Annurev Lawsocsci 102811 173825
Annurev Lawsocsci 102811 173825
Annurev Lawsocsci 102811 173825
ANNUAL
REVIEWS Further Emotion and the Law
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Susan A. Bandes1 and Jeremy A. Blumenthal2
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DePaul University College of Law, Chicago, Illinois 60604; University of Miami School of
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Syracuse University College of Law, Syracuse, New York 13244;
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161
LS08CH09-Bandes ARI 9 October 2012 8:9
The study of law and emotion is, in one re- making in desirable ways. Law and
spect, simply one of many interdisciplinary ef- emotion scholarship scrutinizes these as-
sumptions in light of evolving knowledge
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philosophy (Murphy & Hampton 1990, Nuss- ciplines more generally, see Hochschild (1983,
baum 1990), psychology (Clore et al. 1994), and pp. 201–22) and Kagan (2007, pp. 10–20).
sociology (Thoits 1989). Second, legal scholar- From an early focus on rehabilitating certain
Affective sciences:
ship took an interdisciplinary turn—rejecting positive emotions, on the field of criminal law, an emerging
the notion that all its questions could be an- and on the insights of psychology and philoso- interdisciplinary field
swered internally and seeking to incorporate phy, the scope of law and emotion scholarship composed of
insights from other fields. Finally, epistemolog- has expanded considerably. It now covers the psychologists,
neuroscientists,
ical challenges to notions of judicial objectivity range of positive and negative emotions;2 doc-
anthropologists, and
first raised by the legal realists were renewed trinal areas such as securities (Huang 2003), risk other researchers
and extended by feminists, critical race theo- regulation (Kahan 2008), foreclosure (White concerned with the
rists, and other scholars (Abrams & Keren 2010, 2010), family law (Huntington 2008), and role of emotion in
pp. 2005–6). Feminist jurisprudence in partic- trademark (Bradford 2008); and the insights of human behavior and
decision making
ular was an important force behind emergent a wide range of disciplines, including political
Annu. Rev. Law. Soc. Sci. 2012.8:161-181. Downloaded from www.annualreviews.org
law and emotion scholarship, arguing that law science, sociology, and anthropology. One gal-
tended to privilege a version of reason that ex- vanizing development has been the growth of
iled important qualities such as empathy and the affective sciences in the wake of unprece-
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compassion—qualities that were traditionally dented scientific access to the neural underpin-
dismissed as feminine and therefore not suffi- nings of social cognition and human emotions.
ciently rigorous (Henderson 1987, Minow &
Spelman 1988).
The necessary next steps in developing the DEFINITIONAL ISSUES: WHAT
field, as Bandes (1996) argued, were to move IS EMOTION? WHAT
beyond the rehabilitation of certain emotions, ARE EMOTIONS?
clarify that no particular emotional stance is One continual challenge of this emerging field
likely to be uniformly desirable or undesirable, is defining its central term: emotion (see gen-
and turn to a more specific consideration of erally ISRE 2007). Ideally, those who deploy
the value of emotions, whether positive or the category “emotion” or terms describing
negative, in defined contexts. As Maroney emotions in the legal realm will clarify their
(2006, p. 122) described it: “[T]his stage of working definitions, the context in which the
the movement reached a high-water mark terms are being used (Kagan 2007, p. 41), and
with The Passions of Law (Bandes 2000), which what legal consequences flow from the use of
brought together scholars from several corners the terms. Clarity about working definitions is
of the academy. . .with a series of essays on the a more achievable goal than attempting to gen-
relationship between law and a select group erate abstract universal definitions for complex,
of emotions, ranging from disgust to romantic elusive, and nonstandardized concepts. With
love. . . . Passions. . .prompted several book that caveat in mind, here is a provisional def-
reviews, the first publications in legal journals inition, distilled from current research across
to describe the emerging field as such, as well several disciplines: Emotions are a set of eval-
as multiple conferences and symposia on law uative and motivational processes, distributed
and emotion.” Such symposia have become throughout the brain, that assist us in apprais-
increasingly common (see symposia listed in ing and reacting to stimuli and that are formed,
the Related Resources section at the end of interpreted, and communicated in social and
this article; specific symposium articles are cultural context. They influence the way we
also cited throughout). For more in-depth
histories, see Maroney (2006, pp. 120–23),
2
Bandes (2009c, pp. 506–9), Abrams & Keren There has been a recent resurgence of interest in the positive
emotions and in their application to policy (see, e.g., Huang’s
(2010, pp. 2003–8); for excellent summaries of 2010 overview of happiness studies and legal policy; see also
the development of emotion studies across dis- Abrams & Keren 2007, Huang & Blumenthal 2009).
