'Thi;·d !.l.,·· ;.

,;i,•t

NOV 1 4 2018
~epublic of tbe tlbilippineg
~upreme Qtourt
;iManila

THIRD DIVISION

PEOPLE OJ~ THE PHILIPPINES, G.R. No. 231008

Plaintiff-Appellee,
Present:

PERALTA, J, Chairperson,
LEONEN,
- versus - GESMUNDO,*
REYES, J., JR., * and
HERNANDO, JJ.

Promulgated:
FEDERICO SENERES, JR. y
AJERO alias JUNIOR/WALLY,
Accused-Appellant. November 5 2018
x-----------------------------------------------------~--~---x

DECISION

PERALTA, J.:

This is an appeal from the Decision, 1 dated November 16, 2016, of the
Court of Appeals (CA) dismissing the appeal and affirming the Decision, 2
dated December 3, 2015, of the Regional Trial Court (RTC), Branch 70,
Taguig City convicting appellant Federico Sefieres, Jr. y Ajero alias
Junior/Wally of violation of Section 5, Article II of Republic Act No. 9165
or the Comprehensive Dangerous Drugs Act of 2002.

The facts follow.

On wellness leave.
Rollo, pp. 2-14. Penned by Associate Justice Agnes Reyes-Carpio, and concurred in by Presiding
Justice Andres B. Reyes, Jr. (now a member of this Court) and Associate Justice Nina G. Antonio-

a
Valenzuela.
2
CA rollo, pp. 58-67. Penned by Presiding Judge Louis P. Acosta.
Decision -2- G.R. No. 231008

On September 14, 2011, around 12 noon, a confidential informant

reported to Police Chief Inspector (PC!) Mihilan Abu Payao of the Taguig
City Police Station Anti-Illegal Drugs that a certain Dennis was illegally
selling dangerous drugs. As such, PCI Payao conducted a briefing for a buy-
bust operation and designated Police Officer (P0)2 Joseph E. More as the
poseur-buyer and P02 Alexander Saez as the immediate back-up. P02 More
was given five (5) pieces of Five Hundred Pesos (P500.00) buy-bust money
which were marked with "MP" at the right side of the typewriter image
therein. P02 More also prepared the Pre-Operation Report and Coordination
Form, and coordinated their operation with the Philippine Drug Enforcement
Agency and the District Anti-Illegal Drug. Thereafter, the team went to the
target area which was at the food court of the Market! Market! Mall. Upon
their arrival at the said place, the confidential informant received a call from
Dennis that he cannot come since he had to attend to an emergency, but will
send two (2) trusted persons to replace him, who were later identified as
appellant and Federico Valencia, Jr.

Thereafter, the confidential informant, who also knew appellant and

Valencia, introduced P02 More to the two as a drug dependent who wanted
to buy shabu from them. Appellant and Valencia asked P02 More to show
the money. P02 More complied, and was instructed to give the said money
to Valencia. After Valencia counted the money given by P02 More, the
former took a sachet of shabu from his pocket and gave it to P02 More.
Subsequently, P02 More lighted a cigarette, which was the pre-arranged
signal, and immediately thereafter, P02 Saez approached them and held
appellant, while P02 More held Valencia. P02 More instructed Valencia to
empty his pocket which the latter did, and the former was able to recover the
marked money and one ( 1) sachet of shabu. P02 More marked the sachet of
shabu he bought from appellant (JEM-9-14-11) and the other sachet of
shabu that was recovered from the pocket of Valencia (JEM-1-9-14-11). The
Officer-in-Charge of the security division of Market! Market! Mall was
asked to witness the preparation by P02 More of the inventory of the seized
and/or bought sachets of shabu. Appellant, Valencia and the confiscated
items were then turned over to the investigator, P03 Eric Valle, who
prepared a Request for Drug Test, Request for Laboratory Examination,
Spot Report, Booking Sheet, Information Sheet, Affidavit of Attestation, and
Affidavit of Arrest. P02 More had custody of the recovered items from the
place of arrest until they all reached the police station. P03 Valle brought
the confiscated items to the crime laboratory and were eventually tested
positive for Methamphetamine Hydrochforide.

