The Sacred Music of Islam

British Forum for Ethnomusicology

The Sacred Music of Islam: Samā' in the Persian Sufi Tradition

Author(s): Leonard Lewisohn
Source: British Journal of Ethnomusicology, Vol. 6 (1997), pp. 1-33
Published by: British Forum for Ethnomusicology
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VOL. 6 BRITISHJOURNALOFETHNOMUSICOLOGY 1997
The sacred music of Islam:

Sama' in the Persian Sufi tradition
Leonard Lewisohn
The creation of a specific liturgy, composed of prayer, litanies, singing, music and
sometimes dance, known as Samd', integratingmusic into the practiceof meditation,is an
importantaspect of the contemplativelife in Islamic Sufism. The essay explores the basic
theological and mystical concepts of Samd'. Part 1 discusses auditionin Islamic theology,
where three schools of scholars existed: advocates, adversariesand moderates.The views
of the advocates-the Sufis-are discussed, and in particular,key works on Samd' by the
Persians Ahmad b. Muhammadal-Tfisi and Abu Hamid al-Ghazali. Part 2 explores the
idea of the Sacred and the preconditionswhich the mystic must observe while listening to
music, analysing Tusi and Ghazali's understandingof the three conditions ("right time,
place and company")of Samd'. Part 3 examines the relationof music to poetry in Islamic
mysticism. Part 4 explores the relation of Koranic cantillation to singing, poetry and
Samd'. Part 5 discusses the contemplative fruits of audition, the relationship of ecstasy
(wajd) to tranceexperiences, and the attitudeof the Koranand the ProphetMuhammadto
dance, often consideredan integralpartof Samd'.
Know that hearts and consciences are treasuries of secrets and mines of
jewels. Wrappedwithin them lie theirjewels just as fire is enveloped in iron
and stone, and hidden like water is concealed under dust and loam. There is
no way of extractingsuch hidden things save by theflint and steel of audition
to poetry and music (sama'), and there is no entrance to the heart save by the
ante chamber of the ears. So musical tones, measured and pleasing, bring
forth what is in it and make evidentits beauties and defects.
AbulHamid al-Ghazali(n.d.: 237, also cf. Macdonald1901-2a: 199)
1 Sami' in Islamic theology

The greathistorianof Islamic music H.G. Farmer(1942, intro.: ) once described
the "interminabledebate between Muslim legists concerningthe proprietyof
'audition (al-samd')', or more properly'musical audition'," as being "probably
the most interestingof Arabic polemical literature."For over a millenniumthis
debatehas generatedinterminableopinionsand argumentspro andcon by leading
1
2 British Journal of Ethnomusicology,vol. 6 (1997)
Islamic theologians,jurists,philosophersandmystics.1Fromthe very earliestdays

of Islam, one finds a numberof authoritieswho endorsedthe legality of listening
to music and a number of others who rejected all music as immoral and
irreligious,as well as those who maintainedthe "goldenmean"in this debate-in
turnadvocates,adversariesandmoderates.
Writerswho belonged to first category-staunch advocatesof the legality of
music-were first and foremostthe Muslimmystics or Sufis, to whom music was
a spiritualstaple,not merelya permissible(haldl)but a requiredreligiouspractice
(wdjib). "The question of the significance and legitimacy of music in the total
structureof the Islamic tradition,"S.H. Nasr (1987:153-4) points out, "is not
merely juridical or theological. It involves most of all the inner and spiritual
aspectof Islam,andthereforewhateverambiguitiesexist on thejuridicallevel, the
ultimateanswer,especially as far as the relationof music to Islamic spiritualityis
concerned,must be sought above all in Sufism."Prof. Nasr's observationis very
importantto keep in mind since it was the Sufis with theirSamda' ceremonieswho
became the chief guardiansand patronsof Islamic music throughoutperiods of
history when puritanismdominatedthe social fabric of Muslim society and the
cultivationof music was discouraged.
From its very beginnings, Persian and Turkish classical music has been
associatedwith the Samd'ceremony;2boththe poets andthe musicianswere often
of a Sufi background(Feldman 1993:243-66;Michon 1991:494). Not only did
numerousPersianSufis practiseSamai'as an integralpartof theircontemplative
and spiritualmethod, one also finds renowned theologians who supportedthe
practice and arguedfor its validity from a theological standpoint,3perhapsthe
most famous of whom was Abu Hamid Muhammadal-Ghazali (d. 505/1111).
Following a personalcrisis of faithin which "hedoubtedthe validityof all he was
teachingof religiouslore,"andfoundhis spiritualcurecould only be effected "by
acceptinga moraldecision to withdrawandlay new basesfor his life throughSufi
practices" (Hodgson 1977, 11:181), Ghazali composed The Revival of the
Religious Sciences (Ihya' 'ulum al-din), his greatest work which earned for him
the sobriquet"Proofof Islam",with which (in the Sunni world at least) he has
ever since been acclaimed An entire book (see Ghazali n.d., II) of this
monumentalencyclopedia was devotedto the defence of Samd'. His mystical
'For a summaryoverview of the entire gamut of themes found in the relevantIslamic traditions
and in teachings of protagonistsof the four greatlegal schools and the ideological debates which
have evolved as a result, see Shiloah 1995:31-44.
2Schimmel (1975:325) points out that "the intense love for music that the Mevlevis inherited
from their master Jalaluddin has inspired many classical musicians and composers in the
Ottoman Empire. In fact, the best pieces of Turkishclasscial music, such as those by 'Itri (17th
century), were composed by artists who were either members of, or at least loosely connected
with, the order."
3 To cite but one example, Ibn Khaldun(d. 1406), who "clearlysharedthe view of most of the
cultured elite of his time who realised that Sufism was the essence of Islam," as Casewit
(1985:182) points out, vindicatedthe value of mystical concerts(see Ibn Khaldun1958, I:230-1).
For a general account of the history of opposing viewpoints concerning audition, see Gribetz
(1991:43-62).
Lewisohn: The sacred music of Islam 3
exegesis and approachto the Sufi concert,which will be explainedbelow, soon

came to play a centralpartin subsequentdebateson the legalityof music in Islam.
In the second category-opponents of music-one finds the mediaeval
ayatollahs, pointing the finger at and accusing of blasphemyall who believed
music to be food for the soul. Such exotericclericsconsideredmusic as belonging
to the categoryof hateful things such as usury,fornicationand intoxication,and
argued that all musical activities, whetherplaying instrumentsor singing, are
fundamentallyvanity,interpreting,for instance,the referencein the sixth verse of
the SuraLuqmanto "idletalk"(lahwaal-hadith)as designatingand thusbanning
singing (Farmer1942:14).4 Authorswho sharedsuch views include the likes of
the theologianIbn Abi'l-Dunya(d. 281/894),5the Ash'aritheologianandpreacher
Ibn Jawzi (d. 600/1201), the jurist Ibn al-Hajaj(d. 736/1336), Ibn Jama'a (d.
739/1338) and the fanatical legalist Ibn Taymiyya (d. 728/1327)-the last of
whom condemnedanyonewho practicedSamd'as an infidel.
In general, however, the anti-musicalbias of exoteric clericalism was but a
reflection of much wider debates and differences which had existed between
Islamic puritanismand mysticism from the earliest days of Islam-the former
group stressing divine transcendenceand the role of Law and the latter camp
emphasizingthe power of faith, immanenceand Love. As Gritbetz(1991:52) has
pointedout: "Thedifferenceof opinionregardingsamd' can be viewed as partof
a largercontroversywhich exists betweenthe Sufis and the legalists, namely the
Sufi support of the Neoplatonic "eros" doctrine, and the Hanbalite-orthodox
support of the "nomos" doctrine."Less often, however, one finds Sufis who
consideredSamd'reprehensible.6Muhyi al-Din ibn al-'Arabi(d. 638/1240), for
instance,known as the Shaykhal-Akbar"SupremeShaykh",authorof 600 books
or treatises in Arabic on Sufi themes, in some of his writings appears to be
vigorously opposed to Samd' (e.g. Boase & Sahnoun1993:51-2), while in other
works (notably in his Futiuhatal-Makkiyyaor Meccan Revelations) presents
argumentsapparentlyin favorof it.7
In the third category-those who maintainedthe "goldenmean"-one finds
authorssuch as Abu'l-Qasim'UbaydAllThibn Khurradadhbih (d. 300/911) who
in his Kitdbal-lahw wa'l-malkhi(Book on Diversion and Musical Instruments)
4 For other verses cited in the Koranwhich have been interpretedas relatingto the permissibility
and prohibitionof music, see Roy Choudhury'slengthydiscussion (1957:57-65).
5 He is the author of the earliest known treatise in opposition to music, written in the 3rd/9th
century:Dhammal-maldhi, from which one may deduce thatsamd' was semi-institutionalizedin
the 2nd/8th century.
6 However, such mystics more often than not either hailed from the Western lands of Islam, or
belonged to the NaqshbandiOrder(who were, doctrinallyspeaking,opposed to the practice);it is
extremely rareto encounterSufis in the Persianor Persianateworld who opposed the practiceas
un-Islamic.
7 However, such arguments are based on theologico-cosmological principles which place
"mysticalsamd' as a sub-class of a broaderkind of samd' which has nothing to do with music"
per se, as Shehadi (1995:159-62) has shown in his study of the Shaykh's chapteron samtd'in the
Futtihdt.
defended the religious lawfulness of audition,noting that, from a philosophical

standpoint, the science of music formed an essential part of the quadrivium
(Shiloah 1993:113). Ibn Rajab(d. 1392) in his book Nuzhatal-asmd'fi mas'alat
al-samd' (The Ears' Delight in the Practice of Musical Audition) also took a
moderate stance-describing two categories of singing: sacred and profane,
condemning the latter and condoning the former, considering, however, all
musical instruments as forbidden (Roy Choudhury 1957:43-102). Ibn 'Abd
Rabbihi(d. 328/940) also defendedauditionin a chapteron music found in his
work entitled The Unique Necklace ('Iqd al-farid) (transl. Farmer 1942). Ibn 'Abd
Rabbihi'sdiscussion centres aroundthe legality of singing, ratherthan music in
general, althoughhis argumentsare relevantto the understandingthe place of
music in Islamic culture as well. He argued that "he who listens to singing
(ghina') does not take the verses of God [in the Qur'cin]for mockery. And the
most just view in this matteris thatits medium (sabil) is poetry. So its good is
good and its evil is evil" (ibid.). Essentially,Ibn 'Abd Rabbihimaintainsthat if
the singer chants poetry of a spirituallyuplifting and moral nature,his song is
praiseworthy,but if contraryto that,quitereprehensible.
The focus of the presentstudyof mysticalmusic anddancein the PersianSufi
traditionwill be on the views of the first categorymentionedabove, namely,the
Sufis. Insofaras many-if not most-of the spiritualmastersas well as secular
practitionersof music from the earliestdays of Islam were of Persianorigin or
birth,8the examples adduced here will be mainly confined to authors in the
Persianmusico-mysticaltradition.9Amongstthese authors,we concentrateon two
Iranians:Ahmadb. Muhammadal-Tfisi0?and AbuiH5amidal-Ghazaliwho both
composed key works on Samd' (Tuisiwrote his work in 646/1248 and Ghazali
circa 1096-1111), while examples from other masters will be occasionally
suppliedto adumbratethe variouscontextsdiscussed.
Samd', which literally means "audition",connotes in the Sufi tradition a
hearing with the "ear of the heart",an attitudeof reverentlylistening to music
and/orthe singing of mystical poetrywith the intentof increasingawarenessand
understandingof the divine objectdescribed;it is a type of meditationfocusingon
musicalmelody,by use of instruments,mysticalsongs or combiningboth (During
1988:13). "The most widely known expression of mystical life in Islam," as
Schimmel (1975:179) has called it, Samd' is practiced by nearly all the Sufi
Orders in Islam with the sole exception of the Naqshbandiyya(especially its
Indianbranches)who sharedthe aversionof exotericIslamicorthodoxyto music
8 Evidence gleaned from the works of Mas'fidi,Ibn 'Abd Rabbihiand Abfi FarajIsfahanipoints
to strong Persian influence in the development of music in Islam during the period of the four
"righteous"caliphs;cf. Roy Choudhury1957:73-4; Graham1988-9:22-7;Miller 1997:chs. 1-2).
9 On the centralrole of PersianSufism in mediaevalIslamic thought,see Lewisohn 1993.
10 This author, as Ahmad Mujahid has pointed out, must not be confused with Ahmad al-
Ghazali, brotherof the famous theologian AbuiHamid al-Ghazali.See AhmadMujahid'slenghty
introductionto Tusi (1360 A.Hsh./1981), where he points out (pp. 19ff.) that the Bawdriq al-
ilmdi'could not have been composed by AhmadGhazalibecause (among otherreasons) of poetry
from later (7th/13thcentury)authorswhich occur in the text.
in general. In Islam, its backgroundcan be traced back at least to the time of

