefta Sanhedrin xii. 12; BT
Bava metsia 59a; BT Megillah 28a; BT Ketubot ma (those who die outside the Land of
Israel, among others); and JT lfagigah ii. r. On this tendency of the rabbis, compare the
comment ofRabbi Shimon ben Tsemah Duran: 'in the Mishnah and the Baraita the Sages
exaggerated in recording many things the doing of which cost one his share in the world
to come.' This text is translated in Kellner, Dogma, 93.
Rabbinic Thought
of Sodom, the generation of the Exodus, and the followers of Korah all
lost their share in the world to come because they held incorrect beliefs.
Moreover, Balaam, those who perished in the Flood, the builders of the
Tower of Babel, and the Sodomites were not even Jews! In other words,
Mishnah Sanhedrin x. 2-4 (the clear continuation of x. 1) cannot by
any stretch of the imagination be taken as a statement of dogma; that
being the case, why should the first part of this unitary text (x. 1) be so
taken?
This point is further strengthened if we consider texts parallel to our
mishnah. Tosefta Sanhedrin xiii. 5 and BT Rosh hashanah 17a condemn
the following to Gehinnom, the place of punishment after death: sec-
tarians (minim), apostates ( meshumadim ), informers, epikoresim, deni-
ers of the Torah, those who abandon the ways of the community, deniers
of resurrection, those who sin and cause the masses to sin, those who cast
their fear upon the land of the living, and those who stretch forth their
hands upon the Temple. We have here a list of 'public enemies', so to
speak; what we do not have is a statement of creed, or anything remotely
resembling such a statement. 17
Mishnah Sanhedrin x. 1, therefore, ought not to be seen as an attempt
to lay down a self-conscious system of dogma for Judaism or set up a
theological test for admission to the world to come. It does, however,
represent part of what is the first recorded theological debate in Judaism,
that between the Sadducees and Pharisees, and as such is certainly a
harbinger of things to come. 18
A Defence of Dogma
The position I have sketched out above is clearly controversial. Rabbi Dr
J. David Bleich, for example, bluntly rejects the view I have been pro-
posing here concerning the place of systematic theology (and its off-
shoot, dogma) in rabbinic thought as a misconception: 'one widespread
17
Further on the passage cited from Toscfta Sanhedrin xiii. 5, see Schiffman, Who Was
a Jew?, +6-9; Kellner, Dogma, 33.
18
Note should be further made of the fact that the arguments in rabbinic literature
against sectarians (minim) of various sorts are almost invariably midrashic and not
theological. Even when challenged theologically, the rabbis tended not to respond in
kind. For examples, see Sifre on Deuteronomy 32: 329; JT Berakhot ix. r; Exodus rabbah,
ii. 5; and BT Sanhedrin 38b. Ephraim Urbach, The Sages, i. +68, points out that arguments
against minim in rabbinic texts tend to be grotesque and derisory; they were rarely
reasoned responses to challenges over the intellectual content of religious faith. See also
David Rokeah,Jews, Pagans and Christians in Conflict (Leiden: Brill, 1982 ), 76-8.
Rabbinic Thought 39
19
These statements are drawn from J. David Bleich, With Perfect Faith: The Founda-
tions ofJewish Belief(New York: Ktav, 1983), 1-2.
2
° Further on my disagreements with Bleich, see below, pp. 96-7, 99- l 04.
21
Max The Rabbinic Mind, 3rd edn . (New York: Bloch, 1972), 340, 131-42,
347.
22
Ibid. 348- 66. Even Kadushin, however, admits that Mishnah Sanhedrin x. r is 'an
anathema against sectaries . . . not a statement of the basic doctrines ofJudaism' (p . 367) .
Rabbinic Thought
and the future occurrence of resurrection are. He is furthermore forced
to argue that the meaning of the term modim in the penultimate bene-
diction of the Amidah prayer is 'we admit/ acknowledge' rather than 'we
thank'. This interpretation is, it seems clear (to me at least), very forced;
the rest of the blessing clearly refers to things for which we owe thanks
to God. 23
I cite the translation of Philip Birnbaum, Daily Prayer Book (New York: Hebrew Pub-
lishing Co., 1949 ), 9r. I ask the reader to decide whether it makes sense to claim that the
use of modim in the first sentence means 'admit/acknowledge' while its use in the third
sentence ( nodeh) and the rest of the passage means 'we thank'.
24
I cite the translation of Birnbaum, Daily Prayer Book, 88 . Although the term min
('sectarian') is not found in this benediction in its current, censored form (in which mal-
shinim, 'slanderers', replaces minim, 'sectarians'), it is referred to in the Talmud by that
name (BT Berakhot 28b). See also Maimonides, 'Laws of Prayer', ii. r.
25
Stuart Miller, 'The Minnim of Sepphoris Reconsidered', Harvard Theological
Review, 86 ( 1993 ), 377-402 at 401.
Rabbinic Thought 41
The entire point of this chapter could hardly be put in a clearer fashion!
Even if my discussion in this chapter should leave some readers un-
convinced that systematic theology was foreign to rabbinic Judaism, at
the very least it should be clear that for the rabbis matters of belief were
not legally actionable. This is actually enough for my purpose, namely
to show that Maimonides' approach (as will be seen in Chapter+) rep-
resented an innovation in Judaism.
28
Daniel J. Lasker, 'Rabbanism and Karaism: The Contest for Supremacy', in Raphael
Jospe and Stanley M. Wagner (eds.), Great Schisms in Jewish History (New York: Ktav,
1981), +7-72 at 47.
29
Sid Z. Leiman, 'Inspiration and Canonicity: Reflections on the Formation of the
Biblical Canon', in Sanders et al. (eds.), Aspectsoffudaism,56-63 at 62.
Rabbinic Thought 43
A 'Theology' of Action
In this chapter I have defended the consistency of rabbinic with biblical
thought. The Torah understands emunah, faith or belief, less in terms of
propositions affirmed or denied by the believer ('belief that') and more in
terms of the relationship (primarily of trust) between the believer and
God ('belief in'). This faith expresses itself in terms of behaviour, rather
than in terms of systematic theology.
We have seen that the Talmud, following the biblical precedent, gives
no evidence, where it might reasonably be expected to be found, of being
at all interested in systematic theology or dogma, both consequences of
understanding faith in terms ofits propositional content, i.e. in terms of
precisely formulated statements which one affirms or denies. Moreover,
in at least one text, the Talmud clearly connects faith with the observance
of the commandments . Such a connection makes much more sense in the
context of a 'belief in' orientation than in the context of a 'belief that'
orientation.
But does this mean that Torah and Talmud teach us nothing about
God and God's relationship with the world? Such a claim would be
ridiculous. Judaism indeed affirms a large number of teachings of a theo-
logical nature. But it consistently focuses on the sort oflife one is to lead
in pursuit of those teachings, rather than on the teachings themselves.
Two individuals can both be good Jews, fastidiously obeying the com-
mandments, while disagreeing over fundamental matters of theology.
This was certainly the case with Maimonides and the Ba' al Shem Tov.
Ifall this is true, why does Mishnah Sanhedrin x. 1 appear to lay down a
set of dogmas and apply a test of theological orthodoxy? I have shown
above that such was not, apparently, the intent of the mishnah. One must
read the text in that fashion only if one assumes (as did Maimonides) that
Judaism is a religion with a systematically theological base. Similarly, I
have argued that rabbinic strictures against 'sectarians' are better under-
stood in terms of social divisions than in terms of clear self-conscious
theological division.
THREE
Why
IN the last chapter I showed that the mishnah beginning 'All Israelites
have a share in the world to come ... ' ought not to be understood as a
statement of dogma or as a test of theological orthodoxy. The present
chapter is-in one sense-an argument to the effect that only an inter-
preter approaching that mishnah with the prior assumption that Judaism
has a systematic theology like Islam or Christianity would read it as either
a statement of dogma or a test of theological orthodoxy. I mean by this
that there is nothing inherent in monotheistic faith which demands that
it find expression in systematic theology. It is my contention that only if
one assumes that such theology must underlie any monotheistic faith will
one read Mishnah Sanhedrin x. r as an expression of systematic theology.
But that very assumption is one which must come from outside Judaism.
In other words, the question implicit in the title of this chapter is actually
illegitimate. It is based upon the presupposition that all monotheistic
religions have systematic theologies. But the fact that both Islam and
Christianity express themselves in that fashion does not mean that all
monotheistic faiths do so, or ought to do so. 1 As we have already seen,
classical Judaism certainly did not!
arranged in the best possible manner. Thus, had the prophets of ancient
Israel or the rabbis of the Talmud been interested in attracting non-
Jews to Judaism, they would have been forced to organize Judaism in a
clear, systematic fashion. Let us say that you are a rabbi in first-century
Caesarea, trying to convince a pagan friend to embrace Judaism. Your
friend will want to know what Judaism is, and will also expect to you to be
able to trot out arguments in its favour acceptable to any rational human
being. In other words, the pagan will expect some theology. Citing
verses from a text which the pagan does not accept as holy will not be very
convincing. Talking about the history of a people which he may regard
with (probably at best) affectionate disdain is not going to cut any ice
either. Had classical Judaism been an actively proselytizing faith, we
would expect it to have developed a systematic theology. It was not, and
itdidnot. 4
Similarly, had Judaism been under attack from adversaries whom it
took seriously and who had themselves developed systems of theology
and dogma, then it too would have been forced to adapt itself to the
theological model, if only to defend itself. The prophets struggled
mightily against Canaanite idolatry. Given the nature of this response, it
seems obvious that the prophets of Baal and other deities had not them-
selves developed sophisticated theologies. But overall, for a religion
based upon the insight that God is one, while paganism may have been a
challenge in cultural and social terms, it was not much of a challenge in
4
I claim here that classical Judaism was basically uninterested in proselytism. That
does not mean that Jews in the ancient world did not actively proselytize; very often they
did. Judaism was not a proselytizing faith because it was more of a family affair than an
organized religion; in the ordinary course of affairs, people do not go about trying to
convert other people into their families. For surveys of what is known concerning the
actual attempts ofJews to proselytize in the ancient world, see Louis H. Feldman, 'The
Contribution of Professor Salo W . Baron to the Study of Ancient Jewish History: His
Appraisal of Anti-Judaism and Proselytism', AJS Review, 18 (1993), 1-27; William G.
Braude, Jewish Proselytizing in the First Five Centuries of the Common Era: The Age of
the Tannaim and the Amoraim (Providence, RI: Brown University Press, 1940 ). In
'Proselytism by Jews in the Third, Fourth, and Fifth Centuries' ,Journal for the Study of
Judaism, 24 (1993), 1-58, Louis Feldman proves that a considerable amount of prosely-
tizing was undertaken by Jews throughout the ancient world. He fails to show, however,
that this was sanctioned or encouraged by the talmudic rabbis. See also his Jew and
Gentile in the Ancient World (Princeton: Princeton University Press, 1993). See further
Rokeah, Jews, Pagans and Christians in Conflict, 42 ff., for a critique of scholars who
over-emphasize evidence of proselytizing activity on the part of talmudic rabbis. In
general, that Judaism was attractive to Gentiles does not mean that a conscious effort was
made to attract them.
Why Judaism Acquired a Systematic Theology
what we would call theological terms. Judaism did not teach that God
was like the other deities, but that there was only one of them. Judaic
monotheism is a complete rejection of the polytheistic world-view;
there can be no shared universe of discourse between the two. (This
might explain why so much of prophetic 'argument' against polytheistic
idolatry is couched in terms of scorn, mockery, calumny, and simple
denunciation.)
The rabbis of Palestine were confronted by versions of Greek and
Roman polytheism (barely taken seriously by Greek and Roman philo-
sophers themselves), Hellenistic philosophy, and, later, Christianity. The
rabbis of Babylonia were, in addition, confronted by Zoroastrianism. It is
hard to know to what extent these were viewed as posing serious dangers.
It is tempting to explain the very scant argumentation against them
found in rabbinic texts on the grounds that the rabbis did not find these
competing religions threatening. It is surely likely that the rabbis were no
more impressed by polytheistic idolatry than were the prophets, and felt
no need to add their own contribution to the prophetic rejection of
idolatry. Zoroastrianism was probably perceived as a form of polytheism,
as early Christianity may have been.
But Christianity and Hellenistic philosophies may have been perceived
as threatening without eliciting a theological response from the rabbis. It
is noteworthy how little Hellenistic philosophical thought influenced the
rabbis. 5 The few anti-Christian polemics we do have from this period are
almost all midrashic, almost none strictly and systematically theological.
This may reflect the fact that the controversy with early Christianity was
perceived as an internal dispute, best carried on with traditional Jewish
tools. When Christianity developed its own full-blown theology and also
5
Not only does Greek philosophical thinking seem to have influenced the rabbis very
little; there is also very little overt anti-Christian polemic to be found in the huge corpus
of rabbinic literature. For the former, see the two studies by Saul Lieberman, Greek in
Jewish Palestine (New York: Jewish Theological Seminary, 1942) and Hellenism in Jewish
Palestine (New York: Jewish Theological Seminary, 1950). Rokeah, Jews, Pagans and
Christians in Conflict, 201-2, takes Lieberman to task for exaggerating the extent of
Greek influence in Jewish Palestine; but even Lieberman found very little evidence of
rabbinic response to philosophical thought. For sources on the lack of clear anti-
Christian polemic, see Cohen, 'Analysis of an Exegetic Tradition', 20 . The rabbis seemed
to have found Hellenistic and other forms of Gentile behaviour threatening and sought
to extirpate its influence upon the Jews, primarily by restricting social intercourse
between Jews and non-Jews as much as possible. The ideologies and theologies which lay
behind the threatening behaviour were largely ignored. As Rokeah (p. 129) notes, 'the
Jewish Sages were not particularly sensitive to philosophical assumptions'.
Why Judaism Acquired a Systematic Theology
attacked Judaism (in the thirteenth to fifteenth centuries), it was met
with a systematic theological defence. That is a story which will be taken
up below.
God is not truly one, since every corporeal entity has constituent parts or elements, or at
least shares with other entities at least one feature, namely corporeality. On this, see
Maimonides' discussion in 'Laws of the Foundations of the Torah', eh. 1 .
7
For more details on the influence of Islam and Karaism on the rise of systematic
theology in Judaism, see Kellner, Dogma, I -9. This should be supplemented with Haggai
Ben-Shammai, 'Saadya Gaon's Ten Articles of Faith' (Heb.), Da)at, 37 (1996), n-26. I
do not mean to contradict the points cited in the name ofBernard Lewis (n. 1 above) . The
points I am trying to make about Judaism in this chapter are similar to the points Lewis
was making about Islam .
Why Judaism Acquired a Systematic Theology
one's share in the world to come. This task is aided by the Torah, which
teaches how one should behave in a world full of temptations so as to
avoid degeneration. Judaism, therefore, rather than focusing on questions
of correct belief, has traditionally focused on questions of correct prac-
tice.
In addition to being inherently uninterested in systematic theology,
pre-medieval Judaism also had no need for systematic theology: it was
confronted by no competing theological system which it had to take ser-
iously and did not itself actively seek to attract outsiders into the fold.
In the early Middle Ages this situation changed dramatically: con-
fronted by the theological challenges of Islam and Karaism, Judaism
responded in kind. It sought to define the specific beliefs which the
Torah taught and which distinguished Judaism from other faiths, and
further sought to organize these discrete beliefs into a systematic, co-
herent whole.
Once introduced, systematic theology found a home in Judaism and
brought with it the propositional understanding of faith congenial to
it. Defining religious faith as a series of affirmations or denials was
a dramatic innovation in Judaism and one which carried with it far-
reaching consequences, as we will see in the coming chapters.
One more point should be made here. Systematic theology was intro-
duced into Judaism as a reaction to historical stimuli. But it also reflected
an intellectual orientation to the nature ofreligious faith which many find
attractive, even indispensable. We shall return to this idea in the last
chapter of the book.
FOUR
IN the last chapter I showed that Judaism has no inherent need for or
interest in systematic theology and its outgrowth, dogma. Systematic
theology first appeared in normative Judaism (primarily in the writings of
R. Sa'adia Gaon) as a response to historical stimuli. In the present chapter
we will confront the most systematic, and certainly the most influential,
of the medieval Jewish theologians: Maimonides.
Maimonides adopted the claim that Judaism was based upon a system-
atic theology and had the courage to face up to the consequences of that
position, that Judaism therefore had dogmas. Here I will first analyse
Maimonides' statement of dogma, showing that he meant his Thirteen
Principles to be accepted as dogmas in the strictest sense of that word. I
will then show that his position reflects a 'belief that' orientation. One of
the most striking consequences of his position-one, moreover, that he
did not hesitate to adopt-is that mistakes with respect to matters of
dogma cannot in any sense be condoned. We will then see how Maimon-
ides' position on dogma influences his views on how one becomes a Jew
and ceases to be a Jew.
I then examine two assumptions crucial to Maimonides' view: that
scientific knowledge and religious faith are ultimately the same thing; and
that there is one objective, absolute standard of truth, in principle access-
ible to all. These two assumptions make it possible for Maimonides to
insist that all Jews learn enough to know the truth ofthe principles offaith.
Maimonides' Dogmas
Once a religion specifies the distinct beliefs which constitute its theology,
a new question must be answered: are all these beliefs equal in signifi-
cance? Maimonides was the first Jew to raise this question and his answer
is explicit: there are thirteen specific teachings of the Torah which stand
on a plane all their own.
Maimonides makes this claim in his commentary on the mishnaic text
Maimonides: Dogma without Dogmatism 53
that begins 'All Israelites have a share in the world to come. ' 1 In doing so
he makes clear that he views that text as a presentation of the dogmas of
Judaism. Maimonides lays down thirteen discrete beliefs as the dogmatic
foundation of the Jewish faith. These may be summarized as follows:
1. that God exists;
2. that God is one;
3. that God is incorporeal;
4. that God is ontologically prior to the cosmos; 2
5. that God alone may be worshipped;
6. that prophecy occurs;
7. that Mosaic prophecy is superior to all others;
8. that the Torah was given from heaven;
9. that the Torah will never change nor be exchanged;
10. that God knows individuals;
11. that the righteous will be rewarded and the evil punished;
12. that the Messiah will come;
13. that the dead will be resurrected. 3
Maimonides does not himself present a list (as I do here) but, rather, a
discussion of these ideas. He cites proof-texts from the Torah, and in
some cases sketches the outlines of a philosophical proof of the truth of
the dogma. The entire discussion is a lengthy essay, written originally in
Arabic c.n70. Maimonides' principles are better known in the Jewish
world in the form of two poetic summaries, Yigdal and Ani ma)amin,
found in most prayer-books. 4 The first of these has become part of the
liturgy in many Jewish communities.
After he finishes presenting his principles, Maimonides makes the
following statement:
When all these foundations are perfectly understood and believed in by a person
he enters the community oflsrael and one is obligated to love and pity him and
to act towards him in all the ways in which the Creator has commanded that one
1
Mishnah Sanhedrin x. I. The text itselfis quoted and discussed above, pp. 33- 8.
2
i.e . that God is cause, but not necessarily creator, of all that exists. For explanation,
see my notes on the fourth principle in Appendix 2 below.
3
The full text of Maimonides' Thirteen Principles is presented in Appendix 2 below.
For detailed study of the principles, see Kellner, Dogma, I0-65 .
4
These two texts are reproduced in Appendix 3 below.
54 Maimonides: Dogma without Dogmatism
should act towards his brother, with love and fraternity. Even were he to commit
every possible transgression, because oflust and because of being overpowered
by the evil inclination, he will be punished according to his rebelliousness, but he
has a portion [of the world to come]; he is one of the sinners oflsrael. But if a
man doubts any of these foundations, he leaves the community [of Israel],
denies the fundamental, and is called a sectarian, epikoros, and one who 'cuts
among the plantings'. One is required to hate him and destroy him. About such
a person it was said, 'Do I not hate them, 0 Lord, who hate thee?' [Ps. 139 : 21].
ner, Dogma, 5-6 . For an important (and technical) discussion of Maimonides' under-
standing of emunah, see Shalom Rosenberg, 'The Concept of Emunahin Post-Maimon-
idean Jewish Philosophy', in Isadore Twersky (ed.), Studies in Medieval Jewish History
and Literature, ii (Cambridge, Mass .: Harvard University Press, 1984), 273-307. For a
more accessible and very interesting discussion of emunah in medieval Jewish thought,
see also pp. 353- 8 in Charles Manekin, 'Hebrew Philosophy in the Fourteenth and
Fifteenth Centuries', in D . H. Frank and 0. Leaman (eds.), History ofJewish Philosophy
(London : Routledge, r997), 350-78.
Maimonides: Dogma without Dogmatism 57
p. 29). In his Mishneh torah, Maimonides more often than not will simply
translate the relevant talmudic passage from Aramaic into Hebrew. In a
very few places, however, he departs from the talmudic source. One of
those rare instances is his discussion of conversion, where he interpolates
material of his own into the talmudic foundation. Let us look at the
talmudic source, with Maimonides' additions in square brackets:
Our rabbis taught: if at the present time a man desires to become a proselyte, he is
to be addressed as follows: 'What reason do you have for desiring to become a
proselyte? Do you not know that Israel at the present time are persecuted and
oppressed, despised, harassed, and overcome by afflictions?' lfhe replies, 'I know
and yet am unworthy,' he is accepted forthwith. [He should then be made
acquainted with the principles of the faith, which are the oneness of God and
the prohibition of idolatry. These matters should be discussed in great detail;]
and given instruction [though not at great length] in some of the minor and
major commandments ... He ·is also told of the punishment for the trans-
gression of the commandments ... as he is informed of the punishment for the
transgression of the commandments, so he is informed of the reward granted for
their fulfilment.