Two (2) Informations were filed against appellant and Valencia. Both
were charged with violation of Section 5, paragraph 1, Article II of R.A. No.
9165, while Valencia was also charged with violation of Section 11,
paragraph 2 of the same law, thus:

VI
Decision -3- G.R. No. 231008

Criminal Case No. 17690-D

That, on or about the 14th day of September 2011, in the City of

Taguig, Philippines, and within the jurisdiction of this Honorable Court,
the above-named accused, in conspiracy with one another, without being
authorized by law, did then and there willfully, unlawfully, feloniously
and knowingly sell, deliver, distribute and give away to a poseur buyer,
zero point eighty seven (0.87) gram contained in one (1) heat-sealed
transparent plastic sachet for and in consideration of the amount of
[P]2,500.00, which substance was found positive to the test for
Methamphetamine Hydrochloride, also known as shabu, a dangerous
drug, in violation of the above-cited law.

CONTRARY TO LAW. 3

Criminal Case No. 17691-D

That, on or about the 14th day of May (sic) 2011, in the City of
Taguig, Philippines, and within the jurisdiction of this Honorable Court,
the above-named accused, did, then and there willfully, unlawfully,
feloniously and knowingly possess and have under his custody and control
one point twenty (1.20) grams of Methamphetamine Hydrochloride, also
known as "shabu", a dangerous drug, in violation of the above-cited law.

CONTRARY TO LA W. 4

Appellant and Valencia pleaded "not guilty" during their arraignment.

The prosecution presented the testimonies of P02 More, P03 Valle,

and P02 Saez.

In his defense, appellant testified that on September 14, 201 1, at

around 3:00 p.m., he and Valencia were sitting, resting and talking to each
other at the circle inside Market! Market! Mall when two (2) armed men in
civilian clothes approached and introduced themselves as policemen. He
later learned that the two (2) armed men were P02 Saez and P02 More.
Thereafter, appellant and Valencia were made to stand, handcuffed, and
arrested for being suspicious-looking. They were frisked, but nothing was
found in their possession. They were then brought to the police station for
further investigation. Appellant then heard one of the policemen say that
they were an "accomplishment" even if their supposed operation failed.
They were made to sit in front of a long white table with two (2) sheets of
bond paper and attached with the latter were Three Thousand Five Hundred
Pesos (P3,500.00). Later on, their pictures were taken and they were brought
to an inquest proceeding where they learned of the cases filed against them.

Records, p. I.
Id. at 25.
/(
Decision -4- G.R. No. 231008

Meanwhile, on July 7, 2014, Valencia died, and the charges against

him were dismissed pursuant to Article 89 of the Revised Penal Code.

On December 3, 2015, the RTC rendered its Decision finding

appellant guilty beyond reasonable doubt of the charge against him, thus:

WHEREFORE, premises considered, accused FEDERICO

SENERES, JR. y AJERO is hereby found GUILTY beyond reasonable
doubt of selling without any authority 0.87 grams of Methylamphetamine
Hydrochloride or "shabu", a dangerous drug, in violation of Sec. 5, Art. II
of R.A. 9165 and is hereby sentenced to suffer the penalty of LIFE
IMPRISONMENT and a FINE of FIVE HUNDRED THOUSAND
PESOS (PHP500,000.00).

Pursuant to Section 21 of Republic Act 9165, the Evidence

Custodian of the Philippine Drug Enforcement Agency (PDEA) or any of
his authorized representative is hereby ordered to discharge and have
custody of the sachets of "shabu", subject of these cases for proper
disposition.

SO ORDERED. 5

Appellant elevated the case to the CA. In its Decision dated

November 16, 2016, the CA dismissed the appeal, thus:

WHEREFORE, premises considered, the Decision dated

December 3, 2015 of the Regional Trial Court, Branch 70 of Taguig City,
finding accused-appellant Federico Sefieres, Jr. y Ajero @ "Junior/Wally''
GUILTY BEYOND REASONABLE DOUBT for Violation of Section 5,
Article II of Republic Act No. 9165, otherwise known as The
Comprehensive Dangerous Drugs Act of 2002, is hereby AFFIRMED.