Abu'l-QasimJunayd(d. 298/910) who was born in Nahavandnear Hamadanin
WesternPersia,but lived most of his life in BaghdadwhereSamd'-khdnas,lodges
dedicated to the performanceof mystical musical concerts, had been operative
since the secondhalf of the 9th century(ibid.:181).
We do not proposehere to discuss the historicalorigins of Samd' beyond the
bordersof Islamic thought,nor explorethe similaritiesof the variouselementsof
its ceremonyto forms of Near EasternShamanism,pre-IslamicSemiticpaganism,
nor compare the effects of auditionwith diverse strandsof Christianor Jewish
manifestationsof ecstasy duringthe experienceof music, nor analysethe theories
of Muslimneo-Platonism(as featuredin the thoughtof the Ikhwanal-Safain their
Rasd'll for instance) in regard to music-all of which would entail several
separate studies. In any case, since it is well-nigh impossible to establish any
direct affiliation of the Samd' ritual to any one particularpre-Islamic ethnic,
religious or philosophical tradition,it appearsfar more reasonableto seek the
foundation of Samd' within Islam itself.12As During (1988:15) persuasively
argues:"If the attitudeof the auditorto Sami' is not somethingentirelynovel in
oriental culture, the rite itself must be consideredas an original achievement."
Furthermore-and as the examples shown at the end of this study indicate-the
Sufis themselves were highly affected by profane poetico-musical traditions
alreadyexistent within Arabic and Persianculturepriorto Islam.Thus, it is easy
to see how the Sami' ritual developed in an intra-Islamiccontext as a kind
"counter-concert" deliberatelyset in contrastto profanemusicalgatherings;13the
not so perceptible difference, in fact, between the sacred and profane types of
concert underlies the many disparagingremarksfrequentlymade by both the
nomocentriclegalists and the more temperatemystics aboutthe practice.Samd'
was also firmly groundedin PropheticSunnaand ahddith,which were frequently
cited in its defence by the mystics (Roy Choudhury1957:66-70;Tisi 1938:140),
and if this was lacking, there was also the sanction provided by the personal
1l For a general discussion of their musical theories, see Shiloah 1978; also cf. Burgel 1988:ch.
4; for general information on their views on music, see Wright 1993:683); for an interesting
discussion of the spiritualdimension of music among them, also cf. Shiloah 1980:170.
12Massignon (1954:104-5) considered the Samd' ritualto be a kind of Muslim liturgy naturally
evolved from the early Muslim practices of Koranicrecitation(qira'ah) and communalsessions
for recollection of God (majalis al-dhikr). Roy Choudhury(1957:56) also observes that "the
entire culture of pre-Islamic Arabia centred round their pleasurers,joys, poets, music, singing
girls and musical stories."
13 "The singing in secular life was known as ghind', so that of.religious life was termed ta'bfr,
i.e. an 'interpreting'. Thus there came to Islam its approved religious music," notes Farmer
(1952:62). And as Ibn 'Abd Rabbihi points out: "The origin of singing and its source were
clearly from the mother towns of the land of the Arabs, and they are Al-Medina, and Al-Ta'if,
and Khaibar,and Wadi al-Qura,and Daumatal-Jandal,and Yamana.And these towns comprise
the marketsof the Arabs"(Farmer1942:4). Also cf. During 1988:16-7.
examples of the foundersof the four schools of Islamiclaw, all of whom enjoyed
music.14
2 Samna'and the Sacred:preconditionsof Sufi music

Since Samd' is both an art form and a spiritualexercise composedof music and
poetry and singing, as such, it can be graspedeitherby Art or Religion;thatis to
say, either aesthetically-not analytically; or spiritually-but not "scien-
tifically".15In his introductionto Erlanger'sgreat work on La musique arabe,
Carrade Vaux (1930:ix) observesthe enormousimpressionwhichmusic madeon
Middle Easterners."A simple distichaccompaniedby the lute, a few introductory
notes sung by a beautifulvoice, possibly a voice with the slightly raucous and
gutturaltimbreas they love it in the MiddleEast,was enoughto throwthe listener
into a state similarto thatof ecstasy;he quivered,wept, fainted,he thoughthe was
going to die. Arab literatureis full of anecdotes bearingwitness to this hyper-
esthesia of the musical sense." Commentingon this observation,Rouget (1985:
298) insightfully points out that "one could just as easily interpretour relative
indifference to music as resulting from a veritable form of anesthesis of our
musical sensibility; in which case this would then be our culturally specific
characteristic."
Besides our apparentaesthetic anesthesis, the spiritual-or rather,secular-
presuppositions of modem Western man also present obstacles to the under-
standingof the Muslimmystic's sensitivityto music. To mediaevalman-whether
from the ChristianWest or classical Islam-the close connectionof Art and the
Sacredwas takenfor granted(Coomaraswamy1977:43-70;Burckhardt1986:8-9).
Today, due to the predominantlysecularmentalityof Westernsociety, with its
aversion to all types of hierarchy,whether social or religious, a widespread
prejudicehas been generatedthat any type of formal discipline, be it artisticor
religious, only serves to stifle the artist's "creative genius" and that rigid
adherance to the impersonal and objective rules of Art only suppresses our
"individualfreedom of expression".Thus, a strangecondition has occurredin
which modern man no longer beholds the Sacred to be prior-ontologically
prior-to Art. This modern approach, needless to say, is alien the basic
assumptionsof Persianmysticism in particularand Persianmusic in general.16
14 "Whatevermight have been thejuristic decisions on particularincidentsconnectedwith music

given by the Imams [AbiuHanifa; Malik; Shafi'i; Ahmad ibn Hanbal],their personal practices
sufficiently illustrate that music under certain circumstances was treatedas permissible"(Roy
Choudhury1957:80). See also Farmer1942:23-5.
15During (1993:277-87] points out thatthere is a subtle difference between the interpretationof
samd' by the initiated listener "attuned"to the invisible dhikr of the heart within the musician,
and the profanelistener's understandingof the musical and/orvocal performanceitself.
16The accomplished female Persianvocalist Parisa (1374 A.Hsh./1995:9) made this quite clear
in a recent interview when she pointed out: "Whenwe discuss Persianmusic or Persianmystical
music and their different vocal or instrumentalstyles, what is of primaryconcern is the inner
Lewisohn:Thesacredmusicof Islam 7
Posing the question: "Where does the twentieth-century artist concerned with the
Sacred stand with regard to prayer or reaching the threshold of a true encounter
with the living God?", the contemporary English composer John Tavener (b.
1944), who converted to the Greek Orthodox church in 1976, points out (1988:33-
4):
The modern artist is isolated: he is an eccentric. He has the same natural and
normalincentive to creativeactivity;he has the same thirstfor objectivetruth,the
same loves and hates. But he has not the same clientele, no longer is he naturally
employed as partof the ordinarycompanyof buildersor furniture-makers. Thereis
no naturalor properplace for anythinghe makes.The concerthall isolates him and
his work from everythingaroundit. It is not he (or she) who is abnormal:it is his
age and its circumstances...Once upon a time the artistwas often the anonymous
painterof Ikons, the composer of chants for huge liturgicalstructures.He or she
once fasted, prayed, attended all night Vigil Services. To live, was to adore,
throughevery brushstroke,the one andonly creator.
Tavener's comments on the difficulty of interpreting the tradition of Christian

classical sacred music in terms of modem secular categories of aesthetic reception
have a Near Eastern reprise in Muslim sacred music or Samd'. From the earliest
days, the Sufis had argued that it was impossible to authentically experience
music's "sweet concord" (in Shakespeare's words) and consequent therapeutic
effects without also observing its proper spiritual conditions incumbent upon both
performer and listener. One need only consider the vast number of manuals which
were composed on the proper conduct (adab) to be observed by the Sufi during
Samd' to realize how inseparable the practice of Samd' is from the ambience of its
ritual "sacred" discipline: the Sufi tariqa.17
state(hdlat-iduruin) of the performer;thatis, withwhatintentionandpurposedoes he or she

approachthe music?What,then,is the purposeof suchmusic?Whatis trulyimportant for the
artistis the mysticalmorality(akhldq-i'drifdna)of themusic.Thatis to say, if the musicianor
vocalistnegateshis or her own existence[beforethe Divine]andexpressesa gnostichumility
(tawddu'-i 'arifdna),one can say thatthe typeof musiche or she performsis a mysticalmusic
('drifdna). It mattersnot if the musicianplay tar or tanbfir,performin a traditionalSufi
Khanaqahor in a modemconcerthall. Here,neitherthe placenorthe instruments themselves
haveany particularvaluefor theirown sake."WhileParisa'sviews,of course,on the "proper
place"to performmusicdo not reflectthe traditional Sufi attitudein thisregard(see below)to
the conditionsof "righttime"and"rightplace",theycertainlydemonstrate the close affiliation
of Persianmusicto Sufism.Also cf. Corbin1990:245-50.
17Foremostamongtheclassicaltreatiseswhichcontainchaptersor subectionson samd' andits
rulesandmanners,shouldbe mentionedtheKitdbal-Luma'of AbfiNasral-Sarraj (d. 378/988);
the Ta'arrufof Al-Kalabadhi (d. 385/995);theRisala(Treatiseon Sufism)by Abf'l-Qasimal-
Qushayriof Nishapur(d. 465/1072);the Kashfal-mahjubof Hujwiri(d. 465/1072);the Sad
maydan(OneHundredFields)andMandzilal-sd'lrin(Stagesof the Wayfarers) of 'Abdu'llah
Ansariof Herat(d. 481/1089);theRisdlatal-quds(Treatiseon theSacred)by Rufzbihan Baqliof
Shiraz(d. 606/1210)andthe 'Awdrifal-ma'drifof AbfiHafs 'UmarSuhrawardi (d. 632/1234),
not to mentionthe chapteron samd'in Ihyd' 'ulumal-din(Revivificationof the Science of
Religion)of AbfiHamidal-Ghazzalicitedabove.Fora synopsisof the viewsof some of these
manualson samd', see Robson'sintroduction to Tusi(1938:4-8).
For instance, the foremost point of etiquette upon which all the Sufis are
agreed, is that silence and stillness must reign throughout Samd' notwithstanding
the participant becoming affected by ecstasy and rapture (wajd). The great Sufi
theorist Abfi Hafs 'Umar Suhrawardi (d. 632/1234), in his Arabic-language
'Awdrif al-ma'drif (1364 A.Hsh./1985:86), perhaps the most celebrated manual of
Sufi discipline, doctrine and practice in all Islamic thought, emphasizes that
Samd' is the audition of sound and the realization of ecstasy without shattering the
inward silence, self-control and contemplative sobriety of the Sufi:
The aspiring disciple, yearning aspirant,sincere wayfarerand seeker inspiredby

divine love must invest himself with the robes of pious vigilance (taqwd) which
inspire him with steadfastnessand grant him hidden powers of will, and which
bear the fruit of high spiritualrankand salvationin the hereafter.In this fashion,
the flames of divine yearning within him will be rekindledevery moment and
freshly renewedso thatGod's grace-the bountyof this world,will bless all of his
days, such thatin Samd' he will be able to controlhis movements,except when he
is unable to keep his peace-like a person who must sneeze, no matterhow much
he wishes not to.18
Proper musical "audition" depends on the acoustic sensibility, the spiritual