We saw above how the talmudic discussion places all its emphasis on
the willingness of the proselyte to be adopted into the Jewish family, so
to speak, and on teaching him or her representative commandments.
Through two small additions Maimonides turns the talmudic passage
inside out. Where the emphasis in the talmudic source is entirely on
kabalat ol mitsvot ('acceptance of the yoke of the commandments'),
Maimonides makes the crux of conversion into a theological matter. The
proselyte is instructed in detail on the principles of faith; we are explicitly
instructed not to expatiate at length on the commandments. 13
Why does Maimonides turn accepted notions concerning the process
of conversion on their head? Because, once faith is defined in terms of its
propositional content-in terms, that is, of the specific beliefs one
affirms or denies-and if we expect Jews to be faithful, then we must
demand of prospective Jews that they consciously and explicitly affirm
those beliefs which constitute Jewish faith and deny those beliefs which
13
For Maimonides' codification of the procedures governing conversion, see 'Laws of
Forbidden Intercourse', xiii. 1-4. For further discussion of that text in the context of
Maimonides' thought, see Kellner, Maimonides on Judaism, 4-9-57- For a discussion of
Maimonides' departures from the text of the Talmud in his Mishneh torah see the sources
cited in Menachem Kellner, 'The Beautiful Captive and Maimonides' Attitude towards
Proselytes', in Stephen Benin (ed.), Jewish-Gentile Relations through the Ages (Detroit:
Wayne State University Press, forthcoming).
60 Maimonides: Dogma without Dogmatism
contradict Jewish faith. Thus Maimonides is led to play down the im-
portance in the process of conversion of teaching the technicalities of
obedience to the commandments (the prospective convert is 'given
instruction though not at great length in some of the minor and major
commandments'). He is similarly led to place heavy emphasis on teach-
ing the prospective convert the dogmas of Judaism, adding to the tal-
mudic text the stipulation that 'He should then be made acquainted with
the principles of the faith, which are the oneness of God and the pro-
hibition ofidolatry. These matters should be discussed ingreat detail.'
Maimonides is thus led by his understanding of the nature of faith to
alter the accepted procedure of conversion. 14 That understanding also
leads him to adopt strong and uncompromising positions concerning the
way in which an individual leaves the community oflsrael.
16
For a discussion of Maimonides' proof of the divine origin of the Torah, see Mena-
chem Kellner, 'Revelation and Messianism: A Maimonidean Study', in Dan Cohn-
Sherbok (ed.), Torah and Revelation (New York: Edwin Mellen Press, 1992 ), n7-33.
17
On the relationship between religious belief and philosophy in Maimonides'
thought, as expressed here, see the discussion in Kellner, Maimonideson Judaism, 65-79.
See further idem, 'Maimonides' Allegiances to Torah and Science', The Torah Umadda
Journal, 7 (1997), 88-ro4.
62 Maimonides: Dogma without Dogmatism
clearly in the very first sentence of Maimonides' Mishneh torah, at the
beginning of'Laws of the Foundations of the Torah', where he writes:
'The foundation of all [religious] foundations and the pillar of [all] the
sciences is to know that there exists a Prime Existent.' Remember, please,
that this is the first sentence of a systematic exposition of halakhah,
Jewish law. In this sentence Maimonides teaches that religion and sci-
ence share a common axiom: God's existence. 18
This may sound odd to contemporary ears, but the science Maimon-
ides was dealing with was Aristotelian; the most foundational of all the
sciences for any Aristotelian was metaphysics; and the fundamental
teaching of metaphysics was God's existence. Thus, one who was con-
fused on that issue was confused at the broadest and most foundational
level of scientific truth. The basic axiom of all the sciences is God's
existence; the basic axiom of religious faith is God's existence. At their
very heart, then, religion and science do not teach the same thing; they
are the same thing.
Science must be based on knowledge, not 'blind' faith (the very oppos-
ite of Maimonidean faith!) or wishful thinking. Similarly, to know that
God exists one must be able to know it scientifically. Since such know-
ledge is possible, Maimonides can make it the first of his Thirteen Prin-
ciples; he can also make it the first commandment: 'Knowledge of this
[God's unconditional existence, uniqueness, and mastery of the cosmos]
is a positive commandment.' In Maimonidean terms, to know some-
thing means to be able to show why it is so; in other words, to offer
rational proof for it. For Maimonides, therefore, to fulfil the very first
commandment, to accept the first principle of faith, one must be suf-
ficiently sophisticated to prove God's existence.
The importance of scientific knowledge to religious faith is further
underscored by Maimonides in the four chapters of the Mishneh torah
following his emphatic opening assertion concerning the identity of the
basic axioms of religion and of science. In these chapters Maimonides
gives a quick course in two sciences, physics (including astronomy) and
metaphysics, maintaining that it is through the study of these sciences
that one can be brought to the love and fear of God. 19
Maimonides makes knowing that God exists the first commandment in his Book of
18
Maimonides on Truth
Maimonides' position as outlined in the previous section reflects an idea
of his which we will have to examine again below. For Maimonides, truth
is one and objective: there is an absolute standard of truth and falsity, and
that standard is discoverable by human reason. In a subsequent chapter
we will have to ask to what extent that position is acceptable to us today.
There can be little doubt, however, that Maimonides held it. He gives
clear expression to this view in his introduction to his commentary on
Pirkei avot('Ethics of the Fathers'):
Know that the things about which we shall speak in these chapters and in what
will come in the commentary are not matters invented on my own nor explan-
ations I have originated. Indeed, they are matters gathered from the discourse of
the Sages in the Midrash, the Talmud, and other compositions of theirs, as well
as from the discourse of both the ancient and modern philosophers and from the
compositions of many men. Hear the truth from whoever says it. Sometimes I
have taken a complete passage from the text of a famous book. Now there is
nothing wrong with that, for I do not attribute to myself what someone who
preceded me said. We hereby acknowledge this and shall not indicate that 'so
and so said' and 'so and so said', since that would be useless prolixity. Moreover,
the name of such an individual might make the passage offensive to someone
without experience and make him think it has an evil inner meaning ofwhich he
is not aware. Consequently, I saw fit to omit the author's name, since my goal is
to be useful to the reader. We shall explain to him the hidden meanings in this
tractate. 20
The Impact
The impact of Maimonides' position-that Jewish faith is a matter of
believing that certain things are true; that it is thus crucial to get clear on
the theological substrate of Judaism; that correct appreciation of that
substrate is both a necessary and a sufficient condition for becoming a
Jew, remaining a Jew, and achieving a share in the world to come; that
mistakes concerning the fundamental beliefs of Judaism cost an indi-
vidual his or her membership in the community ofisrael and share in the
world to come; that, in short, Judaism has dogmas in the strictest sense of
the word-was monumental and pervasive while at the same time
negligible.
The impact of Maimonides' innovation was monumental because
since his time Jews have taken it as a matter of course that the Jewish
religion has dogmas; and it was negligible because the theoretical sub-
strate on which Maimonides built his dogmatic system (summarized in
the previous paragraph) was not accepted as part of the Jewish tradition.
The pervasive influence ofMaimonides' innovation cannot be denied.
Not only have his principles ofJudaism entered the liturgy; stop any half-
way Jewishly literate person on the street and ask if Judaism has dogmas
Maimonides: Impact, Implications, Challenges
and you will get the answer, 'Of course-Maimonides' Thirteen Prin-
ciples.' More than that, the impact of Maimonides' formulation of
dogmas for Judaism finds expression in the attempt by contemporary
Jews, discussed later in this chapter, to apply theological tests for
religious legitimacy. 1
No one, I think, would deny the profound influence Maimonides'
principles have had in Judaism. But what of my paradoxical claim that
despite this influence the impact ofMaimonides' attempt to re-establish
Judaism on dogmatic grounds is actually negligible? This claim must
strike most readers as bizarre; it is, none the less, true.
That Maimonides' attempt to ground Judaism in dogmatic theology
had only a superficial impact may be seen in several ways. First, Maimon-
ides is the only halakhist to include principles of faith in the 613 com-
mandments of Judaism. In claiming that Judaism had commandments
relating to belief, Maimonides tried to slide a major innovation past his
readers. The Catalonian Jewish leader R. Hasdai Crescas (d. 1412) was
one of the few subsequent halakhists to reject the claim outright. The
others simply rejected it in practice.
A comparison of Maimonides' Mishneh torah-which opens with
'Laws of the Foundations of the Torah' and contains a summary of the
Thirteen Principles in 'Laws of Repentance'-with the various codes
written in response to it, such as theArba)ah turimofR. Jacob benAsher
(c.1270-1340) and the Shull;an arukh ofR. Joseph Karo (1488-1575),
which ignore theological matters entirely, makes the point clearly. Simi-
larly, just glancing at the layout of the pages of most printed editions of
the Mishneh torah confirms the claim that subsequent halakhists ignored
Maimonides' attempt to present Judaism as a religion with a clear
dogmatic base. Almost every word of the text is elaborated on in com-
mentaries and supercommentaries-so much so, that on most pages of
the work only a few lines of text appear, surrounded, island-like, by seas of
commentary. On those pages, however, where Maimonides presents his
principles and their corollaries, his words stand in lonely splendour. 2
1
For an excellent example of the profound influence of Maimonides' attempt to put
Judaism on a firm dogmatic basis, see the comments made by David Bleich quoted above
(p. 39) and below (p. 95).
2
I came across a fascinating parallel to this situation with respect to the reception of
Copernicus' De revolutionibus orbi um celestium. In book 1 he describes his revolutionary,
'Copernican' view of the cosmos.
The remaining five books ... describe geometrical models for each of the planets and tell how to
compute tables . These constructions represent an enormous advance in technique and simplicity
over anything previously available ... The working astronomer of those days was involved in
68 Maimonides: Impact) Implications) Challenges
Even more decisive is the fact that the responsa literature, from his own
time to the present day, is almost entirely innocent of discussions of
Maimonides' principles of faith.
By not including matters of dogma in their statements of halakhah,
Maimonides' successors were, consciously or unconsciously, rejecting
his claim that Judaism had commandments relating to belief, a claim
which lay at the very heart of his understanding of the Torah as consisting
of a mass of laws built upon a solid and unchanging base of explicit,
detailed, systematically arranged and obligatory theological teachings.
Second, with only two exceptions that I have been able to find, none of
the many halakhists and philosophers who engaged Maimonides in theo-
logical discussion concerning his principles of faith accepted his claim
that one who makes a mistake concerning them is a heretic in the same
sense as one who purposefully rejects them. This is as true of our con-
temporaries as it is of Maimonides: even the Razon Ish (R. Abraham
Karelitz, 1878-1953), considered by many to be one of the most im-
portant formulators of what might be called post-Second World War
'hard-line' Orthodoxy, is careful to distinguish between heretics who
consciously and knowledgeably reject the teachings of Judaism and the
vast majority of non-Orthodox Jews, who are to be considered 'babes
fallen into captivity' and thus neither responsible nor culpable for their
non-Orthodoxy.3 And yet rejecting the possibility of shegagah, of non-
culpable inadvertence, is a crucial consequence ofMaimonides' position
producing almanacs for agriculture and casting horoscopes for births, christenings, marriages,
medical treatments, and the erection of buildings. He had no more inclination to ponder the
conceptual foundations of the system than a modern automotive mechanic has to think about the
thermodynamics of combustion .
I quote here from David Park, The How and the Why: An Essay on the Origins and
Development of Physical Theory (Princeton: Princeton University Press, 1988) , 146. On
this passage, Park writes in a footnote: 'Professor Owen Gingerich tells me he has
examined nearly every extant copy of De revolutionibus and that while the pages of the
technical sections of most copies are darkened with the grime of many fingers, those
of Book 1 are mostly as white as snow.' Copernicus' practically minded readers were
interested in his planetary tables and paid little or no attention to the new astronomy
underlying them. Similarly, Maimonides' rabbinic readers were interested in the practical
halakhah in the Mishneh torah, not in the theological substrate so important to Maimon-
ides. Thus the substrate was neither rejected nor accepted by his successors; it was simply
ignored.
3
The only two medieval thinkers who follow Maimonides in disallowing shegagah
with respect to heresy are R. Abraham Bibago and R. Isaac Abrabanel. For details, see chs .
7 and 8 in Kellner, Dogma; also idem, 'What is Heresy?' and 'Heresy and the Nature of
Faith'. With respect to the Hazon Ish, see below, p. n6.
Maimonides: Impact) Implications) Challenges
that emunah, faith, consists in the unquestioning acceptance of specific
beliefs. If we admit the possibility of shegagahwith respect to dogma, we
reject the definition of faith which forms the foundation of the entire
Maimonidean project.
Third, Maimonides was both the first and the last formulator of
principles of Judaism to use them as a test for Jewish legitimacy. Sub-
sequent discussions of dogma dealt with the subject as a way of dis-
tinguishing Judaism from Christianity, not as a way of distinguishing
legitimate Jews from heretics.
In refusing to make principles of faith commandments, in allowing
shegagahwith respect to matters offaith, and in refraining from adopting
a clear-cut theological test for Jewish 'orthodoxy', post-Maimonidean
Judaism turned Maimonides' principles of faith from a statement of the
unchanging dogmas ofJ udaism into a literary device, a convenient way of
summarizing some widely accepted teachings of the Torah. 4
Further support for my claim concerning the superficial impact of
Maimonides' principles on Judaism may be found in the fact that the
principles themselves, in the way in which Maimonides presented
them, are almost entirely unknown in the Jewish tradition. By and large,
they are known only through two poetic summaries, Yigdal and Ani
ma)amin. 5 While these poems preserve the spirit of Maimonides' ideas,
they reduce a long, detailed, complex, and philosophically sophisticated
text to thirteen rhymed stanzas. As such, they represent an extreme
simplification of Maimonides' original ideas. Understanding the prin-
ciples in their poetic format is not much of a challenge; following the
arguments in the original is another matter altogether. Thus, not only
were Maimonides' principles accepted without the theological substrate
which gave them coherence and which made of them something more
than an elegant literary device for teaching Jewish ideas; they were not
even accepted in the form in which Maimonides presented them, but,
rather, in a simplified, even debased, fashion.
The history of the response to Maimonides' principles also supports
my assertion. After their promulgation, the principles were at first
largely ignored. In the two centuries or so after Maimonides published
his commentary on the Mishnah, only half a dozen Jewish thinkers-not
4
It is precisely and only as a literary device that Abrabanel defends Maimonides'
principles in the twenty-third chapter of his Principles ofPaith.
5
On the textual history of these poems (reproduced in Appendix 3 below), see Alex-
ander Marx, 'A List of Poems on the Articles of the Creed', Jewish Q]tarterly Review, 9
( 1919 ), 305-36.
70 Maimonides: Impact) Implications) Challenges
of the first rank-discussed them at all, and none of them did so in
halakhic contexts. The question of the dogmas of Judaism became a
live issue again only in the fifteenth century and only in Iberia. There and
then it was taken up almost exclusively by figures defending Judaism
against the onslaught of Christianity. With the expulsion of the Jews
from Spain in 1492, the issue once again disappeared from the Jewish
agenda, remaining unconsidered until the Haskalah (the Jewish En-
lightenment) at the end of the eighteenth century, and the rise of Reform
Judaism.
The conclusion to be drawn from this historical sequence is that by and
large Jews sought to express Jewish faith in dogmatic terms only when
forced to do so by Christian interlocutors. In the disputations and apolo-
getics of the fifteenth century it was the Christians who set the agenda
and the ground rules. Left to their own devices, as it were, Jews did not
naturally turn to dogma as a way of expressing the authentic character of
Jewish faith. 6
My claim here about the superficial impact of Maimonides' attempt to
place Judaism on a firm dogmatic footing echoes Isadore Twersky's
assessment of the impact of the Mishneh torah:
It may be proposed that Maimonides' revolution remained primarily 'literary';
there was maximum dissemination of the Mishneh Torah itself but more limited
acceptance of its premises and goals; it did not basically transform modes of
thought or redirect the course of codification, but it impinged, directly and
indirectly, on methods of study and norms of observance and provided a nearly
universal referent for discussion ofhalakhah.7
unusual responsum ofR. David ibn Abi Zimra (on whom see above, p. 20) throws further
light on this matter. He was asked (Responsa, part I, no. 344-) which account of the
principles of religion he accepted-that of Maimonides, that of Crescas, or that of Albo.
In his answer, ibn Abi Zimra cited Abrabanel 's Principles ofFaith (eh. 23) to the effect that
since all of the Torah was given by God we have no right to distinguish some elements as
more fundamental than others . Every part of the Torah is a principle of faith . (Compare
further responsum iv. 187, in which he holds that error in theological matters may be
excusable in that one who so errs may be considered anus, 'forced'.) As noted in the text,
theological issues in general and Maimonides' principles in particular are almost never
brought up in the responsa literature, a fact which may be confirmed by a glance at Louis
Jacobs' Theology in the Responsa (London: Routledge & Kegan Paul, 1975 ).
7
Isadore Twersky, Introduction to the Code of Maimonides (New Haven: Yale Uni-
versity Press, 1980 ), 536.
Maimonides: Impact) Implications) Challenges
thought'. Authorities since Maimonides' time have adopted the shell of
his position, leaving the meat uneaten, indeed almost entirely unknown.
In this, they have not followed in the footsteps of the second-/third-
century tanna R. Meir, who, as the Talmud recounts, ate the meat (i.e .
the permitted portions) of his apostate master Elisha ben Abuyah's
teachings, while rejecting the shell (BT lfagigah 15b).
The Implications
While the impact ofMaimonides' claims may have been superficial, their
implications are profound. In the first place, as I have been at pains to
demonstrate in this book, a Jew who fails to accept the Thirteen Prin-
ciples has certainly excluded him- or herself from the world to come-or,
more precisely, has failed to do that which makes it possible to enter the
world to come. Furthermore, such a person, according to Maimonides,
has also excluded him- or herself from kelal yisrael, the community of
Israel. Is such a person a I think the only possible answer to this
question, for Maimonides, is that such a person is required to fulfil all the
obligations that devolve upon those ofJewish descent (i.e. the mitzvot:
the commandments of the Torah) but will receive none of the rewards
that follow from that status, be they in the world to come or in this world
(in the sense that the obligations upon other Jews to love, cherish, and
succour their fellow Jews do not apply in respect of such a person). These
individuals remain Jews in a halakhic sense but in no other sense. They are
indeed Jewish, I think Maimonides would be forced to say, but only 'on a
technicality' .
Norman Lamm raises this very issue forcefully: 'Ifwe take [Maimon-
ides] literally, we reach the astonishing conclusion that he who observes
mitzvot but has not reflected upon their theological basis would also be
excluded from the Children of Israel. ' 8 I think that we have to take
Maimonides literally, but that the consequence is exclusion from the
world to come, not from the Jewish people in this world.
To put the matter bluntly, Maimonides sought to make ofJudaism an
ecclesiastical community-what other religious traditions call a church
of true believers. Maimonides' position reflects a particular philosophical
understanding of human nature, according to which (a) no human being
is born with a fully developed soul-we are, rather, born with the
8
Norman Lamm, 'Loving and Hating Jews as Halakhic Categories', Tradition, 24
(1989 ), 98-122 (at us), based upon idem, 'Love oflsrael and Hatred of Evildoers', in his
Laws and Customs(Heb .) (Jerusalem : Mosad Harav Kook, 1990 ), 149-59 .
Maimonides: Impact, Implications, Challenges
potential to acquire what can be called a soul-and ( b) the only way in
which an individual can possibly actualize his or her potential to acquire a
soul is through intellectual activity. 9
On the one hand, this theory commits one to an extremely parochial
stance: namely, that only the intellectually gifted and energetic can ever
really fulfil themselves as human beings. This form ofintellectual elitism
leaves most of the human race out in the cold. On the other hand, the
theory also forces one to adopt a very non-parochial stance: anyone born
with a measure of intelligence and a willingness to apply him- or herself
to the exacting demands ofintellectual labour can achieve some measure
or other of spiritual advancement. Race, creed, sex, or national origin are
quite simply irrelevant to one's potential achievement.
Turning Judaism into a series of truth-claims is simply a reflection of
this broader position. Such an understanding of Judaism also forces a
kind of universalism on Maimonides: being Jewish is a matter of what
you believe, not of who your parents were. It is, to repeat the metaphor
suggested earlier, a matter of software, not hardware.
