8772 NHBRC Housing Conference Book Web
8772 NHBRC Housing Conference Book Web
8772 NHBRC Housing Conference Book Web
Dear Reader,
I have no doubt in my mind that it is unnecessary to convince you of the importance and relevance of the 12th International Housing & Home
Warranty Conference to the challenges of the global housing industry and the protection of human habitat. Yet, it is even more appropriate in the
context of the developing world, which faces the challenge of a chronic shortage of acceptable, safe and durable human shelter.
Since the start of the conference organising process, our intention was to develop an enduring book of Conference Proceedings. This was to reflect
the efforts of the participants and contributors and serve as a future reference document for the home warranty industry. This has proved to be a
challenging task, as it has rocked tradition and resulted in a substantial paradigm shift of the IHHWC conferences.
Well, we have done it! We have the pleasure of presenting you with a wide selection of relevant papers with topics ranging from exploring the
mechanisms of social dynamics, through to complexities of technical challenges and innovation, to financing and warranty provisions in various
countries, amongst others.
Thanks to all whose contributions enabled us to compile this book of proceedings. We hope that our initiative will be followed in future international
gatherings of the International Housing & Home Warranty Association.
Adam Goliger
The need for approval of innovative construction Safe building and satisfied consumers
Establishing minimum qualifications for home builders: Werner S Muller & Morgan Dundu 43
A collaborative approach in British Columbia, Canada Claims regarding faulty concrete foundations Qubec,
A home vision virtual reality smart staging as a George Onatu, Zenzile Mbinza, Aurobindo Ogra &
newly build housing sector a UK perspective A study of European building insurance systems and
development in the delivery of subsidised housing in A challenge for managers of guarantee plans in
Erich Seeger 68
developments
Andr Sougne 77
Julien Thomas 79
areas of focus
Pierre Venter 83
Embracing alternative building technologies
Brian Verwey 86
Abstract
Agrment South Africa, supported by the Department of Public Works, provides assurance of fitness-for-purpose of products and systems which
are not fully covered by a South African Bureau of Standards (SABS) standard or code of practice. This paper describes Agrment South Africas
commitment towards sustainable construction through assessments of innovative construction products and the processes for the awarding of
Agrment Certificates. The paper outlines Agrment South Africas intention to promote the adoption and use of sustainable and innovative
construction methods and products and describes how Agrment Certificate holders are able to include environmental claims and declarations of
their product and/or systems in the Agrment Certificate.
Introduction
Agrment South Africa
Agrment South Africa has been operating since 1969 and is the only internationally recognised centre in South Africa under the World Federation
of Technical Assessment Organisations' (WFTAO) umbrella for the assessment and certification of construction products, systems, materials,
components and processes. Agrment South Africa delivers under the mandate and financial support of the Department of Public Works.
Agrment South Africa shall support and promote the process of integrated socio-economic development in South Africa
as it relates to the construction industry by facilitating the introduction, application and utilisation of satisfactory innovation
and technology development, in a manner which will add value to the process and by so doing enhance Agrment South
Africas position as the internationally acknowledged, objective South African centre for the assessment and certification
of innovative non-standardised construction products, systems, materials, components and processes, which are not fully
covered by a South African Bureau of Standard standard or code of practice.
Agrment South Africa shall do this inter alia by providing assurance of fitness-for-purpose of such technologies which
optimise resource utilisation and realise cost savings in industry.
In assessing fitness-for-purpose, a holistic view must be taken which includes technical, commercial and social factors, for
example, economic viability, cost benefit and consumer acceptability.
Agrment South Africa has continued to exercise its mandate and supports the five key priority areas for the government and the Department of
Public Works:
economic development
infrastructure maintenance and provision
rural development
sustainable resource management
improved public service delivery.
By facilitating and promoting the use of innovative and non-standard construction products and systems through its certification process, Agrment
South Africas mission meets the governments key priority areas and thereby contributes to the social and economic development of all South
Africans.
Agrment Certificates
Agrment Certificates are awarded to products or systems that satisfactorily fulfil the assessment criteria established by Agrment South Africa.
These assessments involve the technical evaluation of the fitness-for-purpose of the product or system, compliance with the Building Regulations
and the evaluation of the manufacturers quality system.
Fitness-for-purpose is assessed against performance-based criteria and test methods established by Agrment South Africa. These criteria have
been developed by Agrments technical experts, scientists and engineers and in consultation with the national leading experts. The ongoing validity
of Agrment Certificates is ensured by conducting regular quality inspections of the manufacturing process and/or applications or installations on
site. The Agrment Certificate is subject to a validity review every three years.
Agrment Certificates:
give a brief description of the subject and the uses for which its fitness-for-purpose performance has been assessed
summarise the performance that may be expected of the subject and the conditions and requirements that must be met if the assessed
performance is to be attained
To date Agrment South Africa has issued 430 Certificates of which approximately 75% have been awarded to innovative building systems.
Examples of areas where Agrment Certificates have been awarded and remain valid are:
baths, bathroom and toilet units
bridge deck joints
ceilings and roofing
concrete additives
damp-proofing
insulation
non-traditional soil stabiliser and thin bituminous surfacing systems
plumbing
windows
storage tanks
sanitation
wall coatings
walling and building systems
waterproofing.
The criteria for assessing building systems address the following aspects:
structural strength and stability
safety in case of fire
water penetration
thermal and energy performance of the building
natural lighting
ventilation
risk of condensation on the inside of the building
acoustic performance
durability and maintenance required
the manufacturers quality management system.
1 See www.agrement.co.za
NHBRC Housing Conference 2011 7
The Agrment Certificate remains valid subject to there being no changes to the product and an annual site and/or factory inspection. Any changes
to the product must be approved by Agrment South Africa prior to implementation.
Examples of Agrment Certificates for innovative construction products and building systems or methods are summarised in table 1.
Certificate Certificate
Description
number Name
2010/370 MG SIP Building System The MG SIP Building System is a combination of innovative and conventional construction methods.
It is a single-storey structure that utilises factory-produced wall and roof panels. Walls are
2 400 x 1 200 x 125mm thick lightweight interlocking sandwich panels comprising a polyurethane
(PU) core encapsulated in two layers of 11mm thick oriental strand board (OSB). They are clad
internally with 15mm thick fire-resistant gypsum plasterboard and externally with 12mm thick
medium density Nutek board.
2010/371 House-In-A-Can The House-In-A-Can Building System is a combination of innovative and conventional construction
Building System methods. It is a single-storey structure that comprises:
foundations: cast in-situ concrete surface bed and thickened edge beams, which in all
cases are designed by a professional engineer or competent person
columns: 125x75x3mm rectangular galvanised steel hollow sections at 2 565mm centres
panels: 100mm thick lightweight interlocking sandwich in-fill panels comprising a
polystyrene beaded concrete core with a density of 650kg per m3, encapsulated in two
layers of 4.5mm thick magnesium oxide sheets
roof trusses: light gauge structural steel
roof cladding: light or heavyweight
ceilings: insulated
windows: clisco type frames
doorframes: galvanised pressed steel.
2011/383 VELA Steel Building The Vela Steel Building System is based on the Structural Insulated Panels (SIP) incorporating a
System steel frame, which enhances the structural integrity of the system. The steel frame is designed in
accordance with the requirements of SANS 517. The composite wall panels comprise Autoclaved
Magnesium Oxide board encapsulating polyurethane core and polystyrene blanks between panel
cavities. The walls are finished with armour-coat waterproof paint. Where required, the panels are
delivered on site with factory-fitted window and doorframes.
2010/378 Infra-Flash Self Infra-Flash Self Adhesive Sealant comprises creped, laminated aluminium foil achieving up to 60%
Adhesive Sealant stretchability, one side coated with butyl adhesive and protective release foil. Infra-Flash is available
in widths of 200, 250, 300, 450, and 600mm and 5m long roll. Infra-Flash Self Adhesive Sealant is
available in anthracite, terracotta and brown.
2011/384 Spunsulation Roofing The Spunsulation Roofing Undertile Membrane is manufactured from pigmented ultraviolet (UV)
Undertile Membrane light-resistant and non-woven spunbond polypropylene. The layer is coated with a polyolefin film
blend. The membrane has a weight of 95g/m2 with a thickness of between 0.33mm to 0.35mm. It is
supplied in rolls of 30m long and 750mm or 1.5m wide. Spunsulation Roofing Undertile Membrane
is suitable for installation in all tiled-roof buildings with timber, lightweight steel and aluminium or
Agrment-approved roof construction.
2011/385 JoJo Liquid Storage The Certificate covers the use of the JoJo Liquid Storage Tanks. They are available in vertical and
Tanks horizontal shapes for water and chemical storage, respectively, for use in all regions in South Africa
for all types of occupancy classification (SANS 10400: Table 1 of regulation A (20) (1)).
The need to address sustainability issues not only follows the requirements of its mandate, but also the increasing demand from its stakeholders
to deal with sustainability and compares with similar international initiatives adopted by the WFTAO sister organisations.
National initiatives
Agrment South Africa is currently participating and supporting the following national initiatives.
The GBCSA has currently developed rating tools for two sectors: office and retail, and it is currently working on the development of multi-unit
residential, expected to be finalised by the end of 2011. Agrment South Africa supports the initiative and in particular wants to conform to the
testing criteria for the requirements of section 3 Indoor Air Quality and section 6 Materials.
Conclusions
References
Department of Environmental Affairs South Africa (2011). State of the Environment Report. http://soer.deat.gov.za/State_
of_the_Environment.html
Background
The mandatory licensing and home warranty insurance system in British Columbia, Canada, was developed in response to the so-called leaky
condo crisis a systemic failure of the building envelopes of multi-unit residential buildings constructed throughout the 1980s and 1990s. BC
Housings Homeowner Protection Office (HPO) administers the system by licensing residential builders and enforcing the legislated requirements
for mandatory home warranty insurance on all new homes (with some regulated exceptions). Home warranty insurance policies benefit homebuyers
and are offered by regulated insurance companies in a competitive marketplace.
The first priorities of the new system in 1998 were to establish immediate protection for consumers through home warranty insurance, and
create a no-interest loan programme for owners of leaky homes who were unable to obtain conventional financing to make the necessary
building envelope repairs. The licensing scheme was seen as a necessary component to control and ensure the provision of mandatory home
warranty insurance. However, at the outset, a robust set of qualifications for the licensing of builders was not implemented despite the legislation
anticipating the development of such qualifications.
After the solutions to resolve the immediate leaky condo crisis were in place and consumer confidence began to be restored, the public, government
and industry identified the need to establish a system of qualifications for licensed home builders. The main qualification required by a licensee
was to obtain the support of a home warranty insurance company. As insurance companies, warranty providers are proficient at analysing
financial capabilities. However, the regulation permitted but did not require warranty providers to assess technical capability or experience.
This led to sometimes inconsistent results in terms of the quality of builders approved, and was not seen as adequate protection against faulty
construction practices. Warranty providers in BC are competitive insurance companies, so even if one warranty company declines or cancels a
builders coverage, another company may accept the builder, unaware of any possible previous problems due to restrictions in information-sharing.
Although consumers were ultimately protected with a strong warranty insurance policy against construction defects, prevention rather than cure
was seen as the next important step in the process. Warranty providers spoke out in support of a new process that would work towards achieving
a higher quality of residential construction without duplicating the warranty providers role. A strong proponent of mandatory qualifications was
the home building industry itself, which recognised the benefits of increased professionalism to both the industry and consumers.
Contextual challenges
In addition to the continuing focus on consumer protection, it is important to briefly outline the additional factors that make up the
local context in order to understand the process to establish builder qualifications that is emerging in British Columbia. These factors
are by no means unique to BC but together provide the framework within which we operate and problem-solve:
International mobility
With low natural population growth, most provinces in Canada, including BC, rely heavily on immigration to meet workforce requirements. The
most recent statistics show that 12.9% of immigrants aged 15 years or over work in the construction industry, and 29% of employees aged 15
years or over in BC are immigrants. The provinces trade policy, in particular, is also starting to shift from traditional trading partners in the US
and Europe towards those in the Pacific Rim. Both of these factors have an impact on regulatory policies in terms of recognising qualifications;
recognising cultural diversity; and sensitivity to the impact language requirements may have on available qualified workers.
The plan
Consultation
To address the need for public and industry involvement and to ensure that new requirements did not unduly impede the ability of the industry to
operate correctly, the Homeowner Protection Office embarked on a broad public consultation process in 2005 themed Raising the Bar for builder
qualifications. The results of this process validated the need for the licensing process to include builder qualifications, and an industry task force
was established in 2006 to discuss and create recommendations on a system of minimum qualifications.
The task force comprised representatives from three categories, namely small home builders, developers and general contractors. It met several
times over a three-year period and produced two detailed sets of recommendations. The task group recommended dividing HPO licensees into
those three categories and treating each differently. There was support for establishing a system of minimum qualifications for the small home
builder, defined as builders of one to four dwelling units per building. However, developer and general contractor representatives argued that
increased regulations were unnecessary for larger residential buildings constructed by them due to the system of professional oversight in place
under the building code. The consensus recommendations that resulted from the task group discussions included:
1. Minimum qualifications for small home builders, including continuing professional development requirements as a condition of licence
renewal;
2. Minimal new requirements for developers, essentially comprising the provision of additional information to the HPO about their business
plans; and
3. The deregulation of general contractors working for developers on larger (i.e. more than five dwelling units per building) residential
projects.
The government decided to move ahead with minimum qualifications for the home builder group, which had strong support from the BC chapter
of the Canadian Home Builders Association. In 2007, amendments to the governing legislation (the Homeowner Protection Act) included the
establishment of a stronger framework to allow the HPO to administer minimum qualifications.
In 2010, an industry-led institute known as the Professional Builders Institute of BC (PBIBC) was created and funded by the BC government
through the HPO to work with BC Housing on implementing and administering a new system. Work also started to create the regulations
necessary to implement the new system.
Identifying competencies
In addition to the increased professionalism sought by the industry and enhanced consumer protection, identifying competencies and a means to
obtain them provides an important opportunity to set a clear career pathway for newcomers to the sector.
As mentioned previously, the role of the licensed residential builder in BC requires an emphasis on management competencies in addition to
technical knowledge. By increasing the level of management skills in the sector in the future, along with more traditional technical knowledge, there
is an excellent opportunity to increase both productivity and quality in the next generation of builders. These two general areas are complemented
by the work done so far by the national Canadian Home Builders Association in identifying 11 benchmarks considered critical for a successful
residential builder in Canada:
1. Business planning and management
2. Human resource planning and management
3. Marketing and sales
4. Financial planning and management
5. Project management and supervision
6. Legal issues in housing
7. Building codes
8. Construction technology
It is expected that, through the relationships established between government and industry, the development of specific competencies as well
as the adjustment to those competencies over time, will continue. This collaboration between government and industry will draw on industrys
technical expertise and governments responsibility to protect the public interest, including consumer protection and housing availability.
Competency evaluation
The approach to evaluating the new competencies will be critical to the success of the system, both in terms of licensee acceptance and actual
results. The HPO is currently working closely with the industry institute to develop policies and processes that meet our needs and address some
of the challenges noted previously.
However, it is recognised that in residential construction, individuals and companies obtain expertise through a wide variety of experiences. Both
the industry and government agree that those experiences should be captured and recognised in a flexible and straightforward way.
PLAR was originally a process used by colleges and universities globally to evaluate learning acquired outside the classroom for the purpose
of assigning academic credit. It is now being used more extensively to evaluate learning through education, experience and examination in
diverse employment sectors, including the construction industry. Most professions in Canada and around the world are now grappling with the
assessment of international credentials in some way. PLAR terminology varies from country to country and is also referred to as acquired prior
learning (APL) in the UK and as recognition of prior learning (RPL) in the Netherlands. In many European Union countries, as well as in the UK
and Australia where promoting cross-border recognition and mobility in the employment sector is necessary, PLAR has been implemented for
its flexibility, transparency and fairness.
The HPO and the industry institute are investigating various models for PLAR. The first step was an investigative research report to determine
the existence of PLAR programmes in the building/construction sector or related industries in Canada. However, with only two other provinces
in Canada currently licensing residential builders; neither using PLAR; and much of the construction industry trades being unregulated, the study
found that the results for any form of acquired learning assessment and recognition were limited to some initial policy development work within
the regulated construction sector in Canada.
Further research focused on Europe and Australia and found that PLAR related programmes had been developed and implemented in the
UK, the Netherlands, a number of European Union countries, Australia and at the international level by UNESCO. Some of the advantages
of PLAR are that it is equitable and flexible, and promotes a positive learning culture where the equivalency obtained through the process
is not considered inferior to traditional assessment methods. Online methods of evaluation can be used, making it ideal for remote areas to
participate. Some of the drawbacks are that the process and language used (which can be laden with acronyms) may be overly complex.
PLAR looks at experience and demonstration of competency through methods such as practical assignments, interviews and reviews
of evidence portfolios containing relevant certificates, witness statements, job documents and reports, videotapes and photographs
of projects.
Conclusion
In developing a strategy to increase the professionalism of residential builders in British Columbia, a strong collaborative approach has been
taken. We are focusing on meeting the opportunities and challenges inherent to our province, such as workforce development and labour mobility
needs. Fortunately, most of our challenges are not unique and much can be learnt from other jurisdictions and applied to our situation. In turn,
our experiences can be shared and our processes improved upon. It is, perhaps, an ideal opportunity to partner within our sector and across other
sectors and jurisdictions to solve common problems.
Abstract
This paper describes the development and test results of lightweight, cold-formed section, portal-frame structures for use in small-
span building construction. It is expected that these structures will offer a new approach to the development of buildings for industrial,
residential and agricultural applications. With suitable structural forms, components and joints, appropriate structural systems are designed
which will embody all the advantages of cold-formed sections. All frame components are simple to assemble and erect with minimum
scaffolding. Such a simple structure will offer owners the opportunity to construct their buildings with minimum professional help.
Introduction
Significant demand for steel-framed houses exists in South Africa and the rest of the region. Steel-frame buildings offer several benefits compared
to conventional buildings. A house frame made of steel cannot be surpassed in terms of quality by any building material. Steel frames are
manufactured to pre-determined high quality control standards, adhere to strict dimensional tolerance, making it easy to achieve first-class interior
finish, and are free from attack by termites, dry rot or borers. The frames are easy to transport, store and erect, and can be handled with ease
by a few people. These systems can also be assembled in wet conditions, unlike timber and concrete. Completion of a steel-framed structure is
normally 20% faster than traditional building. Since strength-to-weight ratio is high, superstructure loads are reduced thus bringing down the cost
of foundations. In addition, steel is a reusable resource.
Numerous structures have already been successfully built in South Africa and house a great variety of enterprises. Some of these systems are briefly
described below:
The Mobi-kaya
The Mobi-kaya, developed by G Lombard and manufactured by Apollo Steel (Steel Construction, 1991a) for low-income housing, is a factory-built
galvanised steel unit, which may be transported to site for immediate occupation. Each Mobi-kaya is manufactured on a fully welded steel chassis.
The framework consists of 5050mm tubular square sections, formed from 0.6mm, galvanised sheet metal. These are filled with lightweight
concrete to give the unit a sturdy structure. The infill panels are made from 300U panelling, which consists of 0.6 galvanised external sheets and a
Duffaylite insulating panel with gypsum internal panels. Individual units are joined together to form larger structures for use as site buildings and
schools. In 1991, factory built, galvanised steel houses were being produced at the rate of 20 houses per month.
The Symodule
The Symodule, developed by Abacus Technologies (Pty) Ltd and manufactured by the Symo Corporation (Steel Construction, 1991b), consists
of pre-fabricated interlocking steel-clad panels, with gypsum interior panels, fitted to a framework which incorporates the roof trusses, and is
built onto a cast concrete slab or steel-base frame. Various configurations are available to suit individual demand. The system is suitable for a
variety of applications, including construction site offices, agricultural buildings, single-storey houses, spaza shops, double-storey houses, schools,
offices, university laboratories and clinics. In 1991 Abacus Technologies supplied accommodation modules for 1 200 workers at Sun Citys leisure
development.
Kit-of-parts concept
The Kit-of-parts concept steel-framed housing system was developed by Improhome and is manufactured by Hennwill Engineering (Steel
Construction, 1992). Fabrication of the kits takes place in a workshop environment while the components are assembled on site. A unique feature
of the concept is the pre-assembly of window and door components in three-dimensional units, which are situated at the corners of the dwelling.