SO ORDERED. 6

Hence, the present appeal with the following assignment of errors:

THE COURT A QUO GRAVELY ERRED IN CONVICTING THE

ACCUSED-APPELLANT DESPITE THE PROSECUTION'S FAILURE
TO ESTABLISH THE CHAIN OF CUSTODY AND INTEGRITY OF
THE ALLEGEDLY SEIZED DANGEROUS DRUG.

~
CA ro/lo, pp. 66-67.
Rollo. p. 13.
Decision -5- G.R. No. 231008

II

THE COURT A QUO GRAVELY ERRED IN CONVICTING THE

ACCUSED-APPELLANT DESPITE THE INCONSISTENCIES IN THE
TESTlMONIES OF THE PROSECUTION WITNESSES.

III

THE COURT A QUO GRAVELY ERRED IN NOT FINDING THAT

THE POLICE OFFICERS' FAILURE TO COMPLY WITH SECTION
21, ARTICLE II OF REPUBLIC ACT NO. 9165 COMPROMISED THE
IDENTITY OF THE ALLEGED SEIZED DANGEROUS DRUGS.

IV

THE COURT A QUO GRAVELY ERRED IN DISREGARDING THE

ACCUSED-APPELLANT'S PLAUSIBLE DEFENSE OF DENIAL. 7

According to appellant, there was a gap in the chain of custody of the

seized items as it appears that in the Chain of Custody Form, the last person
who had custody of the items was P02 Roque Garcia of the Southern Police
District Crime Laboratory, but he was not presented in court to testify as a
witness. He also contends that the testimonies of the prosecution's witnesses
were full of inconsistencies on substantial and material matters. He further
claims that the police officers did not prepare an inventory in accordance
with Section 21 of R.A. No. 9165; and that the same police officers did not
make an effort to secure the appearance of representatives from the
Department of Justice (DOJ) and the media, and of barangay officials,
neither did they give a valid reason for their failure to comply with the
requirements of the said law. Thus, according to appellant, the prosecution
failed to prove his guilt beyond reasonable doubt.

The appeal is meritorious.

Under Section 5, Article II of R.A. No. 9165 or illegal sale of

prohibited drugs, in order to be convicted of the said violation, the following
must concur:

x x x (1) the identity of the buyer and the seller, the object of the
sale and its consideration; and (2) the delivery of the thing sold and the
payment therefor. 8

In illegal sale of dangerous drugs, the illicit drugs confiscated from

9
the accused comprise the corpus delicti of the charge. In People v.

Id. at 6-7.
People v. Salim Ismael y Radang, G.R. No. 208093, February 20, 2017.
Id.
~
Decision -6- G.R. No. 231008

0
Gatlabayan, ' "the Court held that it is of paramount importance that the
identity of the dangerous drug be established beyond reasonable doubt; and
that it must be proven with certitude that the substance bought during the
buy-bust operation is exactly the same substance offered in evidence before
the court. In fine, the illegal drug must be produced before the court as
exhibit and that which was exhibited must be the very same substance
recovered from the suspect." 11 Thus, the chain of custody carries out this
purpose "as it ensures that unnecessary doubts concerning the identity of the
evidence are removed." 12

To ensure an unbroken chain of custody, Section 21 (1) ofR.A. No.

9165 specifies:

(1) The apprehending team having initial custody and control of

the drugs shall, immediately after seizure and confiscation, physically
inventory and photograph the same in the presence of the accused or the
person/s from whom such items were confiscated and/or seized, or his/her
representative or counsel, a representative from the media and the
Department of Justice (DOJ), and any elected public official who shall be
required to sign the copies of the inventory and be given a copy thereof1.]