"attunedness" of the soul, states Suhrawardi. But that is not the whole rule, since
"Audition demands proper time, place and brethren (zamcin, makdn and
akhwdn:)" (Ghazali 1319 A.Hsh./1940:388)-as Abf'l-Qasim al-Junayd's (d.
297/910) celebrated rule went. This rule, mentioned by nearly every Sufi who
subsequently wrote on Samd', is commented upon at length by both Ahmad b.
Muhammad al-Tfisi in his treatise on Samd' and by Abfi Hamid al-Ghazali in his
Persian book Kimlyd-yi sa'tidat (The Alchemy of Felicity) (ibid.:388). If we
examine how the three conditions are described by these two authors, the former
with mystical exactitude utilizing the terminology of tasawwuf and the latter with
the same terminology and similar definiteness complemented by a passionate
concern for theological rectitude, the inter-relation of Music and the Sacred in
Sami' in the Persian Sufi tradition will perhaps become clearer.
i. "Right time"
The first category which Tusi and Ghazali set themselves to define is the "right
time for Samdi"'. The "proper time [for samd'] is when their [the Sufis'] hearts
enjoy purity so that they desire to concentrate their aspiration in seeking their
Beloved's goodwill," Tusi informs us-in order "to divest their outer being of
sensual characteristics and release their inner being from attachment to attaining
high spiritual degrees or stations (talab al-darijdt wa tahsll al-maqtimt), so as to
collect their transconscious selves (asrdr) [to be receptive to] the infusions of the
breaths of divine mercy" (Tfisi 1938:123, Arabic text; transl. mine).
18"Silence and self-control"also constitutefor AbfuHamidal-Ghazali(n.d.:266) the "thirdpoint

of etiquette"in samd'.
As this definition indicates, Tusi's understandingof the proper "time" for

Samd' is largely unconcernedwith the temporalrealm,but ratherpertainsto the
proper"spiritualmood"or "mysticalstate"(hal) possessed by the Sufi, the right
conditionswhich will enablehim to entercorrectlyinto a genuinemusicalreverie,
a time of the heartor soul ratherthana specific temporalrealityof the body. Thus,
concludes Tuisi,"duringsuch a time when [the Sufis] assemble,the illumination
which graces the heartsof certainof themis reflectedonto the heartsof others,so
by the gathering the general light, revelation, clarity and cheer is increased"
(ibid.:123). Time's metaphysicalarrow,one could say, muststrikethe Sufi's heart
before it hits the body. The same strictly metaphysical attitude and spiritual
approach to the condition of the "correcttime for musical audition" is also
accentuatedby Abfi Hamidal-Ghazali(1319 A.Hsh./1940;388) when he asserts
that "Samd' should not be conducted during any times when one's heart is
engaged [withworldlyconcerns],norwhen it is time for ritualprayer(namdz)nor
when eating or when one is distracted."No doubt, it was in reference to this
precondition that Jalal al-Din Rumi's (d. 672/1273) famous verse should be
interpreted(1925-40, I, vv. 2763):
Not everymanattainsthesamd'trueandpure,
Noreverybirdmayfeedon figs.
ii. "Rightplace"
The second category discussed by Ghazali and Tusi concerns the surroundings
necessary to evoke the Sacred:the places best suitable to conduct Samd'. Tusi
opines that the places where Samd' may be properlyperformedare "zawiyas,
khcinaqahsand mosques, which are preferredover otherspots, since the mosque
was foundedfor sake of the bodily devotionand the heartcreatedfor the sake of
divine gnosis and the theophanytherein"(Tusi 1938:123-4, Arabictext; transl.
mine). Again, just as the "right time" is both a temporal "moment"and a
metaphysicalcondition which connotes the heart's detachment(fardghal-qalb)
(Ghazalin.d.:265;transl.mine;Macdonald1903:2),the conditionof "place"must
not to be interpretedtoo literally. Thus, the "place" of the concert is also
paradoxically a "no-place",a u-topos, a "heart-land",ratherthan any specific
bodily locus. A "place"is sacred by virtue of the heart's presence there rather
thanthe heart'spresencephysicallycontingentupon the geographicallocus of the
body-
... since the heartis the site where divine illuminationdescends.So when a mystic
endowed with the spiritualheart feels moved within a mosque on account of an
increase of his heart's interiorilluminationand soul's serenitythere, such stirring
excels the corporealmotions of other devotees who are engaged in acts of ritual
devotion yet lack the presence of such illumination...So when the brethrenof
purity(ahl al-safd') assemble in a place of worshipwishing that the light enjoyed
by the hearts of some be conveyed unto the hearts of others so that their mutual
illumination increase and that the purity of their souls be amplified, their souls
becomefortifiedby the lightof thatplace, heighteningtheirmysticalstatesand

perfectingtheirinnatecharacters.(Tuisi1938:124-5,Arabictext;transl.mine)
"Lightof that place" is here underscoredbecause the proprietyof "place"is

contingenton a spiritualprecondition-an en-lightenment.Although,indeed, the
heart finds "interiorillumination"within the sanctified atomosphere of the
mosque, the mosque also is illuminatedby the heart[s] ("the site where divine
illuminationdescends")of the worshipperstherein.Nonetheless,as AbfuH.amid
al-Ghazalistates (1319 A.Hsh./1940:388;n.d.:265), the importanceof the actual
physical place is not to be underestimated,
for Samd'mustneverbe conductedin
a "darkand unpleasantplace, nor in the home of despoticfolk where all the time
one feels aggrievedandvexed."
iii. "Right company"

Ghazali (n.d.:265) underlinesthe negative effect on the Sufi gatheringof those
who "repudiatethe practiceof Samd' while ostentiouslydisplayingtheir ascetic
piety, being completely impoverishedin respectto the 'refinedsentimentof the
heart' (muflis min latd'if al-qulub)" (Tfisi 1938:124-5, English text). Tusi also
describes the Sufi concert as "the stirringof the spiritby listening to wonderful
realities in delicate poems and the abandonmentof the attachmentsof created
things, and being drawnto the spiritualstages (mandzil),"concludingthat "the
instrumentof obtainingthese lights is the associationof the [Sufi] brethrenand
the seeking of help from God".Since Samd' is an esotericactivity demandinga
refined degree of understandingon the listener'spart,it is usually considereda
ceremony proper"formembersonly", and from which the uninitiatedare to be
excluded.
In fact, among the "brethren"or practitionersof Samd' itself, a definite
hierarchyexists. First come the ordinarylaymen/women,the common Muslim
believers (referredto in KoranXLIX:10) with whom one shouldassociateas little
as possible; only "briefly, just enough that they may benefit by one" (Tusi
1938:126, Arabictext). Accordingto Ghazali,neophytesin Sufism shouldnot be
permittedto engage in Samd' at all. Beginners possess neither the ability to
understandnor the "taste"(dhawq)for Samd'and so theirtime is betteroccupied
in dhikr and service (khidmat) on the Path (Ghazali n.d.:265-6).19
Here, parenthetically,it may be mentioned that the Persian Sufi shaykhs
differedin theiropinionsaboutthe permissibilityof Samd'for beginnersand for
intermediateadepts on the mystical path. AbfuHamid al-Ghazali(n.d.:266), for
one, absolutelydenied thatthe beginnerwill profitfrom access to Samd', "since
19 It should be noted that in many modem-day Persian Sufi orders, such as the Dhahabiyya,
Qadariyyaand the Ni'matu'llahiyya,attendenceat Sama' is still strictlylimited (except on public
religious holidays when their ceremony is open to the masses) to dervishes initiated into the
practicesand customs of the tariqa.
sensual pleasures and attentionto lusts and humanqualitiespersist in him even

though he may relish the savour of the mystic concert (dhawqal-samd')...such
auditionoften merelyamountsto no more thana summonsto self-indulgenceand
lust, so that his path is cut off." Therewere otherPersianSufi masters,however,
such as ShaykhAbfi Sa'id ibn Abl"l-Khayr(357/967-440/1048),who completely
contradictedthis view, maintainingthat Sami' is highly conducive to spiritual
advancementand illuminationfor beginners (Nicholson 1980:58ff). Generally
speakinghowever,the consensusof earlyPersianSufis-from Abu Nasr Sarrajof
TUs(d. 378/988) in his Kitdbal-luma' to Abfi'l-Qasimal-Qushayri(d. 465/1072)
of Khurasanin his Al-Risalafi 'ilmal-tasawwufdown to 'Ali b. 'UthmafnJullabi
Hujwiri(d. 463/1071) in his Kashfal-mahjuib--accords with the views of Ghazali
here: that Sama' is harmfulfor beginners.20In practice,however, such fine print
was more often thannot ignored,and the more antinominianand liberalviews of
Abu Sa'id came to prevailin laterSufism in Iranproper21while in the Persianate
cultureof MughalIndiathe institutionalization of Samd'becamean importanttool
in the popularizationof the Sufi orders in the non-Islamicenvironmentof the
Subcontinent".22Finally, with the endorsement of the utility of Samd' for
commonerand Sufi adeptalike by Rfimi-whose works,especiallythe Mathnawi,
were known all over the Persian-speakingworld, his fame having reached the
eastern fringes of the Muslim lands shortly after his death-the high status of
Sama' in subsequentSufi traditionwas ensured(Rumi 1330 A.Hsh./1951:289,
ta'liqdt;Kiyani 1369 A.H.sh./1990:430).
The second groupare more advancedSufis, whom Tusi terms"thebrethrenof
disciplic devotion and love ((irddat wa'l-muhabbat)."Despite their limited
spiritualcapacity, these brethrenmay be associatedwith so that "grace"may be
filtereddown to the commonfolk (Tfisi 1938:126,Arabictext;transl.mine).
Thirdly and lastly come "the brethrenof purity and ecstatic consciousness,
gnostic sciences, seclusion, heart-savour,yearningand perfection (akhwdnal-
safa' wa' l-mawdifd wa' I-ma''drifwa' l-tafdrid wa' l-dhawq wa' l-shawq wa' 1-
kamdl).These arebrethrenin truth"(ibid.:125-6).
20 "It is more desirable thatbeginners should not be allowed to attendmusical concerts lest their
natures become depraved"(Hujwiri 1976:430). And a century before Ghazali by Qushayri's
teacherand father-in-lawShaykh Abu 'All Daqqaq(d. 407/1016) noted that Sama' is prohibited
for the common folk (al-'awdm) because of the persistance of [the passions of] their carnal
nature; permitted for ascetics for having realized their spiritual struggles (li-husiulmujdhads
atihim) and allowable to Sufis because of their quickenedhearts (li-hiydt quhibihim).(Cited by
Hussaini 1983:113.)
21 The Mongol rulers of Iran, for instance, from the reign of Abf Sa'id (1265-82) onwards
actively patronizedSufi samd' ceremonies, and in India the musical concert became a common
featureof most of the orders;see Lewisohn 1995:77.
22 As Ahmad (1969:143) points out: "Music is perhapsthe only art in which something like a
synthesis between the Muslim and Hindu artistic traditionswas achieved, though not without a
series of tensions." Also cf. Hussaini 1983: ch. 3; S. Rizvi 1941:331-40.
In conclusion, according to Tfisi the brethren of SamCi'are to be divided into