The units are manufactured from specially rolled cold-formed sections bolted together on a concrete ground beam. No roof trusses are used as the
roof sheeting is continuous over the centre cranks, spanning as a pinned arch.
The fact that these systems have been used successfully in low-cost housing and other structures confirms the acceptance of lightweight steel-
framed buildings. Rural housing construction can be accelerated in many cases by the use of steel-framed classrooms, offices and houses. Hollow
concrete blocks can be made on site and used to fill in an existing steel frame. This method was used extensively in Zimbabwe just after
independence to expedite the education programme.
Proposed structures
The proposed structures are lightweight, portal frames that can easily be fabricated and constructed without using sophisticated machinery. The
structures are to be erected mainly by unskilled labour, using only site aids such as lightweight scaffolding, ladders and spanners. Thin sections are
used so that the members can be lifted into position. The rafter and column members are formed from single channel sections, which are bolted,
back-to-back at the eaves and apex joints, and connected to the foundation through angle irons. The spans of the frames investigated ranged
from 5m to 14m, with a constant eaves height of 3m and a pitch of 10. The portal frames will be delivered to site in sections cut to length and
with connection holes pre-punched at the factory as part of the manufacturing process. The investigation shows that cold-formed steel portal
frames can be a viable alternative to traditional hot-rolled I-sections, especially for spans less than 15m. The product developed in this investigation
provides greater flexibility in structural composition without the requirement of a sophisticated workshop, employing only standard commercially
available cold-formed steel profiles. A typical frame built from a 300x75x20x3 cold-formed channel (SAISC, 2005) is shown in figure 1 and the
corresponding connections are given in figure 2.
The base connection shown in figure 2(a) is made relatively simply by connecting an angle cleat to the flanges of the channels (two bolts on each
side) and the foundation (one bolt on each side). Since the effect of the moment is far more influential than axial load in determining the size of the
base and holding down bolts, the size of the angle cleats is estimated based on a proportion of the eaves moment of resistance (i.e. 50% of the
eaves moment capacity). The tensile force required to maintain equilibrium is provided by the holding down bolts. The action can be considered
analogous to that in a reinforced concrete beam, the bolt in this case corresponding to the steel reinforcement.
150x90x10
angle
A comprehensive testing programme is carried out to determine the performance of the structures. Particular attention is paid to the strengths
(resistance to moment), modes of failure and possible plastic behaviour of the joints. Full-scale testing of the portal frames is abandoned because
of the associated complexity and cost. The investigation focused on the eaves joint since this is the region of greatest moment under vertical
downward loading. Vertical downward loading is frequently the critical load case for low-rise structures in South Africa and the rest of the Southern
African region. The eaves region represents the portion on the bending moment diagram in a complete portal frame of known dimensions and
loads from the knee joint to the point of contraflexure on either side of the joint. Variables in the tests include the number and size of bolts in the
connection, the points of contraflexure, the width of the channel flanges, the strength of the channels and the extent of continuity of the purlins. A
list of these variables and the corresponding structures are given in table 1. The ends of the members are jacked together, simulating real loading
on a portal frame joint, using a hand operated jack (see figure 3).
The tests demonstrate the considerable ductility that is achieved in the back-to-back bolted connections, which should be sufficient in many cases
to accommodate plastic analysis of the portal frames (Dundu & Kemp, 2006a). In this project adjacent column and rafter channels are oriented
in opposite directions to take advantage of the counter-balancing moments and forces in the back-to-back connections. This system is important
in enhancing the lateral buckling strength of the channels. Three modes of failure were observed (Dundu & Kemp, 2006b) namely: local buckling
of the compression zone of the flange and web of the channels, lateral torsional buckling of the channels between points of lateral support and
bolts in bearing. The source of failure in all structures was local buckling of the compression flange and web. This occurred after considerable
rotation of the channel sections within the eaves connection. Local buckling was made more critical by stress concentrations, shear lag and bearing
deformations caused by back-to-back bolted connections.
Although the longer leg (rafter) did not ultimately fail due to lateral-torsional buckling there was considerable lateral movement and twisting of
the leg. This was more evident in frames with narrower channels (structures 3 and 4) and where the points of contraflexure were moved further
away from the eaves connection (structures 2, 3 and 4) to promote lateral-torsional instability. Structures 1, 3 and 4 showed considerable bolt-
bearing distortion around bolt-holes. This type of failure was more pronounced at the inside lower bolt-hole, where bolt-holes were distorted
significantly. Bearing deformation of bolt-holes is important in that it provides the required ductility necessary for moment redistribution.
An innovative method is proposed for connecting the purlin to the rafter/column (Dundu & Kemp, 2006a). The frame is restrained laterally
and torsionally by the purlins through a cold-formed angle, connected to the web of the frames, shown in figure 4. This removes the idea of
having fly-bracings, as is normal practice to reduce torsional instability. Importantly with this system, tests were carried out with the real purlin-
rafter connection in place, unlike many previous tests where the knee joint was tested horizontally on the floor with arbitrary restraint systems.
Experiments have shown this system to be capable of restraining the frames from failing due to lateral-torsional buckling.
Recent tests have shown that the base connection in figure 2(a) is also capable of transferring the load from the column into the foundation
(Dundu & Kemp, 2008; Dundu & Maphosa, 2010).
Serviceability
It is imperative that an analysis at the serviceability limit state be carried out to check deflections at both eaves and apex. Although the service loads
are notably smaller than the ultimate loads on a structure, the magnitude of deflections of a structure under service loads may be as important
a design consideration as the strength of a structure under ultimate loads. The check is required, not only to ascertain whether deflections are
excessive, but also as a check to ensure that the deflections and accompanying frame movements can be accommodated by the building envelope
without undue cracking of any brick or tearing of metal cladding sheets at fixed positions.
The South African standard (SANS 10160, 1989) gives a gravity load for the serviceability limit state as 1.1DL + 1.0LL. For cold-formed steel
sections under bending, it is generally accepted that the relationship between load and deflection can be assumed to be linear for loads up to
80% of the ultimate load (Lim, 2001). Since serviceability loads (73% of ultimate loads) are less than 80% of the ultimate load, it is justifiable
to use elastic frame analysis to determine the deflections. Based on the serviceability loading combination given above an elastic analysis of the
three frames was carried out using PROKON software to determine the theoretical eaves and apex deflections. The deflections obtained from this
software are given in tables 2 and 3.
Limits of deflections were taken from the literature, Eurocode 3 and SANS 10162-1 and are also reflected in Tables 2 and 3. Although the
limits in the Steel Construction Institute (SCI, 1991) document are for both live and wind loads, the limits are compared to the combination
of loads applicable to South Africa and the rest of Southern Africa. The recommended limits that are provided by SANS 0160 and 0162-1, for
horizontal deflection of vertical members and vertical deflection for members supporting elastic roof cladding are storey-height/100 and span/180
respectively. Eurocode 3 provides more stringent deflection limits of h/150 and L/200 for horizontal deflections at the top of portal-frame columns
without gantry cranes and vertical deflections of roofs respectively. Applied eaves deflections are compared to absolute deflection limits only since
the bay spacings are equal. All deflections for the three frames are found to be within the limits provided in the literature and by the two codes.
Conclusion
The investigations showed that cold-formed steel portal framed buildings can be a viable alternative to traditional building structures, especially
for spans less than 15m. The product developed provides greater flexibility in structural composition without the requirement of a sophisticated
References
Dundu M & Kemp AR (2006a). Plastic and flexural behaviour of single cold-formed channels connected back-to-back.
Journal of Structural Engineering, ASCE, 132(8):122333.
Dundu M & Kemp AR (2006b). Strength requirements of single cold-formed channels connected back-to-back. Journal of
Construction Steel Research, 62:25061.
Dundu M & Kemp AR (2008). Column-angle cleat base connections. 5th International Conference on Thin-Walled Structures.
Dundu M & Maphosa S (2010). Angle cleat base connections. 20th International Specialty Conference on Cold-Formed Steel
Structures.
Eurocode 3 (1996). Design of steel structures: Part 1.1 General rules and rules for buildings. Brussels.
Lim JBP (2001). Joint effects in cold-formed steel portal frames. PhD thesis, School of Civil Engineering, University of
Nottingham.
SAISC (2005). South African Steel Construction Handbook, Limit State Design, 3rd edition.
SANS 10160 (1989). South Africa Standard Code of Practice for the General Procedures and Loadings to be Adopted in the
Design of Buildings. SABS, Pretoria.
SANS 10162-1 (2005). South Africa Standard Code of Practice for the Structural Use of Steel: Part 1 Limit States Design of
Hot-Rolled Steelwork. SABS, Pretoria.
SCI Advisory Desk (1991). Deflection limits for pitched roof portal frames. Steel Construction Today.
Steel Construction (1991a, b). Steel solutions for low-cost housing, 11(2):1113.
Steel Construction (1992). Steel plays a role in solving SAs housing needs, 14(1):201.
Woolcock ST & Kitipornchai S (1986). Portal frame deflections. Journal of Australian Institute of Steel Construction, 20(3).
Abstract
Delhi, the capital city of India, began contemporary comprehensive planning in the 1960s through the integrated Master Plan for Delhi (MPD) in an
effort to meet current and future developmental challenges. The document is modified every two decades, with the current plan being MPD-2021.
This plan sets out the vision to make Delhi a global metropolis and a world-class city and was named a Project of Excellence by the International
Society of City and Regional Planners, Netherlands (ISOCARP) in 2008.
Delhi currently has a population of 17 million people a figure that is expected to grow to 23 million people by 2021. The city has a sizeable
population of lower income earners (55%), of which about 35% are classified as economically weaker section (EWS) citizens who are unable to
afford any kind of shelter.
This challenge is being addressed in a number of ways. These include cross-subsidising land and construction costs using land as a resource;
redeveloping pockets of land that have been encroached on by squatters; rehabilitating this land through planned developments; and constructing
night shelters for the homeless through public agencies.
Background
Generally the level of urbanisation within a country corresponds with its economic development, as measured by gross domestic product (GDP)
per capita. To this end it can be said that urbanisation though a long-term process actually transforms a countrys economy as it moves from
a rural to an urban base. Experience indicates that this level of urbanisation, which fluctuates in developing countries, will steadily increase as per
projections, leading to high concentrations of urban populations in and around metropolitan areas.
India is emerging as a powerful urban economy in the global context, with a particular shift in GDP contribution from agriculture to industries
within the secondary and tertiary sectors. Due to this high economic growth and low urban base, cities are growing rapidly. India currently has
the second largest urban system in the world, with 310 million urban people and 5 161 cities and towns. Forecasts are that by 2011 urban areas
could contribute as much as 65% of GDP and that by 2021, the share of urban population could reach 40%. The availability and quality of basic
infrastructure, therefore, will be key in sustaining this growth. Assuming current trends in population growth and migration continue, Indias urban
population is expected to reach 575 million people by 2030. A number of factors are responsible for such urban population increases. These
include natural population increases, which reflect the demographic momentum/population force; net migration, which is relatively proportionate
to potential economic growth; changes in classification due to encroaching, surrounding urban centres; and the extension of the urban boundaries
of cities into rural hinterlands.
According to Indias 2001 census, the number of million-plus cities those cities with populations of a million or more inhabitants almost tripled
from 12 to 35 between 1981 and 2001. About 37% of the total urban population lives in these cities, which continue to grow rapidly. While the
level of urbanisation in India is still low compared to many other developing countries, urbanisation here is often described as over-urbanisation
due to the virtual collapse in urban services that accompanies this growth.
Urbanisation in India is as a result of the increasing population, migration due to poverty, and the scenario of urban pull/rural push. Unprecedented
increases in urbanisation are largely focused around the cities of Delhi, Mumbai, Bangaluru, Chennai, Hyderabad and Kolkatta. These cities are
characterised by widespread poverty, poor urban infrastructure and environmental degradation. Less than 60% of households in these cities have
access to sanitation facilities, less than half have tap water, and its estimated about one third live in slums. The urban system has become distorted
due to the significant clustering of large-sized settlements, and the disproportionate distribution of these settlements nationally.
Homelessness is a major challenge for India. Scarce employment opportunities due to technological advancement; a lack of skills; under-
employment; limited jobs in the tertiary sector; the high cost of land; high living costs; and limited, if any, access to financing institutions all
contribute to this situation.
Despite their growing prosperity, countries like China, India, Thailand, Indonesia and the Philippines face mounting challenges on this front as a
result of migrant workers who battle to secure permanent homes. Its estimated around 600 million people live in life- and health-threatening
homes in Asia, Africa and Latin America.
The burgeoning population in Indian cities has put housing, and space for housing, under pressure, with slums having now become an inevitable
part of major cities. In absolute terms, the amount of people living in slums in the cities has increased from 30 million to 47 million people. The
slums of Delhi house 2.4 million people, accounting for 28.6% of the citys entire population.
The migration of the rural population is over-burdening the already stressed infrastructure of cities. This, combined with these urban areas' inability
to meet employment expectations has led to a steadily increasing informal sector that is characterised by unskilled workers, low wages, temporary
employment and even the exploitation of these workers.
As such, urbanisation could be seen to be broadening the social rift and economic inequalities and to some extent, preventing the urban poor
and homeless from accessing financial resources from relevant institutions. With low repayment capacities and in the absence of guarantors, these
institutions remain wary of providing funds to people in this socio-economic group.
But by using land as resource and upgrading areas through the construction of in-situ developments (constructed on-site, in the slums), the
Indian Government plans to provide low cost housing to the homeless and at the same time, fulfil its objective of ridding the country of slums.
These developments comprise blocks of flats, where each flat is a minimum of 28 square metres. The flats are made available to the homeless
through low, cost-effective loans and are not permitted to be transferred or sold for seven years from the date of allotment without governments
permission.
As the national capital, people from both the region immediately surrounding the city and from across the rest of the country are constantly drawn
to Delhi. Because of this, planning has not been limited to within the citys administrative boundaries. There is a virtual urban continuum between
Delhi and the surrounding rural and urban areas that lie in other states, such as Uttar Pradesh and Haryana, which have their own controls on
land and land use. With the imperatives of growth and development, Delhis problems have become complex which can be viewed as both
a challenge in terms of the pressures of regular and floating in-migration as well as an opportunity in terms of planning and development in a
regional context.
Delhi is one of the 15 major urban agglomerations in the world. As per the 2001 census, Delhi had a total population of 13.8 million and was
highly urbanised with 93.18% of its population living in urban areas against the national average of 27.81%. During the period from 1991 to
2001, the urban population of Delhi increased at an annual growth rate of 3.8%. Should this trend continue, Delhis projected population by
2011 and 2021 will be 18.2 million and 22.5 million people respectively. It is against this backdrop that land requirements and the provision of
infrastructure and transportation for the city are being planned for a projected population of 23 million people in the integrated Master Plan for
Delhi 2021.
The National Capital Territory of Delhi has been divided into 15 zones from A to H and J to P, of which eight zones are urban, one contains the
River Yamuna and its basin, and the remaining six are rural. In terms of these zones, the area has the potential to accommodate a maximum of
15.3 million people. It has been suggested that the remaining population of just under 10 million people, as per the 2021 projections, will be
accommodated in the proposed urban extensions.
One of the most important aspects of planned development is to make provision for housing for various income groups and in particular,
economically weaker section (EWS) citizens. The quantitative and qualitative deficiencies in this regard were assessed in formulating the MPD-
2021. Together with the planned development of new areas, a major focus has been on incentivising the rejuvenation of old, dilapidated areas.
The plan also contemplates a mechanism for the restructuring of the city based on mass transport. At city level, a gross density of 225 people per
hectare is proposed after conserving natural areas such as the River Yamuna and other water bodies, and wildlife sanctuaries.
According to the 2001 census, Delhi has 2.45 million houses that are classified residential and residence cum other uses, containing around 2.55
million households. This reflects a net housing shortage of about 100 000 units. The households are accommodated in a variety of housing types
including different categories of planned, built housing; squatter settlements; unauthorised colonies; traditional areas and villages.
Based on the projected 2021 population figures, MPD-2021 estimates an additional housing requirement of about 2.4 million units. The plan also
suggests that around 40% of the housing need could be potentially satisfied through the redevelopment or upgrading of existing areas in Delhi.
This would be confined to the existing urban limits, with the remaining 60% of the requirement coming from 1.44 million new housing units to
be constructed in new areas within the urban extensions.
The proposed housing strategy incorporates specific approaches for the development of new housing areas, and for upgrading and re-densification
through the redevelopment of existing housing areas, including unauthorised colonies, villages and old city areas. Looking at the possible distribution
of housing types, the future requirement of shelter provision will be dominated by small housing units. In view of the limited availability of land, plotted
residential developments would be discouraged. A multi-pronged housing strategy for the provision of housing stock and for delivery of serviced land,
involving the private sector as partners in development, is being proposed.
For purposes of the plan, urban poor would mainly comprise inhabitants of squatter settlements and informal service providers, such as domestic
workers, hawkers and vendors, and low paid workers in the industrial, commercial and trade/business sectors. This includes both the existing
population and future migrants. In terms of the citys housing requirements, this is the single biggest challenge and requires a mix of approaches
and innovative solutions.
Existing squatter settlements located on land earmarked for development are to be shifted and housed in built-up flats of 28 square metre
units. Those settlements located on previously unreserved land will remain there, but will be transformed through the provision of similar 28
square metre housing units. Here the concerned implementing agency or corporate body will conceptualise schemes for collective community
rehabilitation and will explore the possibility of involving private sector or slum cooperatives, with these developments being based on existing
rehabilitation scheme guidelines and incentives.
Further, MPD-2021 stipulates that new housing for the urban poor should be in the form of one or two room units, developed through public and
private agencies or through cooperative societies of slum dwellers. For this purpose, adequate land would be earmarked and developers would
have to ensure that a minimum of between 15% and 35% of the units (in terms of two different standard measures), is constructed for the EWS
category. The costs to acquire and develop the land would be borne by the rest of the project. The flats are to be constructed and given free of
charge to public agencies for allotment to eligible families, whereas reserved lands are to be handed over to a designated agency that will promote
housing for low income earners. The pattern of EWS housing will be oriented towards ensuring the optimal utilisation of land, in a sustainable
manner. For that purpose, multistorey housing is the preferred option. Apart from the mandatory provision for EWS housing in all group housing
projects or schemes, the primary responsibility for creating adequate housing stock for the urban poor will be borne by project developers.
Night shelters will be provided for beggars, with special provision being made for the homeless and women and children, including the disabled,
orphans and the aged. Multi-purpose use of existing facility buildings will be allowed, with alterations being undertaken to modify the buildings into
suitable shelters. To ensure the financial viability of such projects for local bodies, innovative concepts such as integrated complexes with commercial
space on the ground floor and night shelters on the first floor, are being explored.
Conclusion
In most metropolitan cities in the world, particularly in developing countries, a large portion of the population survives in substandard environments,
brought on by poor economic conditions, limited employment and little or no support from public and financial institutions. Against this backdrop,
innovative approaches to housing such as the tripartite agreement being used in Delhi are required to improve these groups standards of
living and ensure adequate access to civic amenities and social infrastructure.
Land can be used as a resource to cross-finance housing units by pledging the property under the tripartite agreement, and by enlisting the help
of project developers and public agencies, and the financial support of financial institutions. The scheme is made more meaningful by prohibiting
the transfer or sale of the properties for the first seven years. Ownership rights are preferably made in the name of the female head of household
to ensure greater family stability. The properties are made even more affordable by the fact that the owners only begin to make repayments once
they have taken occupation.
Abstract
An interactive, accessible, web-based knowledge approach is fast becoming the new paradigm for providing affordable, professional services.
Nowhere is this more necessary than in the realm of architectural service delivery and life cycle home development. This paper introduces a new
service, a virtual reality smart staging tool called home vision. The paper presents the service, illustrates the building information technology used,
and demonstrates the benefits of the service via a case study. Home vision is an affordable, risk management tool for homeowners and property
agents and can play a key role in consumer education and protection.
Status quo
South African homeowners lack easy access to affordable professional design services and coherent building information, and struggle to
understand and visualise the potential of a property. A homeowner wanting to know what he can do with a property, how much it will cost and
the associated process will find existing online home plan markets of little use. Design professionals simultaneously find that their services are
perceived as being too expensive and as such, are bypassed. Many of these professionals are now looking for ways to create new markets for their
services. Property agents, on the other hand, face a slow real estate market and new consumer protection laws. They too are looking for new ways
to remain competitive and add greater value to their services.