Supplementing the above-quoted provision, Section 21 (a) of the

Implementing Rules and Regulations (IRR) ofR.A. No. 9165 provides:

(a) The apprehending officer/team having initial custody and

control of the drugs shall, immediately after seizure and confiscation,
physically inventory and photograph the same in the presence of the
accused or the person/s from whom such items were confiscated and/or
seized, or his/her representative or counsel, a representative from the
media and the Department of Justice (DOJ), and any elected public official
who shall be required to sign the copies of the inventory and be given a
copy thereof: Provided, that the physical inventory and photograph shall
be conducted at the place where the search warrant is served; or at the
nearest police station or at the nearest office of the apprehending
officer/team, whichever is practicable, in case of warrantless seizures;
Provided, further, that non-compliance with these requirements under
justifiable grounds, as long as the integrity and the evidentiary value of the
seized items are properly preserved by the apprehending officer/team,
shall not render void and invalid such seizures of and custody over said
items[.]

On July 15, 2014, R.A. No. 10640 was approved to amend R.A. No.
9165. Among other modifications, it essentially incorporated the saving
clause contained in the IRR, thus:

10

11

12
669 Phil. 240, 252 (2011 ).
People v. Mirando, 771 Phil. 345, 356-357 (20 t 5).
ti'
See People v. Salim Ismael y Radang, supra note 8.
Decision -7- G.R. No. 231008

( 1) The apprehending team having initial custody and control of

the dangerous drugs, controlled precursors and essential chemicals,
instruments/paraphernalia and/or laboratory equipment shall, immediately
after seizure and confiscation, conduct a physical inventory of the seized
items and photograph the same in the presence of the accused or the
person/s from whom such items were confiscated and/or seized, or his/her
representative or counsel, with an elected public official and a
representative of the National Prosecution Service or the media who shall
be required to sign the copies of the inventory and be given a copy thereof:
Provided, That the physical inventory and photograph shall be conducted
at the place where the search warrant is served; or at the nearest police
station or at the nearest office of the apprehending officer/team, whichever
is practicable, in case of warrantless seizures: Provided, finally, That
noncompliance of these requirements under justifiable grounds, as long as
the integrity and the evidentiary value of the seized items are properly
preserved by the apprehending officer/team, shall not render void and
invalid such seizures and custody over said items.

In her Sponsorship Speech on Senate Bill No. 2273, which eventually

became R.A. No. 10640, Senator Grace Poe admitted that "while Section 21
was enshrined in the Comprehensive Dangerous Drugs Act to safeguard the
integrity of the evidence acquired and prevent planting of evidence, the
application of said section resulted in the ineffectiveness of the government's
campaign to stop increasing drug addiction and also, in the conflicting
decisions of the courts." 13 Specifically, she cited that "compliance with the
rule on witnesses during the physical inventory is difficult. For one, media
representatives are not always available in all comers of the Philippines,
especially in more remote areas. For another, there were instances where
elected barangay officials themselves were involved in the punishable acts
apprehended." 14 In addition, "[t]he requirement that inventory is required to
be done in police station is also very limiting. Most police stations appeared
to be far from locations where accused persons were apprehended." 15

Similarly, Senator Vicente C. Sotto III manifested that in view of the

substantial number of acquittals in drug-related cases due to the varying
interpretations of the prosecutors and the judges on Section 21 of R.A. No.
9165, there is a need for "certain adjustments so that we can plug the
loopholes in our existing law" and "ensure [its] standard implementation." 16
In his Co-sponsorship Speech, he noted:

Numerous drug trafficking activities can be traced to operations of

highly organized and powerful local and international syndicates. The
presence of such syndicates that have the resources and the capability to
mount a counter-assault to apprehending law enforcers makes the
requirement of Section 21 (a) impracticable for law enforcers to comply

13

ti
Journal, Senate 161" Congress!" Session 348 (June 4, 2014).
14
Id.
15
Id.
16
Id at 349.
Decision -8- G.R. No. 231008

with. It makes the place of seizure extremely unsafe for the proper
inventory and photograph of seized illegal drugs.

xx xx

Section 2l(a) of RA 9165 needs to be amended to address the

foregoing situation. We did not realize this in 2002 where the safety of the
law enforcers and other persons required to be present in the inventory and
photography of seized illegal drugs and the preservation of the very
existence of seized illegal drugs itself are threatened by an immediate
retaliatory action of drug syndicates at the place of seizure. The place
where the seized drugs may be inventoried and photographed has to
include a location where the seized drugs as well as the persons who are
required to be present during the inventory and photograph are safe and
secure from extreme danger.