Muslims, novices in Sufism and perfect gnostics, to all of whom it is beneficial,23
whereas from Ghazali's point of view, the practice is considered reprehensible
and injurious to all except advanced adepts in Sufism.
The above discussion of the two mystics' views of Samd' also provides an ex-
cellent illustration of the ontological priority of the Sacred in the Sami' ceremony.
Despite the difference in opinions concerning the permissibility of music audition
for beginners, it is evident that the Sacred preludes, preconditions, encompasses
and, ultimately, defines the ambience of the Sufi's audition. In the absence of the
Sacred, there is no Sami'. As Ghazali (1319 A.Hsh./1940:388) reiterates:
If it so happens that a proud and worldly person be present, or the singer has
profanemotives, or some pretentiousperson be continuallydancing and feigning
ecstatic experienceor a groupof people heedless of God be attendingwho practice
samd' to indulge in theirown vain humoursor make small talk, staringaboutin all
directionswithoutany sense of reverence,or else a groupof women onlookersbe
presentthere mixing with a group of young men so that each groupis meditating
on the othersex-such Samd' is to no avail.
Taken collectively then, the three "conditions" of time, place and brethren
constitute the psychological, liturgical and sociological substructure of the Sufi
adab of sami'. Most of the Persian Sufi and masters poets who evoke the
experience of sacred mystical music emphasize the absolute indispensibility of
such conditions. Mir Husayn Harawi's (d. 718/1318) lines, for instance, illustrate
this quite well (cited by Nurbakhsh:1982:55, transl. mine):
How well those adeptsin states - heartdeclared:

"No soul existent, no living ego
may taste this wine."
Look how all the mystics, legion on legion, here fell prey to passion;
Aghast in God, they vanishedin oblivion...
Best let the novice steerclear of all such disquisition.
For Samd"s not for one who's boundby nature'surges,

woundup in greed andpassion. Unless you cast aside
all this, how should it be fit for you?
Not all who languishmeritsuch an apertif.

Only the burningheart
is cut out for it.
When all who treadthis way hazardall away,

lose theirstakesfor the sake of God, this is no place
for vain men to try theirluck, or arrantfolk to joke about.
23 "Sama' is permittedto the commoners(awwam), more permissibleto disciples, but a required

practice (wdjib)for the Friendsof God (awliyd' Allah)" (Tfusi1360 A.Hsh./1981:9).
The music24 of the Sama' ceremony is also permeatedby a fundamentally

sacredambience.Accordingto Ahmadb. Muhammadal-Tfsi, each of the instru-
ments used in the Sufi musical concerthas a sacredconnotationand archetypal
meaning (ma'na) which it incarnatesand expresses. The large tambourine(daf)
refers to "the cycle of all createdbeings (dd'ra akwan)"(Tusi 1938:98, Arabic
text; transl. mine). The hide on the tambourinerefers to "the descent of divine
visitations (wiriddt) from the innermostarcana(bdtin al-butuin)upon general
existence..." (ibid.). Even the jangling bells on the tambourinehave spiritual
significance. Listening to the voice of the singer in Samda'itself evinces another
contemplativeexperience:recalling"thedivinelife which descendsfromthe inner
most arcanato the levels (mardtib)of the spirits,the hearts,and the consciences
(asrdr)" (ibid.). The flute (qasab) refersto "thehumanessences"and the breath
blown into the flute alludes to the "divine light penetratingthe seed of man's
essence"(ibid.).
Far from being "weak-minded" and "farfetched" as Ahmad Mujahhid
maintains(Tisi 1360 A.Hsh./1981:20,introduction),in such descriptionsone is
presented with Music as Nature transfigured,an interiorizedreality of Samd'
which might well be comparedwith what HenryCorbin(1990b:16),in reference
to Mazdeancosmology, has termed"avisionarygeography."Such a cosmologyis
"concentratedor concentratesa sacralspace in medio mundi,in the centerof the
24 The word "music" is used only once by Tusi, and as Rouget points out (1985:256-7), Abii
Hamid al-Ghazali deliberatelyavoids using the word muisiqiin his book on the "RightUsages of
Audition and Ecstasy" (Kitdbdddbal-samd'y wa'l-wajd) . This is not because he was unfamiliar
with the word: at the time of his composition of the Ihyd' translationof Greek works into Arabic
had been going on since the days of Harun al-Rashid (reg. 789-809). It is ratherbecause "the
word masiqi denoted the rules or the art of music but not music itself as a productof that art"
(ibid.:256.) In Islamic Peripateticphilosophymiusqidenotes strictlythe theory of music which is
recognized to be of Greek origin;defined as the science of the composition of melodies (ta'lifal-
alhdn) (Wright 1993:681), it is contrastedto ghind', song or musical practice.As a championof
orthodoxyand an outspokenenemy of Peripateticphilosophy,Ghazali obviously did not wish to
associate himself with and thus perhapsbecome inducedto defend, a profession as suspect in the
eyes of the faith as that of the musician.Rouget's (1985:257) summaryof Ghazali's position vis-
a-vis musiqi also illuminatesits relationto respectablesamad':
From Ghazali's point of view, which is essentially that of finding a moral justification for
sama', it is indispensibleto make a distinctionbetween what we might term"light"music and
"serious"music. Only the latteris lawful. To confuse the two by using the same term to cover
both would thus be aberrant.That which is lawful consisted of, first, the cantillation(taghbir)
of the Koran, of course; 2nd, sung poetry, on the condition that it sentiments and thoughts
were sufficiently elevated; and 3rd, accompaniedsong, providedthat the musical instruments
utilized were permitted, which is to say instruments that were never associated with
blameworthymusical practices.But this is not all. Anotherrestrictionmust be addedto these.
It is permissible to hear only that which one hears when one is oneself in a certain state of
inner purity. It is not only what is sung or played that counts; it is also the disposition of the
listener. Heard with a pure heart, music can be lawful even though it would not be if one
listened to it in a lascivious state of mind. This delimitationof the repertoire(Koran,poetry,
accompaniedsong), made all the stricterby a proviso applyingto the listener's own intention,
is precisely what is conveyed by the word samd'. This conceptional patterningof reality to
which it correspondsis comparableto no other,andcertainlynot to that of the word "music."
4 vol.6 (1997)
BritishJournalof Ethnomusicology,
vision contemplated in the presence of the visionary soul...Geographical features,

mountains for instance, are here no longer merely physical features; they have a
significance for the soul; they are psycho-cosmic aspects. The events that take
place there consist in the very seeing of these aspects; they are psychic events."25
In exactly same way, audition in the Sufi tradition is not done with the ear of
mundane consciousness but rather "with a consciousness anchored in the imaginal
world" (cf. Mitchell 1986:99). The spiritual consciousness or state (hal) attained
by "listening to music" in Samd' was well understood by the English visionary
poet William Blake, who said: "I would no more question my eye than I would
question a window concerning a sight. I look through it, not with it" (cited by
Raine 1979:39).
Apropos the ontological priority of the Sacred in the Samd' ceremony
mentioned above, another equally fundamental element in the metaphysical
world-view of the Sufi musician/cantor (mutrib26)and the initiated auditor to his
musical concert is the theocentric notion of reality which both shared. From the
Muslim mystic's theocentric perspective, God is the sole Creative Force, Who in
every moment creates both Concert, Music and Audition perpetually anew.27 As
the Persian Sufi poet Maghribi (d. 810/1408) expresses it (1993:383, ghazal
187:5-6):
Sure, in a painting
or in a drawing
thereis nothingbut a paintingand a drawing
Yet Mani
is hiddendeep beneath
in all the artof Manicheaism.
See nothingin all the songs andtunesandrhythmsandlines

but the Rhythm-maker,the Musician,though
tones, scales, vibrations,emanations
be thousands.
Jean During (1989:574) also insightfully points out, in the context of describing
the spiritual state (hdl) inspiring the vocal or instrumental artist performing
25 An interestingdiscussion of the relationof the mundusimaginalis to music is also given by

During(1989:576-85).
26 Lahiji (1371 A.Hsh./1992:531), describing the mystical significance of this Arabo-Persian
word, states: "The mutrib is a person who, by means of his practice of singing and chanting
(khwanandigi va surud) in memory of the drunkards,gives the adepts familiar with mystical
'tasting' and spiritualstates the feeling of joy (tarab) and blessedness."
27 This perception is what, in Ibn 'Arabi's terminology, has been called "the 2nd audition"
(istama' al-thdni). As 'Abdu'l-Karimal-Jili (d. 1403) (1886, II, 57) describes it, the devotee
"hearsthe summons (mukhdtibat)of the Divine Names, Qualities and the [human]essences and
respondsto it as the subject of a Quality(mawsuif)respondsto a Quality(sifdt)...Here the quality
of audition [or 'faculty of hearing']becomes the devotee's essential reality,neitherborrowednor
derived from outside, so thathe verifies the truthof this auditoryrevelation(al-tajalli al-sami)."
Persian Sufi music, that: "Une telle esthetique reflete un point du vue theocentriste
absolu, car a chaque fraction d'instant toute creature est sauvee du neant et
ramenee a l'etre dans un acte de Creation Perpetuelle. Le 'point du vue' de Dieu
dans l'ontologie devient le point due vue de l'artiste createur: en particulier dans
la musique persane, l'oeuvre ne poursuit pas a vie de maniere autonome en vertu
des lois internes qui la regissent." Samd' is thus a musical experience whose
aesthetic depth leads to metaphysical penetration; the notes reflect, indeed,
become, the divine harmony. Such metaphysical reflections lead us as a matter of
course to examine the specifically aesthetic nature of Samd', that is: mystical
poetry.
3 Poetry and Sama'