The challenge is to make architectural services affordable, accessible and interactive for South African homeowners. Cape Town-based
HOMEVISION aims to create a new marketing platform for architects services and provide a value-added service to property agents existing
offerings. To this end HOMEVISION has pioneered a unique, affordable architectural service home vision. Home vision is an essential risk
management tool and helps homeowners save money. It empowers homeowners and the development team to make informed decisions upstream
in the development process, and demonstrates risk to the finance institution.
HOMEVISION follows an integrated system approach to home development, and has formed strategic partnerships with home development
experts across the home development life cycle to assist in formulating home vision.
This knowledge-intensive product helps potential and existing homeowners explore, analyse and visualise a homes development potential prior
to buying, selling or building. Using professional architectural skills and the latest CAD technology, we develop a complete interactive information
model of a houses development potential in virtual reality.
A home vision or smart staged project demonstrates the feasibility of a home building project in terms of the status quo, legal limitations,
aesthetics, cost, energy consumption and building process.
South Africas new Consumer Protection Act came into effect on 1 April 2011. Section 55 of the Act suggests that estate agents may be held
responsible for ensuring that home buyers are fully informed regarding the condition of the property. The as is or so-called voetstoots clause in
an offer to purchase may no longer apply. This means estate agents may not be protected from the risks of non-disclosure. In effect, agents may
need to provide full disclosure upfront to potential home buyers.
HOMEVISION assists estate agents in this regard by outsourcing the upfront inspection to Inspect-a-home2, which prepares a full and
independent inspection report of the property. Everyone in the recommended project team receives a copy of the report, which provides an honest
reflection of the building as is. The architects vision addresses any issues to reassure the buyer.
Regulations
A potential buyer may think he is buying the bargain of the year, but when he eventually arrives with an architect on his dream stand, he may
learn that the dunes behind his property are protected and unstable and that a 10 metre building line from the boundary is in force with six metre
building lines on the sides. Further, he may be limited to a single storey dwelling and may end up with a six by six metre area to build on. A home
vision ensures that such misunderstandings are avoided.
2D architects plan
A HOMEVISION accredited architect visits the existing house, studies the existing plan and proposes changes, which are kept to a minimum.
The aim is to solve problems and improve the resale value of the house in the future. The house is designed to satisfy generic buyer requirements,
for example an impressive entrance foyer, minimum three bedrooms, two bathrooms, open plan living area, laundry, double garage, entertainment
veranda, light airy spaces and adequate storage. Keeping building and maintenance costs low is a key requirement. Changes are also designed to
be done in phases as the buyers budget allows.
VR model
Most buyers know what they want in a house, but struggle to visualise potential. Most also struggle to read a 2D architects plan. A HOMEVISION
accredited architect uses the latest building information modelling and presentation software, ArchiCAD 3 to present concepts to homeowners.
After studying the inspection report and council regulations, a VR home information model is built for the homeowner to walk through (figures 3
and 4).
1 www.stagingdiva.com
2 www.inspect-a-home.co.za
3 www.graphisoft.com
Our report on a homes green status suggests design options for a socially and environmentally responsible home, i.e. energy and water efficiency;
materials and resource efficiency; indoor environmental air quality; and maintenance solutions. We also provide an energy balance evaluation
report, which summarises the homes expected energy consumption and carbon footprint and provides a monthly energy balance graph.
Recommended suppliers
Not only does HOMEVISION build a VR model of ideas to enable homeowners to visualise potential, but we also build a complete home
information model. This means, for example, the kitchen cupboards in the presentation are linked to a supplier who designed the kitchen specifically
for that project and who can assist with a quote and installation, immediately if required. The same holds true for the timber decks, windows,
doors, roofs, furniture inside the house and lighting.
Home finance
HOMEVISION assists buyers and sellers to make contact with a suitable home finance partner.
Conclusion
A home vision presents all the necessary property information a homeowner would need to buy, sell or build, in a form that is quicker, easier and
more affordable to access and interact with than conventional offerings.
HOMEVISION is currently investigating new markets for its service and is keen to form strategic partnerships with key industry role players in
South Africa.
Our aim is to establish the proposed service as the de facto value-added home development service for South African homeowners.
References
Conradie DCU & Ksel K. The Use of QFD for Architectural Briefing and Design. In Transactions from the 11 th Symposium on
Quality Function Deployment, Novi, Michigan, June 1999.
Ksel K & Conradie D & Holm D (2000). The Development of Web-Enabled Knowledge Based Systems for the SA building &
4 www.build-aid.co.za
Ksel K (2000). The Requirements of an Integrated Project Environment in the South African Construction Industry.
Dissertation presented for the degree of MSc. University of Pretoria: Unpublished.
Sparrius A (1998). Specification Practices. Course documentation, Ad Sparrius Systems Engineering and Management (Pty)
Ltd, South Africa, June 1998.
Stephens R, Brook P, Jackson K & Arnold S (1999). Systems Engineering: Coping with complexity. http://www.complexsystems.
com.
Abstract
House builders in the United Kingdom are being challenged to significantly enhance the environmental performance of the homes they produce.
The government has laid down new building requirements, a key one being that all new homes will have to be carbon neutral by 2016. In response
to this requirement, house builders are having to select and incorporate new low and zero carbon technologies into their products.
A number of house builders were recently surveyed to identify and explain the types of low and zero carbon technologies being used now and
those likely to be used in the future. The paper reports on 61 of the responses. The results of the survey showed that solar technologies (solar
photovoltaic systems and solar thermal hot water systems) were the most common. Their frequent selection appears to be influenced by their high
degree of compatibility with current house designs and production techniques.
Introduction
In 2006 the United Kingdom (UK) Government launched the Code for Sustainable Homes (the Code), with the objective of reducing the carbon
emissions of all new residential buildings to an as of yet undefined zero level by 2016 (DCLG, 2006). This is part of the governments endeavour
to meet its legally binding targets of reducing CO2 emissions by 50% (compared to 1990 levels) by 2050 (DECC, 2008).
The Code presents significant, systemic, technical and organisational challenges for housing developers. To meet the higher performance
requirements, developers are producing various combinations of innovative fabric and low and zero carbon energy solutions. The focus of this
paper is to present the interim findings from an Engineering and Physical Sciences Research Centre (EPSRC)-funded collaborative project between
the Zero Carbon Hub, the National House-building Council (NHBC) Foundation and the University of Reading. The first phase of this project was
to develop a more detailed picture of the types of Low and Zero Carbon (LZC) technologies being selected by UK housing developers, and their
experiences in integrating these technologies into their homes.
The interim findings, based on a survey of 61 housing developers, show that solar photovoltaic (PV) and solar hot water systems are the most
commonly used LZC technologies. The principal rationale for the selection of these technologies appears to be that they offer integration advantages,
relative to other technologies, because they are more compatible with current design and production processes. This emergent technological trajectory,
therefore, appears to be driven by incremental innovation considerations rather than whole-life cycle energy efficiency and maintenance concerns.
This paper is structured as follows: first, the Code is briefly described with a particular focus on the requirements that are fuelling the need for low
and zero energy solutions. Then the idea of incremental and radical innovation is offered as a framework to collate and understand the results.
This is followed by a description of the survey methodology that was used and the key interim findings. Finally, conclusions are drawn, along with
future research directions.
The Code lays down a path for homes that conform to higher levels of performance, with the energy requirement enforced through a progressive
increase of relevant parts of the building regulations. The Code is performance-based and assesses houses against nine areas (DCLG, 2010) namely
energy/CO2; pollution; water; health and wellbeing; materials; management; surface water run-off; ecology and waste.
The Code uses a 6-star or level rating system, with each level having a point threshold that must be reached. How developers achieve the threshold
is flexible, but there are minimum standards for each of the Code levels in the areas of energy/CO2, water and materials. These levels are indicated
both as a percentage reduction on Part L (conservation of fuel and power), 2006 Building Regulations (DCLG, 2008), or target emission rates, and
as an absolute carbon compliance limit (ZCH, 2011), as shown in table 1. In the UK, compliance with building regulations is mandatory. Current
2010 Part L Building Regulations satisfy up to, and including, level 3 of the Code relating to CO2 emissions.
Table 1: CO2 emission reduction targets as set out in the Code relative to the target emission rate based upon 2006 Part L Building
Regulations.
Code level Minimum percentage reduction in Carbon compliance (kgCO2/m2/pa)
dwelling emission rate over target
emission rate
Level 1 ( ) 10 24
Level 2 ( ) 18 22
Level 3 ( ) 25 20
Level 4 ( ) 44 14
Level 5 ( ) 100 0
Level 6 ( ) Zero carbon home -20
NHBRC Housing Conference 2011 27
Level 5 refers to a dwelling that has zero regulated CO2 emissions (space heating, lighting, white goods etc.) while level 6 refers to a dwelling that
actively mitigates the regulated emissions plus those from the unregulated plug load (i.e. televisions, radios, computers etc.).
The UK housing sector is highly concentrated, with large-volume developers basing their business models on relatively standardised
procurement, design and production routines. Compliance with the Code requires new solutions that could well conflict with developers
well-established practices. This is causing uncertainty among housing developers and brings into sharp focus the question, how do
developers respond to the Code in an effective and efficient fashion?
One major aspect of uncertainty surrounding the delivery of new low carbon homes is the selection, incorporation and use of LZC technologies.
Developers are currently unsure of which technologies are likely to become dominant across the housing sector and therefore, legitimate in the
eyes of key role players such as planning authorities and home buyers.
Dominant technologies emerge through the interplay between radical and incremental innovation (Tushman and Anderson, 1986). Incremental
innovation tends to be the gradual development of performance and/or cost features of an existing technology that builds upon the skills and
competencies that exist within housing developers and their supply chains. In contrast, radical innovation brings a whole new technology to bear
with significantly changed performance and/or cost attributes that often require new skills and competencies. The Codes energy/CO2 requirements
demand the use of LZC technologies, which may necessitate radical innovation within housing developers.
Housing developers face a number of scenarios that are, as of yet, not fully clear. The least disruptive scenario is for developers to bolt on new
LZC technologies to mainly unchanged housing designs (incremental innovation). The most disruptive would be an introduction not only of new
LZC technologies, but a significant change in developers overall business models, designs and production processes (radical innovation). It is this
broader innovation perspective that underpinned the design of the survey methodology described in the next section.
Survey methodology
A web-based survey approach was used. The design of the survey was based on Rogers (1995, p.14) criteria for the uptake and diffusion of new
technologies. These criteria were:
Relative advantage the degree to which a given LZC technology is perceived by the housing developer as being better than other
LZC solutions.
Compatibility the amount to which an LZC technology is perceived as consistent with the housing developers existing capabilities
and the needs of potential users.
Complexity the level to which an LZC technology is perceived as relatively difficult to understand and use compared to other LZC
solutions.
Trialability the extent to which an LZC technology may be experimented with on a limited basis compared to other LZC solutions.
Observability the degree to which the results or benefits of an LZC technology are visible to others compared to other LZC solutions.
The survey contained both open and closed questions to establish the current use of LZC technologies. For the purposes of this survey, LZC
technologies were defined as any technologies, additional to the fabric of the building envelope, that generated or recovered energy. The LZC
technologies selected for this study were those identified in the NHBC review of microgeneration and renewable energy technologies (NHBC,
2008). The effect of site type (greenfield, brownfield and conversion); dwelling type (house, apartments and mixed); and the location on which
technologies were selected, were all questioned. A series of questions underpinned by Rogers criteria was then asked to interrogate each of the
technologies. Finally, respondents were probed on what they felt the future LZC technological trajectory would be.
The sampling strategy aimed to gather opinions of industry experts, as they are the most likely role players to guide which LZC technologies are
adopted into the mainstream. This approach has the strength of providing robust insight into the use of these technologies. The output from the
survey does not give a statistic representation of the sector.
The survey was distributed to those people on the NHBC membership list who had registered for the councils e-news bulletin and who had
expressed an interest in sustainability. This paper reports on the first 61 replies of this ongoing work. The survey captured a wide range of views
from different parts of the sector, including large and small housing developers (both in terms of number of employees and units built per year);
different regions in the UK; different job roles; and different seniorities. Respondents participated through self selection. This sampling strategy has
the potential weakness of not being representative of the wider population but is suitable, in cases like this, for exploratory research.
Findings
Interim findings are reported in this paper and are limited, therefore, to emerging key themes.
Solar-based technologies were identified as the most common solution across greenfield, brownfield and conversion sites. A greenfield site was
defined as undeveloped, virgin land; brownfield as land that previously had been developed (where any existing structures would be or would
Table 2: Percentage of developers who use an LZC technology on a given site type.
Percentage of developers who use technology on:
Low or zero carbon technology
Greenfield (n=37) Brownfield (n=48) Conversion (n=24)
Biomass systems 30 29 25
Solar photovoltaic systems 68 71 63
Solar hot water systems 65 79 63
Wind power systems 5 8 8
Ground source heat pumps 38 35 29
Air source heat pumps 49 48 33
Absorption heat pumps 0 2 13
Small-scale hydroelectric systems 0 4 4
Micro combined heat and power systems 8 21 29
Renewable combined heat and power 14 25 25
systems
Fuel cells 3 2 8
Heat recovery (i.e. mechanical ventilation 43 56 50
and heat recovery MVHR)
Solar photovoltaic (PV) and solar hot water systems were the most common solutions across all three site types with approximately two thirds of
developers using them. Heat recovery systems and air source heat pumps were moderately common with around half of the developers using them.
To establish how radical LZC technologies were perceived to be against standard designs, each of the respondents was asked how much
they agreed with the following statement: We would have to change the way in which we design our homes a great deal to incorporate this
technology. Agreement (or not) was ranked on a five point scale from agree to disagree. Table 3 presents this data. Disagreement with this
statement indicates that the respondent believes that the technology is compatible with current designs. Agreement indicates the respondent
believes it is not compatible.
Table 3: Number of responses indicating each technologys compatibility with current design approaches.
We would have to change the way in which we design our homes a great deal
to incorporate this technology
Low or zero carbon technology Neither
Somewhat Somewhat Do not
Disagree agree or Agree
disagree agree know
disagree
Biomass systems 2 6 4 15 19 0
Solar photovoltaic systems 12 12 3 13 5 0
Solar hot water systems 13 12 5 11 5 0
Wind power systems 6 8 7 9 10 0
Ground source heat pumps 5 7 6 14 12 3
Air source heat pumps 3 8 8 15 10 3
Absorption heat pumps 1 5 3 8 7 23
Small-scale hydroelectric systems 1 4 6 6 9 21
Micro combined heat and power systems 2 7 5 10 9 13
Renewable combined heat and power
1 3 5 10 8 19
systems
Fuel cells 1 2 4 4 11 23
Heat recovery (i.e. MVHR) 5 9 9 14 8 1
For most of the LZC technologies there was a general agreement with the statement that designs would have to change to accommodate the
technology. For PV and solar thermal, however, this was not as clear. For these two technologies, more than half the respondents indicated that
they disagreed or somewhat disagreed with the statement. This may suggest that the incorporation of these technologies does not require
change in designs. It was also interesting to note that for biomass, PV, solar thermal and wind technologies, none of the respondents indicated do
not know. This perhaps indicates a higher level of awareness of or experience with these technologies.
Table 4: Number of responses indicating each technologys compatibility with current building processes.
We would have to change the way in which we build our homes a great deal to
incorporate this technology
Low or zero carbon
technology Neither
Somewhat Somewhat
Disagree agree or Agree Do not know
disagree agree
disagree
Biomass systems 3 6 8 13 14 3
Solar photovoltaic systems 9 16 6 11 4 0
Solar hot water systems 11 15 8 9 3 0
Wind power systems 6 7 9 11 9 3
Ground source heat pumps 4 6 5 16 13 1
Air source heat pumps 3 9 11 15 4 5
Absorption heat pumps 1 4 5 8 6 22
Small-scale hydroelectric systems 2 6 3 7 9 20
Micro combined heat and power
0 9 6 14 6 11
systems
Renewable combined heat and
0 5 5 10 9 17
power systems
Fuel cells 0 4 3 9 6 22
Heat recovery (i.e. MVHR) 7 9 7 14 8 1
It appeared that most technologies required a degree of change in current approaches in both design and building practices. However, those based
upon solar technologies (PV and solar thermal) appeared to be more compatible with current approaches than other technologies. This was further
substantiated when respondents were asked separately, for design and production, to name the three technologies that were most compatible
with current approaches. Table 5 shows the total frequency for each technology.
Table 5: Number of responses indicating the top three technologies most compatible with current approaches.
Low or zero carbon technology Design Build
Biomass systems 3 2
Solar photovoltaic systems 37 35
Solar hot water systems 38 37
Wind power systems 0 0
Ground source heat pumps 9 10
Air source heat pumps 16 15
Absorption heat pumps 1 0
Small-scale hydroelectric systems 0 1
Micro combined heat and power systems 4 3
Renewable combined heat and power systems 2 1
Fuel cells 2 1
Heat recovery (i.e. MVHR) 22 20
This data lends support to the observations in tables 3 and 4 that PV and solar thermal systems are most compatible with current approaches.
Respondents were given the opportunity to select which technology they believed would be the most influential leading up to the full carbon neutral
scenario of 2016. A total of 31 (n=43) respondents thought that a solar-based technology (PV or solar thermal water) would be the most influential.
Discussion
A wealth of factors will shape and inform which LZC technology becomes dominant in the new build housing sector in order to meet the energy
efficiency/CO2 requirements of the Code. The results so far suggest that solar-based technologies (PV and solar thermal) are more common, and
that the degree of compatibility with developers current design and production routines is higher. This appears to be consistent with the position
that compatibility is a key consideration in innovation uptake (Rogers, 1995).
A number of the qualitative responses in the survey also hinted at the fact that LZC technologies were selected on the basis of incremental
innovation logic. With PV and solar thermal systems, for example, respondents commented that they were bolt-on technologies that offered
minimum disruption to current approaches. Similarly, there were signs that support and information networks were being formed around the
more common LZC technologies. One of the developers, for instance, referred to the ...good knowledge on installation, maintenance and back up
support for photovoltaics. House developers appear to seek such support structures when making LZC technology selection decisions and, in so
doing, further stimulating network development.
Future research
This collaborative project between the Zero Carbon Hub, the NHBC Foundation and the University of Reading will progress as follows:
1. Full analysis of the complete survey dataset to produce a more comprehensive picture of LZC technology selection.
2. The survey findings will then inform a set of 6-10 in-depth interviews with architectural practices and housing developers.
3. Running parallel with the investigation of technology selection from the perspective of the housing developer, occupants within homes
that contain a range of LZC technologies will be observed and interviewed. This will produce a rich picture of how users respond to low
carbon homes.
Acknowledgements
The funding comes from the EPSRC-funded Innovative Construction Research Centre (EP/E001645/1). It goes without saying that this work could
not have been undertaken without the generous donation of time by all those that completed the survey.
References
Clark, K.B., (1985). The interaction of design hierarchies and market concepts in technological evolution, Research Policy, 14, 235-251.
DCLG, (2006). Code for Sustainable Homes: A step-change in sustainable building practice, Department for Communities and Local
Government, Communities and Local Government Publishers, Wetherby. [WEBDOC] available at http://www.planningportal.gov.uk/
uploads/code_for_sust_homes.pdf (assessed 28 January 2011).
DCLG, (2010a). Code for Sustainable Homes: Technical Guide, Department of Communities and local Government, RIBA Publishing,
London. [WEBDOC] avaliable at http://www.planningportal.gov.uk/uploads/co
de_for_sustainable_homes_techguide.pdf (accessed 15 March 2011).
DECC, (2008). Climate Change Act 2008: Impact Assessment, Department for Energy Change and Climate Change. [WEBDOC] available
at http://www.decc.gov.uk/assets/decc/85_20090310164124_e_@@_climatecha ngeactia.pdf (accessed 15 January 2011).
NHBC, (2008). A review of microgeneration and renewable energy technologies, NHBC Foundation, Amersham, United Kingdom.
[WEBDOC] avaliable
http://www.nhbcfoundation.org/LinkClick.aspx?fileticket=UzYVWRQW%2FTY%3D&tabid=339&mid=774&language=en-US (accessed 3
May 2011).