screen, categorize, and interpret information; Nussbaum (2000) and Kahan (2000) on the
influence our evaluations of the intentions role of disgust in the law. Nussbaum takes the
or credibility of others; and help us decide view that disgust plays no salutary role in law
Mood: affective state
that tends to be more what is important or valuable. Perhaps most and leads mainly to discrimination against re-
transient and diffuse important, they drive us to care about the viled groups, whereas Kahan argues that dis-
and less attributable to outcome of our decision making and motivate gust helps demarcate areas in which law should
a particular source us to take action, or refrain from taking action, recognize strong moral opprobrium. Their dis-
on the situations we evaluate. agreement rests in part on their different no-
In short, the current consensus across disci- tions of the nature of disgust, which Nussbaum
plines is that emotions are not, as folk knowl- defines, drawing from Rozin & Fallon (1987),
edge would have it, occasional, intense, unpre- as an aversive reaction to animality and bod-
dictable moods that interfere with a steady state ily functions, and which Kahan views as more
of rationality. They are dynamic processes that akin to moral outrage. Readers are aided in
Annu. Rev. Law. Soc. Sci. 2012.8:161-181. Downloaded from www.annualreviews.org
are integral to decision making (LeDoux 1996). this debate by the fact that both authors clarify
Whether and when emotions play a desirable their definitions of the term (Kahan 2000, p. 64;
role in decision making is a separate question, Nussbaum 2000, pp. 24–26).
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first, to illuminate the affective features of le- harms of workplace humiliation. Blumenthal
gal problems; second, to investigate these fea- (2008, pp. 20–26) argues that abortion jurispru-
tures through interdisciplinary analysis; and fi- dence fails to consider whether the fear or anx-
nally, to integrate understanding into practical, iety generated by informed consent warnings
normative proposals. Here we focus on the il- interferes with autonomous decision making.
lumination and investigation stages of the in- More subtly, assumptions about what counts
quiry, turning in the next section to how law as emotion may influence legal doctrine in ways
and emotion insights might be integrated and that go undetected. For example, appeals for
implemented. mercy may be coded as emotional and off-
In some contexts, the affective dimensions limits, whereas appeals for vengeance or ret-
of a legal problem are at least partially ex- ribution may be coded as garden-variety legal
plicit. Shaming punishments, for example, ex- arguments (Bandes 2009c, pp. 497–98). Much
plicitly seek to invoke the emotion of shame of the importance of the scholarship on law and
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(Massaro 2000). Sentencing judges, jurors, and emotion lies in exploring the ways in which
parole boards emphasize the importance of a the categories of reason and emotion are de-
defendant’s display of remorse (Haney et al. ployed and in “challenging the notion of a neu-
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1994, p. 163). Anti-sympathy instructions com- tral, emotionless baseline” in legal theory and
mand juries to put the emotion of sympathy practice (Bandes 1996, p. 370).
aside (California v. Brown 1986). Tort law seeks
to measure emotional distress (Madeira 2006). The role of emotion for various legal actors.
Criminal law regards homicides committed in There has long been a robust empirical litera-
the heat of passion as less culpable than cold- ture on jury decision making, albeit one that has
blooded murders (Lee 2003, Finkel & Parrott not had enough to say specifically about juror
2006). emotion (but see Hastie 2001, Sundby 2003,
More often, the affective component of law Kerr 2010) or about how the collective dynam-
is far less transparent. The illumination dimen- ics of the jury room differ from the emotions of
sion therefore includes “the task of highlight- individual jurors (but see Sunwolf 2004, Sundby
ing the unacknowledged ways that emotions are 2005, Lynch & Haney 2011). It is more recently
implicated in a particular legal setting” (Abrams joined by a literature on the role of emotion
& Keren 2010, pp. 2033–34), as described in the in negotiation (e.g., Ryan 2005). Nevertheless,
next section. the question of how emotion ought to figure in
the reasoning process of particular legal actors
The role of emotion in doctrine. Doctrines or legal entities—for example, jurors as a col-
often rest on implicit assumptions about lective entity, legislators (see Sanger 2012), or
emotion. For example, Calhoun (2000) argues judges—is ripe for investigation.
that objections to same-sex marriage rest upon The emotions of judges have generally re-
implicit assumptions about who is capable of ceived scant attention, which is unsurprising
romantic love. Bagenstos & Schlanger (2007) in light of the tenacity of the belief that the
argue that disability law is based on unstated jurist must rise above particular influences to
misapprehensions about the likely level of hap- dispense blind justice. Recently, however, the
piness and enjoyment of life attained by those emotional dynamics of judicial decision making
who become disabled. Or relatedly, doctrines have attracted substantial attention, prompted
may fail to acknowledge emotional effects in part by controversy over the role of empathy
or their consequences. Sanger (2009, p. 414) in judging (Bandes 2009a, Abrams 2010, West
argues that humiliation is the unexamined by- 2012). Scholarship has focused both on how
product of the requirement of judicial bypass judges deliberate (see, e.g., Posner 2008) and on
hearings for minors. Fisk (2001) argues that how the emotional dynamics of judicial delib-
employment law lacks a coherent theory of the eration affect judges (see, e.g., Maroney 2011b,
discussing how judges do and should regulate a discussion of the application of that research
their emotions). to the issue of victim impact statements) and
Scholars have used a variety of methods to work in cognitive science on emotion and moral
investigate the cognitive processes, emotions, decision making, with additional attention to
and intuitions of judges (in addition to the the subject of empathy.