Besides the necessary conditions constituted by the triad of the "company" of the
Sufis, proper spirituo-geographical "place" and temporal/metaphysical "time",
another essential element in the Sufi musical seance and part of the contemplative
experience of Samd' is poetry. Poetry and words, as vehicles capable of communi-
cating the Transcendental, are themselves highly inadequate. Music alone is
capable of bridging the gap between the literal and anagogic levels of meaning,
for the intense emotionality of any Sufi poem cannot be properly expressed except
within the sacred ambience of the SamaC'ceremony. Music constitutes the poem's
emotional body of water; the poem-fish is born and swims in the ocean of
Sama'-for without music, the vertical dimension of Sama', the poem expires on
the dry land of literal and horizontal meanings.
In the exordium of the Bawdriq al-ilmd', Ahmad b. Muhammad al-Tfisi
(1938:121-2, Arabic text; transl. mine) reveals the close relationship between
poetry and Samd', portraying its rites as a cognitive experience based on song
rather than pure music:28
The auditionof this group(al-td'ifa, i.e. the Sufis] consists in mysticaldeliberation

over (muldha.at)the hiddenmysteries[concealed]withinthe highly refinedpoetry
(al-ash'dr al-raqiqa) which are sung by the cantor (qawwcl) when touched by
ecstasy (wajd) realizedby the assidousheartof the gnostic and the perfectdisciple.
Such auditioninduces them to set aside resistanceand throughbeing drawnto the
Unique Almighty Being to become awareof spiritualsubtleties and mysteries. In
orderto remove these veils, on most occasions, afterthe performanceof obligatory
religious duties, they have chosen [the practiceof] audition(Samd') to beautiful
voices since humannatureis inherentlyinclinedto the voice in orderto procureby
means of it what is beneficialandrepulsewhat is harmful.
As Tuisi makes clear in the above passage, it is important that the mystic audit
"the hidden mysteries" within the poetry. Audition to such poetry/music during
Samci' is not merely an aesthetic experience requiring attention to the words and
28 Hence Rouget's observatonthat "music has the power of inducing tranceonly because it is a
vehicle for words, and because these words are chargedwith meaning"(1985:300).
music alone: it is rather a concentration on the symbolic correspondences and

mystical references of Sufi poetry with the ear of the heart; an audition to the
"hidden" melody within sound, to the secrets within the silent intervals as well as
the notes of the music.
The soul's samd' is not compacted

Alone of words andconsonants.
No, in every pitch and strain
there's anotherenigmacontained.
So wrote Mahmfid Shabistari (d. after 737/1337) (1365 A.Hsh./1986:102; v.

854) in his Garden of Mystery (Gulshan-i rdz), and Muhammad Lahiji (d.
912/1507) (1371 A.Hsh./1992:532) in his famous commentary on this poem,
apropos of this verse, pointed out:
For all those familiarwith mystical states of consciousness(ahl-i hdl) and adeptin
spiritualperfections (arbdb-i kamdl),the Samd' of the soul and spirit does not
consist merely of the sounds and words heard from a musician (mutrib). No,
behind every strain (parda) and melody, adepts apprehenda fresh mystery and
mystical state. But such mysterious virgins do not expose themselves to every
stranger;they never unveil their faces except to the most elect of confidants.No,
not everyone who busies himself in audition(Samd'), claps his handin passion or
whirls in its dance is necessarilyan initiatein tunewith its mysteries.
Approaching the subject of poetry and music from a more theological

perspective, Abfi Hamid al-Ghazali enumerates some seven different occasions
when poetry is traditionally permitted, sometimes even incumbent upon the
believer to use: (1) the singing of pilgrims; (Macdonald 1901-2a:220-1); (2) the
rousing of soldiers for war (ibid.:221-2); (3) the use of rajaz verses during an
actual battle (ibid.:222); (4) rousing listeners to weeping and lamentation on
certain religious occasions (ibid.:222-3); (5) on occasions of joy, such as festival
days and marriages (here the use of both music and poetry are considered
praiseworthy) (ibid.:223-8); (6) listening to music and poetry by lovers in order to
arouse longing and love (that is, within marital relations) (ibid.:228-9); and (7) for
the lovers of God (ibid.:229-35). It is Ghazali's description of this final category,
however, which has relevance to the present discussion of sacred music in Islam.
Reflecting the theocentric attitude of the Sufi mystics described above, Ghazali
asserts that everything which the lover of God beholds evokes the vision of God,
for "he cannot look upon a thing but he sees in it the Almighty, for no sound
strikes his ear but he hears it from Him and in Him".29Thus, all Samd' (here the
noun is not specific and may connote both "listening" and the Sufi concert itself)
but further strengthens his yearning (shawq) and love ('ishq) of God. Audition
also has a deeply cleansing, purifying and guiding effect on the soul, in turn
29 The following analysis is based on my own translationof Ghazali(n.d., 1:246-47);for another

English translation,see Macdonald(1901-2a:229-30).
inducing various types of ineffable visionary experiences (mushcihidat,

mukadshifdt),which "are the summation of what is sought by the lovers of God
Almighty and the ultimate fruit of all pious works". These experiences are known
only to those who have directly relished them through heart-savour (dhawq).30
Discussing the fruits of Samd' within the context of Sufi contemplative states, the
Proof of Islam underlines how the mystic "encounters in himself states which he
had not encountered before he listened to the music". His encounter with such
states, like the experience of music itself is, however, ultimately ineffable:
The cause of those states appearingin the heartthroughlisteningto music (Sama')

is a divine mystery (sirr Alldh) found within the harmonious relationship of
measured tones [of music] to the [human] spirits and in the spirits becoming
overcome by these melodies and stirredby them-whether to longing, joy, grief,
expansion or contraction.But the knowledge of the cause as to why spirits are
affected through sounds is one of the mystical subtleties of the sciences of
visionary experience [known to the Sufis]. (Ghazalin.d.:247; also cf. Macdonald
1901-2a:230)
Regarding the content of the poetry being sung in Samd', Abfi Hamid Ghazali
underlines that it is the state of inner purity on the listener's part which is of
importance in the first degree-since it is the listener's own spiritual disposition
which determines the permissibility of the Samd' rather than the subject-matter of
the the poetry or song. Even the most erotic poetry can be applied to God, since
all descriptions of the parts of the Beloved's body contain metaphysical as well as
physical allusions; these only the pure in heart can discern. Ghazali writes
(n.d.:249; transl. mine; also cf. Macdonald 1901-2a:237-9):
As for amatorypoetry (al-nasib), that is, love poetry with descriptionof cheeks,
temples, beauty of figure, statureand the other qualities of women: this calls for
consideration. The sound view is that the composition and recitation of such
poetry,with or withoutmelody, is not legally forbidden(haram).Rather,it is up to
the listener to see to it thathe does not apply what he hearsto a particularwoman,
and if he does apply it that he apply it to one permittedto him, i.e. his wife or
slave-girl;for if he apply it to a strangewomanthenhe is a sinnerby thus applying
it to, and ponderingupon, her. He who is characterizedby such passion ought to
put aside music and singing (samd') altogether.For he over whom such a passion
reigns applies all he hearsto thatpassion,whetherthe expressionsuits it or not; for
what expression is there that cannot be applied to ideas by way of metaphorical
usage?
However, one whose heartis totally overcome by the love of God is reminded
by the (poetic image of the) blacknessof the hairon the templesof a similarthing,
i.e. infidelity (al-kufr);by the brightnessof the cheek, of the light of Faith;by the
mention of consummation(al-wisdl), of the meeting with God Almighty; by the
mention of separation(al-fardq), of the veil which is [between him] and God
30Dhawqis a key termin AbfuHamidal-Ghazali'saestheticsandphilosophyandwas described

elsewhereby him as "themost specialcharacteristic of the highestSufi mystics,andwhatis
uniquelytheirs,[this]can onlybe attainedby taste,notby learning...[it is] like witnessingwith
one's own eyes andtakingin one'sownhands"(Ghazali1969:35,44). Forfurtherdiscussionof
Ghazali'sconceptionof dhawq,see Ormsby1991:142.
18 British Journal of Ethnomusicology,vol 6 (1997)
Almighty while in the company of the outcast; by the mention of the rival (al-
raqib) who disturbsthe pleasureof union, of the hindrancespresentedby the world
and its various corruptionsthat interuptthe continuityof his intimacy with God
Almighty.And thereis no need of fabricatingfarfetchedanalogies,deliberation,or
taking time for calm considerationin such application;for the ideas (al-ma'dni)
which dominatethe heartweigh more heavily upon the understandingthanthe bare
expressionswhich are heard.
Thus, it is relatedof one of the [Sufi] Shaykhs,passingthrougha market,heard
someone cry: "The good ones-ten for a grain!"31and was strickenwith ecstasy
(al-wajd). When he was asked about that experience, he explained: "When the
good are [only] ten for a grain,then what is the value of evil?"
And anotherof them was passingthrougha marketwhen he hearda hawkercry,
"O wild thyme!" (Yd sa'taru barrn)and was smitten with ecstasy. When asked
from whence had arisen his ecstasy, he replied, "I heardhim as though he were
saying, 'Persevereand you'll see my benevolence!"'(isa' tarrabarri).
And such experiences can even reach the point where ecstasy will overcome a
Persian upon hearing verses in Arabic, for some Arabic words correspond to
Persianwords, so he understandsfrom them anothermeaning.Thus, when some-
one once recitedthe Arabichemistich:
Naughtat nighthas ever visited me (wa mCizdrani)-but his fancy.
-a Persianman was seized with ecstasy upon hearingit. Asked what had induced
his ecstasy, he said, "Ah! It was as though the poet had said in Persianmd zdrim,
'We are forsaken';"-for the expresson zdr indicatesbeing forsaken, so that he
fancied that he was saying "We are all forsakenand on the verge of destruction"
and was thereby striken with fright imagining the peril of destruction in the
Hereafter.
However, the ecstasy of one who is consumedby divine love is in proportionto
his understanding, and his understanding is in proportion to his power of
imagination,and what he imagines does not necessarilyaccord with what poet's
intended meaning or language. Nonetheless-his ecstasy is totally true and
genuine.Thus, it is entirelyproperthatone who fearsthe peril of the destructionin
the next world should be disconcerted and that his limbs should tremble.
[Furthermore]there is no greatbenefit to be gained by changing the substanceof
the expressionsthemselves.
Althoughone who is overcomeby love of a createdbeing (al-makhluiq) oughtto
guardhimself againstmusic and singing (sami') in whatevertype of expressionit
appears,one who is enthralledby love of the Almighty will not be disturbedby
verbal expressions since they present no obstacle to his understandingof the
[underlying]sublime and subtle ideas which flow throughthe streamof his noble
aspiration.
This passage, clearly a locus classicus on the mystical use of poetry,32

emphasizes that it is the listener's state of mind-or ratherthe proper "tune"of his
soul-which determines both the effect of the music and the content of the poetry.
If such hermeneutics be criticized as "purely subjective... vague, indefinite," as
D.B. Macdonald (1901-2b:77, no. 1) argues, and the emotional conditions aroused
be regarded as merely the product of "the hyperactivity of a set of neurovegetative
31 The weight of a grainof barley;apparentlya fractionof a dirham.