Rogers, E.M., (1995). Diffusion of Innovations, 5th Edition, Free Press, New York.
Tushman, M.L., and Anderson, P., (1986). Tecnological Discontinuities and Organizational Environments, Administrative Science Quarterly,
31, 439-465.
ZCH, (2011). Carbon Compliance: Setting and appropriate limit for zero carbon new homes, Zero Carbon Hub, Milton Keynes. [WEBDOC]
available http://www.zerocarbonhub.org/resourcefiles/CC_TG_Report_Feb_ 2011.pdf (accessed 1 May 2011).
Abstract
The decision to design and construct new homes has material-intensive implications that are economically significant. Furthermore, inordinate
quantities of pollutants are released worldwide over the life cycle of building materials. The focus of improvement efforts is currently on household
energy efficiency and this has influenced South African research and development trends. However, improving the environmental and cost-related
performance of South African subsidised housing needs a more material-focused approach. This paper reviews two CSIR Built Environment (BE)
research projects that adopted such an approach. The paper concludes that to optimise home building costs and significantly reduce resource use,
greenhouse gas (GHG) emissions and delivery lead time, research should prioritise the major building materials and substitute conventional with
innovative, less polluting and resource-efficient material technologies.
Introduction
The decision to design and construct new homes has material-intensive implications that are economically significant. Furthermore, the building
material life cycle is responsible for releasing vast amounts of air and water pollutants and solid wastes at thousands of locations worldwide.
In 2006, the construction of new residential buildings in South Africa accounted for about 25% of the total national building and construction
budget of R158.6 billion. In the Medium-Term Expenditure Framework (MTEF) period from April 2007 to March 2010, the South African public
sector allocated about 10% of its annual infrastructure budget (about R10 billion per annum) towards housing development (CIDB, 2007). When
the input costs of home building are analysed, materials typically account for 60% of the costs while labour accounts for the remaining 40%.
The key building materials in the South African residential building sector are cement and steel. In 2006, the split in cement demand between
building and construction works was 65%:35%. In the building sector, the split between residential and non-residential buildings was 68%:32%.
Although figures are not available to confirm the split in market share between residential and non-residential buildings, cement-based materials
account for about 57% of the total market for masonry. In 2006, the split in carbon steel sales between building and construction works was
57%:43% (CIDB, 2007).
The manufacturing of building materials accounted for 18 Mt1 CO2eq emissions in 2006, which is about 5% of the nations GHG emissions. Of this,
the manufacturing of cement, cement-based masonry and steel-based products accounted for 14.4 Mt CO2eq or 80% of the emissions (UNEP/
CIDB, 2009:23). Based on public sector investment trends, building-related GHG emissions are likely to double by 2050 if allowed to continue
unchecked. An urgent need therefore exists to address energy efficiency and the reduction of GHG emissions at two distinctive levels (UNEP/CIDB,
2009), namely the whole building level (operational energy) and the materials level (embodied energy).
But to date, international research and development (R&D) efforts aimed at lowering the cost and environmental burden of home building have
focused primarily on household energy efficiency. This is a valid priority, given that when the operational energy2 and the total embodied energy3
of a home are compared, the former typically accounts for 80-90% of total life cycle energy while the latter accounts for the remaining 10-20%
(Kotaji et al, 2003). These international efforts are driving trends in the local building and construction sector.
Thus, the Energy Efficiency Strategy for South Africa which sets an overall national policy target of energy efficiency improvement of 12% by
2015 (DME, 2008) is relying primarily on internationally tried and tested operational energy efficiency best practices. These include awareness-
raising campaigns to communicate the cost benefits of energy efficiency in the home; energy efficiency standards for buildings; solar water heaters
and energy efficient lighting to achieve building sector-specific targets. The Energy Efficiency Strategy sets energy demand reduction targets
of 2% and 1% per annum respectively for cement and steel, thereby acknowledging the important role of these two building materials in the
overall performance of the building and construction sector. However, the R&D opportunities to avoid or lessen potential upstream costs and
environmental effects associated with the building material life cycle are not elaborated.
Measuring the economic and environmental performances of a residential building requires a life cycle perspective. As with every economic
sector, the residential building sectors purchases of materials sets into motion a chain of processes from raw materials extraction and processing,
through materials manufacturing, transportation, distribution, on-site construction, building operation and maintenance to finally, demolition and/
or dismantling at the end of the service life (figure 1). All of these processes have upstream costs and associated environmental burdens in terms
of resource use4 and the associated emissions to air, land and water.
Further to this, the living standard of a low-income household demands relatively limited amounts of operating energy. The low-income residential
sector represents approximately 50% of South African households but accounts for only 10% of the residential sectors electricity use. Despite the
1 Mega tonnes.
2 The operational energy of a home is the energy used to heat, cool, ventilate, light, provide hot water and run various electrical appliances such as a cooker.
3 The total embodied energy of a home is the sum of the energy embodied in all the material used to construct and maintain the home; and dispose of building materials at the end
of the life cycle.
4 Resources as used here means energy, materials and water.
1 2 3 4 5
Material Construction On-site Building operation End-of-life
extraction and material construction and maintenance Stripping reusable
processing manufacturing Foundation and Space and materials,
Forest products Timber products, site earthwork, water heating, knock-down, site
coal and fibreboard, concrete pouring, space cooling, clearing, disposal
petroleum, plastic cellulose structural appliances,
products, natural products, steel, framing, roofing, lighting, facility
gas, iron, copper, aluminium frames, mechanical and improvement
zinc, aluminium, appliances, wire, electrical systems, and maintenance
sand, stone, paint, solvents, painting and materials
limestone plate glass, carpet cleanup
Figure 1: Generic life cycle stages of a building (adapted from Keoleian et al, 2001).
A University of Cape Town research study has concluded that about 44% of South African households use fossil fuels such as wood, paraffin or
coal for cooking instead of electricity. The study further found that for several days each month, many low-income families may rely solely on wax
candles for lighting a situation that fosters frequent fires in poor communities. Reliance on energy sources other than electricity is also known
to contribute to poor air quality and human health problems in the low-income sector. The planned electricity price hikes of about 25% every year
for the next three years is likely to put electrical power supply even further beyond the reach of low-income households.
By contrast, the energy-intensive nature of the major building materials coupled with the large housing backlog suggests that the electrical
energy demand associated with the delivery of low-cost housing will increase substantially as a result of building materials manufacturing and
use. Therefore, achieving reductions in costs and improvements in the environmental performance of South Africas low-income residential sector
may necessitate a departure from the mainstream approach, which is concerned with operational energy, towards an R&D approach that is more
material-focused.
This paper reviews two CSIR Built Environment (BE) research projects: Prioritisation of building materials research and development for South
Africa and the Advanced Construction Technology Platform; both adopted such an approach. The paper discusses the lessons learnt in respect of
prioritising building materials research to optimise costs and delivery lead time and improve environmental performance.
Building materials R&D priorities are discerned from completed and/or ongoing research in a country or countries during a given timeframe, and
include subject areas that may benefit many countries. This arises from the scattered nature of the building industry, its dependence on different
local resources and the technical characteristics of raw materials that are never the same for all countries. This in itself compels countries to
conduct research previously undertaken in other countries (with similar raw materials). Such repetition familiarises developing countries with
up-to-date techniques and prepares them for the introduction of new production methods and products. Building materials research direction is
guided by a national agenda, but may be influenced by common global research trends such as the need to contribute to energy-efficient or green
building by lowering the embodied energy of the major building materials.
The R&D of building materials involves two main categories products and processes. Much of the research and development of processes
(technologies) is closely linked to research on products. Thus, the trends that are valid for building materials R&D are often also valid for the
building methods. The prioritisation of building materials research areas, which is closely linked to that of the building methods, cannot be done
globally but rather, for a given country and timeframe. This requires (Mapiravana, 2010):
The identification of potential building materials for research; and
A method of comparing and ranking competing building materials research themes.
The building materials R&D areas in South Africa were prioritised on the basis of expected impacts on cost reduction and minimisation of delivery
lead times for housing and other building infrastructure. Global and local studies, research papers and reports on building materials R&D were
reviewed to answer the research questions posed. The conventional building materials investigated in the study were cement; mortar; concrete
products such as solid building blocks; burnt clay products such as bricks, quarry tiles and pipes; glazed ceramic tiles; ceramic sanitary ware; glass;
timber; steel; non-ferrous metal alloys; cast iron; ferro-enamels; minerals and rocks; refractories and plastics such as poly vinyl chloride (PVC).
The innovative building materials which were investigated included recycled and reused waste-based materials; composites; nanomaterials and
photochromic or chameleon type energy conservation pigments.
The study prioritised building materials R&D areas in accordance with the approach of the 2007 CIDB building materials study, which ranked and
grouped South African building materials in consideration of their rand market share. As per table 1, the eight most widely sold and used South
African building material groups in order of importance are cement and reinforced concrete; carbon steel; concrete and clay masonry; wood; wall
tiles, floor tiles and sanitary ware; plastics; non-ferrous metals and glass.
Table 1: Market share of the major building material groups in South Africa (Mapiravana, 2010).
Material group Rand market share Ranking
Cement and reinforced concrete 35% 1
Carbon steel 23% 2
Concrete and clay masonry 12% 3
Wood 10% 4
Ceramic wall and floor tiles and sanitary ware 9% 5
Plastics 4% 6
Non-ferrous metals 4% 7
Glass 3% 8
100%
The study concluded that to significantly reduce building materials-related costs and environmental burdens in South Africa, R&D efforts need to
be focused on the following material groups:
Cement and concrete
Lightweight steel construction
Smart tiles5 (for modular and faade type construction)
Composite materials (as substitutes for cement, carbon steel, conventional concrete, bricks, blocks and wood)
Nanotechnology could also be used to enhance materials properties and/or functionality where possible. Industrialised or advanced construction
that uses panels or modules made from the cheaper and smarter materials developed will reduce the delivery lead time and life cycle cost.
The study also established the following R&D agenda for the major building material groups:
Cement
For cement, there should be a focus on its partial to total replacement through the research and development of:
Novel binders such as geo-polymers
Cement extenders and cementitious materials such as the recently developed cheaper, carbon negative magnesium-based cement
Lightweight cement-based products
Novel admixtures (for improvement of cement properties)
Concrete
For concrete, research should focus on alternative reinforcement to the more expensive steel to increase fracture surface energy and fracture toughness.
For example, by second phase toughening an enhancement of the interfacial bonding strength, strength, porosity reduction and increase of Youngs
Modulus, can be reached.
This approach derives from the Griffith equation (Griffith, 1920) and empirical strength-pore fraction (Duckworth, 1953; Ryshkewitch, 1953; Coble
and Kingery, 1956; Knusden, 1959; Dutta, et al. 1988; Pickup, 1997) and Youngs Modulus-pore fraction relationships (Wagh, et al. 1991; Spriggs,
5 Smart tiles are ceramic tiles that are self-cleaning, kill germs and are thermochromic and photovoltaic, and can be used to conserve and generate energy for buildings.
Continuous grading of concrete aggregate particles minimises pore fraction, and increases Youngs Modulus and concrete strength. Thinner, lighter
and stronger concrete products can be derived from research and development activities based on strength enhancement through a fracture
mechanics approach. Reuse of thinner, high performance concrete structures will also reduce the embodied energy and GHG emissions of the
building and construction industry.
Steel
Lightweight steel construction research should focus on the rolling of even thinner and stiffer steel plate and the widening of the application of
structural light steel sections in building and construction. Intensifying lightweight steel construction will reduce the tonnage and cost of steel used
in construction, and permit rapid delivery of buildings and structures.
Ceramic tile
The mass production of glazed ceramic tiles through pressing and extrusion techniques is well developed. Research should focus on making smart
tiles. Further possibilities of using tiles as part of modules and panels for construction should also be explored.
Composites
Composite material research offers a wide range of possibilities for the research and development of building and construction materials. A fracture
mechanics approach to the improvement of strength and toughness is also recommended for composite material development. The development
of structural polymer matrix (oil-based and renewable bio-based) and cement matrix composites incorporating toughening nano-particles; natural
and/or man-made fibres; self-cleaning features and other smart functions will be a major step change in the development of construction and
building materials and methods in South Africa.
Recycling
Building materials research programmes should also incorporate the notion of recycling and the reuse of other industry waste materials. This could
include plastics; bagasse; metallurgical slag from smelters; gypsum from lime-based sulphur dioxide scrubbers and phosphoric acid manufacture;
cellulose fibres from paper mills; and fly ash from coal-fired power stations and fluidised-bed coal combustion boilers.
In 2008, CSIR BE initiated the Advanced Construction Technology Platform (ACTP) a multi-year research project aimed at identifying and solving
the science-based problems impeding the shift to innovative technologies in the South African building and construction sector. Subsidised housing
was chosen as a suitable context to develop, test and implement innovative technologies aimed at improving the performance of homes and
contributing to sustainable human settlements.
Achieving a better quality of life for all South Africans through the provision of subsidised housing is a major government focus in the post-
apartheid era. Government expressed its commitment to housing for all as a basic human right under Section 26 of the Constitution, Act 108 of
1996, and through the Reconstruction and Development Programme (RDP) that started in 1994. Regrettably, housing delivery is not on target and
the backlog is estimated to grow by about 200000 units a year due to population growth and urbanisation.
According to CSIR BE research, the reliance on conventional material, production and assembly technologies may be a major constraint to
subsidised housing delivery. The lack of technological progress contributes directly to the poor performance characteristics of the sector such as a
steep, annual rise in the costs of materials and labour (30% per annum); sluggish building methods; and poor thermal performance (which has a
knock-on effect on the health and safety of building occupants).
Method
The ACTP research project was carried out on the basis of two experimental houses a subsidised house (SH) and a CSIR house (CH), both of
which were built on the CSIR Pretoria test site. The buildings were identical to each other in that each one was based on the 40m2 standard plan
approved by the NHBRC for subsidised housing. The buildings were, however, distinguished from each other due to differences in the technology
(production and assembly) of the building materials. SH served as a reference building against which the performance of the new, improved
version, CH, could be measured. SH was therefore built in accordance with NHBRC specifications. The conventional material technologies that
characterised SH were:
Substructure: Concrete strip foundation on hard core fill, solid concrete block foundation walls and 75mm concrete floor slab on
hardcore fill
Superstructure: Solid concrete blocks
Finishes: 25mm thick floor screed and StippleCrete to external walls
Three studies were carried out to assess and compare the environmental and cost performance of SH and CH. The results are reported and
discussed in the sections below.
ACTP study 1: Comparative study on the resource use and GHG emissions of the subsidy house and the CSIR
house
This study relied on a life cycle assessment (LCA) methodology to compare SH and CH on the basis of resource intensity (energy, material and
water consumption) and contribution to GHG emissions. The study found that the switch from conventional technologies, as represented by SH, to
innovative technologies, as represented by CH, resulted in the overall improved environmental performance of a typical subsidised home (Ampofo-
Anti, 2010):
The initial construction of CH required about 35% less material resource input by weight compared to SH. The significant reduction in
materials use was due to savings on concrete blocks, substructure concrete, substructure mortar and floor screed. Despite the similarity
of maintenance requirements of CH and SH over a building service life of 50 years, CH required about 50% less maintenance materials
input by weight due to the use of lighter finishing materials.
Compared to SH, the innovative technologies used to construct and maintain CH contributed less to climate change. The potential
savings were about 700 kg CO2 equivalents. When these savings are scaled up in the context of subsidised housing delivery targets of
200000 to 300000 units per annum, it translates to substantial savings in the form of reduced national GHG emissions.
Compared to SH, the innovative technologies used to construct and maintain CH contributed more to the embodied energy of a
subsidised home. The potential increase in embodied energy was about 70kg oil equivalents. The embodied energy of CH could
potentially be reduced to be equivalent to, or lower than, that of SH by substituting cement-based materials applied at substructure and
superstructure levels with less energy-intensive materials, and substituting the thermal plaster and wall paint of CH for more durable
finishes that do not require maintenance.
Compared to SH, the innovative technologies used to construct and maintain CH contributed less to the water demand of a subsidised
home. The potential savings were about 19.7m3 of water. The concrete and cement-based materials groups accounted for at least 80%
of the contributions in the pre-use phase, suggesting that building contractors have a key role to play in conserving water. The water
demand of CH could therefore be lowered further by minimising the use of concrete, mortar, screed and plaster.
ACTP Study 2: Comparative study on the operational energy and thermal performance of the subsidy
house and the CSIR house
To save costs, the standard subsidised house plan of the NHBRC does not make provision for roof, ceiling or wall insulation. SH was therefore
subject to large, daily variations in temperature. It is common practice for the occupants to burn coal or wood inside the dwelling for space heating,
but as the building envelope has a limited ability to retain heat, very little can be done to maintain a reasonable interior temperature on the coldest
days and nights of the year. The resulting cold conditions and prolonged exposure to smoke lead to increased sickness levels, placing a financial
burden on the poorest section of society.
The following measures were applied to improve the energy and thermal performance of CH:
Appropriate north-south orientation.
Appropriate roof overhang combined with north-facing windows.
Cavity walls (modular, hollow concrete blocks).
Insulated ceiling (Lambdaboard).
Insulated external walls (thermal plaster).
The study used computational modelling to quantify and compare the thermal performance of SH to that of CH. The study found that (Osburn,
2010):
CH needed only 40% of the operating energy of SH to maintain a comfortable indoor thermal environment.
CH would require active heating on the coldest days of the year however, the variations in the indoor temperatures were much lower (the
indoor temperature did not exceed 25 degrees Celsius on the warmest days, which is a comfortable temperature for most individuals).
The thermal performance of SH could be improved considerably by the addition of a carpet on the floor and the provision of
ceiling or wall insulation.
Table 2: Energy loading of the subsidy house and the CSIR house (Osburn, 2010).
House type Heating load (GJ) Cooling load (GJ) Total load (GJ)
Subsidy house (SH) 12.32 6.78 19.10
CSIR house (CH) 7.66 0.00 7.66
ACTP Study 3: Comparative study on costs of the subsidy house and the CSIR house
The costs of labour and materials for SH and CH were monitored and documented throughout the building process. The results showed that
compared to SH, CH cost R18856.11 or 41.43% more to build. The substructure and services components of CH cost less than the equivalent
components for SH. However, the labour and materials costs for the superstructure, roofing and finishes of CH all cost more than the equivalent
components of SH.
Table 3: Comparative costs of the subsidy house and the CSIR house (De Villiers, 2011).
Work Subsidy house (SH) CSIR house (CH) CH as % of
Ref description Labour cost Material Total cost Labour cost Material Total cost SH
cost cost
1 Substructure 2710.35 7078.44 9788.79 2608.66 6704.77 9491.58 96.96
2 Superstructure 3237.00 13960.69 17197.69 4518.00 25773.35 30291.35 176.14
3 Roofing 1485.00 7157.04 8642.04 3522.00 10596.72 14118.72 163.37
4 Finishes 2697.50 4514.10 7211.60 3696.25 4343.63 8039.88 111.49
5 Services 1391.25 1281.20 2672.45 1283.25 1143.90 2427.15 90.82
Totals 11521.10 33911.47 45512.57 15628.15 48562.37 64368.68 141.43
135.65% 142.87% 141.43%
As an experimental work, direct comparisons on time and labour may not be relevant. The building team erected SH without any need for
instruction or supervision. Erection of CH, on the other hand, entailed training, demonstration and instructions throughout. A later attempt to
build CH on the CSIR Kleinmond site showed that all the walls could be built in one day, suggesting that additional costs due to labour could be
easily addressed with appropriate training. The higher materials cost for CH was partly due to the thermal plaster and insulated ceiling board that
were added to CH but not to SH, and partly due to the higher cost of the modular, hollow concrete blocks. The increase in time and cost should
also be viewed against the considerable gains in environmental performance discussed in the previous sections of this paper (de Villiers, 2011).
Conclusion
The CSIR investigations presented in this paper lead to the conclusion that, to significantly reduce embodied energy, GHG emissions, the cost of
materials and delivery lead time, building materials research and development in South Africa should prioritise cement and concrete; lightweight
steel construction; smart tiles; composite materials and mining and industrial waste recycling with the goal to achieve the already stated overall
research objectives. Nanotechnology materials should be developed for property enhancement. The innovative building materials developed
should be modularised and/or panelised for rapid construction.