Maimonides does not specify in his statement of the Thirteen Prin-
ciples whether they are to be understood or simply believed (i.e. accepted
on the basis of traditional authority without necessarily understanding
why they are and must be true). But in his parallel statement in 'Laws
of the Foundations of the Torah', at the beginning of the Mishneh torah,
he clearly states that it is knowledge of God's existence which is the
'foundation of all foundations'. He further states there that knowing that
God exists is the first of all the commandments of the Torah. It makes
considerable sense, therefore, to interpret the Thirteen Principles (or at
least the first five of them, which deal with God) as involving knowledge
rather than belief. 10 Indeed, Maimonides cannot be interpreted in any
9
For details on Maimonides' psychology (theory of the human soul), see Kellner,
Maimonides on Judaism, 9- 15. According to Maimonides human beings are born, contra
Plato, without innate knowledge but with a capacity or potential to learn . This capacity is
called, depending on the specific version of the theory which one encounters, 'hylic
intellect', 'material intellect', or 'potential intellect'. If one takes advantage of one's
capacity to learn and actualizes one's potential for study, then one will have acquired what
Maimonides came to call 'an intellect in actu', more often called the 'acquired intellect'.
To the extent that immortality is affirmed, it is the acquired intellect which is seen as
immortal. Since one can actualize one's potential intellect to different degrees, it follows
that one's perfection, and thus one's share of immortality, depends on the degree to
which one has perfected oneself intellectually.
10
For studies concerning Maimonides' attitude towards knowledge and belief, see
Kellner, Dogma, 244 n. 268.
Maimonides: Impact, Implications, Challenges 73
other fashion. This will turn out to be crucial for understanding his
position. It will also help us to understand why contemporary authorities
end up adopting only the shell of his teaching, while ignoring, rejecting,
or, most likely, being ignorant ofits essence.
For Maimonides, as for philosophers generally, the distinction be-
tween knowing and believing is crucial. Knowledge, as Maimonides
understands it, corresponds to reality and must therefore be true (the
expression 'true knowledge' is thus tautologous). Belief is what we rep-
resent to ourselves as corresponding to reality, irrespective of whether
or not in fact it actually does so correspond. Human beings are dis-
tinguished from all other creatures on earth by their ability to achieve
knowledge. In fact, being born with that ability is precisely what it means
to be born with human potential, and becoming truly human means
realizing that ability to one extent or another.
Note carefully what I have just written: the child of human parents is
born as a potential human; only the individual who achieves knowledge
actually becomes a fully fledged human being. Immortality, a share in the
world to come, is something to which only humans can aspire. It is
Maimonides' settled doctrine that only human beings, i.e. only those
individuals, born to human parents, who have also achieved knowledge
('perfection of the intellect' in the sort oflanguage Maimonides used),
have a portion in the world to come.11 This is a position which grates
painfully on the ears of many people today, but there is no point pre-
tending that it isn't there. It is a position which Maimonides adopts and
which, in fact, given his understanding of human psychology, he must
adopt. 12
It is important to understand that one corollary of this stance is that the
only key to earning a share in the world to come is intellectual perfection,
in varying degrees. Good deeds are not enough; nor is correct belief in
the sense that one accepts true teachings on the basis of authority as
opposed to rational conviction. A further upshot of this theory is that just
11
Maimonides' theory that human, religious, Jewish perfection involves the acquis-
ition of philosophical truths is summarized in Menachem Kellner, Maimonides on
Human Perfection (Atlanta, Ga.: Scholars Press, 1990 ), 1-7. Since this statement is likely
to surprise many of my readers here, and since it is crucial for any understanding of
Maimonides, I have defended it in detail in Appendix 1 below.
12
It ought to be noted, emphatically, that many of Maimonides' positions on philo-
sophical and theological matters follow from his acceptance of the definition of human
beings as rational animals. This point is crucially important. All that we share with animals
(bodily needs, feelings, even emotions) is not truly human; that which makes us human is
our rationality and only our rationality.
74 Maimonides: Impact, Implications, Challenges
as one cannot be a little bit pregnant, one cannot be a little bit eligible for
the world to come: either you are pregnant or you are not; either you are
eligible for the world to come or you are not. But, just as one can be in an
early or advanced stage of pregnancy, one can have earned a smaller or
larger share of the world to come. There remains an important difference
between the two situations, however, in that a pregnant woman advances
from early to later stages of pregnancy; the share in the world to come
one earns through one's intellectual endeavours is the share with which
one is stuck for all eternity.
What sort of knowledge must we acquire in order to establish our
humanity and thereby earn a share in the world to come? On this
medieval Jewish scholars were divided, some saying that all knowledge
counted, others that only knowledge of God and the angels qualified.
In the language of the Middle Ages, the question was: does knowing
mathematics and the physical sciences get one into the world to come, or
must one also know metaphysics? Maimonides comes down heavily for
the second alternative. To become an actual human being, to earn a share
in the world to come, one must acquire knowledge of metaphysical
matters-namely, of God and the angels. 13
It is not enough to be able to recite things by heart like a parrot. One
must be able to understand what one is saying. For Maimonides, then,
one cannot even fulfil the first of the 613 commandments until one can
properly prove to oneself that God exists. Furthermore, since acceptance
of the Thirteen Principles is a key to enjoying a share in the world to
come, and only those who have achieved knowledge gain entry into the
world to come, it follows that believing the Thirteen Principles is not
enough: one must know that God exists, is one, is incorporeal, etc.
I once heard my esteemed colleague Rabbi Dr J. David Bleich, speak-
ing at a conference, explain Maimonides' view of immortality in the
following terms. Let us say that a person of moderate intelligence and no
formal training in mathematics and physics applied for admittance to a
doctoral programme in theoretical physics. It would be no favour to that
person to admit her to the programme, since there is no way she could
succeed; it is a recipe for frustration. Similarly, even if an intellectually
unprepared individual managed to wriggle his way into life in the here-
after, he would not be happy there.
See Menachem Kellner, 'Gersonides on the Role of the Active Intellect in Human
13
Cognition', Hebrew Union College Annual, 65 (1994), 233 - 59. The reader interested in
the contemporary scholarly debate on Maimonides' attitude towards immortality will
find references to the relevant studies there .
Maimonides: Impact) Implications) Challenges 75
Bleich was speaking facetiously, but the analogy is apt. On the face of
it, Maimonides' position might appear strange, but it can be phrased so
as to sound much less outlandish. Compare the following passage from
George Schlesinger's New Perspectives on Old-time Religion:
According to classical theologians, one who has spent one's life as a passionate
servant of the Lord will have developed and perfected one's soul adequately
to have acquired the capacity to partake in the transmundane bliss that awaits in
the afterlife. The suitably groomed soul, when released from its earthly fetters,
will bask in the radiance of the divine presence and delight in the adoring
communion with a loving God. 14
The point made here bears clear and forceful restatement: Maimonides
did not expect to meet many of his rabbinic contemporaries in the world
to come.
Challenges to Maimonides
Maimonides' innovation (and that, as I have tried above to show, it cer-
tainly was) did not go unchallenged. 18 Given that, as I have shown in
earlier chapters, classical Judaism understood emunah in a different way
from Maimonides, i.e. as a matter of trust in God expressed through
obedience to the commandments, it is not surprising that his ideas con-
cerning the nature ofJewish faith were not clearly understood in their
own terms and thus earned neither applause nor reproach but were-
largely-simply ignored.
Maimonides' innovation did spark off some discussion in the Middle
Ages, especially in the fifteenth century. As I have shown elsewhere, of
the two dozen or so Jewish thinkers who addressed the issue at all, none
followed Maimonides' definition of articles of faith. Rather, in almost all
cases, the principles of faith were deployed not as a theological but as a
literary device, or as part of an anti-Christian apologetic in cases where
Jews were forced to present Judaism in terms laid down by their Christian
interlocutors. This claim may easily be proved: medieval Jews debated
the principles ofJ udaism, but in no case did any of those involved in the
debate denounce as heretics others who disagreed with them over what
these principles actually were. But that is precisely what Maimonides was
doing. 19
However, while medieval Jewish thinkers did not, in general, engage
directly with Maimonides' claims about the nature of faith, his assertion
that the Torah includes commandments to know or believe certain
things was subjected to incisive and, I think, convincing criticism. This
criticism is still relevant today.
R. Hasdai Crescas, the great leader of fourteenth-century Iberian
Jewry, rejected the idea that the Torah contains commandments con-
18
Maimonides was indeed the first Jewish thinker to affirm both that Judaism had core
'faith-commitments' (to borrow an expression of Bleich's from a text I will discuss in
Chapter 6) and that Jews were expressly commanded to believe that these tenets were
true; he was not, however, the last. His clear influence is seen, for example, in the Sefer
on which see above, p. 16.
19
For details, see Kellner, Dogma, 201-17. My position here is supported by Joseph
M. Davis, 'Philosophy, Dogma, and Exegesis in Medieval Ashkenazic Judaism: The Evi-
dence of Sefer Hadrat Qpdesh', AJS Review, 18 ( 1993 ), 195-222, esp. 215, 222.
Maimonides: Impact, Implications, Challenges
cerning matters of belief and knowledge. For a commandment to have
any significance, Crescas argues, we must be able to accept it or reject it.
It makes no sense whatsoever to command someone to do something
over which he has no control. It is, he says, a matter of both common
sense and common experience that we cannot control our convictions.
We cannot will to believe or not to believe, to be convinced of the truth of
something or to be convinced of its falsity. How can we then be com-
manded, Crescas asks, to know (or even believe) that God exists, is one,
and is incorporeal? 20
Abrabanel responded to Crescas' criticism ofMaimonides in his analy-
sis of Jewish dogma, Principles of Faith (completed in 1494). Abrabanel
grants Crescas' point that we have no control over our beliefs and con-
victions; but, he maintains, we do have control over the processes that
lead to belief and conviction. These processes are study and learning.
Take, for example, Pythagoras' theorem. Let us say that someone
shows me a right-angled triangle and tells me that the square of the
hypotenuse is equal to the sum of the squares of the other two sides. I
cannot be commanded to believe that that claim is true. I can, however,
be commanded to measure the three sides of the triangle, which will
rapidly convince me of the truth of the theorem with respect to this
particular triangle at any rate.
Let us say further that I examine dozens of right-angled triangles and
find that the theorem holds for every one of them. Even then, it makes no
sense to command me to accept the truth of the theorem. After all, the
theorem is meant to hold for all right-angled triangles, and no matter
how much time I devote to the project, I will never be able to examine
more than a small number of all possible right-angled triangles. I have no
reason to accept the theorem; I certainly have not been shown anything
which would convince a reasonably sceptical person that it holds for all
right-angled triangles; how, then, can I be commanded to believe it?
Let us say yet further that I am by nature a pleasant, amiable fellow who
likes to make people happy. Let us then posit that the person command-
ing me to believe that Pythagoras' theorem is true is someone for whom I
have profound respect and deep affection, someone who has never lied to
me, and someone who has proved to have nothing but my best interests
at heart. For all these reasons. I might very much want to obey the
command to believe that Pythagoras' theorem is true, but I simply
cannot choose to believe it. Either I believe it or I don't.
2
° For the details of Crescas' critique of Maimonides' claim that Judaism has com-
mandments addressed to the intellect, so to speak, see Kellner, Dogma, 108-39.
Maimonides: Impact, Implications, Challenges 79
Sa'adia, in fact, is the first Jew in the rabbinic tradition to have made this
claim explicitly: he structured his famous Book of Beliefs and Doctrines
around a series of these teachings. The point of this book was to trans-
form the 'beliefs' ofJudaism (ideas accepted on the basis of traditional
authority) into 'doctrines' (these same ideas, after they have been ration-
ally proven to be true). Are Jews obliged to transform their beliefs into
doctrines? Sa'adia's answer is simple: they are not. He wrote his book
only for those Jews who were troubled by the fact that they had not
achieved a state of intellectual certainty concerning traditional beliefs.
It is not that they doubted the truths ofJudaism; they just wanted these
truths to have the same epistemological status as the teachings of science.
But what of a Jew who is content to accept the teachings of the Torah
on the basis of traditional authority, or is unable to understand the argu-
ments proving their truth? Is such a person in any sense an inferior Jew to
one who has succeeded in proving to herself or himself that God exists,
created the world, etc.? Here again, Sa'adia's answer is simple: no. There
is no obligation whatsoever to transform one's simple beliefs into doc-
trines. If one is comfortable in observing the Torah without being able
to prove that its teachings are true, fine.
Note well, please, that the question arises only ifwe adopt the view that
the Torah has explicit and clearly defined teachings of a theological
nature. There is no doubt that Sa'adia adopts that view, but he nowhere
insists that a person should find out exactly what those teachings are and
come to understand them; nor does he use them to define who is and
who is not a Jew, or threaten dire punishments for the person who rejects
or even makes a mistake about them.
Bahya takes the issue a step further. For him the Torah includes IJovot
halevavot, 'obligations of the intellect'. These obligations are com-
mandments, and are every bit as normative as the 'obligations of the
limbs' (IJovot ha)evarim), such as observing the laws of kosher food. But
among the differences he identifies between intellectual obligations
(what Bahya calls 'obligations of the intellect') and obligations of the
limbs is the following: all Jews are required to obey the obligations of
the limbs; but only those Jews who are capable of it are required to
obey the intellectual obligations. Anyone can keep kosher. But not every
person can rationally understand the proofs for God's existence. It would
not be fair if intellectual obligations devolved upon those who were
incapable of observing them. Bahya, a fair man, and, I might add, one
who appears to have had a warm and loving personality, does not
demand from the simple Jew what he or she cannot perform.
82 Maimonides: Impact) Implications) Challenges
Bahya, then, goes a step beyond Sa'adia. The latter makes the intel-
lectual affirmation of the teachings of the Torah entirely a matter of reshut,
something permitted but not obligatory; Bahya makes their acceptance
(which means understanding) obligatory, but only for those capable ofit.
Jews unable to prove that God exists are still good Jews. In addition to
Bahya, Rabeinu Hananel (eleventh century), as cited by Bahya ben Asher
in his commentary on Exodus 14-: 31, and Abraham ibn Ezra (c. 1089-n64 ),
in his long commentary on Exodus 20, anticipate Maimonides' claim that
Judaism has commandments addressed to the intellect.
It was up to Maimonides to take the next step: namely, to state that
knowing God's existence, unity, and incorporeality is obligatory for all
Jews, even, as Maimonides says in Guide ofthe Perplexed, i. 36, for women
and children. Individuals who are not capable of this, or make mistakes
about it, are not simply inferior Jews, they are not really Jews at all. That
is Maimonides' position. How many of his followers today are willing
to accept that assertion? How many of them even qualify as Jews on
Maimonides' criteria? The answer to both questions is, I think, few if any.
Karaisrn'. On the development of'Rabbanites' are those Jews who upheld the validity of
the rabbinic tradition, denied by the Karaites. For important discussions of the
development of Maimonides' views on Karaites, see Ya'akov Blidstein, 'Maimonides'
Attitude towards Karaites' (Heb.), 8 (1988), 501-w; Daniel J. Lasker, 'The
Influence ofKaraism on Maimonides' (Heb .), Sefunot, 5 (1991), r45-6r.
Maimonides: Impact) Implications) Challenges
Maimonides adjudged them to be heretics and called for their execution
where possible. In the course of time Maimonides moderated his stance,
distinguishing between, on the one hand, the founders of Karaism and
Rabbanite Jews who joined them, and, on the other, their descendants.
Descendants ofKaraites, Maimonides avers in the Mishneh torah,
misguided by their parents, [and] raised among the Karaites and trained in their
views, are like a child taken captive by them and raised in their religion, whose
status is that of an anus [one who abjures the Jewish religion under duress], who,
although he later learns that he is a Jew, meets Jews, observes them practice their
religion, is nevertheless to be regarded as an anus, since he was raised in the
erroneous ways of his fathers. Thus it is with those who adhere to the practices of
their Karaite parents. Therefore efforts should be made to bring them back in
repentance, to draw them near by friendly relations, so that they may return to
the strength-giving source, i.e., the Torah. 24
Twersky's ire here was aroused by rabbis Yitzchak Greenberg and Emmanuel Rackman.
See further the Jewish Observer editorial, January 1985, pp. 37-9, and, very importantly
for our purposes, 'Council of Torah Sages Declares: No Rabbinic Dialogue with
Conservatives', Jewish Observer, April 1985, p. 21: 'The classic tenets of Judaism are not
negotiable nor are they the subject matter for dialogues with those who are purveying to
an unwary public a "Judaism" that tears down fundamentals of our ancient heritage-all
in the name ofHalachah.' One can multiply statements such as these almost without end.
I shall, however, cite only a few more examples. The first is a text which clearly illuminates
the tendencies I am trying to describe here. Rabbi Chaim Dov Keller quotes a remark
made at his [Keller's] wedding in 1962 by his 'sainted Rebbe, Reb Elya Meir Bloch zt'l,
Telshe Rosh Yeshiva', to the effect that 'We no longer have to fear Conservatism-that is
no longer the danger. Everyone knows that it is avoda zara. What we have to fear is
Modern Orthodoxy.' See Chaim Dov Keller, 'Modern Orthodoxy: An Analysis and a
Response' ,Jewish Observer, June 1979, pp. 3-14, repr. in Reuven Bulka (ed.), Dimensions
of Orthodox Judaism (New York: Ktav, 1983), 233-71 at 253 . Conservative Judaism is
avodah zarah (lit. 'foreign worship', i.e. idolatry)-'everyone knows' that; Reform
Judaism is presumably worse. Rabbi Keller enthusiastically endorses his rebbe's position
and explicitly ties it to Maimonides. The reader should be reminded that idolatry is one of
the three cardinal sins. A Jew is commanded to sacrifice her life rather than perform
avodah zarah. It is the very antithesis ofTorah.
I must emphasize that this approach is not restricted to 'ultra' Orthodoxy. For
an interesting example of the way in which the heretical nature of non-Orthodox
90 Heresy-hunting
'Who is Not a Jew: The Medieval Discussion', Israel Law Review, n ( 1976 ), 369-90 .
6
See Sacks, One People?, 99-roo . Further on this whole problem see Norman Solo-
mon's discussion ofwhat he calls 'pan-Halakhism' in his The Analytic Movement: Hayyim
Soloveitchik and his Circle (Atlanta, Ga. : Scholars Press, 1993 ), 223-40.
Heresy-hunting 93
Freedom ofEnquiry
The first issue of The Torah Umadda Journal, published in 1989, contains
a brief article by Rabbi Yehudah Parnes entitled 'Torah Umadda and
94 Heresy-hunting
Freedom oflnquiry'. Starting from the supposition that being 'involved
in the intellectual and cultural experience of mankind' is a positive good,
one that leads to an enriched Jewishness, Parnes asks if there are any areas
of enquiry which are out of bounds for the Jew. Using as his source a
passage in Maimonides' Mishneh torah, Parnes bans free intellectual
enquiry 'in areas that spark and arouse ideas which are antithetical to
the tenets of our faith'. These tenets, not surprisingly, he identifies as
Maimonides' Thirteen Principles. 'Torah u-Madda can only be viable',
he concludes, 'ifit imposes strict limits on freedom ofinquiry in areas that
may undermine the Thirteen Principles of Paith.'
Parnes' article sparked considerable debate in the pages of the journal,
and its author was given an opportunity to rebut his critics in a sub-
sequent issue. His second piece, published in 1990, amplifies and clarifies
some of the ideas put forward in the first. Here he makes clear that, in his
eyes, he has
raised a halakhic issue essentially no different than a she)elah [halakhic enquiry] in
kashrut [the laws of kosher food]. In fact, this is a she)elah of kashrut [here,
legitimacy] in the sphere of intellectual activity. Consequently, this mandates a
response by great poskim [halakhic decisors] and morei hora)ah [authoritative
teachers] as is wont in other areas of halakhah le-ma )aseh [practical halakhah].
This is as succinct a statement of the position I wish to criticize as one
could wish for.
Parnes' own intellectual honesty is evidenced by his next sentence, in
which he refers to one of the positions I defend in this book: 'Of course,
there has been previous mention of the possibility that freedom of
inquiry is not an halakhic issue.' This view had been attributed to the late
Rabbi J.B. Soloveitchik by one of Parnes' critics. Parnes then goes on: 'If
this is so, then it should be spelled out in the classical format of a she)elah
u-teshuvah [halakhic enquiry and responsum].' In other words, Rabbi
Parnes' last word on the issue is that the halakhic status of questions
concerning matters of belief and enquiry is itself a halakhic question.
This last point smacks of an odd kind of circularity; but whether Rabbi
Parnes' reasoning is circular or not is irrelevant here. What is at issue are
his claims that Maimonides' Thirteen Principles constitute the tenets of
Jewish faith and that the determination of'kosher thinking' is a halakhic
determination precisely parallel to the determination of whether or not a
particular chicken is kosher. 7
7
The Torah Umadda journal is edited by Rabbi J. J. Schacter and published by
Yeshiva University. Parnes' articles are in the first and second volumes (1989 and 1990) of
Heresy-hunting 95
Inclusivism
Jonathan Sacks explicitly seeks to be as 'inclusive' as possible. He is
interested in building bridges between Jews, in erasing boundaries to the
greatest extent possible . This overall approach reflects his deeply held
commitment to 'the idea of "one people" [which] forms the very core of
Jewish faith in the covenant between God and a chosen nation'. 11 Sacks
summarizes his position as follows:
Inclusivism, then, uses classic halakhic strategies-variants on the themes of
minhag avoteihem beyadeihem (habit, not belief) and tinok shenishbah (excusable
ignorance )-to include within the covenantal community those whose beliefs
and practices would, if taken at their face value, place them outside. It is an
extraordinarily powerful device, capable of neutralizing the schismatic impact of
almost any Jewish ideology at odds with tradition. Its method, considered as a
1
° For discussion ofMaimonides on the relationship between philosophical truths and
halakhah, see Kellner, 'Maimonides' Allegiances to Torah and Science', The Torah
Umadda Journal, 7 (1997), 88-104.