32 Macdonald(1901-2b:706-7) remarkson anotherpassage along these same lines.
functions," as Rouget (1985:301) would persuade us, it should not be forgotten

that it is a mystical subject who hears the voice of God in the hawker selling wild
thyme and discerns the threat of His wrath in poetry which to others is naught but
a flight of poetic fancy at best and morbid fantasy at worst. Such a subject has also
undergone the difficult discipline of observing, understanding and applying the
spiritual preconditions of Sami'. It is for this reason that his ecstatic experiences
are, as Ghazali states, "genuine and true;" they are only subjective to those who
deny the validity of contemplative experience altogether or whose musical
insensibility (or cultural anesthesia?) makes them overlook the indisolvable union
of poetry, music and the Sacred in Islamic culture.
Sa'di, in a chapter of his didactic poem Bistdn devoted to spiritual intoxication,
perhaps provides the best riposte to those who, interpreting such sacred music on
the basis of either a secular aesthetics or from the bias of nomocentric theology,
critique Samd' (1352 A.Hsh./1973:183; adapted from Wickens 1974:117):
I'll not say, brother,what is Sami'

Unless I know who may the listenerbe:
If from the Spirit's loft his soul-birdsoar
The very Angel lags behindin flight;
But if he be a man of sportandplay andjest
The demon grows in force withinhis chest.
The breeze of dawn tearsapartthe rose with grace
But wood the axe alone can split.
The world is full of passion, drunkennessandmusic
But in the mirrorwhat can a blindman see?
4 Prophetic versus poetic audition

Ghazali provides numerous examples of mystics, scholars and even ordinary folk
finding themselves seized by rapture(wajd) upon audition of the Koran (see Mac-
donald 1901-2b:732-8). Samd' may even cause death, he states:
One of the Sufis upon hearingthe verse: "O soul at peace! Returnto your Lord,
well pleased and well-pleasing," (KoranLXXXIX:27-8) besought the reciter to
repeat it. He then remarked:"How often I incite my soul to 'Return!'yet it does
not."Then constraininghimself to ecstasy (tawajjud)he uttereda loud cry and his
spiritdeparted.(Ghazalin.d.:262;cf. also Macdonald1901-2b:736)
On the other hand, he also enumerates seven reasons why listening to poetry is
more conducive to rapture than hearing the cantillation of the Koran, most of
which are reducible to the fact that Muslims have become too habituated to
reading, auditing or reciting the Koran to become stirred into further raptures by
it. Replying to the question of why ecstasy should manifest itself upon audition to
poetry but rarely proceeds from hearing the Koran, the direct word of God,
Ghazali maintains the objective truth of the Samda'experience.
20 British Journal of Ethnomusicology,vo 6 (1997)
Ecstasy is Truth(wajd al-haqq). It springsfrom the abundanceof the love of God

Almighty and from sincere devotion and true longing (sidq irddatwa'l-shawq)to
encounterHim. It may also be inducedby auditionto the Koran.One who is not
stirredup by hearingthe Koranis but absorbedin fondnessfor creationandlove of
what is created, as the saying of God Almighty indicates: "Verily in the
remembranceof God heartsfind serenity"(KoranXIII:28)and "[Godhas revealed
the fairest of sayings, a scriptureuniformin style where warningsare pairedwith
promises,so that]the flesh of those who fear theirLorddoes creep, and theirskins
and hearts soften to the remembranceof God..." (KoranXXXIX:23). Therefore,
whatever one finds (yujadu) as a consequenceof audition(Samd') by means of
audition within the soul is all ecstasy (wajd). Such "serenity","creepingof the
flesh", awe and "softening of the heart" (which was referred to in the above
passages) is itself wajd. (Ghazalin.d.:261also cf. Macdonald1901-2b:733)
However, the Koran has certain liturgical limitations due to its prearranged
system of cantillation which only permit its use in a highly ritualized manner. One
is not permitted, for instance, to set its verses to music. Thus, paradoxically, it is
easier to gain access to the Sacred through the "profane"medium of poetry, since
few people can "call attention to ideas that are remote through things that are
near" (Ghazali n.d.:263; also cf. Macdonald 1901-2b:739-40). Furthermore, the
language of poetry "has a power through poetic taste of making an impression on
the soul, insofar as a pleasant voice with measure is not like a pleasant voice
without measure; and measure is what is found in poetry as opposed to the verses
of the Koran" (Ghazali n.d.:264; following closely Macdonald's translation, 1901-
2b:741-2). Improvisation in musical measure, poetic metre and vocal ornamenta-
tion, combined with the shortening and lengthening of syllables, is also permis-
sible when singing poetry but forbidden during Koranic recitation. The very
rhythms of poetry and especially its singing to instrumental accompaniment
greatly stimulate the arousal of ecstasy. Now, since the conception which common
folk harbour of such musical rhythms is that "they are but idle jest and sport",
while "the select classes of educated folk (al-khcissa) consider the form of such
music itself as ridiculous" (Ghazali n.d.:264; transl. mine), it is evident that
association of the speech of God with poetic jest or musical "sport"may appear as
an impious breach of courtesy. The final argument summoned up in defence of the
use of poetry is adapted by Ghazali (n.d.:264-5; transl. mine) from Abu Nasr al-
Sarraj al-Tusi's Kitdb al-Luma':
The Koran is the word of God and one of his qualities; and it is a truth which
humanitycannotcomprehend,becauseit is uncreated,andcreatedqualitiescannot
comprehendit. If even a grain of its meaningand splendourwere revealed to the
humanheart,it would shatterin awe andbewilderment.
But sweet melodies concord with the natural humours (al-ilhdn al-tiyibba
munasibatli-.tabd'),and have a relationto these humoursby way of [the soul's]
naturalpleasure (al-.hu.i.) ratherthan throughits naturalprivilege and birthright
(al-huqfuq).So poetry's relation [to the soul] pertainsto such naturalpleasures.
Thus, when melodies and sounds are combined with the symbolic allusions and
refined points (al-ishdrdt wa'l-latcd'if)[of poetry] they suit each other well since
they are both nearerto the naturalpleasures [of the soul] and seem lighter to the
heart,because what is createdis conjoinedwith the created.Thus, as long as our
"humanity"remains and we enjoy mournfulmelodies and sweet sounds through

our own qualities and naturalpleasures,our receptivity and openness to contem-
plate the continuationof these pleasuresthroughpoetry is greaterthan our recep-
tivity to the word of God, which is his Quality and Word, having begun in Him
and to which to Him returns.33
It is for such reasons, in short, states Ghazali, that although a human heart be
passionately in love with God, "a strange verse of poetry will rouse the heart with
more fervour than recitation of the Koran" (Ghazali n.d.:265; transl. mine).
Ultimately, the only road to raptures which are "divine" are through aesthetic
pleasures which are preeminently human: music and poetry. Discussing the virtual
preeminence of poetic over prophetic audition in the Sufi contemplative life,
Ahmad b. Muhammad al-Tfsi (1938:121-22; Arabic text) also underlines the
positive effect which poetry's "harmonies"have on the soul:
When many melodic arrangementsand spiritual harmonies-that is to say,

music-are evoked within someone, his naturecome to preferthem over all else.
Thus, when a person listens to harmonious melodies which allude to those
archetypalmeanings relating to heart-savourand to the realities of divine Unity
(al-ma'dni al-dhawqiyyawa' l-haqd'iqal-tawhidiyya),his whole being inclines to
these things, each limb receiving its own individualdelight. Hence, while the ear
hearkensto the subtlities of the harmoniesof the Infinite, the eye apprehendsthe
harmoniesof movement,the heartthe subtletiesof ideas, and reason('aql) knows
raptureof the harmoniesof the Infinite.34
In conclusion, in Persian Sufism poetry with musical accompaniment consti-

tutes the main staple of the mystical soul. As St. Teresa of Avila pronounced,
"Even the greatest contemplatives cannot bear to live without poetry".
33 His view is similarto the neo-Platonictheoryelaboratedby Avicennain his Kitdbal-shi'r

where,describingthe harmonygeneratedby poetry,he statesthatpoetry's"harmonyhas an
unquestionable effecton the soul,andeachobjecthasa harmonywhichsuitsit bestin agreement
with its profusion,its sweetnessor its moderation; andby this influencethe soul reproduces
withinitself sadness,angeror any othermotion"(quotedin Cantarino1975:137).A similar
notion is advocatedby Ibn 'Abd Rabbihi:"Andthe philosophersassertthat musicalnotes
(nagham)are a super-excellence(fadl) thatremainsover from speech,which the tongueis
unableto extract.Butnatureexpressesit throughmelodies(althdn), notby meansof therepeated
poeticalfeet (taqtl'),butby therepeatedmusicalphrase(tarji').Whenit appears,thesoulfallsin
love with it and the spiritsighs for it. Andfor thatreasonPlatosays thatone partof the soul
shouldnotbe preventedfromlovinganother" (Farmer1942:7).
34Robson'stranslation of thispassage,althoughgenerallyaccurate,showsastounding disregard
forconventional Englishusageandsimplicityof expression.His translation of theArabicphrase
al-munasibdt al-naghmiyyat as "theanalogieswhichpertainto notes,"for example,although
literal,overlooksthatthesespiritual"analogies" referin factto themysteryof musicalharmony
itself,the very"concordof sweet sounds,"whichas Shakespeare says,constitutes"thefood of
love."
5 The fruits of audition

The creationof a specific liturgycomposedof prayer,litanies,singing,music and
sometimes dance known as Samd', integratingmusic into the practiceof medita-
tion, is one of the most highly originalaspectsof the contemplativelife in Islam.
As we have seen, Sufi mystics ascendedto the heightsof contemplationsaddling
the steeds of two creativeArts:Poetryand Music. In each Sufi meeting house or
khdnaqdhcould be found singers(qawwal)and sometimesmusicians(mutrib)as
well who specializedin conductingthese concertsof sacredmusic. Althoughthe
various spiritual preconditions, social organization and the religio-aesthetic
elements of Samni'have been explored above, the specific purpose of the
ceremony-to adore God and consequentlyactualizecertainspiritualstates and
ecstaticconsciousness(wajd)-demands furthercomment.
i. Ecstasy
Whatprecisely is the conceptandnatureof the "ecstaticconsciousness"obtained
through Samd'? To answer this question, it will be useful for the following
discussion to briefly examine the metaphysicalimplicationsof the etymology of
the termfor ecstasy in Sufism:wajd.This word,derivedfromthe Arabictri-literal
root wajada, means both 1) "ecstasyand ardour",as well as 2) "finding"and 3)
"being".Thus, the highest state of ecstasy is referredto as wujudor "existence"
itself. Hence, the attainmentof wujad,"realizedecstasy"(it is the abstractnoun)
is the supremerealizationof being as well, for, in the wordsof Abu'l- Husaynal-
Darraj,"Ecstasy (wajd) signifies that which is found (yCjadu)through samdi'"
(cited by Ghazalin.d.:257;Macdonald1901-2b:719).The fruit of Samd' is both
mystical and metaphysical,for it is at once a both a psychologyof raptureand an
ontology of ecstasy.
Some scholars have endeavouredto establish an analogy between wajd and
certain "trance" experiences such as the phenomenon of "possession" in
shamanism (Rouget 1985:ch. 7). Although drawing analogies between trance
states and wajdmay be partiallyuseful for the sake of comparison,it often leads
to farfetchedand barbarousassumptionsabout the wajd experienceitself.35As
describedin the classicaltexts, the basic experienceof wajdis thatof a heightened
egoless consciousness: "selflessness"(bikhwudi)in the lexicon of the Persian
Sufis. The subject who experiences wajd is temporarilyabsent from him or
herself; it is indeed an extasis, an exit from self-existence and an entranceinto
egoless consciousness.Thus, Shibli (d. 334/945), describingwajd, said: "WhenI
35 For instance, Rouget (1985:299) posits thatwajd is purely a productof culturalconditioning,