This conclusion was put to the test in the context of low-cost housing, for which the major material group was cement and concrete. Three
modelling studies, based on experimental buildings, were carried out to evaluate life cycle resource use and GHG emissions; operational energy
demand and thermal comfort; and initial building costs. Each of the three studies compared conventional technologies as represented by the
NHBRC subsidy house (SH), to innovative technologies as represented by a new, improved version, the CSIR house (CH). The results of the studies
suggested that potentially:
The mass of materials used to build two units of SH could build three units of CH. CH was also likely to require about 50% less
maintenance materials by mass when compared to SH.
The embodied energy of CH was likely to be higher than that of SH. However, the material-intensity, water demand and GHG contributions
of CH were all likely to be lower than that of SH. The embodied energy of CH could be improved by reducing the cement content of the
sub and superstructure materials and selecting finishes that are highly durable or maintenance-free.
A switch in technology specification from SH to CH would translate into a number of economic and environmental benefits because CH
would need only 40% of the operational energy of SH to maintain a comfortable indoor environment.
The initial building cost would be higher, but CH could be erected faster than SH. The increase in cost should be viewed critically against
the environmental benefits and shorter lead times highlighted by the three studies.
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Abstract
Building or renovating a house is one of the most expensive experiences consumers may face. Regulatory frameworks generally aim to protect
both consumers and builders while regulating for safe, healthy and sustainable building outcomes. For the sector to deliver both safe building and
satisfied consumers, the responsible agency the regulator needs to be impartial and respected by both parties. The industry deals with highly
technical issues (standards, ratings, material performance and insurance), which are often poorly understood by the consumer. This paper identifies
key success factors and suggests control points to deliver the best outcomes for both consumers and builders.
Context
The delivery of safe, healthy and sustainable buildings in Australia rests with regulators who report to State or Federal ministers. The regulation
of the domestic building sector occurs in an environment where consumers are often poorly informed when making a major binding financial
decision, according to a 2006 inquiry into housing regulation in Victoria (VCEC, 2006).
The main focus of this paper will deal with managing risk in order to get the best outcome for consumers. This is closely linked to innovation and
climate change and how to achieve sustainable housing while dealing with political and affordability issues.
To carry out its responsibilities the regulators deal with the different audiences, issues and pressure groups to deliver safe (and sustainable)
dwellings and satisfied consumers. However, governments ultimately take responsibility in the event of dissatisfied consumers when the market
or its regulator fails.
In Australia the regulators are ultimately responsible to government to meet the obligations as set out in legislation and regulation. Depending on
the regulatory structure, performance is judged by: the minister responsible; an appointed board; government in response to inquiries it initiates
on industry performance; industry groups; and the media.
Goals
The public policy goals set by governments in the domestic building sector for safe building and satisfied consumers relate to:
appropriate building standards
qualified professional practitioners
compliance with building standards
realistic consumer expectation
dispute resolution and reduction
warranty risk management
sustainable building practices.
In most countries the regulatory framework flows from a Building Code, which prescribes nationally consistent building codes, standards regulatory
requirements and regulatory systems. The Building Codes are generally developed and updated through a process overseen by a board representing
industry and appointed by government. Building standards are developed and other regulatory requirements set. Who has responsibility for this
function may vary. The regulatory framework generally prescribes requirements for: registration and licensing; minimum requirements to be met in
the domestic building contract and compliance regimes; dispute resolution; enforcement; warranty requirements; and sustainability. Information
on the Australian Building Codes Board (ABCB) can be found on their website.1
Building Federal
Code
1 See www.abcb.gov.au
Depending on the regulators reporting and monitoring regime, performance is measured in different ways:
Some may be very public and are reported to parliament, and/or in annual reports and surveys on websites these may include reporting
on financial performance, numbers of registrations, compliance, disputes and consumer satisfaction.
Others are monitored and reported on by third parties, including lobby groups and industry associations. The media through, television,
radio and newspapers, is the most usual source used by the lobby groups to communicate their points.
Internationally there have been reports of major systemic problems in the industry. Their causes and remedies have become case studies for
regulatory regimes to identify potential risks and mitigate against them. The experience in Australia is that many disputes in the domestic building
sector relate to both contractual and technical matters. Lack of compliance with certain contract conditions or lack of understanding by the
consumer of exactly what is included in the contract is often central to a dispute.
This is clearly a complex and risky industry. In Australia the market for domestic building, and the risk profile, varies quite considerably even
amongst states, as demand, affordability, market concentration and requirements for warranty differ from state to state.
In Australia regulators must comply with prescribed legislative and regulatory requirements. Each state has its own regulator, for example in
Queensland the Queensland Building Services Authority2 and in NSW the Office of Fair Trading.3 In Victoria, the Building Commission4 and
Consumer Affairs Victoria5 provide consumers with information on: builder registration and ability to check if builders are registered; the role of
the building surveyor; warranty requirements; dispute resolution; and contracts.
Politicians are responsible to all voters to deliver the safe, healthy sustainable buildings outcomes as per the Building Code. However, politicians
are lobbied by interest groups with different agendas. The regulator is set up to serve the public interest and manage the compliance regime with
all aspects of the regulatory framework. One could argue the regulator is, or should be, the impartial party to deliver the best outcomes for all
parties.
The key participants in the domestic building sector are consumers, the industry (builders, developers, industry associations, products and material
providers), and insurers. Industry participant groups or associations represent their stakeholders and their needs, which can be in conflict with
each other.
Figure 2 shows the likely impact on industry of successful lobbing by consumer versus developer/builder.
As noted in Figure 2, differing stakeholder expectations will have different consequences. There needs to be a balance between the roles, power
and influence of the consumers, the industry and insurers. Who has the power, and how this power balance changes over time influences industry
outcomes. Any one group with too much power can ultimately disadvantage those with less power.
Builders and developers, on the other hand, can expect to lobby for outcomes to reduce costs and potentially building standards while not in
favour of sustainable building outcomes if there is no advantage to them.
Below are some examples of the power and influence some key participants have and the results that their lobbying and decisions have had on
the industry:
Lobby group (builder and consumer) succeeded in having mandatory warranty insurance removed in Tasmania.
Insurers withdrew from the warranty markets in NSW and Victoria in 2010 leaving states governments to underwrite this class of
warranty.
Leaky building problem in NZ occurred after changes in 1991 to allow less prescriptive sets of regulations and other events effecting
industry performance (Mumford, date unknown).
Industry associations in Australia lobbied to influence introduction of energy efficient building and design standards.
The impact of the Canadian leaky condo problem on consumers. This occurred during a time of excessive building demand and a change
in relationship between owners and buildings (owning a unit in a complex building structure rather than a stand-alone house).
Individual consumers are unlikely to know to anticipate the impact of most of these events. Consumers can, however, inform themselves of many
of the risks associated with their building project and take due care to minimise and avoid disputes and loss. Acting within the law will provide the
greatest level of protection to consumers. Regulators have a role to play as do local planning authorities, industry associations, industry consultants
(architects and draftspersons) and finance providers to inform consumers and, where possible, assist and direct them to minimise risks and act
within the law. Consumers can minimise risks by:
using registered/qualified builders and obtaining information about their builder or building company performance
checking with the appropriate planning authority to obtain the required planning permits
checking that warranty insurances are in place before signing their contract
communicating regularly with their builder and discussing issues of concern
complying with payment schedules in their contracts
amending contracts to reflect any changes they make during the project
seeking assistance early in the event of a dispute with their builder.
Media coverage of unsatisfactory building experiences do not necessarily assist consumers or builders to avoid or manage their building process.
By the time disputes make media headlines the parties are often in an advanced stage of conflict. As a result many parties enter contracts assuming
they will have an unsatisfactory experience. However, regular surveys in Victoria show that overall consumer satisfaction with their building
experience is increasing. In 2010 over 80% of consumers were satisfied or very satisfied with their building experience. 6 The consequences for
the parties of a major dispute can be high. A builder can lose a licence and/or be fined and the consumer can incur significant costs and stress.
Consumers want the best possible outcome at the lowest possible cost and are influenced by market promises (expectation) and by what they
hear from other consumers experiences. In some markets consumers have considerable power over politicians and the media. However, the
6 See pulse data on www.buildingcommission.com.au for survey results.
Reducing technical building faults, i.e. identifying problem areas quickly and providing information, training, and notes to builders to correct
systemic problem areas are some of the ways to reduce disputes and stress to consumers. Gathering data in a systematic and consistent manner,
analysing it and responding to the findings is key to identifying and dealing with technical and other matters, which may relate to failure in
materials, design or workmanship.
A comprehensive system is required to deliver the goals, as noted at the beginning of this paper. However, every environment in every country is
different, including attitudes to compliance with building standards, the value of a contract and how it is used to manage the project outcome,
the compliance regime, the qualifications and professionalism of builders, dispute resolution and warranty. The Australian experience is clearly
different from other countries.
Building regulatio
ns Lobby groups Building regulations Lobby groups
Sustainability
Media Sustainability Media
Getting it right
The following is a checklist of some of the important issues to get right:
A regulatory regime to register, monitor, enforce compliance and educate builders while also providing easy access to consumers an
impartial regulator respected by both consumer and builder.
Early access by the regulator to consumers planning a building or renovation. Target and provide information to a consumer when
planning a building or renovation project through the planning authority, a finance institution, an architect or draftsperson, etc.
Target information on regulatory control points and the purpose, for example builder registration regime, how to check out your builders
performance, the role of the inspector/surveyor and mandatory checks, a plain language contract and a guide on how to use it.
Access for both consumers and builders to a dispute resolution service.
A dispute reduction strategy based on quality information on the causes of problems and a quick response to reduce them.
References
Mumford PJ (date unknown). Enhancing performance-based regulation: Lessons from New Zealands building control system.
Victorian Competition and Efficiency Commission (VCEC) (2006). Inquiry into regulation of the housing and construction sector in Victoria,
www.vcec.vic.gov.au
Abstract
Steel plates are bonded to the tension side of slabs as a post-strengthening technique in South Africa. The technique is used in bridges and multi-
storey buildings to enhance the flexural capacity of slabs and beams. This method can also be used in houses with concrete slabs to increase their
flexural and shear capacity, and to control deflection and cracking of the slabs. An epoxy adhesive is used as the bonding material. Composite
action between a concrete slab and a steel plate can only occur if there is sufficient transfer of the horizontal shear from the concrete into the steel.
Currently the shear strength of the epoxy adhesive is unknown in South Africa and investigations are underway to determine the strength of the
adhesive. This paper reviews international research on similar adhesives. Variables in the study included the plate thickness and bonding length.
Introduction
When reinforced concrete structures, for example slabs of houses, are not designed or constructed properly, or when the function of the structure
requires loads that are higher than those for which the structure was designed, the need often arises to strengthen the structure before considering
the worst case scenario of demolishing it.
This topic is especially relevant now, considering the number of RDP houses and mass-scale produced cluster houses that require repair. Several
techniques have been used in the past to achieve improved performance. These include replacing non-structural toppings with structural
toppings, introducing extra supports and adding extra reinforcement by stapling and guniting. Such methods are disruptive and costly, and
may require the building to be evacuated during repair.
A non-intrusive and inexpensive way to strengthen a structure is to externally bond steel plates underneath existing concrete elements using epoxy
adhesives. This method can increase the flexural and rigidity capacity of a slab or beam, consequently reducing the deflection of the slab. It has also
been realised that when a steel plate is bonded underneath a slab, crack propagation is arrested. The technique requires minimal preparation and
materials compared to conventional strengthening methods, and advantages include minimal effect on headroom, low cost, ease of maintenance
and the ability to strengthen part of the structure while still in use. The technique can be applied to structures ranging in size from double-storey
houses to multi-storey buildings.
It is important that if this technique is going to be used in an effective manner, the strength of the epoxy adhesive needs to be properly understood.
In addition, the bonding properties and the execution of the bonding work need to be properly investigated.
Experimental research
To investigate how shear was transferred from concrete to bonded steel, researchers previously used either a single (Tljsten, 1997) or double
shear test (Van Gemert, 1980; Barnes & Mays, 2001; and Muller, 2010). The singe shear test involved bonding a single plate to the side of a
concrete block, while the double shear test involved bonding two plates to opposing sides of a concrete block. In each case the concrete block
would then be restrained while a tensile force was applied to the plate(s). This tensile force would translate into a shear force in the interface
between the concrete and plate. The double-lap shear specimen is preferred to a single-lap specimen because it is symmetrical and therefore the
state of stress under load approaches pure shear. This reduces the effect of eccentricity, thereby cutting down on the complexity of introducing
moments into the joints. Figure 1 shows a typical double shear specimen.
Steel plate Concrete Adhesive
70
70
280
Figure 1: Double shear specimen (Barnes & Mays, 2001).
Concrete block dimensions ranged from 70x70x280mm (Barnes & Mays, 2001) to 200x200x1200mm (Tljsten, 1997) while compressive strengths
ranged from 23.68MPa (Muller, 2010) to 56MPa (Van Gemert, 1980). Several other parameters that varied between researchers included bond
length, plate width, plate thickness and adhesive thickness. These parameters will later be discussed in more detail.
Failure was found to occur in a region of concrete parallel to the adhesive and not in the adhesive layer itself (Barnes & Mays, 2001). This was
because the concrete, in most cases, had inferior shear properties to the epoxy material used, and proved to be the weakest link in the system.
The loaded end of the plate proved to be the most stressed end of the plate, with the stress reducing exponentially towards the unloaded end of
S600 80B
57kN 3000 60
57kN
S300 80C
55kN
2000 40
48kN
The shear strain under loading (figure 2) is not distributed evenly along the whole length of the bonded region. This means that the front length
of the bond would initially resist the load. When cracking commenced, and as the crack spread, the bond length would shift towards the unloaded
end of the plate.
This brought about the idea of an effective bonding length (Van Gemert, 1980; Tljsten, 1997; Barnes & Mays, 2001 and Muller, 2010), meaning
that at any one point only a section of the total bonded area carried the shear stress, and this section shifted and activated new parts of the bond
as cracking occurred. It was also shown that an effective bonding length existed beyond which no further increase in loading capacity was achieved.
The effective bonding length depends on the material properties and bonding arrangements used in the system. Effective bond length values
found in research ranged from 130mm (Barnes & Mays, 2001) to 300mm (Van Gemert, 1980), and were found to depend on the properties of the
concrete and plate thickness and width.
Figure 4 shows the load-slip curve for a plate 80mm wide and three bonding lengths, namely100mm, 300mm and 600mm. The loads at which
slip was encountered for both the 300mm and 600mm bond lengths were almost the same (approx. 70kN), whereas the 100mm bond length
experienced slip at 40kN. This indicated that the 100mm bond length was less than the effective bond length and could not reach the ultimate
loads of the plates with bond lengths of 300mm and 600mm. The 600mm bonded plate in contrast was bonded beyond the effective bonding
length, thus the maximum load did not exceed the one achieved by the 300mm bond length plate. This indicates that 300mm is the effective
bonding length for the plated arrangement.
80
70
60
50
40
Force (kN)
30
20
10
Plate width
An increase in plate width, while keeping bonding length and plate thickness constant, provided a greater failure load (Van Gemert, 1980).
Epoxy thickness
Epoxy thickness produced higher loads at 3mm and 5mm thickness than 1mm thickness, however the values between 3mm and 5mm produced
little difference (Barnes & Mays, 2001).
The shear bond strength values are summarised in table 1. Steel plates produced bond strength values of 0.96-5.28MPa. The difference between
the lowest and highest values is significant. Reasons for this include:
Different concrete strengths.
Different epoxy adhesives.
Different material preparation prior to bonding.
Different bond lengths.
Different specimen dimensions such as plate width, plate thickness and adhesive thickness.
Conclusion
A study of the literature available for a steel plate to concrete bond using epoxy adhesive indicates that the concept of effective or critical bond
length is perhaps the most important. All authors covered in this review proved the existence of a bond length beyond which no significant
increase in load carrying capacity is found. The bond length is linked to the specific material properties of the concrete substrate and dimensions
used. Both investigations found the most stressed part of the plate to be closest to the loaded end of the plate, with the stress decreasing
exponentially towards the free end of the plate. Once initial cracking started at the loaded end of the plate, the stress would shift towards the
free end of the plate. The bond would then be activated at the free end of the plate so as to maintain the effective bonding length between the
loaded and free ends of the plate. The shifting of the bond zone would continue until complete failure occurred. This process would happen almost
instantaneously, which means that any bond longer than the effective bonding length would not add to the ductility of the system or produce
greater resistance to loads.
In order to create a holistic understanding of the bond interface between concrete and the bonded plate, it is important to research the effect of
all varying parameters those aforementioned and others that might impact on the bond strength of the system.
References
Barnes, R.A., & Mays, G.C. (2001). The transfer of stress through a steel to concrete adhesive bond. International Journal of Adhesion &
Adhesives , 21, 495-502.
Muller, W.S. (2010). Strength of the bonding material in a post strengthened slab. Baccalaureus Ingeneriae Project Investigation, University
of Johannesburg, Faculty of Engineering and the Built Environment.
Sharma, S.K., Mohamed Ali, M. S., Goldar, D., & Sikdar, P. K. (2006). Plate-concrete interfacial bond strength of FRP and metallic plated
concrete specimens. Composites: Part B , 37, 54-63.
Tljsten, B. (1997). Defining anchor lengths of steel and CFRP plates bonded to concrete. Int. J. Adhesion and Adhesives , 17 (4), 319-327.
Van Gemert, D. (1980). Force transfer in epoxy bonded steel/concrete joints. International journal adhesion and adhesives , 67-72.
NHBRC Housing Conference 2011 45
Claims regarding faulty concrete foundations Qubec, Canada
~Bruno Nantel
Association provinciale des constructeurs dhabitations du Qubec inc. (APCHQ); 5930 Louis-H-Lafontaine, Anjou, Qubec, H1M 1S7,
Canada; [email protected]
Abstract
The Quebec Home Builders Association is the sole shareholder of La Garantie des Maisons Neuves (GMN), a government sponsored mandatory
warranty programme in the province of Qubec, Canada. GMN enrols approximately 20 000 units per year. Claims usually hover around $7.5
million annually.
In 2009, GMN was hit with a number of claims for faulty concrete foundations. As of today, 607 claims have been received and 88% of those
inspected have been declared valid. GMN is now looking at repair costs of $65 million over the next five to six years, in addition to the claims
that can normally be expected every year.
This paper presents a brief account of circumstances related to this specific group of claims and the consequences of this event.
Summer 2009
Claims for faulty concrete in the Trois-Rivires region began to appear in the summer of 2009. Numbers soon increased and GMN has to date
received 607 claims. The situation was covered extensively in the local press, with homeowners being encouraged to protect their warranty rights
by filing claims within the required timeframe, usually with the encouragement and support of the home builder. Approximately 88% of claims
investigated thus far have been deemed valid.
The media is projecting 1 000 possible cases, including hundreds involving self-built homes not under the provincial mandatory warranty plan as
well as several commercial projects.
Legal basis
The five-year guarantee with respect to major defects incorporates, by reference, the definition of such defects as set out in the Qubec Civil
Code.The Civil Code states that major defects are those that lead to the 'loss of the work'.
The problem
The identification of the specific cause was a lengthy process requiring six weeks of careful laboratory analysis. During this period, speculation
about watered down concrete at the site and poor site selection (swampy site) was rampant. In November 2009, GMNs experts the engineering
firm of Inspec-Sol determined that the problems were caused by the presence of deleterious material in the aggregate, more specifically
pyrrhotite, a close mineral relative of pyrite (fools gold). The aggregate used for the concrete also included pyrite and chalcopyrite, but in lesser
amounts. In the presence of humidity and oxygen, pyrrhotite aggregate swells, causing the concrete to crack and ultimately fail as it loses its
structural properties.
The Canadian standard for concrete, CSA Standard A23.1, states that:
Aggregates that produce excessive expansion in concrete through reaction other than alkali reactivity shall not be used for concrete unless
preventive measures acceptable to the owner are applied.