11
Sacks, One People?, 212 .
Heresy-hunting
formal halakhic device, is to isolate the liberal or secular Jew from his beliefs. The
beliefs remain heretical, but those who believe them are not heretics, for they do
not ultimately or culpably believe them. Liberal and secular Jews remain Jews,
even though neither liberal or secular Judaism is Judaism. 12
Sacks cannot escape his Maimonidean basis, and in the final analysis
adopts the position stated more bluntly by Bleich: non-Orthodox Jews
and Judaism are illegitimate and inauthentic. 15 Is that the only way
Orthodoxy can relate to them? Is it the best way? These questions will be
taken up below in Chapter 7. Here I want to turn to a brief critique of the
positions of Parnes, Bleich, and Sacks.
12
Sacks, One People?, 133. 13
Ibid . 216 (emphasis added); see also p. 218.
14
Ibid. 252.
15
For a position similar in its basic intent to that of Rabbi Sacks, see Norman Lamm,
'Seventy Faces', Moment, June 1986, pp. 23-8. Rabbi Lamm, the president of Yeshiva
University and the bete noire of many Orthodox Jews to his 'right' (witness the discussion
between him and Aaron Twersky, cited inn . 3 above), starts from the perspective that
'Orthodox rabbis consider those movements not bound by the traditional halacha as
heretical'. But, despite that, he seeks to be as non-confrontational as possible: 'As an
Orthodox Jew, I not only have no trouble in acknowledging the functional validity of
non-Orthodox rabbinic leadership, but also in granting that non-Orthodox rabbis and
laypeople may possess spiritual dignity.' There are, of course, limits: 'But neither
functional validity nor spiritual dignity are identical with Jewish legitimacy.' (All these
passages are from p. 24 of the article.) I would like to thank Rabbi Lamm for his kindness
in providing me with copies of many of his publications on this subject.
Heresy-hunting 99
When all these foundations are perfectly understood and believed in by a person
he enters the community oflsrael and one is obligated to love and pity him and
to act towards him in all the ways in which the Creator has commanded that one
should act towards his brother, with love and fraternity. 16
Maimonides gives us no reason not to take him literally here. (By this I
mean that the logic of his position should lead him to adopt this stand,
not that he actually and self-consciously did.) But how many of our con-
temporaries who use the authority of Maimonides to impose theological
16
See below,p. 15r.
Heresy-hunting IOI
tests oflegitimacy upon their fellow Jews would be willing to accept the
consequences ofhis position in this matter? 17
Thus far I have been concerned with the positive side ofMaimonides'
position. But there is also the negative side: the claim that rejection
of the principles, or even mistakes concerning them, exclude a per-
son from the Jewish community and from the world to come. On this
understanding, remember, any person who fails to satisfy the criterion
of correct 'faith-commitments' is simply not Jewish. Every single secu-
lar, Reform, Conservative, and Reconstructionst Jew is thus found not
to be Jewish at all. Even ostensibly Orthodox Jews who in their heart of
hearts wonder if the dead will be literally resurrected in the flesh, while
still punctiliously observing every commandment, are to be excluded
from the Jewish community in this world and have no share in the
world to come. Similarly, Jews who address prayers to angels, 18 or who
naively see their hasidic masters as intermediaries between themselves
and God, are not really Jews and certainly have no share in the world to
come.
The issue gets even more complicated, and, on many readings, the
circle of acceptable J ews-ofJ ews per se- shrinks even further. Let me
explain how. In 1982 I heard a lecture given by Avraham Shapiro, then
a member of the Israeli Knesset, representing what was then called the
Agudat Yisrael party. This was shortly after the massacres of Palestinians
in the Sabra and Shatila camps, and Shapiro was arguing against the
demand to institute a governmental commission of inquiry (what
17
For a stimulating discussion of the claim that a consequence of Maimonides'
position is that unconverted Gentiles might have to be considered Jews if they adopt
correct theological views, see Steven Schwarzschild, 'J.-P. Sartre as Jew', Modern Juda-
ism, 3 (1983), 39-73, repr. in M. Kellner (ed.), Ibe Pursuit ofthe Ideal: Jewish Writings of
Steven Schwarzschild (Albany: SUNY Press, 1990 ), 161-84. For an argument to the effect
that Maimonides expected this state of affairs actually to obtain in the messianic era (but,
contra Schwarzschild, not before it), see Kellner, 'A Suggestion Concerning Maimon-
ides' Thirteen Principles and the Status of Non-Jews in the Messianic Era', in M. Ayali
(ed.), Tura: Oranim Studies in Jewish Thought-Simon Greenberg Jubilee Volume (He b.)
(Tel Aviv: Hakibuts Hame'ul)ad, 1989 ), 249-60.
18
For indications of Metatron worship in rabbinic times, see BT Ifag-igah 15a and BT
Sanhedrin 38b. On prayer to the (kabbalistic) sefirot, see Gershom Scholem, Or-igins ofthe
Kabbalah (Princeton: Princeton University Press, 1987), 194-7. Further on this, see
Moshe Idel, 'Kabbalistic Prayer in Provence' (Heb.), Tarbits, 62 (1993), 265-86. For
citations from relevant texts which surprised me, see Daniel Abrams, 'The Boundaries of
Divine Ontology: The Inclusion and Exclusion of Metatron in the Godhead', Harvard
IbeologicalReview, 87 (1994), 291-321, esp. 315 and 320.
102 Heresy-hunting
ultimately became the Kahan commission). Shapiro led his listeners
through the following argument:
1. Acceptance of the Oral Torah commits one to emunat l;akhamim
(trust and faith in Torah Sages).
2. Emunat l;akhamim commits one to accept the authoritative pro-
nouncements ( da)attorah) of Torah Sages.
3. The Council of Torah Sages of Agudat Yisrael authoritatively ex-
presses the opinion of the Torah ( da)at torah) on all issues.
4. The Council of Torah Sages opposed the creation of a commission of
inquiry into the massacres in Sabra and Shatila.
5. In consequence, anyone who supported the establishment of such
a commission rejected the authority of the Oral Torah and was a
heretic according to Maimonides.
Had Shapiro been entirely consistent, and aware of the actual teachings
of Maimonides, he would have been forced to add the following phrase
to the conclusion of his argument (5): 'and therefore no Jew'.
Similarly, the leaders of so-called Lithuanian ultra-Orthodoxy and of
Habad hasidism would not only be able to deny the legitimacy and even
sanity each of the other, as they do now; they could also deny each other
the very status of being a Jew. After all, each claims to represent da)at
torah; those who reject da)at torah are heretics (so Avraham Shapiro
argued); according to Maimonides, heretics have no share in the world
to come and are not even Jews.
In the eyes of most contemporary Jews, even the most 'ultra-
Orthodox', this argument is a reductio ad absurdum of the claim that we
must adopt Maimonides' views concerning dogma and the status of] ews
who deny or question the Thirteen Principles.
Let us recall that for Maimonides shegagah, inadvertence, is no defence
in matters of dogma. We have seen that Maimonides is himself not
entirely consistent on this matter, but here let us restrict ourselves to a
consideration of what Maimonides says, not what he does. If we take
Maimonides at his word (and those who follow him on the issues under
discussion have no reason and, in their eyes, no right not to), then any
Jew who makes a mistake about any one of the Thirteen Principles
excludes her- or himself from the Jewish people and loses her or his share
in the world to come.
This judgement rules out all of the various moves on the part of
contemporary halakhic authorities who want to adopt Maimonides' con-
Heresy-hunting 103
19
It turns out that there are not a few kabbalists who deny divine authorship of the
Book of Deuteronomy altogether, attributing the book to Moses, not to God. This is a
clear violation of Maimonides' eighth principle. Despite this, I know of no one who has
ever been labelled a heretic for holding this position . For details, see Yaakov Elman, 'The
Book of Deuteronomy as Revelation: Nahmanides and Abrabanel', in Elman and Jeffrey
Gurock (eds.), Hazon Nahum: Studies Presented to Norman Lamm (New York: Yeshiva
University Press, 1997 ), 229-50.
10+ Heresy-hunting
lems relate to the other principles, dealing with revelation and with
reward and punishment. It is with respect to these principles, rarely with
respect to the first five, that tests of theological legitimacy are usually
applied. It is ironic that today's heresy-hunters, not a few of whom could
not themselves pass the actual Maimonidean test of knowing, not just
believing, God's existence, unity, and incorporeality, use his authority
to exclude from the Jewish community and from the world to come
individuals for whom Maimonides himself may have had greater toler-
ance.
In sum, Maimonides was a Maimonidean with respect to the question
of dogma, but not the sort of Maimonidean many of his present-day
supporters think that he was. Maimonides was a Maimonidean because
he truly accepted and applied the theory ofhuman nature which underlay
his system of dogma. I would venture to say that very few of the people
who today use his system of dogma to exclude heterodox Jews from the
community of Israel and from the world to come are even aware of the
philosophical foundation of that system. Were they to become aware of
it, they would most likely be horrified: for on that theory, many of them
would themselves be excluded from the world to come.
Maimonides' position negates any tendencies in Judaism towards
nationalist triumphalism or downright racism. That is good. Unfortu-
nately, Maimonides' position also enables, in fact demands, theological
tests for Jewish legitimacy. Searching out and condemning heretics (to
exclusion from the community, not to the stake!) becomes a possibility.
That is bad. In the next chapter I will sketch out a vision of Judaism
which remains true to the biblical and rabbinic understanding of emunah
(which demands strict halakhic obedience coupled with a relatively
laissez-faire approach to theology) and at the same time seeks to take
advantage of the positive aspects of Maimonides' emphasis on intel-
lectualism.
IN this chapter I want to sketch a way in which Orthodox Jews can relate
to non-Orthodox Jews and their understandings of Judaism which
avoids the language of'legitimate vs. heretical' without at the same time
adopting a pluralist position which sees all (or almost all) expressions of
Judaism as equally acceptable. Labelling non-Orthodox Jews and inter-
pretations ofJudaism as heretical is too exclusive, while true pluralism is
too inclusive. Is there some middle ground which will allow me, as an
Orthodox Jew, to eat my cake of Jewish unity while still having the cake
of adherence to the doctrine according to which the Torah was given in
its entirety to Moses by God on Sinai? In other words, can I arrive at a
position of tolerant respect for non-Orthodox Jews and Judaisms with-
out being forced to adopt a position of relativistic approval of them? I
think that I can.
agree with me, 'Israel is a democracy; you have the right to be wrong.'
That is an expression of tolerance, not ofpluralism. 1
Now, my position in this book is certainly not pluralist: I do not see
Orthodoxy, Conservatism, and Reform as equally valid, equally correct
expressions ofJudaism in our age. 2 But my position is more than simple
tolerance, since I am not at all interested in seeking out the 'tolerable'
mistakes of non-Orthodox Jews, in order to show how liberal and long-
suffering I am in being willing to put up with these mistakes. My whole
point in this venture is to urge that pluralism and tolerance are answers
to the wrong question-the Maimonidean question. If we frame our
questions differently, we will not be forced to choose between tolerance
and pluralism (not to mention what appears to be the most popular
choice these days, in all camps-intolerance). The question we should be
asking is: 'Now that we are all Jews, what can we do together to enhance
further the future of the Jewish people?'
I will begin from the assumption that Jews are one community, one
family, divided by disputes. A healthy family can survive disputes: the
areas of disagreement are not glossed over, they are acknowledged, but
areas of agreement, of shared concern, shared past, shared future, are
emphasized, and arenas are sought in which all can work together. God
made a covenant with the Jewish people. That people has been tra-
ditionally defined as kelal yisrael. I want to urge that we start with
that notion of Israel as basic. Let us move the discussion of Jewish
authenticity from the realm of dogma, where Maimonides pushed it,
1
The term 'pluralism' is often used to mean simply an acknowledgement of diversity.
But 'pluralism' is a value term, 'diversity' a description of a state of affairs. A truly pluralist
approach insists that each stream of Judaism is equally legitimate, equally normative,
equally authoritative, equally the correct manifestation of God's Torah in today's world.
2
Spokespersons for Conservative, Reform, and Reconstructionist Judaism often main-
tain that their movements are pluralist while Orthodoxy is not. I do not think that is true:
most Conservative and Reform rabbis reject as illegitimate the same-sex marriages cele-
brated by some Reconstructionist rabbis; most Conservative, Reform, and Reconstruc-
tionist rabbis reject as illegitimate the intermarriages solemnized by some of their
colleagues. Few Conservative rabbis recognize the authenticity and legitimacy of the
Reform decision in favour of patrilinear descent; and few, if any, non-Orthodox rabbis
accept as legitimate the Orthodox 'oppression' of women (through the laws of agunah)
or of bastards (through the laws of mamzer). Adherence to these laws is usually rejected as
immoral, not as 'acceptable for you but not for me'. For a leader of Conservative Judaism
who adopts a clearly 'non-pluralist' approach to Reform and Reconstructionist Judaism,
see the statement by the provost of the (Conservative) Jewish Theological Seminary of
America, Professor Jack Wertheimer: 'Judaism without Limits', Commentary, July 1997,
pp. 24-7.
112 How to Live with OtherJews
back to the realm of public behaviour, where it traditionally belongs. In
effect, I am calling for an inversion of the later Haskalah dictum, urging
one to be aJewin the street and, if unavoidable, an epikorosathome. 3
More precisely, the position I am urging calls for us to worry less about
determining whether or not our fellow Jews are heretical, and more
about working with them on matters of mutual concern and encourag-
ing them to behave more in accordance with traditional norms. In other
words, I think we should let God worry about who the 'kosher' Jews are,
and who gets into heaven, while we worry about trying to get Jews to
become more Jewish here in this world.
3
The expression heyeh adam betsetekha viyehudi be)ohalekha (which may be paraphrased
as 'behave like a human being when on the street, like a Jew when in your tent') was a
standard phrase of the later Haskalah, and comes from the poem Hakitsah ami by Judah
Leib Gordon (1830-92). The 'father of the Haskalah', Moses Mendelssohn (1729-86)
sought to move Judaism from the public to the private domain. That is certainly not what I
am trying to do here. I am, however, trying to move the issue of theological orthodoxy
from the public to the private realm. I hope that none of my readers will confuse my
position more broadly with that of Mendelssohn. He sought to turn Judaism into a
'religion of reason' (basically, the affirmation of the existence of one God who guarantees
human immortality and demands moral behaviour from human beings) with a revealed
law. In his hands, Judaism becomes 'orthopraxy'. I certainly do not deny that the Torah
teaches truths about God, the universe, and our place in that universe; my argument con-
cerns the Jewish status of those truths. It is expected that Jews will accept them; tradition-
ally, no great store is set by defining them in a carefully worked out and systematic fashion.
4
In emphasizing the dogmatic character ofJudaism, Maimonides divided Jews into
two classes, the saved and the damned. The very fact that his approach can be so neatly
summarized in terms borrowed directly from Christian theology shows how unusual it is
in the context of classical Judaism. In his book One People? Rabbi Jonathan Sacks points
out that this 'fundamental dualism between the saved and the condemned' (p. 206) is
typical of apocalyptic writings, gnosticism, and the writings of the Qumran community
and of Paul the Apostle, but not typical of classical Judaism.
How to Live with OtherJews 113
its own sake will lead to performance for its own sake. ' 8 We can thus ask,
does a particular individual, institution, or movement behave in such a
fashion as to move Jews away from assimilation and in the direction of
greater fidelity to the Torah or not? If the answer is yes, we can applaud
that individual, institution, or movement, without agreeing with her/
his/its theological stance.
There is a further advantage to the approach urged here. As we have
seen above, once one accepts the basic Maimonidean orientation, which
defines Judaism first and foremost in terms of dogmas, one is locked into
seeing those who deny (or, for Maimonides, even question or simply
make honest mistakes about) dogma as heretics. Very few rabbinic au-
thorities want to count the vast majority ofJews alive today as heretics.
They therefore adopt the fiction of calling these people anusim or tinokot
shenishbu. One is an anus(literally, 'coerced' or 'compelled') when one is
compelled to violate the law. One is a tinok shenishbahwhen one violates
the law because one knows no better. In order to apply the category of
anus we must say something to the effect that contemporary Jews would,
other things being equal, choose to obey the Torah. What keeps them
from doing it? The claim is made that the modern world is so dominant
and so attractive that one is literally compelled to abandon the life of
Torah. In the words of Rabbi Abraham Isaac Hakohen Kook, Jews today
who do not live according to the Torah are like 'children who have been
turned from Torah ways and the faith by the raging currents of the
time ... They are coerced in every sense of the word. ' 9
Those raised in a cultural environment alien to the values and norms of
(Orthodox) Judaism are additionally seen as being almost literally like
children taken captive by heathens. 10 They can hardly be expected to
believe in the dogmas of Judaism, and obey the commandments, when
they barely know of their existence. Even in circumstances where they are
taught about Judaism, their exposure to the dogmas and command-
8
BT Pesa/Jim 5ob. The Hebrew there reads: Le)olam ya)asok adam betorah umitsvot)
afal pi shelo lishmah) shemitokh lo lishmah) ba lishmah.
9
The quotation from Rabbi Kook is taken from Responsa (He b.) (Jerusalem: Mosad
Harav Kook, 1962), 1, 170-1. For an English translation see Tzvi Feldman, Rav A. Y.
Kook: SelectedLetters(Ma'alehAdumim: Ma'aliyot, 1986),51-4. My citation is taken from
Judith Bleich, 'Rabbinic Responses to Nonobservance', n4-15.
10
For sources on calling contemporary non-Orthodox Jews 'babes captured by
heathens', see Sacks, One People?, 125-8; Chinitz, 'Reb Moshe and the Conservatives';
Yehudah Levi, Facing Contemporary Challenges (Heb.) (Jerusalem: Olam Hasefer Ha-
torani, 1993), 71-81. My thanks to my son, Avinoam Kellner, for drawing this last passage
to my attention.
116 How to Live with OtherJews
ments is such as almost to guarantee that they will not relate to them
in a proper (Orthodox) manner. The application of this category in
the modern world derives from the writings of Rabbi Abraham Isaiah
Karelitz, the Razon Ish-although he was not the first to use it in this
fashion in the modern era. 11
Without any significant exceptions that I have been able to find, every
single Orthodox spokesperson (from all elements in Orthodoxy, with
the obvious exception of Satmar hasidim, who draw the circle of who is
truly Jewish very narrowly) who has addressed the issue has adopted the
Razon Ish's solution to the problem ofliving with heretics. (For reasons
which need not detain us here, the Razon Ish is cited much more fre-
quently than Rabbi Kook.) This proposed solution distinguishes be-
tween the sinner (who can be exculpated on the grounds of compulsion
and having been captured by heathens) and his or her sin (which cannot
be forgiven under any circumstances). 12
What is wrong with this approach? From my perspective, four things:
it is unnecessary; it is a fiction; it is unbearably patronizing; and it is
counter-productive. 13
11
On this point see Samuel Morell, 'The Halachic Status of Non-Halachic Jews',
Judaism, 18 (1969 ), 4-4-8-57. In his glosses on ShulJ;an arukh, Yoreh de'ah ii. 16 and ii. 28,
the Hazon Ish argues that in our day and age, since we cannot properly rebuke our fellow
Jews, and since divine providence is no longer clearly operative in the world, non-
observant Jews may be considered as tinokot she nishbu, their heresy a matter of compul-
sion (ones) and not choice . The Maimonidean context of his discussion is clearly evident
throughout and is reflected in his choice of terms and phrases, much of it drawn directly
from Maimonides. This is further indicated by the Hazon Ish's parallel discussion in his
commentary on Maimonides' 'Laws of Character Traits', ii. 3. See A. L. Karelitz, The
Hazon Ish on the Yoreh De'ah (Heb .) (Benei Berak: Greenman, 1973); idem, The Hazon
Ish onMaimonides(Heb.) (Benei Berak: n.p., 1980 ).
12
In the words ofR. Meir's wife Beruriah, as used by J. Immanuel Schochet, 'Let Sins
be Consumed and Not Sinners', Tradition, 16 (1977), 4-1-61). Other articles which rely
upon the Hazan Ish include Shlomo Riskin, 'Orthodoxy and Her Alleged Heretics',
Tradition, 15 (1976), 34--4-4-; Grunblatt, 'Confronting Disbelievers'; Alan J. Yuter, 'ls
Reform Judaism a Movement, a Sect, or a Heresy?', Tradition, 24- ( 1989 ), 87-98; and a
major statement by Norman Lamm, 'Loving and Hating Jews as Halakhic Categories'.
On Lamm in particular, see Elliot N. Dorff, 'Pluralism: Models for the Conservative
Movement', Conservative Judaism, 4-8 (1995), 21-35. Dorff cites and discusses Lamm's
untitled presentation in Materials from the Critical Issues Conference: Will There be One
Jewish People by the Year 20oo?(NewYork: CLAL, 1986).