and proposes that dhikr should be understood as a kind of "excitationaltrance"produced by
"hyperactivity of the vocal cords in conjunction with overstimulationof the hearing system"
which thus "modify the vascularand neurologicalbalance of the encephalon,"inducing "trance"
(ibid.:301). Such grandiouse biological reductionism, although perhaps comforting to the
egocentric paranoia of our modem scientific mentality, does however ignore (=academic
anesthesia?) the testimony of generations of Muslim mystics who, having experienced wajd,
interprettheirexperience within the sacralframeworkof theirown spiritualtradition.
suppose that I have lost it, I find it and whenever I imagine that I have found it, I
lose it." Furthermore, he declared, "Ecstasy or 'finding' is the manifestation of the
Existent One or 'the Found' (mawjud)" (Nurbakhsh 1984:182). Niri (d. 295/907)
likewise pronounced, "Finding is the losing of personal being in the Divinely
Found or Existent One" (ibid.). The experience of wajd means, in short, the
finding (wajada) of an existence transcending the consciousness of the finite
ego-and it is that existence which the Sufis believe is Absolute Being Itself.
When describing the Sufi conception of this term containing such broad
metaphysical resonances, I am reminded of Emerson's critique of Swedenborg's
theory of symbolism. Swedenborg theorized that material objects were all
signifiers of a universal meaning, and that each sensual thing "corresponded" to a
spiritual notion. Although Emerson (1983:672) generally endorsed this herme-
neutical approach to Nature, he condemned what he perceived as Swedenborg's
"exclusively theologic direction," warning:
The central identity enables any one symbol to express successively all the
qualities and shades of real being. In the transmissionof heavenly waters, every
hose fits every hydrant.Natureavenges hereselfspeedily on the hardpedantrythat
would chain her waves. She is no literalist.Everythingmustbe takengenially, and
we must be at the top of our condition,to understandany thing rightly.
In the practice of audition to Sufi music/poetry, a similar phenomenon takes

place, for "we must be at the top of our condition" to understandit rightly. Indeed,
Abfi Hamid al-Ghazali (n.d.:253-7; Macdonald 1901-2b:705-18) devotes an entire
section of his book on Samda'to the different methods of understanding the poetry
being sung, thus underlining the intellectual basis of ecstasy.36 There is no such
thing as an unconscious or irrational ecstasy, he asserts. The ecstatic first
"understands", and only then attains to the certainty of the ecstasy which
"transcends understanding". In the words of Abu Sa'id b. al-'Arabi (d. 341 A.H.)
(cited by Ghazali n.d.:257; transl. mine):
Ecstasy is lifting of the veil, contemplationof the All-Observant(mushdhidaal-

Raqib),presence of understanding(huziural-fahm), study of the Unseen Realm,
converse with the soul's transconscious(muhadithaal-sirr), and association with
what one lacks. It consists in the annihilationand terminationof "you"in respect
to all you are.... Ecstasy is the first stage of the Elect: the fruit vouchsafed one
through verified faith in the Unseen Realm (tasdiq al-ghayb). When directly
experienced by the mystic through heart-savour(dhawq),its light illumines his
heartand all doubtand uncertaintyleave him.
Hence, the mystical subject consciously recognizes the origin and end of his
ecstasy; his transports may thus be better described as the objective fruits of a
36 "Know that the first degree in samd' (listening to music) is understanding(fahm) what is
heard and then applying this to a meaning which occurs to the listener. The fruit of such
understandingis ecstasy (wajd), and the fruit of ecstasy is physical movement of one's limbs"
(Ghazali, n.d., 11:253;translationmine).
heightened consciousness rather than the subjective vagaries of a hyper-emotional

imagination.
Further underlining this highly intellectual character of Sama', Ghazali
maintains that everything one hears during Sami' should be applied by the mystic
to his own soul's "dealings with God" (mu'dmildt); for it is mainly with these
"dealings" with his Beloved that the mystic is concerned. "It is not required of the
listener that he ruminate (murd 'dt) over the purportedmeaning of the poet's word,
since every saying has various aspects and every rational person takes pleasure in
appropriating a [different] meaning from it" (Ghazali n.d.:254; transl. mine). In
short, if indeed "every hose fits every hydrant"as Emerson claimed, the water of
wajd should not be wasted, but rather consumed exclusively as "food for the
spirit".
This leads us to study the important therapeutic effect which Samd' has upon
the soul. Music causes sharpening of the attention, leading to a greater focus of
both mind and body and a concentration of the external and inner senses. In fact,
as Tusi explains (1938:123, Arabic text; transl. mine), the remembrance of God
(dhikr) during Samd' operates like a sort of mystical "music therapy":
When [by means of music] the various limbs of the body become properly
collected, hatredand aversionis removedandconcord(hukmal-tawdfuq)appears.
Discord and dissension (al-tandfur) belong to darknesswhereas concord comes
from Light-so when darknessis dispersedand light shines forth, one's worldly
affairsand the spiritualrealitiesbecome uncoveredwith a claritywhich a thousand
efforts could not have accomplished.
It is relevant in this context to recall Shakespeare's description of the

therapeutic power of music in the Merchant of Venice where (V.I, 75-88) he
remarks on the power of music to tame wild horses as well as to collect the wits.
"A wild and wanton herd," he writes:
...If they put hearperchancea trumpetsound,

Or any air of music touch theirears,
You shall perceivethem make a mutualstand,
Their savage eyes turnedto a modestgaze
By the sweet power of music. Thereforethe poet
Did feign thatOrpheusdrew trees, stones andflood,
Since naughtso stockish,hard,andfull of rage
But music for the time doth changehis nature.
The man thathathno music in himself
Nor is not mov'd with concordof sweet sounds
Is fit for treasons,stratagems,and spoils;
The motionsof his spiritare dull as night,
And his affectionsdarkas Erebus;
Let no such man be trusted.
In an importantpassage on music in the fourthbook of his Mathnawi,Rumi

also describes the same therapeuticuse of the Sufi concert, concluding (1925-
40:IV:vv.742-5):
Samd'is thefoodof lovers;

The strandsof dispersedimagination
in it gain concentration.
The fantasiesof the innerpsyche in music find strength;
No, transcendstrength,by the wail
of the flute and horn,take form.
The idea that "music is the food of lovers" expressed by Rfimi in the lines
above, and the Platonicnotion that"musicis the food of love" (immortalizedby
Shakespearein TwelfthNight's opening verse37),is one that often appearsin
Persian Sufi texts (cf. J. C. Buirgel1988:89-118). Abfi'l-QasimNasrabadihad
noted that "Everythinghas its own food and the food of the spirit is Samd"'
(Nurbakhsh1984:189),andin this regardGhazaliquotesthe anonymoussayingof
a Sufi that "Samd' is the sustenence of the spirits for the people of gnosis"
(n.d.:257; Macdonald1901-2b:719).The same notion is also describedby Tusi
(1938:133-4, Arabic text) when Samd' is said to be the "al-ghadhaal-r.uhl,
spiritualnourishment"which "strengthensthe heartand the innernature".It is a
means to induce the descent of "spirit,light and life from the unseen world"
(ibid:162).
ii. Dance
One of the most neglected, least understood,yet most attractive aspects of
Samd'-at least to a Westernspectatorunfamiliarwith Islamicmysticism-is the
physical movements of its participants,popularlyknown as "Sufi dance"(raqs).
Nearly all the Sufis adduced numerous traditions supportingthe legality of
dancingin Islam,furnishinglegal precedentsin the Prophetictradition(hadith)to
justify the bodily movements of those who engaged in sama'. Both Tfsi and
Ghazali(n.d., II, p. 244ff.; Macdonald1901-2a:pp.223-27), for example,relatea
story taken from the Musnad of Ahmad Hanbal in which Abyssinians were
dancing and playing a tambourinein the Prophet's presence while chanting
"Muhammadis an upright servant".The Prophet,who was present among the
bystanders,asked them what theirrefrainwas, anduponbeing informed,listened
attentivelyand did nothingto stop theiractivity.Hence Ahmadb. Muhammadal-
Tusi (1938:133-4, Arabictext;transl.mine) arguesthat
This traditionclearly indicates the permissibilityof being presentat dancing and

the permissibility of listening to the sound of the tambourineand singing. So if
anyone says that dancing is forbidden,that is an acknowledgementfrom him that
37 For the Platonic provenance of this phrase, cf. Erixymachus's discussion of cosmic love in
Plato's Symposium:186b-187d;and Ficino 1985:66-7.
the Prophet was present at what is forbidden and confirmed others in what is
forbidden.And if anyonefinds this storydisturbingthen he is an infidel by general
consent.
Tfisi also relates several other stories portraying the Prophet as a central figure,
standing by or commenting upon the singing or dancing of his followers, and cites
the names of some eminent Companions of the Prophet such as Haritha, 'Abd
Allah Ja'far (the brother of 'All who was later killed in the battle of Mu'ta), who
practiced or participated in ceremonies resembling Samd' to buttress his
arguments. Perhaps the most interesting story (again from the Musnad of Ahmad
Hanbal) is one which emphasizes the canonicity of dancing (raqs).
Zayd ibn Haritha, Muhammad's adopted son, along with 'All and his brother
Ja'far stand in the Prophet's presence. The Prophet compliments each of them in
turn, which causes them to leap with joy. Since leaping (the Arabic word is
hajala) is part of dancing (raqs), then all of dancing must be considered allow-
able, the author argues. Ghazali (n.d., II, p. 267; Macdonald 1903:8-9) also uses
the same tradition as a point of departure to justify the legality of raqs in the last
part of his tract on the "Etiquette of Samd' and Ecstasy" in the I.hyd' 'uluimal-din.
"The fourth rule of good conduct during audition to music," he informs us,
is that one should not rise up nor raise one's voice in weeping as long as one can
restrainoneself. However, if one dance (raqs) or force weeping, that is allowable
as long as one does not intendostentationby it; for forcing weeping induces grief
and dancing is a cause of joy and liveliness (al-raqs sabab fi tahrik al-surur).
Therefore,the excitationof every allowablejoy is permissible.
If it were unlawful, 'A'isha would not have looked on at the Abyssinianswith
the Apostle of God while they were "leaping"(wa hum yasfinun).... And in a
traditionit is said thathe said to 'A'isha, "Wouldyou like to look at the leaping of
the Abyssinians(zafanaal-habashat)?"Now, "leaping"(al-zafana)and "hopping"
(al-hajala) are dancing (al-raqs) which occurdue to joy or yearning(shawq).The
precept which one must apply [in the Shari'a] to it [dancing] is the same rule
which applies to thatwhich stimulatesit. If the delight thereinis praiseworthyand
the dancingstrengthensthatdelight,thenthe dancingis praiseworthy.
Furthermore, the Koran attests that the purpose of its reminder to humankind is
for the Prophet to "make clear to men what has been divinely revealed" (XVI:44),
and had leaping-which is a form of dancing-belonged to the category of
doubtful or harmful or irreligious acts, it would have been necessary for the
Prophet to have said so. The Prophet's refusal to prohibit even his closest
companions from leaping proves the legality of dancing, Ahmad b. Muhammad
al-Tfisi (1938:84-5 English; 139-40, Arabic text) would persuade us.38
For both mystics cited above, dance is the very blossoming of ecstasy and
ecstasy is both the cause of dance and the effect of music (cf. Rouget 1985:286).
The most essential contemplative element of the dance is that it must be genuine,
resulting from an authentic ecstasy experienced by the listener. In Sufism there is
38 Ghazali (n.d., II:267ff.) providesthorough-goingproofs of its permissibilityas well.