Note: Although rare, significant expansions can occur due to reasons other than alkali-aggregate reaction. Such expansions
might be due to the following:
a) the presence of sulphides, such as pyrite, pyrrhotite and marcasite, in the aggregate that might oxidize and hydrate with volume increase
or the release of sulphate that produces sulphate attack upon the cement paste, or both
Conservation work is carried out by GMN on affected concrete (grade 3) for the purpose of slowing the rate of deterioration and reducing the
risk of water infiltration. Membranes are applied locally on affected works to reduce contact with oxygen and water. Periodic visual inspections of
houses enable GMN to reclassify repair priorities of houses as the deterioration continues to progress.
The warranty plans decision-making process essentially relied on the opinion of an expert. All buildings constructed during the suspected
troublesome years were bored to extract samples of concrete for testing purposes. Three possible outcomes would follow:
1. Clearly problematic repairs needed.
2. Clearly not problematic no repairs needed.
3. Not clear additional time needed, both to let the problems clearly arise and to allow the Centre for Research on Concrete Infrastructures
(CRIB) to more precisely research the chemistry of pyrrhotite and its more problematic levels.
Foundation walls of homes are usually built with 15-20 MPa concrete, which is weaker than concrete used for institutional or commercial work.
Cracks developed approximately three to five years after construction. It is believed that similar problems will occur in buildings constructed of
stronger concrete, but that the process will simply take more time to materialise.
In a 2004 TV show, homeowners saw how a small group of houses (12) with similar pyrite problems had been repaired. Houses were lifted off their
foundations and suspended in the air while concrete was demolished and repaired. Temporary stairs provided access to the house and temporary
services were connected. Despite the restorative process of the exercise, it brought with it major disruptions.
Homes were also significantly devalued as repair costs were often as high as the homes original selling prices. The City of Trois-Rivires granted
a significant real estate tax reduction, reflecting the houses loss of value.
The deleterious aggregate is found in the geological province of Grenville, a huge region mainly north of the St. Lawrence River. It is known for its
iron and ilmenite (FeTiO3) mines, industrial mineral potential and, to a lesser extent, its common metals.
It is believed that the aggregate that caused the problems in the Trois-Rivires area came from a single source (the area of the municipality of
Saint-Boniface). Once the source was identified, a modification to the BNQ (Qubec Standards Board) Standard 2611-905 was introduced in April
2010 to prohibit the use of aggregate from the Anorthosite rock formations in the Saint-Boniface area in the production of concrete.
GMN has tried to identify specific years when the aggregates would have been used in construction around 2004 to 2006/7, and perhaps even later.
Based on early projections involving 400 cases, GMN quickly understood it was dealing with a situation of an unprecedented scale and that required
dedicated resources.
The case is already before the courts with a local judge taking on its management as a particular interest or special care issue. The same judge
had been involved in a similar, but much smaller, group of cases between 2004 and 2006, and had applied the same management method. At
regular intervals the judge convenes all the parties involved for administrative hearings. Here, issues such as the designation of a single expert by
the defendants for the evaluation of damages, and the disclosure of information on insurance coverage are dealt with. GMN was also granted
permission to make its exhibits available on a dedicated website rather than forward colossal quantities of paper nearly 4 000 exhibits on 50
000 pages to some 50 opposing lawyers.
Most houses in Qubec are built on 2.5m concrete foundation walls, half buried underground and half aboveground. The basement space is
insulated and commonly used for bedrooms, playrooms and bathrooms. New home prices generally range from CAD$150 000 to $350 000.
Construction is wood frame with exterior cladding made of vinyl or aluminum and generally one masonry faade.
Repair work
Remedial work involves demolishing faulty concrete, including footings, and installing new concrete foundations. Repair priority is determined
by the state of deterioration. In the summer of 2010, 70 houses were repaired, with work on 126 units planned for this year. Costs per unit vary
from $80 000 to the warranty limit of $260 000. GMN is now looking at an expense of $65 million, less any recovery from builders, suppliers and
insurers.
The local homeowners association, La coalition proprio-bton (http://www.proprio-beton.qc.ca), exercised continuous pressure on both GMN and
the government to increase GMNs financial contribution and obtain financial assistance from the government for portions of work not covered by
the warranty. The provincial government is currently bolstering the consumer protection provided by the mandatory warranty plan, a major revision
that should be in place in 2012. Both federal and provincial governments have announced they will contribute funds towards work not covered by
the warranty plan and for self-built homes. The provincial contribution should be $15 million and the federal portion $5 million. The homeowners
association is demanding an extra $10 million from the federal government and $3 million from the City of Trois-Rivires.
Risk reduction
It has become clear that 0% pyrite or pyrrhotite in aggregates is not achievable from most, if not all, of the existing quarries producing aggregates
for concrete in Qubec. GMN has proposed that research on the acceptable level of pyrrhotite in aggregate be undertaken. For the moment, the
only known limit is found in a European standard that calls for a maximum of 0.1% pyrrhotite for aesthetic reasons (staining and surface popping
of the aggregate).
GMN and the two other warranty plans have adopted common construction guidelines for concrete used in the Trois-Rivires region. For a start,
aggregates must be sourced from one of seven recognised quarries. With the expertise of Inspec-Sol, GMN undertook the characterisation of
quarries for the purpose of identifying sources deemed acceptable. Quarries participate voluntarily in the annual process. Concrete supplied in the
Trois-Rivires region must now meet the requirements as outlined in table 1, including the issue of concrete delivery slips indicating the source of
the aggregates, the percentage of sulphur in the cement or the source of the cement paste.
Table 1: Warranty programme requirements for concrete in the Trois-Rivires area.
Builder Concrete supplier Quarry
Order concrete and obtain delivery slips: Supply delivery slips confirming: Annual report by geologist on:
Compliance with CSA A23.1
Conformity to CSA A23.1 Examination of exploited rock facies
standard
Aggregate certified from approved Aggregate certified from approved
Extraction of samples for testing
quarry (name of quarry) quarry
Add superplasticiser Add superplasticiser Complete petrographic analysis
Check max. slump at delivery Check max. slump at delivery
Percentage of pyrrhotite and pyrite
(80mm +|-20mm) (80mm +|-20mm)
Code requirements: Mpa, Code requirements: Mpa,
Percentage of sulphur
percentage air, water/cement ratio percentage air, water/cement ratio
Indicate percentage of sulphur or Indicate percentage of sulphur or
Quality certification as DB Rock
source of cement paste source of cement paste
Synthesis of the preceding elements
The proposal to investigate and set an acceptable limit on pyrrhotite and pyrite levels was supported by the Rgie du btiment the provincial
government authority regulating building and warranty plans. A three-year study is now being undertaken by the CRIB at Laval University in
Qubec City. The CRIB is one of the foremost authorities on concrete research in Canada. Hopefully, results from this study will serve to update
the CSA A23.1 standard on concrete.
Discussions are still underway with government authorities to allow for the creation of a special reserve for catastrophic events based on a
contribution of $300 per unit. The reserve would serve to cover claims originating from such unforeseeable and damaging events as claims arising
from the use of concrete containing pyrrhotite.
GMN continues to operate but changes have been made to plan for possible future occurrences. One of these puts GMN at risk of losing its
authorisation to administer a warranty plan, in the event of negative actuarial projections. GMN is currently solvent, based on the number of cases,
repair costs and reasonable projections for recovery. Also possible in the future is the implementation, by the Government of Qubec, of legislative
changes requiring sturdier reinsurance arrangements and asset capitalisation. Should this occur, the smallest of three authorised administrators
(La Garantie des Matres Btisseurs) would be unable to comply.
Association provinciale des constructeurs dhabitations du Qubec inc. (APCHQ) negotiated a buyout of one of its competitors, La Garantie des
Matres Btisseurs. It has subsequently registered all GMN home builders and new units in the newly renamed warranty company, La Garantie
Abritat inc.
Conclusion
Three years ago, we at GMN attended the Edinburgh Conference confident that we had achieved a high level of trust in our risk management
practices and claims projections. Today, the pyrrhotite problems have deeply modified our view of warranty plan exposure.
Warranty plans stand alone; government will lend a sympathetic ear but will not necessarily act, industry will distance itself from problems, and
builders will simply start anew with a new corporate shell. Events such as this one are also fertile ground for consumer lobby groups.
It is our opinion that a reserve for catastrophic events such as the one currently under discussion with the Qubec Government is an absolute
necessity.
Abstract
The goal of this paper is to appraise a case study of a mixed-income housing development. The case study is of Cosmo City, located north of
Johannesburg, which emerged out of an urgent need to provide accommodation for the informal settlers of Zevenfontein and Riverbend who had
been illegally occupying privately-owned land 25km north-west of the Johannesburg central business district (CBD). These informal settlements
were characterised by substandard living conditions, low levels of income, high unemployment, low levels of education and limited access to basic
services. The development of Cosmo City as a mixed-income housing project in South Africa is aimed at addressing these complex and peculiar
circumstances, as compared to other international experiences. The paper concludes with the findings that the integration of the poor into the urban
system is achievable with effective and efficient public-private partnerships. In addition, for mixed-income housing developments to be successful and
sustainable there is a need for interactive participation of the end user or beneficiaries. And finally, that integration along social and racial lines can be
achieved through appropriate housing typology.
Introduction
Housing is generally considered a valuable asset, both for homeowners and society. For households and society, houses are a social, economic
and financial asset (Rust, 2008). As a social asset a house enhances identity and security, helps to build social networks and allows a household
to access a range of social services and amenities. As an economic asset, housing can help a household generate an income through home-based
enterprises or by providing rental accommodation. In theory, a house can also be used as collateral for finance, or as a tradable asset and a
foothold into the property market.
Access to quality, affordable housing in cities has been an ongoing challenge for those living in poverty, and a persistent and contentious public policy
issue that centres on the extent to which having a decent home is a basic right of all South Africans, as enunciated in the Constitution of the Republic
of South Africa, 1996. Section 26 of the Constitution states that everyone has the right to have access to adequate housing and it is the duty of
government to take reasonable legislative and other measures, within its available resources, to achieve the progressive realization of this right. This
is reinforced by the Freedom Charter, 1955, which prescribed that There Shall be Houses For All. However, since independence in 1994 the provision
of housing has been a major contentious issue in South Africa. This is especially the case in a country where the housing backlog is currently estimated
at about 2.7-million households (DoH, 2005). The backlog has worsened in Johannesburg, in particular (SACN, 2006).
Mixed-income housing refers to developments that combine market-rate and public-assisted units, for people with income levels ranging
from above-moderate income to very low. Inclusionary housing requires that a certain percentage of new residential development be
set-aside for the occupancy by families of very low and moderate income levels. Inclusionary zoning is when mandatory inclusionary
requirements are incorporated in the zoning code or housing element of a local authority and obtaining building plans is made contingent on the
developers agreement to provide affordable housing. For the purpose of this paper we shall use the term mixed-income housing to represent
any or all the types of initiatives defined above. This is because the literature rarely differentiates between these initiatives.
Mixed-income housing development strategy has attracted the attention of many scholars and also features in many policy documents (DoH,
2005; Fraser & Nelson, 2008; Hoek-Smit, 2002; Huchzermeyer, 2005; Marshall, 2005; Milligan et al, 2004; Smit & Purchase, 2006). These scholars
point out that mixed-income housing development is an innovative approach to housing delivery that provides a mixture of housing products to
suit low-income earners, middle-income earners as well as high-income earners. Proponents of mixed-income housing at another angle posit that
economic diversity within neighbourhoods would automatically enhance community interaction and improve neighbourhood characteristics (Cole
& Goodchild, 2001; Joseph, 2006; Kleinhans, 2004). Early studies on mixed-income housing initiatives were guided by the general hypothesis that
enhanced neighbourhood conditions physical, political, and socioeconomic translate into public goods that were broadly distributed across
all households (Fraser & Nelson, 2008). Studies have shown that mixed-income housing does not automatically produce these hypothesised
neighbourhood- and household-level outcomes, either in the developed or developing countries (Collins et al, 2005; Kleit, 2001; Popkin et al,
2004; Salama, 1999; and Varady et al, 2005).
DeFilippis & Fraser (2008) in reaction to these findings question the premises on which mixed-income housing and neighbourhood (MIHN) policy
were always based on the above stated reasons, as they found themselves attracted to the ideal, in theory, but frustrated by its reality in practice.
According to their research, these policies tend to leave poor people in places without the social networks and informal social support of prior
neighbourhoods (DeFilippis & Fraser, 2008). Poor urban neighbourhoods are noted to have dense networks of social support, which have been
created out of necessity because services that are commodities in wealthy neighbourhoods (childcare, for instance) must be negotiated as non-
commodified when the participants do not have money. They noted that mixed-income policies have failed to create social mixing, networks,
interaction or institutional services and capacities.
Being in close proximity need not engender interaction, and when it does, that interaction may mean conflict as much as anything else. It is
unclear whether or not the physical proximity of the rich and poor will lead to the rich even acknowledging, let alone understanding or trying
to understand, the poor (DeFilippis & Fraser, 2008). Using the example of the United States Department of Housing and Urban Developments
(HUD) HOPE 1V program, Fraser & Nelson (2008) noted that mixed-income developments can reduce the incidence of social problems related to
Schwartz & Tajbakhsh (1997) found that mixed-income housing represents the current direction of US housing policy, but caution that little is
actually known about its social benefits, its costs, and the preconditions for its viability. According to their findings, research on mixed-income
housing is necessary to determine the extent to which reducing the concentration of poverty can also reverse the social problems connected to
poverty. Mixed-income housing is created through four different contexts, namely: density bonuses and other land-use regulations; special public
housing programmes and initiatives; state and local housing programmes; and non-programmatic mixed-income housing (private individuals
and organisations building and sustaining mixed-income housing outside of any institutional framework that specifically promotes such housing)
(Schwartz & Tajbakhsh, 1997:17).
Mixed-income housing development according to some analysts can have an important role in getting additional affordable units built, ensuring
high quality housing and deconcentrating poverty.1 Notwithstanding the benefits, they further noted that mixed-income housing is not the silver
bullet to overcome the difficult challenges faced by families seeking to escape from poverty or realities of housing markets. This is because
mixed-income housing developments are complex, present unique risks, and often house fewer needy families than other types of development.
Contextual factors at local, state and federal levels all impact mixed-income housing development as these projects typically involve complicated
multi-level coordination (Fraser & Nelson, 2008).
In analysing the Malaysia governments affordable housing policy, Smit & Purchase (2006) noted its intention to be a component of a broad
framework of social development, as outlined in their Seventh and Eight Plan Period, spanning from 1996 to 2005. According to their study the
public and private sectors have developed a business partnership venture whereby the state provides the land for the development of affordable
housing units and assists developers in technical and administrative aspects; while the market provides the financing, implementation and delivery
of housing units. Government regulations require that each house has a minimum area of 48 to 60m2, and compromise three bedrooms, a living
room, kitchen, bathroom and toilet. An inclusionary housing quota of 30%, and a defined ceiling price of MYR25 000 (US$8 351), is imposed on
all private developers when a certain threshold size of development is reached.
Smit & Purchase (2006) noted that the 30% quota is imposed in line with the governments objective to provide opportunities for greater
interaction amongst various ethnic groups as well as eradicate poverty. Hence, restructuring the society in such a way that economic functions and
race would no longer coincide. Notwithstanding these good policy intentions, Malaysia faces many challenges in relation to affordable housing
delivery. Some of the houses meant for the lower end of the market are standing empty; the provision of low-income housing is being guided
and regulated by 22 policies and it takes up to five years from the day of purchase of land until the approval of all the development plans (Smit &
Purchase, 2006). In proposing the need and objectivity of inclusionary housing in South Africa, Smit (2007) recommends that it should be meant
to:
make a contribution towards achieving a better balance of race and class in new residential developments
provide accommodation opportunities for low-income and lower-middle income households in areas from which they might otherwise be
excluded because of the dynamics of the land market
boost the supply of affordable housing (both for purchase and rental)
mobilise private sector delivery capacity to provide affordable housing
leverage new housing opportunities off existing stock at the same time as contributing to the densification of South African cities
make better use of existing sustainable human settlements infrastructure.
This paper looks at how a particular integrated development project, Cosmo City, has integrated the resident community using a mixed-income
housing development strategy, and unpacks hidden challenges and gaps in the approach in relation to the South African context.
Attempts by low-income families to reside close to centres of economic opportunity have reinforced the proliferation of informal settlements,
established without legal right or tenure. Support for the development of informal settlement as human settlement falls into a gap in South
African housing policy and implementation (Huchzermeyer, 2004). Informal settlements are not simply dormitories for employed households
(as are most formal neighbourhoods), which need to be improved as mere shelter. Rather, they are places of residence and socioeconomic
activity, in which the inhabitants pursue a variety of livelihood strategies. This paper looks at an attempt by the City of Johannesburg (CoJ)
to co-opt residents of informal settlements into formal neighbourhoods through a mixed-income residential development strategy. Research
shows that isolation and poverty combine to produce other disadvantages for neighbourhood residents leading to a host of negative outcomes
(Coulton et al, 1996; Ellen & Turner, 1997; Jenks & Mayer, 1990; Land et al, 1991; Taylor & Covington, 1993). Although the term mixed-income
housing development (inclusionary housing) is becoming widely used, there remain certain gaps and many open questions about how best to
1 See http://www.knowledgeplex.org, accessed on 27 September 2009.
The mixed-income housing strategy in South Africa is still in an embryonic stage of development, and as such, this research was carried out at the
right time to provide early informed insights. The reasons behind the promotion of mixed-income housing development varies greatly in both their
content and strategy. According to Joseph et al (2007) and Joseph (2007) there are four reasons why the mixed-income housing development
strategy is driven, namely:
The improved social network/social capital of poor people who live in mixed-income housing development neighbourhoods.
The increase in social control and improved social organisation the poor will have if living near middle and upper class people.
The importance of middle class and wealthy people on the behaviour of the poor in terms of presenting role models for the poor.
The improved services and goods available to the poor once upper income people live nearby (the political economy of place).
The first of these four has its roots in Putnams understanding of social capital as enunciated by DeFilippis & Fraser (2008) who noted the
thinking behind this is that poor people lack social capital and placing them in proximity to wealthy people will increase the quality and quantity
of their social networks, thereby enabling them to improve their incomes and quality of life. The second and the third have their roots in Wilsons
underclass perspective and Lewiss culture of poverty the distinction between the two (Wilson and Lewis) being increasingly irrelevant from
the point of policy. Brophy & Smith (1997 cited in DeFillipis & Fraser, 2008) bluntly put it that physical concentration of poor households in
multifamily projects causes severe problems for the residents, including joblessness, drug abuse, and welfare dependence ... A mixture of income
levels will reduce the social pathology caused by concentration.
Though there is little empirical evidence to support the first three reasons, as it will be shown in this paper, Schwartz & Tajbakhsh (1997, cited
in DeFiliippis & Fraser, 2008) reiterated that it is largely on faith and on dissatisfaction with the previous thrust of low income housing policy.
Secondly, there is confusion between space and society. The recognition that the spatial concentration of poverty may, in many cases, lead to a
worsening set of experience of poverty, is not at all the same thing as saying that spatial concentration causes poverty. But what has happened is
that mixed-income housing development has used space to displace the issue of poverty. Implicit in this understanding is the unstated assumption
that the middle class or wealthy people do not have anything to gain from the proximity of poor people. Poor people, in much of this language,
come to be simply, a problem that we need to spread out.
While the above comprehensive housing programme notes the continued relevance of the state housing programme introduced in 1994, it
flags the need to redirect and enhance various aspects of policy, and commits the Department of Housing (DoH) to meeting a range of specific
objectives, which is the creation of sustainable human settlement (DoH, 2005:4).
2 See http://www.info.gov.za
Cosmo City emerged out of an urgent need to provide accommodation for the informal settlers of Zevenfontein and Riverbend who had been
illegally occupying privately-owned land 25km north-west of the Johannesburg central business district (CBD). These informal settlements were
characterised by substandard living conditions with limited access to basic services (Cowden, 2006). The socioeconomic profile of both communities
is based on low-income levels, high unemployment rates and low educational levels, amongst other breadline issues. The idea was that Cosmo City
would create jobs and stimulate local economic activity for these people. It is located north of the R512 road and falls under peri-urban land-use
zoning. The choice of the location for the mixed-income housing project has been found to be of central importance for economic viability. Finkel
et al (2008) note that if a site is convenient and attractive, higher-income residents will be drawn to the newly built residence, especially if there is
availability of homeownership options.