time-honored methods of parsing judicial opin-
ions and reading judicial biography; see, e.g., Emotion and judgment. Substantial empirical
Pillsbury 2000). These methods include inter- evidence shows that emotion affects judgment
views (see Maroney 2011b); paper and pencil in a variety of ways. On the most basic level,
tests administered to test judicial intuitions and emotion helps sort, evaluate, highlight, and pri-
the interaction between intuitive and delibera- oritize information and provides an impetus to
tive thinking (Rachlinski et al. 2007) and also act upon it. It is “like an unseen lens that colors
to test judges’ implicit biases (Rachlinski et al. all our thoughts, actions, perceptions, and judg-
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2009); empirical studies of the decisional dy- ments” (Goodwin et al. 2001, p. 10). Studies
namics of three-judge panels (Sunstein et al. show that emotion affects individuals’ percep-
2006); linguistic coding of the emotional tenor tions of probability and risk and their percep-
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of Supreme Court justices’ questions at oral ar- tions of fact more generally (e.g., Loewenstein
gument (Black et al. 2011); and, at least po- et al. 2001; Bandes 2008a; Kahan 2008, 2011).
tentially, the use of neural imaging technology Further, affective influences often occur out-
(Maroney 2011b, pp. 678–79). side of conscious awareness, and people tend
to minimize their effects (Haidt 2001). Recent
The role of emotion in the reasoning studies on affective forecasting also suggest that
process. Emotion influences not only “the people tend to inaccurately predict how they or
content of cognition” but also “how people others will be emotionally affected in the future
think” (Forgas 2001, pp. xiv, emphasis in by negative events such as harm or injury or by
original). Cognitive science has progressed in positive events such as a monetary award (see
its understanding of the role of emotion in the Blumenthal 2005b, Bronsteen et al. 2008).
decision-making process by studying patients As part of an extensive body of work on the
with brain abnormalities or injuries that impair role of emotion in assessing legal responsibility
emotional functions (e.g., Damasio 1994, 1999; and blame, Feigenson (2010, pp. 46–47) identi-
Bechara et al. 2000). More recently, the field of fies four ways in which emotions can influence
cognitive neuroscience has employed powerful legal judgments: (a) by affecting people’s strate-
neuroimaging technology to investigate the gies for processing information; (b) by biasing
dynamics of reasoning and emotion’s role the perception, recall, or evaluation of facts in
in the process of judgment (see, generally, a particular direction; (c) by providing informa-
Sinnott-Armstrong 2008a,b and summaries tional cues to proper attribution of blame; and
by Aronson 2010 and Goodenough & Tucker (d ) by anticipating future emotions that might
2010). These new research tools supplement follow from a judgment (see also Feigenson &
existing paper-and-pencil tests, courtroom Park 2006).
mock-juror studies, and laboratory and field Several examples illustrate these paths. Re-
studies on the interplay between emotion and searchers are focusing on distinguishing be-
cognition (see Forgas 2001, pp. 1–23, for a tween the effects of sadness and anger on evi-
summary of foundational research). dentiary judgments (Semmler & Brewer 2002),
The legal literature is mining this rich vein and on the impact of emotion during differ-
to delve more deeply into precisely how emo- ent phases of litigation, for example, assess-
tion influences legal judgment. We highlight ment of blame versus assessment of damages
two strands of this research here: studies of the (Feigenson et al. 2001). More vivid depictions
effects of emotion and mood on judgment (with of trial events (i.e., videotape versus written
presentation) have been linked to increased evidence, accompanied by music and narration,
mood change and to different liability judg- merited reconsideration of its decision to per-
ments (Fishfader et al. 1996). Studies show mit victim impact testimony (Kelly v. California
that gruesome photographic evidence increases 2008). Justices Stevens, Breyer, and Souter
mock jurors’ negative emotional state and usu- would have considered the issue, arguing that
ally leads to increased conviction rates (e.g., the powerful emotional impact of the state-
Bright & Goodman-Delahunty 2006). Edwards ments rendered them especially prejudicial.