no "dance"-in the modem sense of the word-apart from religious contempla-

tion, for the sensual and the spiritual, the profane and the Sacred must first be
firmly distinguished and separated. Abfi Hamid al-Ghazdfi's "thirdrule" of Sama'
which establishes that "none can savour the spiritual concert (dhawq al-samd') as
long as their delight in sensual pleasure and passion (huzuz, shawat) endures"
(n.d.:266; Macdonald 1903:3). underlines the essentially sacral basis of the Sufi
concert.
Obviously, the same rules and manners (iddb) which applies to one's comport-
ment during ecstasy also control the etiquette of the dance. Dance is to be
preceded by stillness of the limbs, for all movement is itself but the fruit of
interior contemplation.
The third rule is that one should be attentiveto what the speakersays, with full
presence of heart(hddir al-qalb), not glancing aboutin every direction,guarding
oneself from staringat the faces of the listeners and from observingwhat sort of
ecstatic states they experience, but absorbedin oneself and in contemplationof
one's own heart for whatever God in his mercy may vouchsafe one's innermost
consciousness. One must keep oneself from any movementthat would disturbthe
heartsof the Sufi brethren.
Externally, one should be at rest, remainingstill in one's gestures, guarding
oneself from coughing or yawning. Seated, one shouldkeep one's head down like
one absorbedin meditationandreflectionwithinthe heart,restrainingoneself from
hand-clapping(al-ta.sfq) and dancing(al-raqs), or any other movementsmade in
order to fake, simulate or artificially "act-out"[one's state]. Instead, one should
remain silent during the intervals between the recitation, abstaining from
conversation. Only then, if ecstasy overcome and move one without any self-
volition, will one be absolved and not blamedbecause of it. But whenever one's
volition returns,then [the rule is to] returnto stillnessandrepose. (ibid.)
It is the stillness which rules, begins and terminates the dance, for there is
nothing praiseworthy about dancing for its own sake. As Ghazali put it: "One
shouldn't imagine that one who throws himself upon the ground in distress is
more perfect in ecstasy than one who is still and does not agitate himself. Rather,
often he who is still is more perfect in ecstasy than he who is in agitation"
(Ghazali n.d.:266-7; closely following Macdonald 1903:6), as the famous story
about Junayd's not being swayed by music and poetry (Samd') in the final years
of his life demonstrates (ibid.):
Al-Junayd,in the beginning[of his progresson the Path]used to be moved through

samd'; then he came not to be moved and people spoke to him about this. He
quoted: "And you see the hills you think as solid flying with the flight of clouds.
Such is the might of God, who has perfectedall things"(KoranXXVII:88). This
points to the fact thatwhile the heartmay be agitated,soaringthroughthe invisible
world (malakuit),the limbs may outwardly remain properly disciplined and
unmoved.
Some Sufis, however, even went beyond advocating the superiority of stillness
to movement during Samd'. Sari Saqati (d. 255/871), for instance, reportedly said,
"One who cries out in ecstasy while in samCi'must be so bereft of consciousness
that if someone strikes him on the face with a sword, he will not feel the blow or
the pain of the wound which is made" (Suhrawardi 1364 A.Hsh./1985:96). At this
advanced degree, the Samd' ceremony reaches such a climax within the mystic's
heart that both immobile meditation and rapturousdance appear as incidental. The
mystic's inner absorption is so total that music, prayer and dance dissolve in the
ineffability of the musical experience itself.
6 Conclusion
The supreme verbal expression in the Persian language of the paradoxical nature
of Sama' can be found in the ecstatic lyrics of the Divdn-i Shams-i Tabriz.by Jalal
al-Din Ruimi, whose Order was to become known as the "Whirling Dervishes".
"Under his guiding genius, music and dance," as Fritz Meier put it, "intermingled
to create so indivisible a unity that the dances were performed as rituals in praise
of God and as stimulants to an exalting experience of inner harmony" (Shiloah
1995:142). Thus, it is appropriate to bring this study to a close with a ghazal by
Rumi (1976, IV:65, no. 1734; transl. mine) describing the Sufi concert's startling
theraupetic effect on the spirit: yet conveying to us a distant echo-in
translation-of
TheMessage of Sama'
Sama'-what's that?Fromlords of mystery

a missive dispatchedto us-for heartsin enmity,
a note from them of calm serenity.
The blossoms bud from wisdom
winnowedin its pleasantbreeze
and like a lovely chord,its plectrumstrikes
in Being perforation.
Its music heraldsdawnjust as the crow

Of the Spirit-cockblazons morning'sglow;
Its thrumbeckons success
Like Mars's kettle-drum.
To sate the palate,its silvery sugardrips
Such strangesweet taste.. .Whatodd delight
the body senses from the player'spipe andlip!
Those million bitterscorpiongriefs,

Behold here dealt a wretcheddeath.
These thousandroundsof joy, look!
Are passed aroundwithouta cup.
Out of every niche anotherJacobdarts
Disturbedby scent of Joseph's shirt.
For if our soul's a puff of breaththat'scast

By "I breathedin him My spirit,"39it's fit
Such "breath"be food and wine as well.
On JudgementDay, they say, this hordeof men
Shall turnto puffs of "breath,"who like the dead, when,
Thrilledto hearthis call, vaultup from sleep.
"Throwashes on the head of any man who cares
And grieves, depressed,"they curse:"Oneuntouched
By such a breath-he's less thandeath."
For once the flesh andheartdrinkdown

This wine by heaven sanctioned,
Foreverbannedfrom them are heat of grief
And snarlingsorrowsthatcan bite the heart.
And yet such supersensualloveliness
Is not to be described-a thousandeyes
Demandfor it on loan, on loan!
Withinyou shines a moon

Wherefrom the vault of heaven
The sun trumpetsanddeclaims,"I am
your humbleservant!"
Like Moses, look withinyour breast;
Seek therethatmoon;gaze throughthe windowthere
And warmlycry "Salam",greetthatray "Good-day".
ACKNOWLEDGEMENTS
I would like to thank Dr. Saeed A. Durranifor inviting me to speak on the subject of
mysticism and music in Islam at the conference which he convened on "Muhammad
Iqbal and the Fine Arts: the heritage of Islamic creativity", at the University of
Birmingham, 14-15 October 1995, where an abbreviatedversion of the presentpaper
was presented.Anotherversionwas presentedas one of the "CalamusSummerLectures"
at the WarburgInstitutein London,July 1996.
39 An allusion to the following passage in the Koran (XV:28-31): "And rememberwhen thy
Lord said unto the angels: 'Lo! I am creating a mortalout of potter's clay of black mud altered.
So, when I have made him and have breathedinto him of My Spirit,do ye fall down, prostrating
yourself unto him. So the angels fell prostrate,all of them together. Save Iblis. He refused to be
among the prostrate."Translationby M. Pickthall.
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British Forum for Ethnomusicology

The Sacred Music of Islam: Samā' in the Persian Sufi Tradition

The sacred music of Islam:

1 Sami' in Islamic theology

Islamic theologians,jurists,philosophersandmystics.1Fromthe very earliestdays

exegesis and approachto the Sufi concert,which will be explainedbelow, soon

defended the religious lawfulness of audition,noting that, from a philosophical

in general. In Islam, its backgroundcan be traced back at least to the time of

2 Samna'and the Sacred:preconditionsof Sufi music

14 "Whatevermight have been thejuristic decisions on particularincidentsconnectedwith music

Tavener's comments on the difficulty of interpreting the tradition of Christian

state(hdlat-iduruin) of the performer;thatis, withwhatintentionandpurposedoes he or she

The aspiring disciple, yearning aspirant,sincere wayfarerand seeker inspiredby

Proper musical "audition" depends on the acoustic sensibility, the spiritual

18"Silence and self-control"also constitutefor AbfuHamidal-Ghazali(n.d.:266) the "thirdpoint

As this definition indicates, Tusi's understandingof the proper "time" for

becomefortifiedby the lightof thatplace, heighteningtheirmysticalstatesand

"Lightof that place" is here underscoredbecause the proprietyof "place"is

iii. "Right company"

sensual pleasures and attentionto lusts and humanqualitiespersist in him even

In conclusion, according to Tfisi the brethren of SamCi'are to be divided into

How well those adeptsin states - heartdeclared:

For Samd"s not for one who's boundby nature'surges,

Not all who languishmeritsuch an apertif.

When all who treadthis way hazardall away,

23 "Sama' is permittedto the commoners(awwam), more permissibleto disciples, but a required

The music24 of the Sama' ceremony is also permeatedby a fundamentally

vision contemplated in the presence of the visionary soul...Geographical features,

See nothingin all the songs andtunesandrhythmsandlines

25 An interestingdiscussion of the relationof the mundusimaginalis to music is also given by

3 Poetry and Sama'

The auditionof this group(al-td'ifa, i.e. the Sufis] consists in mysticaldeliberation

music alone: it is rather a concentration on the symbolic correspondences and

The soul's samd' is not compacted

So wrote Mahmfid Shabistari (d. after 737/1337) (1365 A.Hsh./1986:102; v.

Approaching the subject of poetry and music from a more theological

29 The following analysis is based on my own translationof Ghazali(n.d., 1:246-47);for another

inducing various types of ineffable visionary experiences (mushcihidat,

The cause of those states appearingin the heartthroughlisteningto music (Sama')

30Dhawqis a key termin AbfuHamidal-Ghazali'saestheticsandphilosophyandwas described

Naughtat nighthas ever visited me (wa mCizdrani)-but his fancy.

This passage, clearly a locus classicus on the mystical use of poetry,32

31 The weight of a grainof barley;apparentlya fractionof a dirham.

functions," as Rouget (1985:301) would persuade us, it should not be forgotten

I'll not say, brother,what is Sami'

4 Prophetic versus poetic audition

Ecstasy is Truth(wajd al-haqq). It springsfrom the abundanceof the love of God

"humanity"remains and we enjoy mournfulmelodies and sweet sounds through

When many melodic arrangementsand spiritual harmonies-that is to say,

In conclusion, in Persian Sufism poetry with musical accompaniment consti-

33 His view is similarto the neo-Platonictheoryelaboratedby Avicennain his Kitdbal-shi'r

5 The fruits of audition

35 For instance, Rouget (1985:299) posits thatwajd is purely a productof culturalconditioning,

In the practice of audition to Sufi music/poetry, a similar phenomenon takes

Ecstasy is lifting of the veil, contemplationof the All-Observant(mushdhidaal-

heightened consciousness rather than the subjective vagaries of a hyper-emotional