Cosmo City is very accessible and well located. It is a greenfields development commissioned by the CoJ in conjunction with the Gauteng Provincial
Housing Department (Cowden, 2006:1). The project was conceptualised to stand out as a mixed-income residential development where people
of different income groups live in the same area utilising similar amenities. The projects have been driven with many difficulties, especially from
surrounding neighbours who waged a series of legal battles believing that the development would devalue their properties.3 The delay in this
project also centres on the NIMBY syndrome, which plagues spatial distribution of human settlement throughout South Africa (Luc-Limacher,
2009). The project was announced in 1997, but only commenced in 2005. Cosmo City tends to demonstrate that the supply-led approach to
housing delivery can be as slow as compared to the demand-led approach. The objectives of the development are to:
be the first greenfield development that will endeavour to comply with integration and sustainability principles as per government
policies and legislation
assist in meeting the pressing demand for housing in the north-western part of the CoJ resolving the conflict between environmental
and economic considerations and social responsibility
make a statement towards integration along racial and social grounds and negative perceptions that exist around such integration
make a political inroad in the access of the poor to the formal urban system.
The Cosmo City development set a precedent as the first mixed-use urban residential development (Cowden, 2006). It addressed a number of
principles for sustainable housing, notably: urban integration; land use and design; income generation and affordability. The development goes a
long way in creating a sustainable settlement comprising a mixture of Reconstruction and Development Programme (RDP) houses, finance-linked
houses, bond houses, and social housing components.
In looking at Cosmo City some of the questions that are always asked regard the social benefit: Does the project benefit the life chances of
low-income residents? and What is the social interaction of the various income groups residing here? Although shortcomings of public housing
and other projects have been noted in the literature, little research is available on the social benefits of residents of mixed-income housing
developments (Schwartz & Tajbakhsh, 1997). In Cosmo City there are three schools: two primary and one high school with recreational facilities.
These schools cater for both low-income and middle-income earners, as well as residents living in the 5 000 RDP give away housing units, plus
high-income earners living in bond houses and social housing schemes. Sibongile, a low-income resident of Cosmo City, stated that My children
3 See www.worldbank.org/southafrica
Social amenities
The development has ample space for parking on site, 5% of the subsidies allocated to this project is reserved for the disabled and 5% for right-
sizing. The three schools have been handed over to the Department of Education. The literature shows that the provision of attractive, on-site
amenities and services will assist in drawing a critical mass of upper-income residents. One amenity that researchers find as a pre-requisite for
drawing upper-income residents with children to mixed-income developments is access to safe and high-quality schools (Varady et al, 2005).
Johannesburg City Parks funded the three parks. An informal trading area is provided in the vicinity of the low-income areas to allow members of
the community to continue with income-generating activities. There is a site designated for the establishment of churches and a Catholic Church is
already functioning in Extension 0. However, Cosmo City does not have a functional police station and presently utilises the services of the nearby
Honeydew police station.
Community participation
One of the successes of Cosmo City is the level of community participation, as each of the extensions is governed by an elected leader who
represents the interests and/or concerns of his/her community at meetings with the managing developers. At such meetings issues affecting
various extensions are discussed and problems are resolved. House rules, as they apply to regulations, rights and obligations of all residents,
are communicated to these representatives. This umbrella group of extension leaders forms an important instrument to help monitor and report
important issues that the developers might not notice in their routine site checks.
Challenges
One of the challenges of the project is the proliferation of informal sectors resulting from lack of availability of sufficient land to accommodate big
chain stores. Another problem relates to the lack of a central taxi rank, but work is currently on going to erect one. The proliferation of informal
activities poses many challenges and if not properly regulated might lead to slum developments with adverse impacts on the sustainability of the
project. The series of budgetary cuts to the project is also a major concern to the project team.
The issue of not in my back yard with the highly contested opposition to stop the project from residents in this north-western Johannesburg area
was addressed through careful planning and implementation. Private sector participation in housing development should be encouraged, as most
local authorities are struggling in terms of finance to address socioeconomic issues and service delivery. The idea behind the project has succeeded
in creating an integrated community without compromising and infringing on peoples comfort. There is a need to strengthen the inclusion of
mixed-income (inclusionary housing) as a policy to form part of the housing code. Mixed-income housing has the ability to deal with South Africas
highly segregated built environment, as access to land is a very big issue and to acquire prime land for the location of the RDP houses is very
difficult. The success of Cosmo City is the CoJs appropriation of land from private developers, which brought down the development costs.
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Abstract
This paper highlights innovative approaches and partnerships undertaken by the Province of British Columbia, Canada, and BC Housing to break
the cycle of homelessness. Outreach services provide immediate assistance to literally help homeless people get off the street. In the short-
term, emergency shelters provide an effective gateway to services and housing. A housing first approach and supportive housing are key to
providing permanent solutions to homelessness. Breaking the cycle also requires cross-government collaboration and partnerships with all levels
of government, health authorities, non-profit housing providers, private landlords, community-based service agencies, the private sector and
people who are homeless.
Introduction
Purpose
The purpose of this paper is to highlight several innovative approaches and partnerships being undertaken by the Province of British Columbia and
its crown corporation, BC Housing, to address homelessness. These initiatives range from short-term interventions that address immediate needs
to longer term programmes and strategies that provide permanent housing for people who are homeless in British Columbia.
Context
Most people in British Columbia are housed successfully in the private market. However, about 16% need some form of housing assistance.
Households spending 50% or more of their income on rent for adequate housing are considered to be most vulnerable and most at risk of
economic eviction or homelessness.
It is estimated that about 6 000 people are homeless on any given day.1 About 70% of them suffer from substance abuse and/or mental illness.
Aboriginal people are over-represented in the homeless population. The proportion of Aboriginal people at risk of being homeless is estimated to
be 41%, more than twice that of the general British Columbia population.
BC Housing was established in 1967 as a provincial crown corporation to fulfill governments commitment to developing, managing and
administering subsidised housing. It works to assist British Columbians in greatest need of affordable and appropriate housing by providing a
range of options along a continuum. The housing continuum extends from emergency shelter and housing for the homeless to affordable rental
housing and homeownership. In 2010, BC Housings mandate was expanded to provide consumer protection for new home buyers and foster
continuous improvement in the quality of construction of new homes in the province.
That same year, Vancouver, British Columbia, hosted the 2010 Olympic and Paralympic Winter Games. Leading up to these events, the province
through BC Housing, along with the City of Vancouver and other community partners was able to influence the Olympic Bid Committee to
include provisions for a socially inclusive Winter Games. As a legacy, the games catalysed the creation of new social housing in the province.
The BC government has made it a priority to break the cycle of homelessness, and leads Canada in the creation and funding of innovative housing
programmes to address this challenge. This includes programmes to develop new housing units and acquiring existing buildings to preserve the stock
of affordable housing. In addition, the provincial housing strategy, Housing Matters BC, identifies several goals to address homelessness, and guides
BC Housing in its work.
In total, about 95 000 households in British Columbia are assisted through subsidised housing. The BC government funds about 59 300 units
managed by non-profit societies and housing co-operatives. Another 7 200 units are directly managed by BC Housing. The government also
provides financial assistance to about 28 500 households, to help increase the affordability of their rent in the private market.
The BC governments homelessness strategy is geared towards breaking the actual cycle of homelessness. This involves taking a leadership role and
working in partnership with other levels of government as well as health authorities, non-profit housing providers, private landlords, community-
based service agencies and the private sector. In addition, it requires collaboration within government among different ministries and departments.
The strategy embraces a housing first approach. This involves connecting people with permanent housing and the services they need and want to
maintain their housing and regain self-sufficiency. The cornerstone of the strategy is a shift in focus from providing emergency shelters to providing
permanent housing with health and social services support.
1 This number is based on homeless counts conducted in different parts of the province, including Metro Vancouver, Victoria, Fraser Valley, Kelowna and Nanaimo.
This section of the paper provides examples of government-funded programmes that use innovative approaches and partnerships to effectively
break the cycle of homelessness.
Partnerships with government ministries, health authorities, community-based agencies and housing providers to get people
off the street.
BC Housing works in partnership with several government ministries, community-based agencies and housing providers in more than 49
communities across British Columbia to reach out to individuals who are homeless. The programme is client-centred, and engages those people
not reached by traditional services. Community-based agencies delivering outreach services help clients access housing, food programmes, drug
rehabilitation services, counselling, basic living skills, health care and other services.
Protocols are in place with the Ministry of Social Development that make it possible to house homeless clients within a day. For example, the
ministry fast-tracks access to income assistance for people who are homeless, provides security/rent deposits, and may pay rent directly to
landlords, if appropriate. Outreach workers continually build relationships with local landlords to secure rental units and problem solve if issues
arise. Programme funding enables outreach workers to provide rent assistance as needed, on a short-term basis.
A separate Aboriginal Homeless Outreach Programme was created specifically to reduce the number of Aboriginal people who are homeless. A
disproportionate number of homeless individuals are Aboriginal, and outreach workers have found it necessary to address this in a way that recognises
the unique cultural and social needs of Aboriginal people. The programme provides outreach services for chronically homeless, urban and rural
Aboriginal people who are living off-reserve. In particular, the programme focuses on individuals who have been homeless for longer periods of time, or
the street entrenched.Services include providing direct access to immediate housing with linkages to the necessary support services. These outreach
programmes have recorded significant successes since they were established in 2007. Nearly 3 000 people were housed under the programmes from
April 2010 to March 2011 at a cost of $5.5 million for the outreach programme and $1.5 million for rent subsidies.
Partnerships to provide places of change where housing and on-site support services help people stabilise their lives.
In a move to protect affordable housing for people most in need, BC Housing purchased 23 and leased three single room occupancy (SRO) hotels.
The acquisition of these hotels has enabled the BC government to effectively protect them from being redeveloped into upmarket housing. This
also provided an opportunity to renovate and upgrade the buildings to improve living conditions.
In Vancouver, where most of the SROs are located, the province, Vancouver Police Department and the non-profit operators of the SROs are
collaborating on a new initiative, Partners in Action. The goal of this initiative is to enhance communications and procedures that enable the
government-owned SROs to provide an environment that is safe and comfortable for all residents. Beat officers are assigned to specific SROs
so they can establish one-on-one relationships with the non-profit operators and residents.
The province allocates funding to developments that integrate subsidised housing with support services for people who are homeless or at risk
of homelessness; people with mental illnesses and physical disabilities; people with drug and alcohol addictions; Aboriginal people; youth; and
women with children fleeing abusive relationships. Since its launch in December 2004, the province has allocated about 2 025 PHI units (for
phases 1 and 2) in communities across the province. The BC government provided $171 million in capital grants for these units and spent $9.2
million in 2010/11 for support and operating costs.
The Phoenix Centre in Surrey, B.C., is an example of a public-private partnership that received funding through the PHI. It opened in April 2007, and
is the first development of its kind in British Columbia to combine clinical addiction services with transitional housing, employment and education
services. The facility includes 28 early stabilisation addiction services beds and 36 units of transitional housing, and offers a number of programmes
on-site. Through a partnership with Kwantlen University College, a unique learning programme has been developed to help individuals in recovery
upgrade their education. The centre also provides space for an employment programme that offers career planning and coaching while an on-site
community centre offers aftercare support to residents completing Phoenix Centre programmes.
Partnerships with local governments across British Columbia to develop permanent housing for people most in need.
Homelessness affects communities across British Columbia, and requires that the BC government, local governments and communities work in
partnership to ensure that the necessary housing and support services are in place. The province asked communities to get involved in breaking
the cycle of homelessness. Municipalities have responded by proposing city-owned sites that can be developed, and non-profit housing operators
are working to build relationships within their communities.
To date, the BC government has reached agreements with eight municipalities to build more than 2 300 social and supportive housing units for
people who are homeless and at risk of homelessness. The agreements have been formalised in memorandums of understanding (MOUs), which
outline the roles and responsibilities of each party in the development process.
The province will pay all costs from the design of the housing units through to the issuing of development and building permits. It will also arrange all
capital and operating funding, and enter into operator agreements with non-profit societies to manage the housing units and provide on-site support
services. In return, the municipalities will lease city-owned sites to the province for a nominal fee for 60 years, meet the costs of all development permit
fees and designate staff members to expedite the approval process. In many cases, the cities will also exempt properties from property taxes as long
as the developments provide housing and services for people who are homeless or at risk of homelessness. The provincehas committed to spending
$22.5 million per year for support costs once all 2 300 units are operational.
In Vancouver, the province is partnering with the City of Vancouver to develop 1 575 new units of social and supportive housing on 14 city-owned
sites. The City of Vancouver contributed the sites, which were valued at $64 million. A unique feature of this partnership is the participation of the
Streetohome Foundation, which brings together people from all sectors of the community business, non-profit organisations, government and
citizens to address homelessness. Streetohome was created in 2008 as a partnership between the Vancouver Foundation, City of Vancouver and
Province of British Columbia to break the cycle of homelessness through prevention, creating new supportive housing and improving the quality of
life for those in need. Streetohome will raise funds to provide $20 million towards the development of supportive housing on eight of the 14 sites.
Other partners include the health authority, which will play a significant role in supporting tenants with mental health issues. Non-profit housing
providers are responsible for managing the buildings and providing support services for residents.
Community partnerships offer a single application and central registry for people seeking supportive housing
BC Housing, in collaboration with non-profit housing providers, the City of Vancouver, Vancouver Coastal Health and the Ministry of Social
Development, created this service to manage the allocation of supportive housing units. The registry will offer applicants a single point of access
Conclusion
Addressing the issue of homelessness requires innovative solutions and partnerships with all those who are affected. This includes all levels
of government, health authorities, non-profit housing providers, private landlords, community-based service agencies and the private sector. It
also requires cross-government collaboration. No one level of government, government department or agency can solve homelessness alone. In
addition, breaking the cycle requires leadership and a strategy backed by sufficient resources. It also requires listening to community stakeholders
and the homeless themselves to find out what they think will work.
The Province of British Columbia believes it is possible to break the cycle of homelessness. We have found outreach services effective in providing
immediate assistance to help people who are homeless get off the street. In the short term, and until enough supportive housing is built,
emergency shelters can provide an effective gateway to services and housing. We have also found that the housing first approach works, and
that supportive housing holds the key to a permanent solution to homelessness.
References
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Abstract
In 2008 the European Commission launched a study titled, The liability and insurance regimes in the construction sector: national schemes and
guidelines to stimulate innovation and sustainability.
The consortium CEA-CSTB, comprising Centre dEtudes dAssurances (CEA) and Centre Scientifique Technique de Btiment (CSTB), was appointed
to undertake the study under the name, European Liability Insurance Organisation Schemes (Elios) (www.elios-ec.eu).
The study demonstrated the existence of similar concerns and purposes through the diversity of the national regimes and underlined the tendency
for insurers and insurance schemes to play an increasingly regulatory role. This has led to some concrete recommendations, which are currently
being taken into account by the European Institutions.
There were a number of important steps that facilitated the undertaking of the Elios study and the presentation of its findings. Key events in the
project timeline included:
The launch of the Lead Market Initiativefor Europe, of which sustainable construction was a key focus area (21 December 2007).
The launch of a pilot project by the European Parliament to, facilitate access to insurance by building contractors, especially the self-
employed and small firms, in order to stimulate innovation and the promotion of eco-technologies in the European Union. (Official
Journal of the European Union, 14 March 2008).
The European Commission calls for tenders for its research study, The liability and insurance regimes in the construction sector: national
schemes and guidelines to stimulate innovation and sustainability. (28 May 2008).
The European Commission and the CEA-CSTB consortium sign a service contract (19 November 2008).
The preliminary version of the final Elios report is submitted (28 February 2010).
An Elios workshop is held, where the findings and conclusions of the Elios research are presented (18 March 2010).
The final Elios report is published (30 April 2010).
The European Parliament approves the budget (December 2010).
A meeting is organised in the European Parliament by Mrs Estelle Grelier, MEP, with the participation of Mr Vicente Leoz-Argelles and
Mr Antonio Paparella, both members of the European Commission; stakeholders of the construction and insurance sectors; and the Elios
team, to discuss the way forward (23 March 2011).
The first observation which imposed itself with respect to the general framework of construction regimes in Europe was the existence of an
extreme diversity of liability and insurance regimes across the 27 EU member states.
In France, the law is called spinetta and was introduced in 1978. It features a 10-year liability (article 1792 C.C. and following articles) and no-
fault liability, with one criterion namely, unfitness for the intended purpose. Its a double-trigger system of insurances.
In Spain, that countrys LOE law, as its called, was established in 1999 and provides a legal compulsory framework with three terms of liability
one year, three years and 10 years. This reformed law was largely inspired by the French system and is a compulsory insurance.
In Belgium, the liability rules were derived from the Napoleon Civil Code. The law, called laruelle, was introduced in 2006 and provides for a 10-
year liability (articles 1792 and 2270 C.C.) and condemnation in solidum. Compulsory insurance applies to architects only.
A functional approach
The Elios study adopted a functional approach in analysing the liability and insurance systems of the 27 member states. In comparative law it is
possible to distinguish between the traditional method, called structuralist, which is concerned primarily with the concepts and legal rules from
a point of view, and a more recent approach called functional, which focuses on the results achieved in relation to a specific problem. The latter
approach focuses the attention on purposes of the legal systems and on solutions, which have been developed as a response to a factual situation.
In order to illustrate the difference between these two methods, it is possible to quote the examples of the liability and insurance systems existing
in the United Kingdom and France.
A structuralist comparison would lead to a conclusion that the regimes in these two countries have nothing in common as common law is applied
and almost no mandatory insurances exist in the first case whereas, in the second case, decennial liability governed by codified law and double
legal obligation of insurance can be observed.
On the contrary, the functional approach highlights some points of convergence since in practice, more than 90% of buyers of new dwellings in
the United Kingdom are covered by guarantee issued by the NHBC, which lasts for a period of 10 years starting from handover of the property.
FRANCE FINLAND
FRANCE
1978 - Spinetta Law
ITALY
SWEDEN SPAIN
1993 - Law 1993:320 SWEDEN
Construction Defects Insurance
Home warranty
FINLAND
IRELAND
1994 - Housing Transactions
Act NETHERLANDS
SPAIN
UNITED
1999 - LOE Law 38/1999 KINGDOM
ITALY
Under project
2004 no 210 2/8/04
BELGIUM
DENMARK
CZECH
2008 - Danish Limitations Act REPUBLIC
LUXEMBOURG
PORTUGAL
Conclusions
A strong tendency to implement home warranties and mandatory insurances leads to an increasingly regulatory role of the insurance schemes
and of the insurers.
Final recommendations
A number of concrete actions to be promoted by the European Commission were recommended. These included:
Establishing a link with the member states in matters relating to construction insurance.
A single point of contact for information about cross-border construction activities.
A handbook of quality labels and indicators (at the European level).
A European observatory and database of construction pathology relative to eco-technologies.
Abstract
Managers of guarantee plans for new residential buildings in Qubec are facing a number of challenges related to the presence of the mineral
pyrrhotite in the aggregate used in certain concrete. This paper describes this situation and proposes a governance model to effectively manage
the risks associated with this type of protection.
In the mid-1970s, guarantee plans were offered on a voluntary basis to buyers of new homes in Qubec. Since 1999, following government
regulation, guarantee plans for new residential buildings have been required for buyers of new homes and condominiums built by contractors
licensed by the Rgie du btiment du Qubec.
Three private administrators were authorised to manage the plans, namely La Garantie habitation du Qubec inc. (Qualit Habitation) of the
Association de la construction du Qubec (ACQ); La Garantie des maisons neuves (GMN) of the Association provinciale des constructeurs
dhabitations du Qubec (APCHQ); and La Garantie des matres btisseurs.
In the early 2000s, 30 owners of new homes in the Trois-Rivires area, 140 kilometres east of Montral, began experiencing problems due to
concrete aggregate that had been produced using pyrrhotite. Pyrrhotite is an iron sulphide mineral that reacts strongly to humidity, air and
oxygen by expanding, causing significant cracking of foundations and brick and stone cladding (Coalition Proprio-Bton). Neither the APCHQ,
manager of the Garantie des maisons neuves responsible for the administration of guarantee plans for these 30 buyers, nor the Rgie du
btiment du Qubec, could find solutions to this problem. Qualit Habitation, for its part, issued a directive from management not to recruit
new members in this region of Qubec.