It is proposed that the physical inventory and taking of

photographs of seized illegal drugs be allowed to be conducted either in
the place of seizure or at the nearest police station or office of the
apprehending law enforcers. The proposal will provide effective measures
to ensure the integrity of seized illegal drugs since a safe location makes it
more probable for an inventory and photograph of seized illegal drugs to
be properly conducted, thereby reducing the incidents of dismissal of drug
cases due to technicalities.

Non-observance of the prescribed procedures should not

automatically mean that the seizure or confiscation is invalid or illegal, as
long as the law enforcement officers could justify the same and could
prove that the integrity and the evidentiary value of the seized items are
not tainted. This is the effect of the inclusion in the proposal to amend the
phrase "justifiable grounds." There are instances wherein there are no
media people or representatives from the DOJ available and the absence of
these witnesses should not automatically invalidate the drug operation
conducted. Even the presence of a public local elected official also is
17
sometimes impossible especially if the elected oflicial is afraid or scared.

The foregoing legislative intent had been taken cognizance of in a

number of cases. Just recently, this Court opined in People v. Jovencito
~,,.
mzran da y r·
1 zgas:
18

The Court, however, clarified that under varied field conditions,

strict compliance with the requirements of Section 21 of RA 9165 may not
always be possible. In fact, the Implementing Rules and Regulations (IRR)
of RA 9165 - which is now crystallized into statutory law with the passage
of RA 10640 - provide that the said inventory and photography may be
conducted at the nearest police station or office of the apprehending team
in instances of warrantless seizure, and that non-compliance with the
requirements of Section 21 of RA 9165 - under justifiable grounds - will
not render void and invalid the seizure and custody over the seized
items so long as the integrity and evidentiary value of the seized items are

~
17
id. at 349-350.
18
G.R. No. 229671, January 31. }(J 18.
Decision -9- G.R. No. 231008

properly preserved by the apprehending officer or team. Tersely put, the

failure of the apprehending team to strictly comply with the procedure laid
out in Section 21 of RA 9165 and the IRR does not ipso facto render the
seizure and custody over the items as void and invalid, provided that the
prosecution satisfactorily proves that: (a) there is justifiable ground for
non-compliance; and (b) the integrity and evidentiary value of the seized
items are properly preserved. In People v. Almorfe, the Court stressed that
for the above-saving clause to apply, the prosecution must explain the
reasons behind the procedural lapses, and that the integrity and value of
the seized evidence had nonetheless been preserved. Also, in People v. De
Guzman, it was emphasized that the justifiable ground for non-compliance
must be proven as a fact, because the Court cannot presume what these
grounds are or that they even exist. 19 (Citations omitted)

Under the original provision of Section 21 of R.A. No. 9165, after

seizure and confiscation of the drugs, the apprehending team is required to
immediately conduct a physically inventory and photograph the same in the
presence of ( 1) the accused or the person/s from whom such items were
confiscated and/or seized, or his/her representative or counsel; (2) a
representative from the media and (3) from the DOJ; and (4) any elected
public official who shall be required to sign the copies of the inventory and
be given a copy thereof. It is assumed that the presence of these persons will
guarantee "against planting of evidence and frame up," i.e., they are
"necessary to insulate the apprehension and incrimination proceedings from
any taint of illegitimacy or irregularity." 20 Now, the amendatory law
mandates that the conduct of physical inventory and photograph of the
seized items must be in the presence of (1) the accused or the person/s from
whom such items were confiscated and/or seized, or his/her representative or
counsel; (2) an elected public official; and (3) a representative of the
National Prosecution Service or the media who shall sign the copies of the
inventory and be given a copy thereof. In the present case, the old provisions
of Section 21 of R.A. No. 9165 and its IRR shall apply since the alleged
crime was committed before the amendment.