& Bryan (1997) have shown that mock jurors Indeed, for Justice Stevens, the only effect of
are unable to disregard emotionally charged ev- the statements was to “rouse jurors’ sympathy
idence when instructed to and that the emo- for the victims[,]. . .invit[ing] a verdict based
tional content of such evidence leads mock on sentiment, rather than reasoned judgment”
jurors to reach more guilty verdicts and im- (pp. 567–68). Justice Stevens thus assumed
pose longer sentences. Blumenthal (2005a,b), both that emotion is irrational and that
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Feigenson & Park (2006), and Maroney (2006) emotion in this context has a causal effect on
summarize many other studies of emotion’s im- judgment.
pact on legal judgments. Courts and commentators alike have criti-
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statements increases the probability of mock 1999, Sundby 2003) to determine whether
jurors rendering a death sentence, at times the statements encourage the comparative
more than doubling the likelihood (Myers valuation of victims and whether selective
& Arbuthnot 1999, Wevodau & Blumenthal empathy toward particular victims or their
2009). The limited study of actual capital juries family members affects sentencing.
also suggests an effect (Aguirre et al. 1999). Significantly—and connecting with our dis-
Whether this punitive effect is a prejudi- cussion of interpersonal emotion below—
cial effect is ultimately a legal question, but virtually no research has traced the effect of
one that should be evaluated in light of social- victim impact statements on the jury and its
scientific findings on how victim impact state- deliberative processes. Only one of the mock-
ments operate in practice. Some scholars (e.g., juror studies (Myers & Arbuthnot 1999) seems
Myers & Greene 2004) suggest that the puni- to have considered jury deliberation, and it
tive effect of victim impact evidence is the is still unclear how group deliberation affects
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showing that negative mood is conducive to emotion, there is a particular need to focus on
less superficial thinking than positive or neutral how victim impact statements affect the emo-
moods (e.g., Schwarz et al. 1991). (An important tions of the jury as a collective entity.”
caveat here is the distinction between mood and Finally, victim impact statements in capi-
emotion.) Others suggest, in line with Feigen- tal cases have more recently been defended for
son & Park’s (2006) model discussed above their role in providing closure to victims’ fami-
[and also with Haidt’s (2001) social intuition- lies. This assumption, too, is ripe for empirical
ist model discussed below], that the anger the testing (see Bandes 2009d, pp. 18–19; Madeira
statements arouse in jurors may activate a de- 2010).
sire to impose blame and a biased search for ev-
idence to validate that desire (Nadler & Rose The role of emotion in moral decision making.
2003, pp. 443–48; Salerno & Bottoms 2009, Legal scholars have long debated the role of
pp. 284–85). “moral” emotions and capacities, such as moral
Thus more research is necessary to identify indignation, outrage, disgust, compassion, and
the emotions evoked by victim impact evidence empathy, in norm creation and decision making
and their causal effect on judgment (Myers et al. (Kahan 2000, Nussbaum 2006, Sunstein 2009).
2002, Blumenthal 2009). Researchers should Scientific studies lend increasing support to the
better isolate which emotional experience is conclusion that emotion is integrally involved
at work, such as, for example, sympathy for a in moral judgment, and substantial research is
witness, grief at the loss, or anger or disgust underway on precisely how emotion, cognition,
toward the defendant. In addition, they should and morality interact. Most current theories
explore the differential effects of anger and adopt a version of a dual-process model, in-
sadness on the deliberative process (Lerner volving some combination of quick, intuitive
& Keltner 2000, Blumenthal 2005a) and the judgments and slower, more deliberative judg-
emotional impact of various forms of victim ments. Much of the debate centers on how the
impact evidence (Wevodau et al. 2012). They two processes interact.
should also investigate whether strong negative One pitfall to watch for in the dual-process
emotions toward the defendant interfere with model literature is slippage between the
the jury’s ability to remain open to the defen- concepts of intuition and emotion. Scholarship
dant’s mitigation evidence. Finally, researchers in law, political science, and other disciplines,
should continue to explore the dynamics of to some extent abetted by the neuroscientific
empathy for various types of victims (Greene literature itself, too often displays a tendency
to equate intuitive with emotional and de- entific findings offer insights into long-standing
liberative with reasonable, replicating the philosophical and jurisprudential puzzles about
problematic dichotomy between emotion and the nature of reason and emotion (see, e.g.,
Affect: general term
reason. Not all quick, intuitive judgments are Goodenough & Tucker 2010, p. 76) and raise a subsuming emotion
emotional in nature, and emotion influences host of questions as well. As Blumenthal (2010, and mood
slow, deliberative judgments in addition to p. 203) notes, they raise “at least two vital re-
quick intuitive ones (Bandes 2008a, 2012). search questions for law and emotion scholars.”