13
I should like to point out that the Hazan Ish's position is problematic in its own
terms. It is Maimonides who decided that we 'lower and do not raise' (i.e. kill) heretics
(after proper rebuke but without benefit of trial-for sources see Kellner, Maimonides on
Judaism, 136 n. 13). But 'proper rebuke' (a technical term) was no more possible in his day
How to Live with OtherJews 117
than in ours, and divine providence was certainly no more evident then than now. So why
are today's heretics compelled and babes captured by heathens while those in Maimoides'
time were not? On the notion of 'rebuke' ( referred to here, and on the im-
possibility of actual 'rebuke' in the post-talmudic era, see Yehudah Arnita!, 'Rebuking a
Fellow Jew: Theory and Practice', in Jacob J. Schacter (ed.), Jewish Tradition and the
Nontraditional Jew (Northvale, NJ: Jason Aronson, 1992), 119-38. For bibliography on
the subject see ibid. 208-9.
14
For explanations of these terms, see the Glossary.
118 How to Live with OtherJews
Jesus? Abrabanel raised this point explicitly in the fifteenth century in
a critique of earlier attempts to allow for a measure ofinadvertence with
respect to heresy: if some mistakes are allowed, why not others? Re-
sponding to R. Abraham ben David's defence of the Jew who mistakenly
attributes corporeality to God, Abrabanel wrote:
But upon examination this position may be seen to be clearly false, for according
to it, [even] one who unintentionally denies every principle will acquire [a por-
tion in] the world to come. Thus, the belief of the Christians-who took the
words of Torah and prophecy literally, and believed their meaning to be as they
understood it-would not deprive them of the true felicity and we may not say
that they are heretics and sectarians. It would be possible, according to this, to
find a man who does not believe in any of the principles or beliefs of Torah and
yet who would not be called a sectarian or heretic ifhe were brought to this blind
foolishness by his failure to understand the meaning of the Torah. 15
Jews who identified with the shared Jewish past hoped for a shared Jewish
future defined primarily in national or cultural terms); in a world in which
Jews might be willing to violate every single one of the 613 command-
ments of the Torah while still being prepared to lay down their lives in
defence of the Jewish collective, Maimonides' Thirteen Principles, wholly
ignored by halakhic authorities since their publication, and largely ignored
by theologians (with the exception of those of Iberia between 1391
and 1492 ), suddenly came into their own and were used, with increasing
vigour, to demarcate the line between 'good' Jews and those who must
be excluded, those with whom no religious co-operation may be per-
mitted, those who, for the most lenient, are tinokot shenishbu, and who,
for the most stringent, are out-and-out heretics.
The challenges facing Judaism since the emancipation are thus unlike
any faced before; that being the case, the theological toolbox ofJudaism
must be expanded to include tools for which there was no need in our
past. I argued in this book that the tools fashioned by Maimonides are
inappropriate and counter-productive when used today. But, before
exploring that point, let us return to Samuelson's presentation of my
argument: '[Kellner] argues that Judaism has always emphasized deeds
as an expression of the love of God.' Samuelson perfectly captures my
approach here, while several other reviewers apparently missed the
significance of the second part of this sentence and asserted that in this
book I argue for a form of orthopraxy. In their view, if Judaism lacks an
orthodoxy, a substratum of obligatory (but, before Maimonides, not
clearly expressed) beliefs, then it resolves itself to an orthopraxy, a body
of (mindless) rules which could be obeyed by an automaton.
But-and this my critics failed to grasp-to say that Judaism does not
demand that we express beliefs about God and God's relationship to the
world in the form of dogmas is not to say that all that Judaism demands of
its adherents is a kind of mindless practice. They ignore two issues: (a)
one can love someone and act on that love while knowing very little
about the object of that love; ( b) Judaism prizes kavanah (intention) over
rote behaviour.
Let me illustrate the first point with a dramatic allegory. Let us imagine
a member of a cell in the French resistance during the Second World War.
This person might know that she is a member of a cell with perhaps a
dozen members, even if she does not know them all. Let us further
imagine that our resistante does not know the identity of her cell leader.
She might not know whether the leader is a man or a woman; she might
not even know whether the leader is French, or perhaps someone para-
130 Afterword
chuted in from abroad. At first she might be wary of following instruc-
tions from this leader. But time after time, the leader's instructions prove
to be wise, leading to many successful strikes against the Nazis, and in
many instances they protect our cell member from possibly fatal mis-
takes. Our resistante comes to trust her cell leader and finds that this trust
is never betrayed. Would we be surprised to discover that our heroine
comes to feel admiration, even awe, for her cell leader, that she is willing
to lay down her life for the leader, and, as time goes by, that she devotes
herself to her resistance activities as much out of dedication to the leader
as for the freedom of Prance?
Our resistante would certainly fail any 'theological' test about her cell
leader. Beyond the fact of the leader's existence and, one supposes, the
leader's nom deguerre, she knows almost nothing at all about him or her.
She might imagine all kinds of things about the leader, and could even be
wrong about all of them, without that making much difference at all.
'Orthodox' she certainly isn't. But does it make sense to call her 'ortho-
prax' in her resistance activities? Her motivations are undoubtedly com-
plex (as are all human motivations), but they can include devotion to the
cause and its ideals, loyalty to her fellow cell members, trust in her cell
leader, and a desire to earn the trust, respect, and approbation of that
leader.
It is possible for a Jew to have very few detailed ideas about God, and
about the way in which God relates to the cosmos, while still loving God,
trusting in God, and yearning to earn God's approval. On this issue (if
not on many others, and it pains me even to admit this) Judah Halevi
better reflects the traditions of Judaism than does Moses Maimonides.
Halevi's spokesman in the Kuzari speaks of the experienced God of
Jewish history, the God who spoke with Abraham, Isaac, and Jacob, the
God who took the Jews out of Egyptian bondage and nurtured them for
forty years in the wilderness. Maimonides prefers to speak of the God
whose wisdom is manifest in nature. Halevi's Jew knows what God has
done for her people, Maimonides' Jew understands the workings of
sCience.
With respect to my second claim, that Judaism prizes kavanah over
rote behaviour, must a person have a 'firm dogmatic foundation' in order
to pray with kavanah and in order to fulfil commandments with kava-
nah? 3 Can one pray if one does not have dogmas defining the recipient of
3
Yitzchak Blau, 'Flexibility with a Firm Foundation: On Maintaining Jewish Dogma',
The Torah Umadda Journal, 12 (2004 ), 179-9r. Daniel H. Frank, review,Jewish Quarterly
Review, 92 (2002 ), 272-5 also interprets me as advocating a kind of orthopraxy.
Afterword 131
I do not want to go too far afield here, but if we admit into our
discussion kabbalistic conceptions of the term shekhinah as naming one
of the sefirot, we certainly see how tolerant the tradition has been of
dramatically different conceptions of what it means to stand before the
Divine Presence.
Let us grant all that I have said up to this point. Have I refuted my
critics? My colleague Daniel Statman is not sure. His perceptive critique
is worth citing at length:
According to Kellner, emunah in classical Judaism is not propositional belief,
but trust in God expressed through the observance of His commandments. But
if that is so, then in most cases the conclusion would be less tolerance of non-
orthodox Jews, not more tolerance. The reason for this is simple: if emunah
referred to propositional beliefs, such as the belief that God exists, that He
created the world, that He revealed Himself in Sinai etc., then we could ascribe
significant emunah to many non-orthodox Jews, in the US as well as in Israel.
But if emunah means faith in God manifested through fulfilling the mitsvot, then
non-orthodox Jews, namely Jews without commitment to halakha, would
clearly count as 'illegitimate'. The suggestion to focus on praxis as the essence of
Judaism seems to achieve the exact opposite of what Kellner wanted. In other
words, from an orthodox point of view the problem with the non-orthodox is
that, by definition, they lack emunah in the sense of trust in God expressed in
fulfilling the mitsvot, and most of them also lack emunah in the sense of admit-
ting the truth of the theological principles set by Maimonides, especially those
concerning the divine origin and the eternal nature of the Torah.
To this Kellner will probably respond by saying that while the focus on dogma
leads to an absolute 'in' or 'out' (either you believe that x is true, and you are in,
or you don't, in which case you're out), the focus on praxis leads to a continuum
... Yet this response ignores the fact that emunah--even on Kellner's view-is
more than merely doing certain things. It is doing them as an expression of one)s
trust in God. Thus, a huge difference exists between Jews who do not accept the
yoke of the mitsvot (and who often do not believe that God exists or revealed
Himself in the Torah) and Jews who do, and only the latter seem to qualify as
having emunah. Here I think that the late Yeshayahu Leibowitz was right: some
minimal religious intention (kavanah) is required in order for behaviour to bear
a religious meaning. A lucky coincidence between what one does and what
halakha requires is insufficient to bestow religious significance on the deed and
to place the agent on the same continuum with those who accept the yoke of
halakha. 20
Statman is correct in refusing to adopt the stark 'orthodox-orthoprax'
dichotomy. He correctly anticipates my response that traditionally
20
Review,]ournal ofJewish Studies, 52 (2001), 202-6.
Afterword
approved Jewish behaviour is not action on the basis of dogma, but
action leshem shamayim, done for the sake of heaven. The problem with
this approach, Statman sagely notes, is that most contemporary Jews,
towards whom I want to be inclusive, do not in fact behave in this way. 21
Their Jewish behaviour does not appear to express trust in God or indeed
often expresses no relationship with God at all, and thus fails Leibowitz's
test for an act bearing religious meaning.
I cheerfully admit all this, but am still convinced that much is gained by
focusing Jewish attention on behaviour and not on dogma, for two
reasons. First, Leibowitz is wide of the mark. Jewish tradition recognizes
the religious significance of actions done shelo lishmah, not for the sake of
heaven. The talmudic rabbis, unlike Professor Leibowitz, prized good
behaviour done for the wrong reasons. They prized good behaviour
done for the right reasons even more, but in no way can they be con-
strued as holding that incorrect intention empties an act of all religious
meaning, even if the religious meaning is not intended by the actor.
Second, while theological tests are relatively easy to administer (and
there is a long history of administering them in Christianity and Islam, a
history which contemporary Orthodoxy seems all too eager to ape), tests
ofintention are much harder to administer. Human motivation, after all,
is marvellously complex. On the basis of the approach I champion, the
decision of who is in, who is out, who is a good Jew and who is a bad Jew,
is removed from the hands of rabbis and returned to the hands, so to
speak, of God, where it belongs.
Statman continues:
Kellner's conclusions regarding contemporary Judaism are undermined from
another direction too. The mishnah in Sanhedrin chapter rn, regarding the
epikorsim who do not have a share in the world to come, seems to assume the
existence of dogma, to which Kellner responds by saying that the mishnah did
not intend to formulate a list of creeds but 'a list of"public enemies", so to speak'
(p. 38). The main enemies the tannaites had in mind here were the Sadducees,
hence the reference in the mishnah to him who denies resurrection and him who
denies that Torah was from heaven-two well-known heresies of the Sadducees.
Generally speaking, the Rabbis could tolerate major doctrinal differences so
long as they did not lead to substantial behavioural divergences (p. 42 ). When
they did, as with the Sadducees, they were rather intolerant.
Here again I find Kellner's intriguing suggestion leading to an opposite con-
clusion from the one he derives regarding contemporary Judaism. First, and
most important, if the Sages saw the Sadducees as 'public enemies', it is hard to
21
Norman Solomon (above, n. 5) makes a similar criticism.
Afterword 137
see why they would not react in the same way towards the reformers, the recon-
structionists or the seculars. Second, if Kellner is right, then we might learn from
this mishnah that one way to fight the 'public enemies' is to define what they
believe in as heresy. Why, then, can the orthodox not follow the same tactic in
their struggle against the non-orthodox, thereby turning them into epikorsim
and presenting them as residing beyond the borders ofJ ewish legitimacy?
As a matter of fact, I think this is precisely what orthodox speakers do today
when they use Maimonidean dogma to de-legitimize their perceived enemies.
Kellner is right in pointing out the absurdity in the fact that those who do so
almost certainly do not subscribe to Maimonides' principles as he stated them ...
and have not even started the philosophical voyage necessary for religious
perfection. But this only indicates that their real motivation for using Maimon-
ides is political rather than theological. What really concerns them about the
non-orthodox movements is not their erroneous theological views, but rather
their lack of commitment to halakha (often coupled with a denial of its divine
origin).
Statman's points here force me to make clear some unarticulated assump-
tions which underlie a lot of what I tried to do in this book. Paraphrasing
David Berger's statement quoted above, even though I am indeed
opposed to systematic theology, I did not articulate these principles until
challenged by Daniel Statman, but once challenged, I shall flesh out a
position I had always taken for granted.
There are some crucial assumptions which inform my approach and
which need to be made explicit here:
1. commitment to kelal yisra)el, the generality oflsrael, overrides doc-
trinal orthodoxy;
2. modernity presents challenges never before faced by the Jewish
people;
3. the response to modernity on the part of the founders ofwhat is today
called J;aredi Orthodoxy was wrong.
It would take a whole new book to defend these claims, but I think that I
may be allowed a few paragraphs here to sketch out the basis for each of
them.
My first assumption is that, in many important ways, identification
today with the Jewish past and a desire to be identified with the Jewish
future is at least as important a criterion of Jewish legitimacy as theo-
logical 'orthodoxy' and adherence to halakhah. My espousal of this view
probably reflects the fact that I am not only an observant Jew, but also a
Jewish nationalist, specifically a Zionist. But it also reflects, I believe, a
crucial intuition of traditional Judaism that a Jew is, first, a human being,
Afterword
second, a member of the Jewish people, and only third a believer in the
Torah ofisrael.
This is the order in which we become aware of our identity; it is also the
order in which these stages are presented in the Torah: all human beings
were created equally in the image of God. The patriarchs, through
covenants with God, established a special relationship with the Creator
of all. The descendants of the patriarchs stood at Sinai and in effect
converted to Judaism. 22
Indirect expression of this tripartite approach may be found in Mish-
nah Avotiii. 14:
[Rabbi Akiva] used to say: Beloved is man in that he was created in the image [of
God]. [It is a mark of] superabundant love [that] it was made known to him that
he had been created in the image [of God], as it is said: 'for in the image of God
made He man'. Beloved are Israel in that they were called children of the All-
Present. [It was a mark of] superabundant love [that] it was made known to
them that they were called children of the All- Present, as it is said: 'ye are chil-
dren of the Lord your God'. Beloved are Israel in that a desirable instrument [the
Torah] was given to them. [It was a mark of] superabundant love [that] it was
made known to them that the desirable instrument, wherewith the world had
been created, was given to them, as it is said: 'for I give you good doctrine;
forsake not My teaching'.
This text speaks, first, of the creation of all humanity, second, of the
establishment of a special relationship between God and the Jewish
people, and, third, of the giving of the Torah. We are thus faced with
three concentric circles-the first and largest, humanity, encompassing
the second, the Jewish people, which in turns encompasses the third and
smallest, those people whose lives are governed by the Jewish religion in
its various guises. While some Jewish particularists may have problems
with the status of the first circle, all Orthodox Jews must admit that the
second circle is religiously significant.
But beyond all this, and we now shade into my second claim, modern-
ity presents Orthodoxy with challenges it never had to face before,
specifically, a large number ofJews who strongly identify as Jews, and yet
who would never knowingly fulfil a single commandment of the Torah
if they could help it. This is particularly evident in Israel. Over the last
half-century many Jews there, even though wholly disconnected from
tradition, have sacrificed their lives for the good of the Jewish people.
Modernity has made it possible for individuals to identify as Jews in ways
22
Above, pp . 58-60, and the sources cited there.
Afterword 139
systematic theology, they did not articulate these principles until they were chal-
lenged, but once challenged, they fleshed out a position that they had always
taken for granted.
In contrast to David Berger, I shall begin at the end. Given all the
evidence adduced in this book concerning the nature of religious faith in
the Torah and rabbinic writings, it appears to me that there is only one
reason why one should assume that the talmudic rabbis believed that
'membership in good standing in the community of Israel rested on
certain [unarticulated] articles of faith'. That reason is that Maimonides
could not have introduced so massive an innovation into the heart of
Judaism. But that assumption lacks all scholarly basis, and, so far as I can
judge, is not necessitated by any commitment central to Orthodox
Judaism (it is certainly not taught in Maimonides' Thirteen Principles).
Orthodox Jews who make this assumption (and Berger is certainly not
alone in making it), are, in effect, adopting Solomon Schechter's under-
standing ofJudaism as the religion of catholic Israel, where catholic Israel
is defined as that portion of the Jewish people with whose views and
practices one identifies. To make this assumption is to read Judaism back-
wards (surely an odd approach for so excellent a historian as David
Berger), but, in more popular terms, it is to say that what my rabbi
teaches must be what all previous rabbis have taught.
Once this assumption is rejected, as it ought to be, there is no reason in
the world to assume that, despite the lack of interest on the part of the
talmudic rabbis in systematic theology, they held Judaism to be based on
(unarticulated) principles of faith, adherence to which was the single
essential criterion for membership in good standing of the community of
Israel. 24
24
Berger's assumption also underlies another of his criticisms of the position I defend
in the book. He attributes to the rabbis the position that 'false belief is a criterion for
minut['heresy' for Berger, 'sectarianism' for me] and exclusion from the world to come.
To take Kellner's own example of idolatry, his assertion that Hazal saw only action as
sinful is incorrect. They explicitly tell us that thoughts of heresy or idolatry are biblically
forbidden ( Sifrei on Numbers 15: 39; BT Berakhot 12b)' (p. 84 ). What I find fascinating
here is how Berger understands the expressions found in the original-da)at minim,
hirhur averah, and hirhur avodah zarah. Depending upon how we understand the term
min (above, pp. +0-2 ), the first expression can either mean 'heretical positions' (Berger)
or 'sectarian positions' (Kellner). The second expression literally means 'thought of sin'
but may also mean 'licentious thought', while the third means 'thoughts of idolatry'.
Only a person who reads these rabbinic texts through a theological prism would feel the
necessity to render the Hebrew as does Berger. The text here (I found the source in
Berakhot, not in Sifrei) certainly does not prove his point.
Afterword
What I tried to do in this book was to look at rabbinic texts against the
background of the Torah and without the assumption that Maimonides
understood them correctly (certainly most of his contemporaries were
convinced that he got most non-halakhic aspects of Judaism wrong).
Once that assumption is rejected, the reading I gave to those texts makes
excellent sense-as is apparent from a careful reading of Berger's own
critique. As we just saw, he writes: 'When Kellner has completed his
discussion of the "one possible exception" to his rule, he has shown that
Mishnah Sanhedrin rn: r is not a work of systematic theology but has
done nothing to undermine the obvious and unavoidable reality, to wit,
that it excludes from the world to come people who deny resurrection
and the belief that the Torah is from Heaven.' But, as Berger must readily
admit, and as I note in the bookitself(p. 37), the expression 'Xloses his or
her share in the world to come' does not actually mean that the person
about whom it was said has no share in the world to come. It is not an
expression bearing any serious halakhic or theological weight. It is simply
an expression of strong disapproval. 25 Only one who assumes that the
Mishnah in Sanhedrin is making a theological statement, and only one
who assumes that the Mishnah in Sanhedrin knows of a category of
punishment (eternal damnation) for mistakes concerning certain theo-
logical matters, i.e. only one who reads the Mishnah as if it were written
by Moses Maimonides, could possibly make the claims that Berger makes
here. 26 But the Mishnah was not written by Maimonides!
Let us continue. Does the Mishnah condemn those who deny resur-
rection, as Maimonides' text has it, or those who deny that the Torah
teaches resurrection, as the standard printed editions have it? The issue is
of course crucial if there are indeed dogmas in Judaism, even if the first
articulation of this alleged dogma is in our mishnah. But, if Berger is
25
BT BM 58b-59a may be added to the sources cited there (n. 16). Compare also
Rabeinu Nisim of Marseilles in his Ma)aseh nisim, ed. H. Kreisel (Jerusalem: Mekize
Nirdamim, 2000 ), 132. The text cited from Avot derabi natan may be found in The
Fathers According to Rabbi Nathan, trans. Judah Goldin (New York: Schocken, 1974),
151; the chapter contains a long list ofindividuals and groups excluded from the world to
come.
26
Further support for my reading may be found in the following statement by W. D.
Davies: 'The anathemas in Mishnah Sanhedrin ro strike one as being haphazard: they are
not the considered "dogmatic" pronouncement of an authorized body ofleaders nor are
they presented with the full-blasted force of a "dogma": they do not stand out in any way
from other materials in Sanhedrin; they are given no prominence, not to speak of pre-
eminence.' See Davies, 'Torah and Dogma: A Comment', Harvard Theological Review,
61(1968),87-105,esp.p.89.
Afterword 14-3
See Robert Brody, The Geonim of Babylonia and the Shaping ofMedieval Jewish Culture
(New Haven, Conn. : Yale University Press, 1998), 283.
28
For the first issue, see Maimonides' Book of Commandments, principle 2, and
Nahmanides' gloss there; for the second, see Abravanel's introduction to Deuteronomy.
Abravanel's conclusion (one likely to surprise many contemporary Orthodox Jews) is
that Moses wrote the book on his own and that only after it had been written did God, as
it were, extend a divine imprimatur to the book.