In this case, during the physical inventory and photograph of the items
seized there were no representatives from the media and the DOJ, and there
was no elected public official present. Instead, only a security guard of the
mall witnessed the said inventory. An explanation of the absence of the
required witnesses is also not provided nor was there any evidence to prove
that the police officers exerted any effort to seek their presence. The absence
of the witnesses has been admitted by P03 More, thus:

19
See also People v. Ronalda Paz y Dionisio, G.R. No. 229512, January 31, 2018; People v. Philip
Mamangon y Espiritu, G.R. No. 229102. January 29, 2018; People v. Alvin Jugo y Villanueva, G.R. No.
231792, January 29, 2018; People v. Nit1o Calibody Henobeso, G.R. No. 230230, November 20, 2017;
People v. Manuel Lim Ching, G.R. No. 223556, October 9, 2017; People v. Jonas Geronimo y Pinlac, G.R.
No. 225500, September 11, 2017; People v. John Paul Cera/de y Ramos, G.R. No. 228894, August 7,
2017; and People v. Puyat Macapundag y Labao. G.R. No. 225965, March 13, 2017.

~
20
People v. Ernesto Sagana y De Guzman, G.R. No. 20847 l, August 2, 2017.
Decision - 10 - G.R. No. 231008

Q: What else did you do at the place of the arrest of the accused aside
from the markings of these shabu?

A: Immediately, our team leader called the attention of the Barangay Fort
Bonifacio, [M]a'am.

Q: For what, [M]r. [W]itness?

A: To witness the inventory, ma'am.

Q: You mentioned this inventory, did the barangay officials come to

witness the inventory?

A: No, ma'am.

Q: What did you do?

A: After the arrest of these two (2) men, the people in Market-[M]arket
were panicking so we just asked the security of Market-Market to witness
. , 21
the inventory, ma am.

Q: Mr. Witness, it appears on page 16 of the transcript of stenographic

notes that after the buy-bust operation, the team leader called the attention
of the Barangay Fort Bonifacio, is that correct?

A: Yes, Ma'am.

Q: So, what you are saying is that your team proceeded with the operation
without first securing the attendance of the proper barangay officials?

A: By that time, not yet, Ma'am.

Q: And you also did not secure the presence of any media or DO.I
representative, is that correct?

A: Our team leader exerted effort, Ma'am.

Q: But is there any documentary evidence to prove that your team actually
tried to secure their appearance?

A: None, Ma'am.

Q: Mr. Witness, it appears on the inventory that the signature of security

OIC Ronnie Aseron. Is he a media representative?

A: No, Ma'am.

Q: Is he a 00.T representative?

A: No, Ma'am.

Q: Actually, he is not even related to this case?

"I TSN, October 16, 2012, pp. 16-17. (/

Decision - 11 - G.R. No. 231008

A: No, Ma'am. 22

In People v. Angelita Reyes, et al. ,23 this Court enumerated certain

instances where the absence of the required witnesses may be justified, thus:

x x x It must be emphasized that the prosecution must be able to

prove a justifiable ground in omitting certain requirements provided in
Sec. 21 such as, but not limited to the following: 1) media representatives
are not available at that time or that the police operatives had no time to
alert the media due to the immediacy of the operation they were about to
undertake, especially if it is done in more remote areas; 2) the police
operatives, with the same reason, failed to find an available representative
of the National Prosecution Service; 3) the police officers, due to time
constraints brought about by the urgency of the operation to be undertaken
and in order to comply with the provisions of Article 125 24 of the Revised
Penal Code in the timely delivery of prisoners, were not able to comply
with all the requisites set forth in Section 21 of R.A. 9165.

The above ruling was further reiterated by this Court in People v.