In Haidt’s (2001) social-intuitionist theory, First, which sorts of legal judgments fall into the
moral decision making is intuitive, fast, un- intuitive category? (See, e.g., Darley et al. 2000,
conscious, and automatic. According to this Darley 2009, arguing that notions of just pun-
approach, moral judgments are like aesthetic ishment are intuitive and tend to be retributive
judgments—stimuli lead to instant, affect-laden in nature; and see MacCoun 2012, exploring the
feelings of moral approval or disapproval—and role of disgust and moral outrage in the forma-
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involve a causal link: “Moral intuitions (includ- tion of attitudes toward drug policy and other
ing moral emotions) come first and directly policies involving risky behaviors.)
cause moral judgments” (p. 814). Second, what is the connection between
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In contrast, moral grammarians (e.g., “neuron-level moral judgments and legal judg-
Hauser 2006, Mikhail 2007) suggest that indi- ments” (Blumenthal 2010, p. 204)? For exam-
viduals have innate templates that establish the ple, if Greene is correct that moral reasoning in
potential for a variety of moral systems. The personal decisions triggers a different and more
precepts and rules guiding these moral systems emotional cognitive process from moral rea-
yield judgments of stimuli’s moral rightness soning in decisions regarded as abstract and im-
or wrongness, just as language rules identify personal, this conclusion has interesting impli-
whether a particular sentence is grammatically cations for jury decision making in general, for
proper. As in Haidt’s approach, these moral more specific issues like the use of videotaped
judgments (like linguistic judgments) are auto- testimony, and for the validity of mock-jury
matic and unconscious; unlike in Haidt’s model, studies, among other issues. If Haidt is correct
however, they do not involve emotion—indeed, that moral judgment comes first, followed by
they generate emotions (Hauser 2006). a reasoning process that is designed to explain
Greene and colleagues (e.g., Greene et al. rather than revise the initial intuition, his model
2001, p. 2106) suggest that some moral deci- has, at minimum, important descriptive impli-
sions “engage emotional processing to a greater cations for our understanding of how judging
extent than other[s], and these differences in and other deliberative processes occur. It may
emotional engagement affect people’s judg- also have prescriptive implications. Along these
ments” (see also Ugazio et al. 2012). They argue lines, Sunstein (2009) has explored the emotion
that emotion automatically and unconsciously of moral indignation as a species of intuitive
influences personal but not impersonal moral processing that provides valuable information
decisions. They suggest that fast, automatic, in- to the legal system but that often needs to be
tuitive moral responses tend to involve retribu- tempered by more reflective reasoning, and has
tive reasoning, though that retributive reason- considered how various legal institutions and
ing may be subsequently revised or overridden processes (including homicide trials, adminis-
by slower, more controlled processing. trative and legislative risk regulation, and puni-
The implications of powerful neuroimaging tive damage assessments) ought to be structured
techniques such as fMRI and PET scans and to ensure that both intuition and deliberation
other cognitive psychology and neuroscience play their appropriate roles.
findings for law are the subject of lively de- Moreover, Haidt (2001), Bloom (2010), and
bate (for a thorough, somewhat skeptical re- others argue that moral judgment flourishes not
view, see Pardo & Patterson 2010). Neurosci- in splendid isolation but in situations of social
interchange, particularly with those who hold sentiment or a sentiment directed solely at
different perspectives. The implications of this those less fortunate, but a tool that is in constant
model for the structure of deliberative institu- (albeit not always accurate) use in legal decision
tions such as the jury and the judicial system are making. Once empathy is understood in this
well worth exploring (see, e.g., Bandes 2011, light, it becomes possible—and essential—to
discussing implications for judging). investigate how empathy is employed in a
variety of legal contexts. For example, studies
Empathy. A related research area is the cogni- suggest not only that juries have difficulty
tive science of empathy, which sheds light on empathizing with defendants from other racial
how individuals understand the minds, desires, and demographic backgrounds (Haney 2005,
and motivations of others (for an excellent com- pp. 189–209; Lynch & Haney 2011) but also
pendium, see Decety & Ickes 2009). The role that juries in homicide cases tend to feel more
of empathy in law has been much discussed empathetic toward some homicide victims than
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recently, specifically in the judicial context, as others and that this selective empathy influ-
mentioned above. The debate has been bedev- ences their verdicts (Sundby 2003). The science
iled by definitional ambiguities (Bandes 2009a), and social science of empathy also point the way
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ambiguities that are not unique to law. Neu- toward the possibility of addressing empathy
roscientific studies of empathy are helping to deficits or selective empathy; empathy appears
disambiguate the neural underpinnings of vari- to be a capacity that is eminently trainable
ous types of empathy, some of which also go by (Goleman 2006, pp. 314–15; Feshbach &
such names as sympathy and compassion (Bat- Feshbach 2009).
son 2009). For example, “among philosophers,
coming to feel as the other feels has often been
called ‘sympathy,’ not empathy. . . . Among psy- Implications for Implementation
chologists, it has been called ‘emotional conta- and Reform
gion,’ ‘affective empathy’ and ‘automatic emo- As the foregoing discussion illustrates, the re-
tional empathy. . .’” (p. 6). lationship between law and emotion is multi-
These definitional ambiguities are relevant faceted. Therefore, the reforms to which in-
to legal and political debates over the role of sights from law and emotion scholarship point
empathy in judging. For example, some con- may take many forms, including revising doc-
cerns about judicial use of empathy are based trine, reconsidering the design of legal insti-
on the notion that empathy entails a sentimen- tutions or the allocation of institutional roles,
tal attachment to—or a desire to offer assistance revisiting policy objectives or their means of
to—one of the parties in a controversy and is implementation, and rethinking means of com-
thus inconsistent with impartiality. This con- munication and persuasion. Abrams & Keren
cern may be well-founded if empathy means an (2010, pp. 2049–68) present a thorough analy-
“impulse to respond with sensitivity and care to sis of these approaches; we offer some examples
the suffering of another” (Batson 2009, p. 9). here.