144 Afterword
lication of the Mishnah who denies that the Torah teaches resurrection
have a share in the world to come? If the answer is yes, then we seem to
have a case of punishment without prior warning (hatra)ah). If the
answer is no, then theological orthodoxy becomes time-dependent; a
person who denied resurrection before the publication of the Mishnah
could achieve a share in the world to come while one who denied it
afterwards has no share.
Berger continues: 'Even if we were to endorse the debatable assertion
that only people who advertise their denial forfeit eternal felicity, the
fateful action would remain nothing more than a statement of disbeliefin
a dogmatic proposition.' Actually, no. The fateful action would be an
overt act by which one puts oneself outside the community. In tannaitic
Palestine, to state publicly (the Mishnah's criterion, not mine 29 ) that one
denied the heavenly source of Torah, or to deny that the dead will be
resurrected, was not to engage anyone in theological debate; it was to
make a statement about the community from which one excluded one-
self. I argued this at length in the book itself. Berger is on shaky ground
when he refutes the claim; he can only reject it because of his own un-
articulated assumption that rabbinic Judaism must have had dogmas,
because otherwise Maimonides was a religious revolutionary.
But let us assume for the moment that Berger is right in his reading of
Mishnah Sanhedrin x. r and that (despite the arguments adduced above
on pages 33-8 and in the preceding paragraphs) the text means exactly
what he takes it to mean, namely, that Jews who deny that the Torah is
from heaven and who deny that the resurrection will take place (or that
the Torah teaches that the resurrection will take place) lose their share in
the world to come. We are still very far away from the kind of dogmatic
theology he needs to make his critique stick. He must also argue that an
issue of crucial importance is raised in a fairly offhand manner by the
Mishnah, discussed briefly and in a desultory manner by the relevant
Gemara, and ignored by generations ofhalakhic decisors.
Let us look at the issue in strictly historical terms. Systematic theology
(and its outgrowth, dogma) is entirely absent from the Written Torah.
There are a very small number of rabbinic texts which may (but, as I have
argued here and in the book proper, do not have to) be read as implying
that the Sages understood Judaism to be a religion based upon dogma.
29
As noted above (p. 36) the Mishnah uses the expression ha)omer, 'he who says'. Had
the authors of this text meant 'he who thinks' they could have used the biblical expression
amar belibo (Obad. 1: 3; Pss. ro: 6, II, 13; 14: 1, and 53: 2) or some variant of the mishnaic
meharher(Mishnah Ber. iii. 4, etc.; see above, n. 24)
Afterword 145
Apart from Maimonides, would anyone read those texts in this way?
David Berger thinks that the answer is yes, while I remained convinced
that I have shown the better answer to be no.
My disagreement with Berger can be made clearer by reference to the
case of the rebellious elder. In 'Laws of Rebellious Elders [ mamrim ]',iii.
4 Maimonides defines 'the rebellious elder [ zaken mamreh] ofwhom the
Bible speaks' as a member of the high court who disagrees with his
colleagues in the court 'with regard to a question of law, refuses to
change his view, persists in differing with them, [and] gives a practical
ruling which runs counter to that given by them'. However, Maimonides
clarifies in paragraph 6 that, if the elder 'persists in communicating his
opinion to others, but does not give it in the form of a practical ruling,
he is not liable' .30 The rabbis were not seeking uniformity of halakhic
thought and teaching; they were interested in communal solidarity. I
suggest that, to the extent that they considered theological matters at all,
they applied the same approach: one could think pretty much what one
pleased, so long as one did not diverge too publicly from the communal
consensus.
The clearest proof that Berger's critique of my book misses its target is
provided by Berger himself. He has proved conclusively that contem-
porary Habad hasidism is heretical, 31 yet no Orthodox rabbi that I have
ever heard of is willing to follow him in adopting the operative con-
clusions that follow from this finding. This is so, despite the fact that most
Orthodox rabbis persist in saying, with Berger, that 'membership in
good standing in the community of Israel rest[ s] on certain articles of
faith'. Berger is consistent: Habad fails a crucial theological test (divine
unity and incorporeality, i.e. the absolute transcendence of God )32 and
followers of Habad cannot therefore be considered members in good
standing in the community of Israel. Berger's rabbinic colleagues insist
that the test is applicable, and some (in private) are willing to admit that
Habad fails the test, but none is willing (in public) to join Berger in his
30
I cite the translation ofAbraham M . Hershman, The Book offudges, 144-5.
31
See Berger, The Rebbe, the Messiah, and the Scandal ofOrthodox Indifference(Oxford :
Littman Library ofJewish Civilization, 2om) . That many followers ofHabad see the late
Rabbi Menachem Mendel Schneersohn as the Messiah is certainly foolish, but not
necessarily heretical. That many of them also attach expressions of divinity to him clearly
violates Maimonides' principles offaith.
32
A test, I might add, probably more important in Maimonides' eyes than the
question of how precisely to define the term 'Torah from Heaven' (about which he
himself held views at variance with what is considered normative by most Orthodox
rabbis today; on this see my forthcoming Maimonides' Confrontation with Mysticism).
Afterword
condemnation ofHabad. Why is that? Leaving aside questions of com-
munal policy and the nature of rabbinic leadership, it seems obvious to
me that in their heart of hearts the rabbis who agree that Ha bad is heresy
but who refuse to condemn it as such are adherents (without knowing it)
of the approach I advocate-other considerations (for them, halakhic
obedience; for me, identification with the past and future of the people of
Israel) trump theological orthodoxy.
A number of reviewers33 were disappointed that I did not adopt a
thoroughgoing theological pluralism. I regret that I must disappoint
them, but to ask a person writing from a standpoint of Orthodoxy (even
as I attempted to define it) to applaud versions ofJudaism which coun-
tenance or advocate large-scale abandonment of halakhah is itself not
only unreasonable, but also intolerant.
To my mind there are two other problems with the call for pluralism.
The first is the implied trivialization of the decision to be Jewish. In
public lectures the late Emil Fackenheim used to confront his listeners
with a chilling point: Jews in nineteenth-century Europe who remained
Jewish condemned millions of their descendants to death. One's deci-
sion to remain Jewish could be fraught with horrifying consequences for
people yet unborn; it is not a decision to be taken lightly. The claim that
all forms ofJ udaism are equally true and valid (however one defines these
words) trivializes the decision to remain Jewish. It ultimately turns
remaining Jewish into a matter of taste or sentiment. I have much greater
respect for a Reform Jew convinced that her interpretation of Torah is
superior to mine and fervently committed to it than I have for someone
whose understanding ofJ udaism has no truth component. With the first
person, I can agree to disagree (the position staked out in this book);
with the second, I have very little to discuss concerning matters ofJewish
religious importance.
The second problem is inherent in the concept of religious pluralism
itself: why not extend the bounds of pluralism beyond the bounds of
Judaism? If one relativizes religious truth within Judaism, on what
grounds can one refuse to relativize it outside Judaism?
Let me rephrase these two points in extreme terms. For thousands of
years Jews have martyred themselves for their faith; to adopt a pluralist
view ofreligious truth is to make a mockery of those sacrifices. It further
implies that any Jew who makes such a sacrifice in the future is misguided.
I must hasten to add that, historically, Judaism has been convinced of
33
Notably Peter Haas, review, Shofar, 19(2001),178-80.
Afterword 147
its own truth without seeking to impose that truth on non-Jews. Indeed,
one way of expressing what I am trying to do in this book is to urge
Orthodoxy to extend the same attitude of respectful disagreement it main-
tains towards righteous non-Jews towards righteous non-Orthodox
Jews.
Daniel H. Frank seeks to exculpate Maimonides from responsibility
for the use to which he has been put by Orthodoxy over the last couple of
centuries. He concludes his interesting review by saying:
I think Maimonides' demands are not unreasonable. He is not hunting heretics,
as Kellner believes, nor is he demanding mindless uniformity of belief. Rather,
he calls Jews to greater reflection on the foundations of their characteristic way
of life. In this regard, I side entirely with Kellner in his own battle against the
forces of mindless uniformity-the thought police. 34
I would rate this a nice try, and I certainly sympathize with its intent.
Unfortunately, it founders on the shoals of some fairly hair-raising
Maimonidean texts. 35 Maimonides certainly did not demand mindless
uniformity of belief, but he definitely preached thoughtful uniformity
and seemed to have no qualms about deploying thought police. Gott-
hold Ephraim Lessing ( 1729-81) is famous for having maintained that, if
God were to offer him all truth in the right hand and the eternal search for
truth in the left, he would choose the left. Maimonides, in common with
all other medievals, would choose the right hand, and expected others to
do so as well. Those who failed to choose the truth were to be con-
demned.
Rabbi Isaac Abrabanel is reputed to have ended lectures on Mai-
monides' philosophy with the words: 'This is the opinion of Rabeinu
Mosheh [Rabbi Moses Maimonides], not of Mosheh Rabeinu [Moses
our teacher].' Abravanel thought that Maimonides held views at variance
with those taught in the Torah, but he still taught those views in public.
Would that Jews today could put up with each other with as much
forbearance!
34
Jewish Quarterly Review, 92 (2002), 275.
35
Examples include Mishneh torah, 'Laws of Repentance', iii. 7; 'Laws ofidolatry', ii.
5-6, v. 5, and x. r. For discussion, see my Dogma, 18-21, and the additional sources cited
there.
APPENDIX ONE
THE idea that individuals are rewarded for their good deeds and pun-
ished for their transgressions is, according to Maimonides, literally a
dogma ofJudaism. The eleventh of his Thirteen Principles is
that He, may He be exalted, rewards him who obeys the commands of the Torah
and punishes him who violates its prohibitions; and the greatest of His rewards is
the world to come while the severest of His punishments is 'being cut off'. We
have already expounded sufficiently on this in this chapter. 1 The verse which
attests to this foundation is: ' ... if You forgive their sin, and if not, erase me,
then from Your book which You have written' (Exod. 32: 32), taken together
with His answer, may He be exalted, 'Him who has sinned against Me, shall I
erase from My book' (Exod. 32: 33). These verses are attestations to [the fact
that] the obedient person and the rebellious person will reach [a point] with
Him, may He be exalted, where He will reward the one and punish the other. 2
On the face of it, this is an unambiguous statement of the doctrine that
people are rewarded for good behaviour and punished for evil behaviour.
It is certainly no surprise to find a figure like Maimonides, one of the
foremost exponents of the rabbinic tradition, presenting the doctrine of
divine retribution as a dogma of Judaism. 3 If any teaching finds near-
unanimous support in rabbinic literature, it is surely this one. 4
1
Maimonides' principles appear at the end of his introduction to his commentary
on the tenth chapter of Mishnah Sanhedrin, 'Perek lfelek'. The original Arabic text with
modern Hebrew translation may be found in Maimonides, Mishnah im perush rahenu
moshe hen maimon, 6 vols., ed. and trans. Joseph Kafih (Jerusalem: Mosad Harav Kook,
1963), iv. 195-217. For an English translation, see Isadore Twersky, A Maimonides Reader
(New York: Behrman House, 1972 ), 401-23. Maimonides' reference here appears to be to
the text at Mishnah im perush rahenu moshe hen maimon, ed. Kafih, 210 and Twersky, A
Maimonides Reader, 412.
2
I use the translation of David R. Blumenthal, as cited in Kellner, Dogma, 15-16, and
in Appendix 2 below (p. 150 ).
3
Strictly speaking, as I have argued throughout this book, it is surprising to find any
exponent of the rabbinic tradition maintaining that any beliefis a dogmaofJudaism, but
that is not relevant to our theme here.
4
On the doctrine of reward and punishment in rabbinic thought see e.g. the dis-
cussion in Urbach, The Sages, vol. ii, eh. 15, sect. 2.
150 Maimonides on Reward and Punishment
It is also no surprise, therefore, that readers whose understanding
of Maimonides is coloured by the received tradition of Judaism are
thunderstruck, often outraged, when confronted by the claim that
Maimonides actually maintains that the righteous are not directly re-
warded for their good behaviour, nor the wicked directly punished for
their evil behaviour. Yet this understanding of Maimonides is the near-
unanimous opinion of those of his interpreters whose approach to
the 'Great Eagle' is informed by the canons ofWestern academic scholar-
ship. 5
Since many of the arguments in this book stand or fall on the question
of Maimonides' understanding of reward and punishment, and since
some readers of earlier drafts were indeed shocked by my assumption that
Maimonides denies that the righteous are clearly and directly rewarded
for the fulfilment of the commandments, I thought it necessary to write
this appendix. It is my intention here to defend the 'academic' under-
standing ofMaimonides on reward and punishment, show that he could
not possibly have accepted the 'traditionalist' approach, and explain
exactly in what sense he maintains that the righteous are indeed rewarded
and the wicked indeed punished. I will argue further that in his own eyes
his position is in no way heterodox (even though he took considerable
pains to hide his true views from his less sophisticated readers). Attention
will also have to be paid to the nature ofMaimonides' esoteric writing in
his halakhic works.
I will be demonstrating, in other words, that Maimonides put forward
an esoteric teaching on the nature of divine retribution, that that teach-
ing is a consequence of antecedently held philosophical positions, and
that he did not himself hold that teaching to be heterodox. In so doing I
will be advancing a project to which I have devoted considerable atten-
tion, namely showing that Maimonides understood his philosophical
and Jewish commitments to coexist harmoniously and that he was in his
own eyes an 'orthodox' Jew. 6
The best place to begin our investigation is with Maimonides' first
5
Maimonides' view on this matter was well understood by R. Solomon ben Abraham
Adret (Rashba; c.1235- c.1310 ), the leading halakhist of his generation, who complained
about Maimonides' views, 'Are the pious men oflsrael without philosophy not worthy
of an afterlifd' The text appears in Adret's Responsa (Heb.), 2 vols . (Jerusalem: Mosad
Harav Kook, 1990 ), i. 387. I cite it as translated by Moshe Halbertal in People of the Book
(Cambridge, Mass.: Harvard University Press, 1997), u9.
6
See the following of my studies: Dogma, ro-65; Maimonides on Human Perfection;
Maimonides on Judaism; 'Reading Rambam'; 'The Beautiful Captive'; Maimonides on
the (Decline ofthe Generations'.
Maimonides on Reward and Punishment 151
subsists in the self. This is the perfection of the moral virtues. It consists in the
individual's moral habits having attained their utmost excellence. Most of the
commandments serve no other end than the attainment of this kind of per-
fection. But this kind of perfection is likewise a preparation for something else
and not an end in itself. 24
Most of the commandments serve to bring us to moral perfection. 25 But
this perfection to which we are brought by the fulfilment of the com-
mandments is not an end in itself; rather, it is 'a preparation for some-
thing else'. For what is it a preparation? Maimonides answers imme-
diately:
The fourth kind is the true human perfection; it consists in the acquisition of the
rational virtues- I refer to the conception of the intelligibles, which teach true
opinions concerning the divine things. This is in true reality the ultimate end;
this is what gives the individual true perfection, a perfection belonging to him
alone; and it gives him permanent perdurance; through it man is man.
Fulfilment of the commandments is thus not valuable in and ofitself; it is,
rather, a means for achieving the one truly human virtue, the one truly
human perfection, the one activity which constitutes us as human beings
in this world and guarantees our existence in the next, namely, the 'con-
ception of the intelligibles, which teach true opinions concerning the
divine things' .26
Maimonides himself stresses this point, stating further
that similarly all the actions prescribed by the Torah-I refer to the various
species of worship and also the moral habits that are useful to people in their
mutual dealings-that all this is not to be compared with this ultimate end
[wisdom] and does not equal it, being but preparations made for the sake of this
end. 27
As we saw above, looking for rewards in this world for the fulfilment of
the commandments is a sign of immaturity and foolishness; while the
only reward in the next world is an outgrowth and consequence of (not a
24
Guide, iii. 54, p. 635.
25
Most, but not all, since some commandments bring us to adopt true beliefs, such
as observance of the Sabbath, which teaches creation, and the first of the Ten Com-
mandments, which teaches God's existence.
26
i.e. metaphysics. For an analysis of the many texts in which Maimonides makes the
identification, 'secrets of the Torah'= 'Account of the Chariot'= metaphysics, see Kell-
ner, Maimonides on Judaism, 65-80 . See also the important study by Sara Klein- Braslavy,
King Solomon and Philosophical Esotericism in Maimonides, Teaching (Heb.) (Jerusalem:
Magnes, 1996), 48-75, 203-10.
27
Guide, iii. 54, p. 636.
160 Maimonides on Reward and Punishment
response to) our intellectual perfection and nothing else. We can now see
why for Maimonides there can be no reward or punishment in this world
or the next for the fulfilment of the commandments or their violation as
such.
Why, then, should we fulfil the commandments? The very question
would have given Maimonides a stomach-ache, I think, since in his view
it is so wrong-headed. In the first place, Jews are commanded by God to
fulfil the commandments. Jews who love God will fulfil the command-
ments with devotion and joy, with no thought whatsoever of reward.
Furthermore, the fulfilment of the commandments is good for you. It
makes you into a better person. Even more, a society of individuals
fulfilling the commandments of the Torah will be a stable and just
society, as Maimonides makes clear in the Guide (iii. 27). Finally, in order
to realize our potential we must lead ordered, structured, disciplined,
and moral lives, otherwise we will never fulfil ourselves as human beings,
i.e. as rational animals. Maimonides was convinced that there is no
better way to achieve that end than through the fulfilment of God's
commandments.
A word of explanation concerning this last point is warranted.
Achieving intellectual perfection is extremely hard work, demanding
years of disciplined study and devotion in the search of truth, not en-
joyment of the pleasures of this world in and of themselves. 28 Very few
people can discipline themselves in this fashion. Adopting a mode of
life which channels our desires in a healthy fashion, disciplines our be-
haviour, and leads (those who are able) to intellectual perfection makes
the likelihood of perfecting ourselves as human beings much greater. 29 It
is not impossible for Gentiles to accomplish this; it is simply much harder
for them than for Jews since they do not have the Torah. 30
Maimonides' position may be summarized thus: fulfilment of the
commandments is both an obligation and also certainly good for you,
but brings no direct reward, in this world or the next; transgressing the
commandments is forbidden and bad for you, but brings no direct
punishment, in this world or the next.
All this being said, it is still the case that in not a few places Maimonides
28
Intellectual perfection must also be constantly renewed. As Lenn Goodman once
pointed out to me, it is not like money in the bank, but is, rather, like health or vigour.
Without constant exercise, one loses one's vigour. In this sense, intellectual perfection
is like treading water: if you stop, you sink.
29
On this way oflife, see Kellner, 'Revelation and Messianism'.
30
On this point, see Kellner, Maimonideson Judaism, 23-32.
Maimonides on Reward and Punishment 161
angels, and the matter of the spheres,4 is dependent upon Him for its
existence. This first foundation is attested to by the verse, 'I am the Lord
thy God' (Exod. 20: 2). 5
The second foundation is God's unity, may He be exalted; to wit, that
this One, Who is the cause of [the existence of] everything, is one. 6 His
oneness is unlike the oneness of a genus, or of a species. 7 Nor is it like the
oneness of a single composed individual, which can be divided into many
units. 8 Nor is His oneness like that of the simple body which is one in
number but infinitely divisible. 9 Rather, He, may He be exalted, is one
with a oneness for which there is no comparison at all. The second foun-
dation is attested to by the verse: 'Hear, 0 Israel, the Lord our God, the
Lord is one' (Deut. 6: 4).
The third foundation is the denial of corporeality to Him; to wit, that
this One is neither a body nor a force within a body. 10 None of the
characteristics of a body appertains to Him, either by His essence or as an
accident thereof, as for example, movement and rest. 11 It is for this reason
Maimonides was convinced that the Torah taught metaphysics and that the actual mean-
ing of the biblical term 'angel' was 'separate intellect'.
4
This passage is made clearer by 'Laws of the Foundations of the Torah', ii. 3. There
Maimonides informs us that all created entities fall into three classes: transitory entities
composed of matter and form (all that exists in the sublunar natural world); permanent
entities composed of matter and form (the spheres and heavenly bodies); and permanent
entities composed of form only (the angels, or separate intellects). Cf. further Guide, ii.
10, p. 273. Maimonides' point here would appear to be that everything in the universe,
emphatically including unchanging heavenly entities, depends upon God for its existence.
5
Maimonides' claim that this verse teaches the doctrine of God's existence, com-
monly accepted today (because ofMaimonides' vast influence) was a matter of consider-
able debate in the Middle Ages. See Kellner, Dogma, 127-36.
6
Once again, God is presented as cause of the universe, not necessarily as its creator.
To this Aristotle, who held the universe to be uncreated but not uncaused, would have no
objection.
7
A genus (such as mammals) is one, but not simple, since it is composed of species; a
species is one, but not simple, since it is composed ofindividuals.
8
Even an individual, which, unlike a genus or a species, is not composed of members,
is still composed of components, such as the four elements.
9
Even simple elements (earth, air, water, fire) can be divided into ever smaller bits
( Maimonides could say this since he rejected atomism in favour of the doctrine of matter
and form).
10
i.e. God is neither a body nor a force which exists as the consequence of the existence
of a body. An example of the latter in modern terms would be the force of gravity as we
experience it.