Vicente Sipin y De Castro, 25 thus:

The prosecution never alleged and proved that the presence of the
required witnesses was not obtained for any of the following reasons, such
as: (1) their attendance was impossible because the place of arrest was a
remote area; (2) their safety during the inventory and photograph of the
seized drugs was threatened by an immediate retaliatory action of the
accused or any person/s acting for and in his/her behalf; (3) the elected
official themselves were involved in the punishable acts sought to be
apprehended; (4) earnest efforts to secure the presence of a DOJ or media
representative and an elected public official within the period required
under Article 125 of the Revised Penal Code prove futile through no fault
of the arresting officers, who face the threat of being charged with
arbitrary detention; or (5) time constraints and urgency of the anti-drug
operations, which often rely on tips of confidential assets, prevented the
law enforcers from obtaining the presence of the required witnesses even
before the offenders could escape. (Citation omitted)

22
TSN, November 6, 2013, pp. 4-5.
23
G.R. No. 219953, April 23, 2018.
24
Art. 125. Delay in the delivery of derained persons to the proper judicial authorities. - The
penalties provided in the next preceding article shall be imposed upon the public officer or employee who
shall detain any person for some legal ground and shall fail to deliver such person to the proper judicial
authorities within the period of; twelve ( 12) hours, for crimes or offenses punishable by light penalties, or
their equivalent; eighteen (18) hours, for crimes or offenses punishable by correctional penalties, or their
equivalent and thirty-six (36) hours, for crimes, or offenses punishable by afflictive or capital penalties, or
their equivalent.
In every case, the person detained shall be informed of the cause of his detention and shall be
allowed upon his request, to communicate and confer at any time with his attorney or counsel. (As
amended by E.O. Nos. 59 and 272, Nov. 7. 1986 and July 25, 1987, respectively).
25
G.R. No. 224290, June 11, 2018.
tfY
Decision - 12 - G.R. No. 231008

Earnest effort to secure the attendance of the necessary witnesses must

also be proven as held in People v. Wilson Ramos y Cabanatan, 26 thus:

It is well to note that the absence of these required witnesses does

not per se render the confiscated items inadmissible. However, a
justifiable reason for such failure or a showing of any genuine and
sufficient effort to secure the required witnesses under Section 21 of RA
9165 must be adduced. In People v. Umipang, the Court held that the
prosecution must show that earnest efforts were employed in contacting
the representatives enumerated under the law for "a sheer statement that
representatives were unavailable without so much as an explanation on
whether serious attempts were employed to look for other representatives,
given the circumstances is to be regarded as a flimsy excuse." Verily,
mere statements of unavailability, absent actual serious attempts to contact
the required witnesses are unacceptable as justified grounds for non-
compliance. These considerations arise from the fact that police officers
are ordinarily given sufficient time - beginning from the moment they
have received the information about the activities of the accused until the
time of his arrest - to prepare for a buy-bust operation and consequently,
make the necessary arrangements beforehand knowing fully well that they
would have to strictly comply with the set procedure prescribed in Section
21 of RA 9165. As such, police officers are compelled not only to state the
reasons for their non-compliance, but must in fact, also convince the Court
that they exerted earnest efforts to comply with the mandated procedure,
and that under the given circumstances, their actions were reasonable.
(Citations omitted)

Certainly, the prosecution bears the burden of proof to show valid

cause for non-compliance with the procedure laid down in Section 21
ofR.A. No. 9165, as amended. 27 It has the positive duty to demonstrate
observance thereto in such a way that, during the proceedings before the trial
court, it must initiate in acknowledging and justifying any perceived
deviations from the requirements of the law. 28 Its failure to follow the
mandated procedure must be adequately explained and must be proven as a
fact, in accordance with the rules on evidence. The rules require that the
apprehending officers do not simply mention a justifiable ground, but also
clearly state this ground in their sworn affidavit, coupled with a statement on
the steps they took to preserve the integrity of the seized item. 29 A stricter
adherence to Section 21 of R.A. No. 9165 is required where the quantity of
illegal drugs seized is miniscule since it is highly susceptible to planting,
.
tampering, or a1terat10n.
. 30

26
G.R. No. 233744, February 28, 2018.
?.7
See People v. Puyat Macapundag y Labao, supra note 19.
28
See People v. Jovencito Miranda y Tigas, supra note 18; People v. Ronalda Paz y Dionisio, supra
note 19; People v. Philip Mamangon y Espiritu, supra note 19; and People v. Alvin Jugo y Vi/lan11ew1,
supra note 19.
29
People v. Saragena, G.R. No. 210677, August 23, 2017.
30
See People v. Ahelarde, G.R. No. 215713, January 22, 2018; People v. Marnd, G.R. No. 219175,
December 14, 2017; People v. Arposeple, G.R. No. 205787, November 22, 2017; Aparente 1·. People, G.R.
No. 205695. September 27, 2017; People v. Cabe/Inn, G.R. No. 207229, September 20, 2017; People v.
Saragena, id: People v. Saunar. G.R. No 207396., August 9, 2017; People v. Ernesto Sagana y De