However, if empathy consists of understanding Doctrinal revision is the most straightfor-
the thoughts and feelings of another (Batson ward type of reform, at least in theory. Where
2009, p. 4), then it is, arguably, an essential ca- legal doctrine relies on erroneous assump-
pacity for judges (Posner 2008, p. 117; West tions about emotions or emotional dynamics,
2012). it ought to be reconsidered. For example,
Moreover, the dynamics of empathy are shaming sanctions are meant to deter and re-
relevant to law in much broader contexts. If habilitate, and if it turns out that they not only
empathy is the capacity to understand the serve neither purpose but also actually stig-
thoughts and feelings of another, it becomes matize and marginalize offenders in a way that
clear that it is not an occasionally employed interferes with both these goals, then shaming
sanctions serve no legitimate penal purpose and 2010, pp. 196–98; Kang & Lane 2010).4 It
should no longer be imposed (Massaro 2000).3 appears that people can be educated to make
But the reform implications of law and emo- subconscious operations accessible (Gigerenzer
tion scholarship extend well beyond doctrinal 2007) and that initial automatic reactions can be
revision. Two key points about implementation regulated by higher-order cognitive processes
must be emphasized. First, although much re- (Berkowitz et al. 2001). This work has impor-
mains to be learned about how emotion and tant implications for a range of legal decision
cognition interact, it is clear that the folk con- makers (see, e.g., Rachlinski et al. 2009, dis-
cept of emotions as unknowable and untamable cussing how judges’ implicit biases might be
is incorrect. Not only can emotions be studied, ameliorated; Haney 2005, pp. 189–209, dis-
from the neurobiological to the individual to cussing the role of the capital system in ex-
the interpersonal level, but there is growing ev- acerbating or ameliorating “empathic divides”
idence that they can also be guided, channeled, based on race). However, much remains to be
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age the emotions they experience, whether by researchers is how the legal system can effec-
reconstructing aspects of a situation, shifting tively address them, correct for them, and guide
attention, reappraising reactions to a situation, decision making into more appropriate chan-
or avoiding situations that might elicit a nels (Blumenthal 2007; see also Jolls & Sunstein
particular emotion altogether (see Maroney 2006).
2011a, reviewing the literature and applying The second key point, discussed in more
it to judicial emotion). Much of the primary detail in the next section, is that the conven-
emotion regulation and management research tional focus across disciplines on emotions as
thus far has developed in the context of coping private, internal feelings has been enormously
strategies and psychological health. Thus, an limiting, both in general and in the legal con-
important avenue for law and emotion research text. Emotions are dynamic processes that are
will be to move this line of research into shaped and guided by social and institutional
decision making generally and legal decision context, and thus it is crucial to pay attention
making in particular. to how legal context affects emotions and
Not only can emotions be managed, they emotional capacities.
can be educated. Emotion-based capacities such Research by Robbennolt (2003) and
as empathy (Feshbach & Feshbach 2009), as Etienne & Robbennolt (2007) provides a good
discussed above, appear to be highly educa- illustration of the importance of attention
ble. There is some evidence that this educa- to context, demonstrating that apologies and
tive capacity exists not only for emotions in their emotional effects can have salutary con-
conscious awareness, but even for intuitive, un- sequences in some situations but not in others.
conscious emotions; implicit biases; and stereo- Robbennolt has shown that in civil litigation, a
types (Goleman 2006, pp. 300–4; Blumenthal full apology from the offender can reduce the
victim’s anger and increase sympathy for the
3 4
We do not suggest that the mere presence of a disconnect The emotional dimensions of bias and prejudice remain
between legal standards and knowledge in the sciences or so- an underexplored aspect of the implicit bias literature.
cial sciences should lead automatically to revision of doctrine Goleman (2006, pp. 298–300) describes the creation of us-
or policy. Law has requisites that may weigh against chang- them categories as heavily influenced by fear, uneasiness, anx-
ing doctrine, including rule-of-law values such as notice and iety, and other emotions and the mutation of subtle biases
predictability. This is a tension that exists in any area of law into full-fledged prejudices as a process in which fear, anger,
informed by knowledge from evolving fields, not a problem and hatred are deeply implicated. See also Parkinson et al.