11
Movement and rest, that is, are 'accidents' of material bodies, not essential charac-
teristics of them. A material body can be either in motion or at rest; either way it remains a
material body.
166 The Thirteen Principles
that they, may they rest in peace, denied to Him division and continuity
in saying: 'There is no sitting, nor standing, nor oref [lit. "shoulder"],
nor ipui [lit. "fatigue"] in heaven.' 12 They meant that there is no 'divis-
ion' which is ore[, nor is there any continuity (as it is said: ve)afu bekhatef
pelishtim [Isa. n: 4 ], meaning, 'they shall push them with their shoulders
[to form a continuous mass] because they are closely packed together,' as
the T argum says, 'they shall put their shoulders together') .13 The prophet
has said: 'To whom then will you compare Me so that I be similar?' (Isa.
40: 25). Were God a body, He would then resemble bodies. 14 Everything
mentioned in the Scriptures which describes Him, may He be exalted, as
having the attributes of a body, such as moving from place to place, or
standing, or sitting, or speaking, and so on, is all metaphors, allegories,
and riddles, as they have said, 'The Torah speaks in human language.' 15
People have philosophized a great deal about this matter. 16 This third
foundation is attested to by the verse 'you saw no image' (Deut. 4: 15),
meaning, 'you did not perceive Him, may He be exalted, as having an
image,' for He is, as we have said, neither a body nor a force within a
body.
The fourth foundation is God's precedence; 17 to wit, that this one who
just been described is He Who precedes everything absolutely. No other
being has precedence with respect to Him. There are many verses
attesting to this in Scripture. The verse attesting to it [best] is 'the God of
12
BT lfagigah l5a.
13
Targum on Isa. n: +. The parenthetical expression here is part ofMaimonides' text;
I have added the parentheses for the sake of clarity. The point of these two sentences is
that Maimonides is attributing to the rabbis in BT Jfagigah lSa the doctrine of divine
incorporeality.
14
i.e. were God a body, a comparison with other bodies would be possible. Here
Maimonides is attributing the doctrine of divine incorporeality to Isaiah.
15
The statement is drawn from BT Berakhot 31b. As Abraham Nuriel has shown,
Maimonides wholly revised the meaning of this rabbinic statement. Its original use was to
claim that not every apparently extra word in Scripture should be understood as teaching
something taught nowhere else (on the basis of the rabbinic teaching that there are no
unnecessary words in Scripture), since some apparently extra words are necessitated by
the way in which Hebrew is actually spoken . Maimonides took it to mean that Scripture
couched philosophical teachings in mythological language, suitable for the simple-
minded or uneducated. See Abraham Nuriel,' "The Torah Speaks in Human Language"
in the Guide of the Perplexed', in A. Kasher and M . Hallamish (eds .), Religion and
Language(Heb.) (Tel Aviv: University Publications, 1981), 97-103.
16
Maimonides himself devotes the first fifty chapters of the Guide ofthe Perplexed to an
analysis of biblical terms which seem to impute corporeality to God.
17
Arabic: alkadam; Hebrew: kadmon. This term may denote only ontological, not
temporal, precedence. Seen. l above.
The Thirteen Principles
eternity is a dwelling place' (Deut. 33: 27). 18 Know that a foundation of
the great Torah of Moses is that the world is created: God created it and
formed it after its absolute non-existence. That you see me circling
around the idea of the eternity of the world is only so that the proof of
His existence will be absolute as I explained and made clear in the
Guide. 19
The fifth foundation is that He, may He be exalted, is He Whom it is
proper to worship and to praise; and [that it is also proper] to promulgate
praise of Him and obedience to Him. This may not be done for any being
other than Him in reality, from among the angels, the spheres, the
elements, and that which is composed of them, for all these have their
activities imprinted upon them. 20 They have no destiny [of their own]
and no rootedness [of their own in reality] other than His love, may He
be exalted [of them]. Do not, furthermore, seize upon intermediaries in
order to reach Him but direct your thoughts towards Him, may He be
exalted, and turn away from that which is other than He. 21 This fifth
18
This principle, as expressed to this point (as it appeared in the earliest 'editions' of
the commentary on the Mishnah), seems calculated to upset the philosophically sophis-
ticated but religiously conservative reader, as was indeed the case with R. Shimon ben
Tsemah Duran (seen. 2 above). God here is described in terms which Aristotle could
easily accept: God is presented as cause of the world, but not as its creator. (For example, I
am, I hope, the cause of my students' learning, but am hardly the creator of them or their
learning; ifI set an example emulated by others, I am the cause of their behaviour, but
hardly its creator. In more strictly Aristotelian terms, God can be final cause of the world
without being its material, efficient, or formal cause.) It is furthermore stated here that
no other being has the same sort of precedence to the world that God has; but, as Duran
worries, does that mean that God's precedence is only relative, not absolute? Last, why
does Maimonides cite Deuteronomy 33: 27 instead of Genesis 1: 1? What Maimonides may
have meant by all this need not concern us here (see the discussion in Kellner, Dogma,
53-61 ), but it should be clear that a proper understanding of his principles requires a fairly
lengthy course ofstudy in Aristotelian philosophy.
19
This sentence was added by Maimonides late in his life; see Kellner, Dogma, 54-- The
reference to the Guide is to his explanation there (i. 71, p. 182) of why he appeared to
accept the doctrine of the eternity (i.e. uncreatedness) of the world in 'Laws of the Foun-
dations of the Torah', i. 5.
20
i.e. it is forbidden to worship any entity other than God. Maimonides here makes
reference to the three classes of existent beings he later mentions in 'Laws of the Foun-
dations of the Torah': separate intellects (angels), the spheres, and the four elements and
all that is composed of those elements (see n. 4- above). None of these may be worshipped;
they are all inferior beings determined in their behaviour.
21
It is on the basis of this passage that several decisors have forbidden the recitation of
the passage in the Sabbath eve hymn 'ShalomAleikhem' beseeching angels (not God) for
Sabbath peace. For details, see Shapiro, 'The Last Word in Jewish Theology?'.
168 The Thirteen Principles
foundation is the prohibition against idolatry and there are many verses
in the Torah prohibiting it. 22
The sixth foundation is prophecy; to wit, it should be known that,
within the species of humanity, there are individuals who have a greatly
superior disposition and a great measure of perfection. And, if their souls
are prepared so that they receive the form of the intellect, 23 then that
human intellect will unite with the Active Intellect24 which will cause a
great emanation to flow to it. 25 These people are prophets, this [process]
is prophecy; and this is its content. The explanation of this principle to its
fullest, however, would be very long26 and it is not our intention to
demonstrate each ofits basic premises, or to explain the ways by which it
is perceived for that is the epitome of all the sciences.2 7 Here we shall
mention it only in the form of a statement. The verses of the Torah
testifying to the prophecy of the prophets are many.
The seventh foundation is the prophecy of Moses, our Teacher; to wit,
it should be known that: Moses was the father of all the prophets-of
those who came before him and of those who came after him; all were
beneath him in rank and that he was the chosen of God from among the
entire species of humanity and that he comprehended more of God, may
He be exalted, than any man who ever existed or will exist, ever com-
prehended or will comprehend and that he, peace be upon him, reached
a state of exaltedness beyond humanity such that he perceived the level of
sovereignty and became included in the level of angels. 28 There remained
22
Indeed, Maimonides follows the Talmud (BT Horayot 8a) in making it the central
axis of the Torah. See 'Laws ofldolatry', ii. 4; Guide, iii. 37, pp. 542, 545.
23
i.e. actualize the potential intellects with which they were born.
24
The tenth and last of the 'separate intellects'.
25
i.e. the unification with the Active Intellect is the cause of the emanation upon the
human intellect.
26
In the Guide ofthe Perplexed it occupies ii. 32-48, pp. 360-412.
27
i.e. understanding prophecy necessitates understanding all the sciences.
28
Maimonides here makes a number of unprecedented claims about Moses: (a) he is
the 'father of all the prophets', including the Patriarchs who preceded him; ( b) no other
prophet ever achieved his rank, nor will any prophet do so (including the Messiah, who,
Maimonides teaches in 'Laws of Repentance', ix. 2, will be a prophet 'close' in rank to
Moses, but not equal to him); ( c) unlike other prophets who, in effect, chose themselves,
Moses was chosen by God from among all humans; ( d) Moses' uniqueness was, appar-
ently, a consequence of his having achieved such an exalted level of comprehension of
God; (e) Moses became an angel, pure intellect only. None of these statements about
Moses is commonplace in Jewish tradition. On the contrary, there are several passages in
the Talmud in which Hille! is implied to have been as great as Moses (BT Sukah 28b, BT
Sanhedrin na) and one in which the same suggestion is made in respect of Ezra (BT
The Thirteen Principles
no veil which he did not pierce, no material hindrance burdened him,
and no defect whether small or great mingled itself with him. The
imaginative and sensible faculties in his perception were stripped from
him, his desiderative faculty was still, and he remained pure intellect
only. 29 For this reason, they remarked of him that he discoursed with
God without the intermediacy of an angel. 30 I would have been obligated
to explain this strange subject, to unlock the secrets firmly enclosed in the
verses of the Torah, and to expound the meaning of'mouth to mouth'
(Num. 12: 8) together with the whole of this verse and other verses
belonging to the same theme had I not seen that this theme is very subtle
and that it would need abundant introductions and illustrations. The
existence of angels would first have to be made clear and, then, the
distinction between their ranks and that of the Creator. The soul would
have to be explained and all its faculties. The circle would then grow
wider until we should have to say a word about the images which the
prophets attribute to the Creator and the angels. The Shiur komahand its
meaning would have to enter [into our survey]. And, even ifl were to be
as brief as possible, this purpose alone could not be attained in even a
hundred pages. For this reason, I shall leave it to its place, whether in 'the
book of the interpretation of the discourses' which I have promised, or in
'the book of prophecy' which I have begun, or in a book which I shall
compose as a commentary to these foundations. 31 I shall now return to
the purpose of this seventh foundation and say that the prophecy of
Moses is separated from the prophecy of all other prophets by four
differences:
The first difference: To every other prophet that ever was, God did not
Sanhedrin 21/:r22a). BT 29b can be construed as implying that Rabbi Akiva was
no less great than Moses. Maimonides deals with the special character of Mosaic pro-
phecy in Guide, ii. 39-40, pp. 378-85. On this subject see Menachem Kellner, 'Maimon-
ides and Gersonides on Mosaic Prophecy', Speculum, 42 ( 1977), 62-79.
29
Maimonides is repeating what he has just said. To be an angel is to be 'pure intellect
only'.
3
° For Maimonides' discussion of this topic, see Guide, ii. 39-40, pp. 378-85. Maimon-
ides is here attributing philosophical ideas to the Sages: other prophets received their
prophecy through the Active Intellect (=angel). Moses, having become an angel, has no
need of an angelic intermediary in order to receive prophecy from God.
31
We see here that Maimonides felt that these principles needed a whole book of
commentary. For arguments to the effect that the Guide of the Perplexed is that book
of commentary, see Menachem Kellner, 'Maimonides' "Thirteen Principles" and the
Structure of the Guide of the Perplexed', Journal of the History of Philosophy, 20 ( 1982 ),
76-84.
170 The Thirteen Principles
speak except by an intermediary. But Moses had no intermediary, as it is
said, 'mouth to mouth did I speak with him' ( Num. 12: 8).
The second difference: Every other prophet received inspiration only
when in a state of sleep, as He said in various places: 'in a dream of the
night' (Gen. 20: 3), 'he dreamed and he saw a ladder' (Gen. 28: 12), 'in a
dream of a vision of the night' (Job 33: 15), and in many other places with
similar intent; or during the day, after a deep sleep had fallen upon
the prophet and his condition had become one in which his sense-
perceptions were rendered inactive and in which his thoughts were
empty as in sleep. This condition is called ma&azeh ['vision'] and mareh
['appearance'] and it is referred to in the phrase 'in visions of God' (Ezek.
8: 3, 40: 2 ). But to Moses, peace be upon him, discourse came in the day
when he was 'standing between the two cherubim', as God had promised
him, 'and, there, I will meet with you and I will speak with you' (Exod.
25: 12). And He, may He be exalted, also said, 'If there be a prophet
among you, I the Lord, will make Myself known to him in a vision and
will speak to him in a dream. Not so my servant Moses. He, in all my
house, is faithful' (Num. 12: 6-8).
The third difference: Every other prophet receives inspiration only in a
vision and by means of an angel [and] his strength becomes enfeebled,
his body becomes deranged, and a very great terror falls upon him so that
he is almost broken by it, as illustrated when Gabriel spoke to Daniel in a
vision and Daniel said, 'And there remained no strength in me and my
dignity became destructive for me' (Dan. rn: 8). He also said, 'I was in
deep sleep on my face and my face was towards the ground' (Dan. rn: 16).
But not so with Moses. Rather, discourse came to him and no confusion
of any kind overtook him as He, may He be exalted, has said, 'And the
Lord spoke to Moses face to face as a man speaks to his neighbor' (Exod.
33: 11 ). This means that just as no man feels disquieted when his neighbor
talks with him, so he, peace be upon him, had no fright at the discourse of
God, although it was face to face. This was because of the strength of his
union with the [Active] Intellect, as we have said.
The fourth difference: Every other prophet did not receive inspiration
by his own choice but by the will of God. The prophet could remain a
number of years without inspiration, or an inspiration could be com-
municated to the prophet but he could be required to wait some days or
months before prophesying, or not make it known at all. We have seen
that there are those among them who prepared themselves by simplifying
their soul and by purifying their minds as did Elisha when he declared,
'Bring me, now, a minstrel' (2 Kgs. 3: 15) and then inspiration came to
The Thirteen Principles 171
him. It was not, however, necessarily that he received inspiration after he
was prepared for it. But Moses, our Teacher, was able to say whenever he
wished, 'Stand, and I shall hear what God shall command concerning
you' (Num. 9: 8). And He also said, 'Speak to Aaron, your brother, that
he not come at any time into the sanctuary' (Lev. 16: 2 ). [On this], they
said, 'Aaron was bound by the prohibition, "that he not come at any
time," but Moses was not bound by the prohibition. ' 32
The eighth foundation is that the Torah is from heaven; to wit, it
[must J be believed that the whole of this Torah which is in our hands
today is the Torah which was brought down to Moses, our Teacher; that
all ofit is from God [by Jthe transmission which is called metaphorically
'speech'; that no one knows the quality of that transmission except he to
whom it was transmitted, peace be upon him; and that it was dictated to
him while he was of the rank of a scribe; and that he wrote down all of its
dates, its narratives, its laws-and for this he is called the 'Legislator' 33
(Num. 21: 18). There is no difference between 'the sons of Ham were
Cush, Mitsrayim, Fut, and Canaan' (Gen. rn: 6) and 'the name of his wife
was Mehetabel, the daughter ofMatred' (Gen. 36: 39) on the one hand,
and 'I am the Lord your God' (Exod. 20: 2) and 'Hear, 0 Israel, the
Lord, our God, the Lord is One' (Deut. 6: 4) on the other hand. Every-
thing is from the mouth of the Almighty;34 everything is the Torah of
God: whole, pure, holy, true. 35 Indeed, Menasseh became, in the eyes of
the Sages, the person strongest in heresy and hypocrisy for he thought
that the Torah was composed of kernels and husks and that those dates
and these narratives had no value and that they were composed by
Moses. 36 This is the issue of 'the Torah is not from Heaven'. 37 And the
Sages have said that he who believes that 'the Torah is entirely from the
mouth of the Almighty except for this [i.e. any given J verse which was
not said by the Holy One, blessed be He, but Moses said it on his own
authority' is one to whom the following verse applies, 'He disdains the
word of God' (Num. 15: 31). 38-May God be exalted about that which
the heretics say!-Rather, every letter of the Torah contains wisdom and
wonders for whom God has given to understand it. Its ultimate wisdom
32
Sifraon Leviticus 16: 2. 33
Literally, 'copyist'. There is a play on words here.
34
Mipi hagevurah; a reference to BT Makot For Maimonides' use of this
expression see Kellner, Dogma, n9-20.
35
See Psalms 19: 8. 36
See BT Sanhedrin 99b.
37
i.e. one who affirms that only part of the Torah is not from heaven falls under the
category (in our mishnah) of one who denies that the Torah is from heaven.
38
BT Sanhedrin 99a.
172 The Thirteen Principles
cannot be perceived, as it is said, 'Its measure is greater than the earth and
broader than the sea' (Job n: 9 ). A man can only follow in the steps of
David, the anointed of the God ofJacob, the most pleasant singer of the
hymns oflsrael who prayed, singing, 'Unmask my eyes that I may see
wonders from Your Torah' (Ps. n9: 18). Similarly, its interpretation as it
has been handed down is also 'from the mouth of the Almighty'. 39 That
which we observe today, such as the form of the sukkah, the lulav, the
shofar, the fringes, the phylacteries, and other such forms are the actual
forms which God told to Moses and which he told to us. He is the
transmitter of the message, faithful in its transmission. The verse on the
basis ofwhich this eighth foundation is attested is his [i.e. Moses'] saying,
'By this shall you know that the Lord has sent me to do all these things'
(Num. 16: 18).
The ninth foundation is the [denial of the] abrogation [of the Torah];
to wit, that this Torah of Moses, our Teacher, shall not be abrogated or
transmuted; nor shall any other law come from God. It may not be added
to nor subtracted from-not from its text nor from its explanation-as it
is said, 'You shall not add to it, nor subtract from it' ( Deut. 13: l). We have
already explained that which it is necessary to explain concerning this
foundation in the introduction to this book. 40
The tenth foundation is that He, may He be exalted, has knowledge of
the acts of men and is not neglectful of them. It is not as the opinion of
someone who says, 'God has abandoned the earth' (Ezek. 8: 12, 9: 9) but
as the opinion of him who says,'[ God is] great in counsel, and mighty in
work;whoseeyesareopen upon all thewaysofthesonsofmen' (Jer. 32: 19).
It is also said, 'God saw that the evil of man was great' (Gen. 6: 15 ), and
'the cry of Sodom and Gomorrah was great' (Gen. 18: 20 ). This attests to
this tenth foundation.
The eleventh foundation is that He, may He be exalted, rewards him
who obeys the commands of the Torah and punishes him who violates its
prohibitions; and the greatest of His rewards is the world to come while
the severest of His punishments is 'being cut off'. 41 We have already
expounded sufficiently on this in this chapter. The verse which attests to
this foundation is' ... ifYou forgive their sin, and if not, erase me, then
from Your book which You have written' (Exod. 32: 32) taken together
39
i.e . the Oral Torah is also from heaven. Maimonides here hints at his relatively
narrow understanding of the term 'Oral Torah' . For details, see Gerald Blidstein, 'Maim-
onides on "Oral Law"' ,Jewish Law Annual, r (1978 ), 108-22.
40
Mishnah in perush rabenu mosheh ben maimon, ed. Kafih, i. 4 ff.
41
On karet(being cut off) and the controversy over it see Appendix r, n . 12.
The Thirteen Principles 173
with His answer, may He be exalted, 'Him who has sinned against Me,
shall I erase from My book' (Exod. 32: 33). These verses are attestations to
[the fact that] the obedient person and the rebellious person will reach [a
point] with Him, may He be exalted, where He will reward the one and
punish the other. 42
The twelfth foundation is the days of the Messiah; to wit, the beliefin,
and the assertion of, the truth of his coming. He shall not be a long time
'and ifhe tarries, wait for him' (Hab. 2: 3). No time for his coming may be
set nor may the verses of Scripture be interpreted to reveal the time of his
coming, as our Sages have said, 'May the wits of those who calculate the
date of the end be addled. ' 43 One must believe in him by praising him,
loving him, and praying for his coming according to that which has been
revealed by all the prophets from Moses to Malachi. He who doubts, or
treats his command lightly, says that the Torah, which promised his
coming specifically in the [weekly readings] of Balaam and Atem
nitsavim,44 is lying. One of the general ideas of this foundation is that
Israel will have no king except from David, and that he will be descended
especially from the seed ofSolomon. 45 Whoever disobeys the command
of this dynasty denies God and the verses of the prophets.
The thirteenth foundation is the resurrection of the dead and we have
already explained it. 46
When all these foundations are perfectly understood and believed in
by a person he enters the community oflsrael and one is obligated to love
and pity him and to act towards him in all the ways in which the Creator
has commanded that one should act towards his brother, with love and
fraternity. Even were he to commit every possible transgression, because
42
On Maimonides on reward and punishment, see Appendix 1 above .
43
BT Sanhedrin 99a-b.
44
i.e. Numbers 22: 5-25: 9; Deuteronomy 29: 9-30: 2.
45
As my friend and colleague Daniel J. Lasker once observed to me, Maimonides'
emphasis on the Solomonic descent of the Messiah may be aimed at the Christians, who
(at Luke 3: 31) traced Jesus' descent through David's 'son' Nathan.