~
Decision - 13 - G.R. No. 231008

As a reminder, this Court, in People v. Romy Lim, 31 laid down a

guideline, which is prospective in nature, that must be followed in order that
the provisions of Section 21 of R.A. No. 9165 must be well-enforced and
duly proven in courts, thus:

1. In the sworn statements/affidavits, the apprehending/seizing

officers must state their compliance with the requirements of
Section 21 (1) of R.A. No. 9165, as amended, and its IRR.

2. In case of non-observance of the provision, the

apprehending/seizing officers must state the justification or
explanation therefor as well as the steps they have taken in order
to preserve the integrity and evidentiary value of the
seized/confiscated items.

3. lfthere is no justification or explanation expressly declared in the

sworn statements or affidavits, the investigating fiscal must not
immediately file the case before the court. Instead, he or she must
refer the case for further preliminary investigation in order to
determine the (non) existence of probable cause.

4. If the investigating fiscal filed the case despite such absence, the
court may exercise its discretion to either refuse to issue a
commitment order (or warrant of arrest) or dismiss the case
outright for lack of probable cause in accordance with Section 5,
Rule 112, Rules of Court. (Citation omitted)

There being no justifiable reason in this case for the non-compliance

of Section 21 of R.A. No. 9165, this Court finds it necessary to acquit the
appellant for failure of the prosecution to prove his guilt beyond reasonable
doubt.

WHEREFORE, premises considered, the Decision dated November

16, 2016 of the Court of Appeals in CA-G.R. CR-HC No. 07933, dismissing
the appeal and affirming the Decision dated December 3, 2015 of the
Regional Trial Court, Branch 70, Taguig City, convicting appellant Federico
Sefieres, Jr. y Ajero alias Junior/Wally of violation of Section 5, Article II of
Republic Act No. 9165, is REVERSED and SET ASIDE. Appellant is
ACQUITTED for failure of the prosecution to prove his guilt beyond
reasonable doubt. He is ordered IMMEDIATELY RELEASED from
detention, unless he is confined for any other lawful cause. Let entry of final
judgment be issued immediately.

Let a copy of this Decision be furnished the Director of the Bureau of

Corrections, New Bilibid Prison, Muntinlupa City, for immediate

Guzman, supra note 20; People v. Segundo, G.R. No. 205614, July 26, 2017; and People v. Jaafar, G.R.
No. 219829, January 18, 2017.
11
,d
G.R. No. 231989, September 4, 2018. {//
Decision - 14 - G.R. No. 231008

implementation. Said Director is ordered to report to this Court within five

(5) working days from receipt of this Decision the action he has taken.

SO ORDERED.

Associate Justice

WE CONCUR:
r

/ Associate Justice "'"",~'·'''·

On wellness leave On wellness leave

ALEXANDER G. GESMUNDO JOSE C. REYES, JR.
Associate Justice Associate Justice

-"'<r\~.
RAMON PAULL. HERNANDO
Associate Justice

ATTESTATION

I attest that the conclusions in the above Decision had been reached in
consultation before the case was assigned to the writer of the opinion of the
Court's Division.

Associatd Justice
Chairperson, Third Division
Decision - 15 - G.R. No. 231008

CERTIFICATION

Pursuant to Section 13, Article VIII of the Constitution and the

Division Chairperson's Attestation, I certify that the conclusions in the above
Decision had been reached in consultation before the case was assigned to
the writer of the opinion of the Court's Division.

ANTONIO T. CARPIO
Senior Associate Justice
(Per Section 12, Republic Act
No. 296, The Judiciary Act of
1948, as amended)

Thi:· d Li' i ~. 1 on
NUV j ~ LUl8