unique to questions of emotion and law (Blumenthal 2002). (2005, pp. 119–20).
tortfeasor; indeed, a full apology also makes Recently, a number of disciplines have
it more likely that a settlement offer will be begun to focus on emotion in social context.
accepted (Robbennolt 2003). However, in the The sociology of emotion is now a burgeoning
criminal context, Etienne & Robbennolt (2007) field (Lange 2002, Turner & Stets 2005).
found that even though apologies should work Psychologists are increasingly interested in
similarly—reducing anger, ameliorating an emotion and social cognition and emotional
offender’s feelings of guilt, increasing sym- dynamics in group settings (Parkinson et al.
pathy for the offender—the dynamics of plea 2005) and in the interaction between emotion
bargaining in the criminal justice system (e.g., and culture (Niedenthal et al. 2006), an interest
the fact that attorneys negotiate and parties do they share with anthropologists (Lutz & White
not meet face-to-face) nevertheless reduce the 1986). Political scientists are exploring the role
effectiveness of apologies. Wohl et al. (2011) of emotion in democratic deliberation (Marcus
made similar findings regarding the effects of 2002, Westen 2007, Krause 2008, Lakoff 2008,
Annu. Rev. Law. Soc. Sci. 2012.8:161-181. Downloaded from www.annualreviews.org
apology at the intergroup level. Sajo 2011). The emerging field of affective
Just as emotions are shaped by social and in- neuroscience is examining the neural dynamics
stitutional context, institutions are constructed of emotional interchange (Davidson & Sutton
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in light of assumptions about emotional dynam- 1995, Goleman 2006). Criminologists are
ics. In the legal realm, as elsewhere, these as- looking at the role of emotion in a variety of
sumptions are ripe for scrutiny in light of a contexts, including the formation of punitive
growing body of interdisciplinary knowledge attitudes, the dynamics of violence, and the
about emotion in group and institutional set- structure of criminal justice institutions such
tings (Bandes 2009b, p. 394), as discussed in as police departments and prisons (Karstedt
the next section. et al. 2011). Viewing emotions in their broader
social and cultural context permits a fuller
understanding of their role in the law and
points the way toward a rich set of questions for
EMOTION IN GROUP AND future scholars in the field of law and emotion:
INSTITUTIONAL SETTINGS
Nearly 30 years ago, sociologist Arlie 1. Emotion and social norms: Emotions
Hochschild (1983, pp. 201–3) identified such as shame, fear, trust, and the desire
the tendency to treat emotions as private for approval are intimately involved in
and internal as one of the major barriers to the development, communication, and
serious inquiry into the nature of emotions. enforcement of the norms animating law.
Nevertheless, until recently, the social sciences Legal scholars have engaged with the
continued to study individual subjects and their emotional aspects of norm creation in a
individual emotions (Bandes 2009d, p. 4 n.12) few discrete areas, notably on the topic
and then assume that the knowledge had broad of why and how we punish (see, e.g.,
application to emotions in diverse contexts, Braithwaite 1989, Garvey 2003, Markel
including settings that involved complex group 2004, Bandes 2008b, Berman & Bibas
and institutional dynamics. For law, with its 2008, Darley 2009). But emotions are
focus on structuring effective institutions to implicated in a wide array of basic social
guide and channel human behavior, this narrow norm questions, such as the creation of
focus on private, individual emotions has been familial norms (see Huntington 2010) or
problematic. Emotions are social processes norms of respect for intellectual property
that arise, in part, through interactions or (see Goodenough 2009, pp. 400–1), or
anticipated interactions with others (Salovey questions of why citizens obey the law
2003). They both influence and are influenced or feel themselves part of a polity (Deigh
by social, cultural, and institutional context. 2000, Dubber 2006, Gewirtzman 2009).
or about what pregnant women ought to collective mood. In the realm of political
feel toward their unborn babies (Guthrie science, as Krause (2008, pp. 144–45)
2008). The study of emotion cultures argues in her examination of the role of
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For example, Minow (2000) has examined structures (Goodwin et al. 2001, Turner
the respective roles of divorce courts, & Stets 2005). Conversely, legal devel-
mediation and arbitration tribunals, and opments can create emotional momen-
truth and reconciliation commissions tum that leads to social change (see,
in channeling, educating, exacerbating, e.g., Gould 2001, discussing the mobi-
and responding to emotions. Bandes lizing effect of the US Supreme Court’s
(2006a) has criticized the incentive decision in Bowers v. Hardwick 1986).
structure of some prosecutors’ offices Abrams (2011, pp. 553–62) recently of-
that place a high premium on group fered an “exploratory typology” of is-
loyalty at the expense of accountability sues concerning the relationship between
and respect for the rule of law. Ahmed & emotions and the mobilization of rights.