46
The sum total ofMaimonides' explanation was his comment:
The resurrection of the dead is one of the cardinal principles established by Moses our Teacher. A
person who does not believe in this principle has no real religion, certainly not Judaism. However,
resurrection is only for the righteous . .. how, after all, could the wicked come back to life, since they
are dead even in their lifetimes? Our sages taught: 'The wicked are called dead even while they are
alive; the righteous are alive even when they are dead' (Berakhot 18b). All men must die and their
bodies decompose . (Twersky, A Maimonides Reader, +1+)
Maimonides' comments here and in his Treatise on Resurrection sparked a wide-ranging
and long-lived debate on his actual views concerning resurrection of the dead. For details,
see Septimus, Hispano-]ewish Culture in Transition, 39-60.
174 The Thirteen Principles
oflust and because of being overpowered by the evil inclination, he will
be punished according to his rebelliousness, but he has a portion [of
the world to come]; he is one of the sinners oflsrael. But if a man doubts
any of these foundations, he leaves the community [of Israel], denies
the fundamental, and is called a sectarian, epikoros, and one who 'cuts
among the plantings'. One is required to hate him and destroy him.
About such a person it was said, 'Do I not hate them, 0 Lord, who hate
thee?' [Ps. 139: 21].
APPENDIX THREE
Yigdal
Exalted and Praised be the Living God!
He exists; His existence transcends time.
He is one-there is no oneness like His;
He's unknowable-His Oneness is endless.
He has no semblance-he is bodiless;
Beyond comprehension is His holiness.
He preceded all that was created;
The First He is though He never began.
He is the eternal Lord; every creature
Must declare His greatness and His kingship.
His abundant prophecy He granted
To the men of His choice and His glory.
Never has there arisen in Israel
A prophet like Moses beholding God's image.
The Torah of truth God gave to His people
Through His prophet, His own faithful servant.
God will never amend, nor ever change
His eternal Law for any other law.
He inspects, He knows our secret thoughts;
He foresees the end of things at their birth.
1
Further on these and other poems derived from Maimonides' Thirteen Principles,
see Marx, 'A List of Poems on the Articles of the Creed' .
176 Yigdal and Ani ma )amin
He rewards the godly man for his deeds;
He repays the evil man for his evil.
At time's end He will send our Messiah
To save all who wait for His final help .
God, in His great mercy, will revive the dead;
Blessed be His glorious name forever.
I firmly believe that the Creator, blessed be His name, is the Creator and Ruler of
all created beings, and that He alone has made, does make, and ever will make all
things.
I firmly believe that the Creator, blessed be His name, is One; that there is no
oneness in any form like His; and that He alone was, is, and ever will be our God.
I firmly believe that the Creator, blessed be His name, is not corporeal; that no
bodily accidents apply to Him; and that there exists nothing whatever that
resembles Him.
I firmly believe that the Creator, blessed be His name, was the first and will be the
last.
I firmly believe that the Creator, blessed be His name, is the only One to Whom
it is proper to address our prayers, and that we must not pray to anyone else.
I firmly believe that all the words of the prophets are true .
I firmly believe that the prophecy of Moses our teacher, may he rest in peace, was
true; and that he was the chief of the prophets, both of those who preceded him
and of those that followed him .
I firmly believe that the whole Torah which we now possess is the same which
was given to Moses our teacher, may he rest in peace.
I firmly believe that this Torah will not be changed, and that there will be no
other Torah given by the Creator, blessed be His name.
I firmly believe that the Creator, blessed be His name, knows all the actions and
thoughts of human beings, as it is said: 'It is He who fashions the hearts of them
all, He who notes all their deeds' (Ps. 33 : 15).
I firmly believe that the Creator, blessed be His name, rewards those who keep
His commands, and punishes those who transgress His commands.
I firmly believe in the coming of the Messiah; and although he may tarry, I daily
wait for his coming.
I firmly believe that there will be a revival of the dead at a time which will please
the Creator, blessed and exalted be His name for ever and ever.
THE transliteration of Hebrew in this book reflects a consideration of the type
of book it is, in terms of its content, purpose, and readership. The system
adopted therefore reflects a broad approach to transcription, rather than the
narrower approaches found in the Encyclopaedia Judaica or other systems de-
veloped for text-based or linguistic studies. The aim has been to reflect the pro-
nunciation prescribed for modern Hebrew, rather than the spelling or Hebrew
word structure, and to do so using conventions that are generally familiar to the
English-speaking Jewish reader.
In accordance with this approach, no attempt is made to indicate the dis-
tinctions between alef and ayin, tet and taf, kaf and kuf, sin and samekh, since
these are not relevant to pronunciation; likewise, the dagesh is not indicated
except where it affects pronunciation. Following the principle of using con-
ventions familiar to the majority of readers, however, transcriptions that are well
established (for example tannaim) have been retained even when they are not
fully consistent with the transliteration system adopted. On similar grounds, the
tsadi is rendered by 'tz' in such familar words as barmitzvah, mitzvot, and so on.
Likewise, the distinction between betand khafhas been retained, using bfor the
former and kh for the latter; the associated forms are generally familiar to readers,
even if the distinction is not actually borne out in pronunciation, and for the
same reason the final heh is indicated too. As in Hebrew, no capital letters are
used, except that an initial capital has been retained in transliterating titles of
published works (for example, Shull;an arukh).
Since no distinction is made between alefand ayin, they are indicated by an
apostrophe only in intervocalic positions where a failure to do so could lead an
English-speaking reader to pronounce the vowel-cluster as a diphthong-as, for
example, in ha)ir-or otherwise mispronounce the word. Here too, an allow-
ance has been made for convention: yisrael has been left as it is, without an
apostrophe, since interference in this familar form would constitute an intrusive
intervention of no benefit to readers .
The sheva na is indicated by an e-perikat ol, reshut-except, again, when
established convention dictates otherwise .
The yod is represented by an i when it occurs as a vowel ( bereshit), by a ywhen
it occurs as a consonant (yesodot), and by yi when it occurs as both (yisrael).
Names have generally been left in their familiar forms, even when this is
inconsistent with the overall system.
Thanks are due to Jonathan Webber of the Oxford Centre for Hebrew and
Jewish Studies for his help in elucidating the principles to be adopted.
Citations ofthe Mishnah are given by tractate name (there are over sixty tractates
in the Mishnah), chapter number, and paragraph (mishnah) number. Thus, for
example, a reference to the first paragraph (mishnah) of the second chapter of
tractate lfagigahwould be given as: Mishnah lfagigahii. I.
The Babylonian and Jerusalem (Palestinian) Talmuds are, in effect, com-
mentaries upon the Mishnah and are divided into the same tractates. References
to the Babylonian Talmud are prefaced by the letters 'BT' and cite tractate, page,
and folio number; references to the Jerusalem Talmud are prefaced by the letters
'JT' and cite chapter and section (halakhah) number.
Sifra is a midrashic commentary on Leviticus; Sifre a midrashic commentary
on Numbers and Deuteronomy; references to both are keyed to biblical verses.
Genesis rabbah and Exodus rabbah are also midrashim, but are customarily
divided into section and subsections, and are referred to accordingly.
Maimonides' Mishneh torah is divided into fourteen books and further divided
into sections, chapters, and paragraphs. References here follow the customary
format of citing section, chapter, and paragraph. Each section within the Mish-
neh torah is called 'Laws of __ '. Thus a reference might read: 'Laws of the
Foundations of the Torah', i. 1.
References to Maimonides' Guide of the Perplexed are cited by section and
chapter number, followed by the page number in the translation of Shlomo
Pines (Chicago: University of Chicago Press, 1963).
References to Maimonides' Commentary on the Mishnah are given by citing
the relevant passage in the Mishnah itself, by tractate, chapter, and paragraph.
aggadah (pl. aggadot) Story; non-halakhic (q.v.) material in Talmud (q.v.).
amora (pl. amoraim) An authority cited in the Gemara (q. v.).
anus ('annoos') (pl. anusim) Coerced (and thus not legally liable for one's
actions).
avodah zarah Lit. 'alien worship': idolatry.
ba'al teshuvah (pl. ba'alei teshuvah) Repentantindividual(s).
da'at torah (Allegedly) authoritative expression ofJewish values by a leading
rabbi.
emunah (pl. emunot) Belief(s).
epikoros Rabbinic term of opprobrium; generally taken to mean 'heretic'.
Gehinnom Place of punishment for sinners after death.
Gemara Edited record of discussions on the text of the Mishnah (q.v.) in
Palestine, which, with the Mishnah, is called the Jerusalem Talmud; and in
Babylonia, which, with the Mishnah, is called the Babylonian Talmud; the
Babylonian Talmud was brought to its present form by the year 600 CE.
Ha bad Philosophy ofLubavitch hasidism; acronym of the three Hebrew words
J;okhmah (wisdom), binah (discernment), and da)at (intellect or know-
ledge).
halakhah(pl. halakhot) Jewishlaw(s).
l;amets Food containing fermented dough, forbidden on Passover.
hasid (pl. hasidim) Adherent(s) of hasidism (q.v. ).
hasidism Spiritual and social movement in Judaism, dating from the eight-
eenth century, strongly influenced by kabbalah (q.v.), divided into groups
led by hereditary leaders called tzaddikim (q.v. ).
heter iska Legal device enabling Jews to conduct business without violating the
prohibitions related to the taking or giving ofinterest.
hora'at sha'ah Exceptional permission to perform an otherwise forbidden act.
kabbalah Trend in Jewish mysticism from the twelfth century onwards, deriv-
ing from the Zohar (q.v.) and having profound impact on hasidism (q.v.)
and other forms of contemporary Jewish Orthodoxy.
Karaism Schismatic movement in Judaism (from the ninth century) which re-
jected rabbinic authority
karet Excision; divine punishment mentioned in the Bible (e.g. Num. 15: 31),
ordinarily thought to mean early death.
180 Glossary
kelal yisrael The generality or community of the people of Israel, compre-
hending past, present, and future.
ma "'am in (pl. ma "'aminim) Believer( s).
malshin (pl. malshinim) Informer( s) .
meshumad Lit. 'one who has been destroyed': apostate.
mezid One who sins by prior intention, not inadvertently.
Midrash (adj. midrashic) Body of rabbinic literature from the mishnaic and
talmudic periods, containing homiletical expositions of biblical texts, ser-
mons, and halakhic analyses of biblical texts; also the (continuing) activity of
so treating biblical texts.
mikveh Ritual bath, used primarily by married women in order to purify them-
selves after menstruation, and in which proselytes immerse themselves on
conversion to Judaism.
min (pl. minim) Sectarian( s).
Mishnah First and most authoritative codification ofhalakhah (q.v.) found in
the Oral Torah (q .v. ), dating from the early third century.
Mishneh torah Maimonides' comprehensive code ofJewish law, the first of its
kind.
mitzvah (pl. mitzvot) Commandment( s); colloquially, 'good deed( s)' .
Oral Torah According to Jewish tradition, Moses received the Torah from
Sinai in its written form, and in the form of equally authoritative material
which was to be transmitted from generation to generation orally; this latter
is the Oral Torah.
paskened (Yiddish) Having made a decision in a matter ofJ ewish law.
pesak Decision in a matter ofJ ewish law.
Pharisees Immediate antecedents of the tannaim (q.v.); forebears of all con-
temporary versions ofJ udaism; contrasted with Sadducees (q. v.).
Pirkei avot 'Ethics of the Fathers'; title of a tractate in the Mishnah ( q.v. ).
prozbul Legal device promulgated by the first-century tanna ( q.v.) Hillel to
make the otherwise forbidden collection of debts in the sabbatical year
(Deut. 15: l-3) permissible.
Rabbanites Opponents of the Karaites (q. v.), faithful to the rabbinic tradition.
reshut Permissible; neither ordained nor forbidden.
responsum (pl. responsa) Written answer to a query concerning halakhah
(q.v.).
Sadducees First-century movement in Judaism which, among other things,
denied retribution after death and rejected the authority of contemporary
(Pharisaic) rabbis.
shegagah Inadvertence in committing a sin.
Glossary 181
HALEVI, JUDAH, The Book of the Kuzari ( Sefer hakuzari), trans. Joseph Kafih
(Kiryat Ono: Makhon Moshe, 1997).
HALPERIN, DAVID, The Merkabah in Rabbinic Literature (New Haven:
American Oriental Society, 1980).
HARRIS, JAY, 'The Image of Maimonides in Nineteenth Century Jewish
Historiography', Proceedings of the American Academy for Jewish Research,
54(1987),117-39.
HARVEY, WARREN ZEv, 'A Third Approach to Maimonides' Cosmogony-
Prophetology Puzzle', Harvard Theological Review, 74 (1981 ), 287-3oi.
--'R. Hasdai Crescas and his Critique of Philosophic Happiness' (Heb. ),
Proceedings ofthe Sixth World Congress ofJewish Studies, 3 (1977), 143-9.
RAZON IsH,seeKARELITZ, A. L.
HEINEMANN, ISAAC, 'Faith' (Heb.), in Entsiklopediyah mikra)it, i. 426-8.
HIRSCH, SAMSON RAPHAEL, The Nineteen Letters of Ben Uziel, trans.
Bernard Drachman (New York: Funk & Wagnalls, 1899 ).
IBN ABI ZIMRA, DAVID, Responsa (She) elot uteshuvot haradbaz), ed. Yitshak
Sofer ( Benei Berak: Et Vesefer, l 972).
IDEL, MOSHE, 'Kabbalistic Prayer in Provence' (Heb.), Tarbits, 62 (1993),
265-86.
JACOBS, Lours, Faith (New York: Basic Books, 1968).
--'Theological Responsa',]udaism, 16 (1967), 345-52.
--Theology in the Responsa (London: Routledge & Kegan Paul, 1975).
KADUSHIN, MAX, The Rabbinic Mind, 3rdedn. (New York: Bloch, 1972).
KAFIH, JOSEPH, Commentary on the Mishneh torah (Heb.), book l (Sefer
hamada) (Jerusalem: Makhon Moshe, 1986).
KARELITZ, A. I., The Hazon Ish on Maimonides (Ifazon ish al harambam)
(Benei Berak: n.p., 1980 ).
--The Hazon Ish on the Yoreh De)ah (Ifazon ish al yoreh de)ah) (Benei Berak:
Greenman, 1973).
KASHER, HANNAH, '"Torah for its Own Sake", "Torah not for its Own
Sake", and the Third Way', Jewish Quarterly Review, 79 ( 1988-9 ), 153-63.
KELLER, CHAIM Dov, 'Modern Orthodoxy: An Analysis and a Response',
Jewish Observer, June 1979, pp. 3-14, repr. in Reuven Bulka (ed.), Dimen-
sionsofOrthodox]udaism (New York: Ktav, 1983), 233-7i.
KELLNER, MENACHEM, 'A Suggestion Concerning Maimonides' Thirteen
Principles and the Status of Non-Jews in the Messianic Era', in M. Ayali
(ed.), Tura: Oranim Studies in Jewish Thought-Simon Greenberg Jubilee
Volume (He b.) (Tel Aviv: Hakibuts Hame'ul;iad, 1989 ), 249-60.
--Dogma in Medieval Jewish Thought: From Maimonides to Abravanel
(Oxford: Oxford University Press, 1986).
--'Gersonides and his Cultured Despisers: Arama and Abravanel', journal of
Medieval and Renaissance Studies, 6 (1976 ), 269-96.
Bibliography
--'Gersonides on the Role of the Active Intellect in Human Cognition',
Hebrew Union College Annual, 65 (1994), 233-59.
--'Gersonides on the Song of Songs and the Nature of Science', Journal of
Jewish Thought and Philosophy, 4 ( 1994), l-2r.
--'Heresy and the Nature of Faith in Medieval Jewish Philosophy', Jewish
Quarterly Review, 76 (1987), 299-318.
--'Maimonides' Allegiances to Torah and Science', The Torah Umadda
Journal, 7 (1997), 88-ro4.
--'Maimonides' Commentary on Ifagigah ii. r', in Marc Angel (ed.), From
Strength toStrength(NewYork: Sepher Hermon Press, 1988), ror-n.
--Maimonides on the (Decline of the Generations' and the Nature ofRabbinic
Authority(Albany: SUNY Press, 1996 ).
--'Maimonides and Gersonides on Astronomy and Metaphysics', in Samuel
Kottek and Fred Rosner (eds.), Moses Maimonides: Physician) Scientist) and
Philosopher(Northvale, NJ: Jason Aronson, 1993), 91-6, 249-5r.
--'Maimonides and Gersonides on Mosaic Prophecy', Speculum, 42 (1977),
62-79.
--Maimonides on Human Perfection (Atlanta, Ga.: Scholars Press, 1990).
--Maimonides on Judaism and the Jewish People (Albany: SUNY Press,
1991).
--'Maimonides on the Science of the Mishneh torah: Provisional or Perma-
nent?', AJS Review, 18(1993),169-94.
--'Maimonides' "Thirteen Principles" and the Structure of the Guide of the
Perplexed' ,Journal ofthe History ofPhilosophy, 20 ( 1982 ), 76-84.
--'Philosophical Misogyny in Medieval Jewish Thought: Gersonides vs.
Maimonides', in A. Ravitzky (ed.), From Rome to Jerusalem: The Joseph
Sermonetta Memorial Volume (Heb.) (Jerusalem: Magnes Press, 1998),
n3-28 .
--'R. Isaac bar Sheshet's Responsum Concerning the Study ofJewish Philo-
sophy', Tradition, 15 (1975), no-18.
--'Reading Rambam: Approaches to the Interpretation of Maimonides',
Jewish History, 5 ( 1991 ), 73-93 .
--'Revelation and Messianism: A Maimonidean Study', in Dan Cohn-
Sherbok (ed.), Torah and Revelation (Lewiston, NY: Edwin Mellen Press,
1992), 117-33.
--'The Beautiful Captive and Maimonides' Attitude towards Proselytes', in
Stephen Benin (ed.), Jewish-Gentile Relations through the Ages (Detroit:
Wayne State University Press, forthcoming).
--'The Conception of the Torah as a Deductive Science in Medieval Jewish
Thought', Revue desetudesjuives, 146 (1987), 265-79.
--'The Virtue of Faith', in Lenn Goodman (ed.), Neoplatonism and Jewish
Thought(Albany: SUNY Press, 1992), 195-205.
190 Bibliography
KELLNER, MENACHEM, 'What is Heresyr', in N. Samuelson (ed.), Studies in
Jewish Philosophy (Lanham, Md.: University Press ofAmerica, 1987 ).
KIMELMAN, REUVEN, 'Birkat ha-Minim and the Lack of Evidence for an
Anti-Christian Jewish Prayer in Late Antiquity', in E. P., Sanders, A. I.
Baumgarten, and Alan Mendelson (eds.), Aspects ofJudaism in the Graeco-
Roman Period, vol. ii of Jewish and Christian Self-definition, 3 vols .
(London: SCM, 1981), 226-44.
KITTEL, GERHARD, Bible Key Words from Gerhard Kittel)s Theologisches
Worterbuch zum Neuen Testament, 4 vols., vol. iii, trans. and ed. Dorothea
M. Barton, P.R. Ackroyd, and A. E. Harvey (New York: Harper & Row,
1960 ).
KLEIN-BRASLAVY, SARA, King Solomon and Philosophical Esotericism in
Maimonides) Teaching ( Shelomoh hamelekh veha)ezoterizm hafilosofi bimish-
nat harambam) (Jerusalem: Magnes, 1996).
KooK, A. Y., Correspondence (Igerot hare)iyah) (Jerusalem: Mosad Harav
Kook, 1962).
KRAEMER, DAVID, The Mind of the Talmud: An Intellectual History of the
Bavli (New York: Oxford University Press, 1990).
KREISEL, HOWARD HAIM, 'Love and Fear of God in Maimonides' Thought'
(He b.), Da)at, 37 (1996 ), 127-52.
LAMM, NORMAN, 'An Open Reply to Professor Aaron Twersky',Jewish Obser-
ver,June 1988,pp. 13-16.
--'Loving and Hating Jews as Halakhic Categories', Tradition, 24 (1989 ),
98-122, based upon idem, 'Love oflsrael and Hatred of Evildoers', in Laws
and Customs ( Halakhot vehalikhot) (Jerusalem: Mosad Harav Kook, 1990 ),
149-59.
--'Seventy Faces', Moment, June 1986, pp. 23-8.
--untitled presentation in Materials from the Critical Issues Conference: Will
There be One Jewish People by the Year 2ooo?(NewYork: CLAL, 1986).
LANDA, JUDAH, TorahandScience(Hoboken, NJ: Ktav, 1992).
LAS KER, DAN I EL J., 'Proselyte Judaism, Christianity, and Islam in the Thought
ofJ udah Halevi', Jewish Quarterly Review, 81 (1990 ), 75-91.
--'Rabbanism and Karaism: The Contest for Supremacy', in Raphael Jospe
and Stanley M. Wagner (eds.), Great Schisms in Jewish History (New York:
Ktav, 1981),47-72.
--'The Influence of Karaism on Maimonides' (Heb.), Sefunot, 5 (1991),
145-6I.
LEIBOWITZ, YESHAYAHU, Judaism> Human Values> and the Jewish State
(Cambridge, Mass.: Harvard University Press, 1992).
LE IMAN, Sm [SHNAYER] Z., 'Inspiration and Canonicity: Reflections on the
Formation of the Biblical Canon', in E. P. Sanders, A. I. Baumgarter, and
Alan Mendelson (eds.), Aspects ofJudaism in the Graeco-Roman Period, vol.
Bibliography 191