Braithwaite (2011) have investigated how These include the affective dimension of
institutional management of shame and the initial recognition of injury through
Annu. Rev. Law. Soc. Sci. 2012.8:161-181. Downloaded from www.annualreviews.org
pride affects bullying in the workplace. moral shock; the affective connections
6. Emotion and the role of government: that influence how an injury is understood
Emotion theory offers insight into how and communicated; the anger, grief, or
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citizens make essential decisions about other emotions that lead to ascribing re-
health, finance, safety, marriage, family, sponsibility or blame; and the emotions
and other issues related to well-being. that motivate the rights mobilization and
First, what role might government have those that sustain it or cause it to lose
in promoting or discouraging various momentum.
emotions in order to help citizens flour-
ish in these or other areas (Blumenthal
CONCLUSION
2007, Huang & Blumenthal 2009)? Sec-
ond, what role do emotions play in the The law offers an unparalleled opportunity for
shaping and communication of citizens’ emotion researchers: a rich occasion to explore
values on issues of public importance, emotion as it operates in a complex set of in-
such as governance and collective welfare stitutions designed to reflect, channel, and edu-
(Marcus 2002, Westen 2007, Krause cate human behavior. Legal theory and practice
2008, Lakoff 2008)? Finally, what is the stand to benefit tremendously from this body
appropriate role of citizens’ emotional of knowledge, and indeed, we proceed with-
commitments and moral sentiments in out this essential insight into human behavior
shaping governmental (Krause 2008) at our peril, constructing and maintaining legal
and constitutional (Gewirtzman 2009, institutions and crafting legal doctrines that too
pp. 679–81; Sajo 2011) goals and values? frequently rest on unexamined or demonstra-
7. Emotion and the mobilization of bly faulty assumptions about emotion and its
rights: Emotion theory can shed im- effects on human behavior. Law and emotion
portant light on how rights are con- scholarship has often focused on illuminating
ceived, how perceptions of fairness and the role of emotion in law, which is an essen-
unfairness arise, how political persua- tial aspect of the project, but one that must be
sion works (Marcus 2002, Westen 2007, increasingly accompanied by interdisciplinary
Krause 2008, Lakoff 2008), and what investigation, by debate about whether the dis-
drives and sustains legal change and re- connect between assumptions and evidence in-
form. Emotion can bind commitments terferes with the administration of justice, and
to social and legal structures or pro- by concrete proposals for implementation and
voke or sustain a challenge to those reform.
FUTURE ISSUES
1. Underexplored doctrines: These include First Amendment issues such as the regulation
of offensive speech; the emotional dynamics animating the separation of powers doctrine;
the role of emotional attachment to property in the measure of just compensation or in
adverse possession doctrine; the role of trust in contract law (Hill & O’Hara 2007); and
assumptions about affective bonds undergirding the law of wills and trusts.
2. Underexplored legal actors: Studies of juries should move beyond the focus on individual
jurors and take increasing account of the dynamics of the jury as a collective entity. The
salutary trend toward studying judicial emotion should be expanded to include studies of
how emotion affects decision making by legislators, regulators, attorneys (Smith 2004,
Bandes 2006b), and other legal actors.
Annu. Rev. Law. Soc. Sci. 2012.8:161-181. Downloaded from www.annualreviews.org
3. Emotion and persuasion: Emotion’s role in rhetoric and persuasion is often dismissed
as a form of manipulation or pandering, yet emotion plays an essential role in effective
communication and persuasion. What role does, and should, emotion play in the per-
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suasiveness of various forms of legal argument, including judicial opinions and dissents
(Ray 2002), the arguments of advocates, and jury deliberation?
4. Emotion and legislation: In addition to studying legislators, scholars might focus on
the relationship between emotion and legislation. For example, what is the appropriate
role of emotion in providing an impetus for legislation? What is the role of legislation
in acknowledging or giving voice to constituent emotion? [See, for example, Sanger’s
(2012) discussion of legislation requiring the provision of stillborn birth certificates.]
5. Strategies for educating emotion: In light of increasing evidence that institutions can
be structured to promote a range of values and emotional attributes, debate about the
structure and function of legal institutions should encompass the question of which val-
ues and attributes are worth promoting in particular contexts and how to do so. For
example, institutions can be structured to increase participation, to increase awareness of
or empathy for diverse viewpoints, to encourage more thorough and informed deliber-
ation, and to work toward other goals that are consistent with participatory democracy
and informed citizenry. Moreover, there is mounting evidence that emotion cannot be
cordoned off from ethical and moral judgment without impairing both ethical judgment
and well-being; such evidence has broad implications for the teaching and practice of
law.
DISCLOSURE STATEMENT
The authors are not aware of any affiliations, memberships, funding, or financial holdings that
might be perceived as affecting the objectivity of this review.
ACKNOWLEDGMENTS
The authors thank Kathryn Abrams and Terry Maroney for extraordinarily helpful comments on
an earlier draft of this article.
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