In 2009, several new cases were reported, also in the Trois-Rivires region. To date, 700 cases of concrete containing pyrrhotite have been
listed. Of these, 550 properties were protected by guarantee plans 530 by the Garantie des maisons neuves of the APCHQ and 20 by
Garantie habitation du Qubec inc.
It is worth mentioning that the cost to repair the damage caused by the presence of pyrrhotite in concrete is equivalent to about 50% of the values
of the house. In some cases, the repair amount could even equal the cost of building a new house.
In February 2011 the APCHQ purchased a competing plan, La Garantie des matres btisseurs, and renamed it La Garantie Abritat. This was
necessary as this particular guarantee plan administrator faced a potential liquidity deficiency due to the pyrrhotite problem. As a result, it has
been able to operate under a different name in order to meet the regulations of the Rgie du btiment du Qubec.
Following the emergence of the new cases in 2009, a number of homeowners affected by the pyrrhotite problem joined forces to seek
compensation for the damage caused. The Coalition Proprio-Bton was established in the Mauricie region to represent such homeowners.
Numerous demonstrations have since taken place in downtown Trois-Rivires in front of the Qubec National Assembly building and at the
Canadian Parliament Building in Ottawa to raise awareness around this issue, which has also been covered extensively in the local press.
In 2010, the government agency responsible for guarantee plans conducted an investigation into this mechanism and found that knowledge of the
guarantee plan by condominium owners and condominium owners syndicates was generally good. But it also uncovered a level of dissatisfaction.
Consumers affected by various problems complained about a range of issues related to such plans, including:
The length of time it takes to resolve (sometimes urgent) issues.
The inability by some contractors to meet the expectations of their customers in terms of corrective action.
A lack of understanding by consumers regarding coverage provided by the guarantee plans and the inadequate dissemination of
documentation.
A misperception about the veracity of guarantee plans among consumers dealing with construction problems or condominium owners
syndicates.
That the administrators of guarantee plans are too close to the construction industry.
Guarantee plans reaction of the Qubec government to consumer pressure and solution options
Government met with guarantee plan administrators and expressed its concern at the unfolding situation. In essence, it questioned the management
of guarantee plans by the private sector. It proposed a number of possible solutions, including nationalising plan management and creating a
single administration fund; appointing an ombudsman; and instituting government inspectors.
La Qualit Habitation, however, disagrees with the idea of a sole administrator of guarantee plans. It lists the following as the potential
consequences of such action:
Loss of any kind of contractor support and construction industry expertise.
Loss of support and continuous training to contractors.
Potential bureaucratic delays in processing claims.
Healthy competition (in terms of costs) would be eliminated.
Premiums would double.
As soon as it was established, Qualit Habitations mission was to institute procedures for guiding subsequent administrative activities; to be the
benchmark for guarantee plans while working with the most qualified contractors. Some of the risk management mechanisms that have been in
place since its founding include:
Worksite inspection plans tailored to each contractor.
The establishment and monitoring of quotas for the registration of new homes.
The phase by phase approval of condominium projects.
Personalised training with contractors to prevent problems.
The establishment of a watch list for contractors in financial difficulty (during construction or after-sales service).
The twice-yearly evaluation of operations.
The monitoring of administrative documentation regarding the guarantee.
Consumer satisfaction surveys.
A support service to transfer condos to new condo administrators.
In 2010, Qualit Habitation recorded a customer satisfaction rating of 82%, where 0.12% of cases were referred for arbitration. Through proactive
upstream management and close collaboration between staff of Qualit Habitation and its contractors, only 15% of premiums collected are paid
out to make repairs as a result of claims, thus leaving more money available to develop management tools to increase the efficiency of contractors
and construction quality.
Conclusion
This situation enabled Qualit Habitation to improve its visibility to government by demonstrating its years of sound administrative management.
Consequently, the organisations credibility with government has been enhanced, as it has with partners who have been involved in the exercise.
Our proactive approach to risk management has proved a success. Our collaboration with contractors at all stages of a construction project
66 NHBRC Housing Conference 2011
contributes to their success, while providing the consumer with added protection. All employees of Qualit Habitation, whether inspectors,
conciliators or representatives, have a role to play far beyond their basic job that entails working with contractors out in the field and closely
monitoring work done. In this way, problems are identified early and resolved quickly.
Close collaboration with all partners, including our competitor, in managing this situation demonstrated Qualit Habitations determination to
preserve guarantee plans. Moreover, several Qualit Habitation administrative processes have been incorporated into the recommendations made
to government in order to keep responsibility for the management of guarantee plans within the construction industry.
Qualit Habitation believes that building contractors, by sharing their expertise and experience accumulated over the years, are best placed to
manage guarantee plans. Qualit Habitation also believes it holds the key to proper administration of guarantee plans, whether through the
continuous improvement of its management methods or through the guidance provided to its accredited contractors who meet strict evaluation
criteria.
References
South African Bureau of Standards; Private Bag X 19, Groenkloof, Pretoria, 0001; [email protected]
Abstract
Low-cost social housing/dwellings in rural areas are often built without the necessary infrastructure, i.e. grid electricity, fresh/potable water supply,
etc. This paper will introduce and describe a workable solution for a self-sustainable dwelling. This approach of a modular energy system minimises
the dependence on infrastructure.
UmzikaNtu Technologies and John Frazer Architects and Construction have designed an energy-utility unit, which could be added to current low-
income houses in all areas. The unit consists of five modular spaces built onto the one side of a dwelling by conventional building processes, i.e.
mortar and bricks:
The first unit has a kitchen sink where the taps are connected to a water purifier. This utility will enable a household to utilise sources of
water other than the purified water from the formal systems.
The second unit is fitted with a liquid bio-gel stove, four plates (converted), with a ventilation system that will enable warm air from the
stove to escape the dwelling during summer months, but be retained during colder winter months.
The third unit is the fridge unit where recycled fridge doors and compressor cooling systems are used to construct a fridge.
The fourth space is used as a table top with space for kitchen cupboards below.
The fifth space is used to store a deep-cycle battery with a charger unit. Lights may be operated from main line electricity, the battery or
from the solar panels, depending on the availability of each. A low-pressure solar geyser with panels will be fitted onto the roof.
A typical low-cost house has been constructed on South African Bureau of Standards (SABS) premises for long-term sustainability testing (see
figure 1).
Sustainable houses commonly generate their own electricity through the use of various technologies, such as solar cells. Water is typically collected
from rain and then treated to be potable. The object of this investigation was to determine if:
this energy utility unit, added to an existing house, would be sustainable
the least possible energy from the formal grid could be used
the inhabitants would be able to live in reasonable comfort.
The house was constructed on SABS premises. The dwelling consists of two bedrooms, one bathroom and a living/kitchen area. The energy-utility
unit was added as part of the construction process.
The temperature differences in summer and winter settings were measured and are shown in table 2. The mechanism of the ventilation system
consists of a shield on tracks that could be easily turned between summer and winter settings. The winter setting will force warm air from the stove
into the house and the summer setting will open a vent for the warm air to escape to the outside (see figures 3 and 4).
Fridge unit
The fridge unit was custom built and fitted into the space between the two wall extensions. The fridge door, insulating panels, motor and compressor
were recycled and rebuilt from old fridges. The temperature inside this fridge was measured. It is important to note that this unit operates on grid
energy. The energy has been measured and will be depicted in the results (see figure 5).
Water-purifying unit
The water-purifying unit was installed under the sink unit. This unit will enable inhabitants to catch rainwater, which will then be potable after
purification. The system can also be used to clean borehole water or water from small reservoirs.
Figure 7: Water-purifying unit
The following temperatures and electrical consumption were recorded for a period of approximately one month. The results for the water
temperatures, corresponding to a volume of 124 litres, are depicted in table 1.
Energy consumption from the main supply over a time period of one month (30 days) is depicted in table 4.
The fully charged battery pack could provide energy to the five internal lights for at least 16 hours, which is equivalent to 1,66 kWh.
Conclusions
Four occupants, living in the house, were simulated for a period of at least 60 days and the following conclusions can be drawn from the
experimental data:
The warm water supply is adequate even during cloudy, cooler days.
The fridge is functional, but care should be taken of where the compressor unit is placed. The cooling unit generates heat, which affects
the fridge right above the unit.
The fridges insulating panels should be more effective although it is functional.
The battery pack could provide energy to the five inside lights, 104 watts, for approximately 15 hours. This is equal to 1,66 kWh.
The energy consumption is very low and this system will ensure that the household will be able to be self-sufficient at most times.
The temperature of the water in the geyser increases significantly during the day time and users of the system should be warned in order
to avoid serious injuries, especially to little children and the aged.
The winter/summer ventilator does have an affect on the temperatures surrounding the stove area that would eventually affect the ambient
temperature of the dwelling, an increase in internal temperature when the winter setting is used and a decrease in temperature on the
summer setting.
Recommendations
It is recommended that a rainwater-collection unit be designed in order to provide water to the household through the purifying unit.
The design of the fridge unit could improve by changing the position of the cooling unit. Currently it is blowing warm air onto the fridge
unit, which makes it less effective.
The warm air surrounding the fridge units compressor and motor should be utilised for other purposes, for example heating the house
during colder months.
The tests were performed during summer and temperatures during winter may be lower than reflected in this paper.
References
Abstract
Essentially this paper suggests that while the issues surrounding true, honest and authentic sustainable development in housing is important,
it seems somewhat extraneous when the social equity (concerning identity) of people is being disregarded. It is imperative therefore that those
concerned with housing developments for the poor tackle the social issues of our time relating to architectural meaning, identity and culture.
This paper is not aimed at criticising the South African Reconstruction and Development Programme (RDP) or any similar developments, but
is rather aimed at a possible solution to the loss of cultural identity within such housing developments. Addressing sustainable developments
and sustainability which includes social equity (which contains within it various related topics) the paper will focus specifically the issues
surrounding cultural identity, knowledge transfer and community participation as part of the solution.
Introduction to identity
The architecture found within individual communities around the world is essentially and intimately related to the identity of the people within
(Popescu, 2006). It is this narrative property found within mass produced architecture that has led to the loss of cultural identity and moral
and ethical values, and the degradation of various other socio-economic issues. The Reconstruction and Development Programme (RDP) has
engendered a loss of traditional, cultural and spiritual references, and cultural innovative practices, and this has led to an urgency to rediscover
South African identity within the housing system.
A sustainable livelihood is a concept that has become increasingly important in the realm of development. This concept is central to poverty
reduction, rural development and environmental management (Whitfield, 2010). Sustainable development can be viewed as the bridge to fully
engage the world in a way that is empathetic, intuitive and aesthetic. The identity of indigenous people groups within the Republic of South
Africa is vast, with a long heritage of artistic, mythical and sacred traditions that can provide us with a foundation on which to base our current
endeavours and to address our sustainable responsibilities relating to social equity.
Social equity
Fathy (1986), whose worldwide reputation rests on his architectures ingenious inspiration from the local vernacular1, said that architects are
in a unique position to revive peoples faith in their own culture. Furthermore, he stated that if, as an authoritative critic, he shows what is
admirable in local forms, and even goes so far as to use them himself, then the people at once begin to look on their own products with pride.
What was formerly ignored and despised suddenly becomes something to be proud of. It is important that this pride (in a local skill, form and
craftsmanship), involves products and techniques of which the local people have full knowledge and mastery (Fathy, 1986).
Cultural identity
Linking South African housing with the identity of the local people is not a factitious overture. In Building Dwelling Thinking, Heidegger (1971a
[1954]) defines dwelling as mere existence on earth. It is on this plane that South African communities have lost their identity. If the current
housing systems being referred to (low cost housing) truly reflect the identity of the people, it speaks of an identity lost: traditional African housing
should echo the traditions of the people. (Architecture) connects forgotten and following ages with each other, and half constitutes the identity,
as it concentrates the sympathy, of nations (Ruskin, 1901 p. 340).
Identity within architecture is a vital concept of the modern era. Identity acquired this status due to the enormous changes that turned modernity
into a powerful category: industrialisation, the perspective of history, and the pre-eminence of scientific thinking. These three factors brought with
them unprecedented transformations, which were experienced as an immutable rupture that Hannah Arendt (1993 [1961]) defined as a loss
of tradition. In this context, as Anderson (1991) observed, identity is constructed under the direct guidance of the binomial power and culture.
The binomial power and culture in the South African context refers to the political/ governmental power that drives the housing system and the
culture or identity of the people within it (Foucault, 1980). With the loss of tradition it becomes apparent that the binomial guidance suggested by
Anderson is grossly unbalanced, with the governmental/political power1 vastly overpowering that of the culture (the people), rather than working
in partnership with it (De Meulder & Bouman, 1998).
1 According to Lawrence (2006, p. 110), vernacular buildings are human constructs that are the results of interrelations amid ecological, economic, material, political and social
factors. Furthermore, Ozkan (2006, p. 108) further described vernacular architecture as the highest form of sustainable building, as it not only uses the most accessible materials,
but also employs the widest available technologies.
Vernacular architecture comprises the dwellings and other buildings of the people. Related to their environmental contexts and available resources, they are customarily owner- or
community-built, utilising a variety of traditional technologies. All forms of vernacular architecture are built to meet specific needs, accommodating the values, economies and
ways of living of the cultures that produce them (AlSayyad, 2006; Asquith, 2006; Lawrence, 2006; Oliver, 1997; Ozkan, 2006).
In 1995 the term holistic approach was used to describe the overall planning concept of the RDP houses: the plan not only should deal with
the problems of housing and delivery systems, but also with the facilitation of a potentially strong community base and future living environment
through careful design and management (Clarke, 1994 pp. 17-19). When observing pre-demolished houses and townships it is obvious that the
environmental concepts around sustainability were met: locally sourced materials, traditional construction methods, local craftsmanship, culturally
mirrored designs and innovative solutions.
Vidal de la Blache (2006) gives a phenomenological analysis of the narrative ability of architecture, be it an individual creation or a whole
settlement: A city, a village, a house, is a descriptive element; however one thinks about their form and their material, or their adaptation to
their way of life, be it rural or urban, agricultural or grazing, they enlighten the relationship between man and the soil. Architecture and identity,
individual and collective, appear to be essentially connected. This is true particularly for communities, since they identify themselves with the place
in which they evolve.
It would follow that the ability to re-establish worth, ownership and identities of communities and in so doing, social upliftment lies in the
hands of the housing developer, to design housing developments that positively reflect the identities of individual communities rather than treating
all communities as a collective whole, regardless of the geographical location or cultural stem.
The issue of South African identities and cultures is therefore viewed as a volitional process, the significance of which is more noteworthy within
a group, since collective identity is overtly constructed. The multiple manifestations engendered by this process have a common denominator: the
aspiration towards identity. The diversity of manifestations is determined by the evolution of support for identification (ideological and/or aesthetic).
Knowledge transfer
Indigenous knowledge, according to Hirji (2002), is a system of methods, customs and traditions developed over many generations, through a
traditional way of life of an in-depth knowledge of a system or systems by local people (Hirji, 2002 p. 313). Why has the indigenous knowledge
of the South African people been largely overlooked by developers, the government and even by local communities themselves?
The knowledge, experience and skills of indigenous South African builders and craftsmen have an imperative contribution to make to the creation
of sustainable communities, including the identity of individual groups. This is confirmed by Sawyer (1992 p. vii) who says that past and present
indigenous knowledge plays a key role in sustainability. It seems necessary, then, that a housing precedent should be set where indigenous
knowledge is integrated with modern innovative knowledge as was originally planned by the Reconstruction and Development Programme
(Clarke, 1994), thus leading to the rebalancing of what Anderson (1991) termed the binomial power and culture.
This equally weighted binomial team could lead to the development of settlements and buildings that are both contemporary and modern,
yet which build upon the characteristics of local and cultural traditions and knowledge, therefore amalgamating with the environmental and
ecological context and simultaneously reflecting the identity of the local community. This would result in the upliftment of individuals and
communities through education, traditional and cultural knowledge transfer, and the reimplementation of cultural traditions.
The suggested initiative which follows could be described as mobilisation in an effort to achieve sustainable development and self-sufficiency.
The four-step strategy aims to include sustainable basic social services and infrastructures; job creation and the creation of regular incomes; and
the upgrading of the livelihoods of the most vulnerable people. This would be achieved through the building and implementation of projects to
stimulate cultural identity and knowledge transfer, therefore improving personal and community growth and hence, social equity.
As architects and developers, one should seek to stress that knowledge transfer through public participation needs to be integrated in all areas
of development. The implementation of such a transfer system will lead to the ability to achieve ambitious goals, including appropriate social
architecture for each region. This assertion stems from the basic lesson of development experienced around the world that local communities
need to implement projects that they believe effectively promote sustainable development (private-public partnerships, informed decision-making,
flexible economy, and self-reliance). Within the design development, one should therefore encourage strategies that catalyse and facilitate
community participation in development planning as well as transfer the needed skills to help communities within individual regions of South
Africa manage such projects.
The aim is to shape the method of development and rehabilitate sustainable community activity. Opinion leaders within the community can base
the project on their constituencies self-described priorities, which will help achieve the community targets and increase their own prospect for
success due to heightened local support. Community members and leaders who have acquired the skills and training to achieve collaborative
development and have experienced the benefits of the training process could later prove to be excellent candidates for managing the scheme over
an extended period of time. The community members described should understand that an effective social movement can begin with a series of
community meetings where local people are given the opportunity to express their concerns and interests. They should realise too, that inclusive
collaboration in the design and management of local developments will open the doors for the region and community to achieve its development
potential. A local leadership will emerge that understands and is dedicated to addressing the real issues of concern to citizens.
Among the priority cases should be the inclusion of rural villages that neighbour each development. In many cases, these villages are statistically
among the most isolated and poorest in the country. New income generated in these communities would reduce local dependence on the natural
resources of the protected areas, which in turn advances nature conservation. In this way, economic development in itself furthers environmental
goals. Thus the initiative should initially consider focusing its efforts in these areas and others that multiply benefits.
It is believed that for a relatively low cost, these strategies included in the development initiatives action plan may turn out to be among the most
effective ways of achieving goals. The strategies are, in a sense, natural extensions of the initiative and share its ultimate objective to enable all
members within the community, men and women alike, to avail themselves of a wide range of possibilities and opportunities (King Mohammed
VI, 2005). Public participation is the method that effectively attains this. The question that arises while initiating these steps is, will community
participation across various regions, whereby local people design and manage projects that meet their unique needs, lead to social upliftment,
cultural identity and sustainable communities?
Conclusion
As was noted by Ezaguirre (1992, p. 19), local indigenous and technical knowledge within the building practice should never be overlooked.
Local peoples knowledge about the specific conditions in which they live and work may be more exact than the knowledge of practicing
individuals in the building profession. This is neither a failure within the building profession nor the idealisation of low-resource areas, but
recognition of the division of labour between architectural research and the empirical knowledge that local indigenous people acquire in order
to produce with available resources.
There already exists a long established, though still somewhat marginalised, discourse that focuses on the ways in which indigenous traditions and
innovations may be integrated into contemporary building practices, as was summarised by Afshar and Norden (1997). At present, however, while
concerns over sustainability and cultural identity continue to shed animosity over the processes of modernisation and globalisation, an alternative,
innovative approach to development is continuously being sought. It seems more opportune and urgent a time than ever to incorporate the
achievements of such research into contemporary practice.
Unfortunately, as was noted by Payne (1977), western models of planning and designs based on commercial land markets are penetrating most
parts of our country. Perhaps in rural areas less so, but finding ways in which local and traditional knowledge and expertise may be integrated into
urban contemporary building design and practice continues to be one of the main challenges one faces in the 21st century.
What is needed is the disposal of the stigmas of underdevelopment, poverty and the past that currently cling to the concept of indigenous
traditional African architecture. Such research and education should focus on issues of process rather than product, and identifying general
principles and concepts rather than basic facts and figures. More importantly, it should be critical and actively engaged in realities of the present,
rather than remaining focused on the past. These ideals were further emphasised by Rapoport (2006) however, in order for the sustainable,
innovative, indigenous and traditional architecture to teach lessons that are relevant to the future, a more problem-orientated, comparative and
integrative stage that leads to explanatory theory needs to be entered.
Participatory approaches should become an integral component of the building culture as well as of development initiatives that aim to promote and
establish sustainable supplies of locally available building materials (Marchand, 2006; Lawrence, 2006). Local appreciation for traditional architecture
and building methods must be bolstered (Fathy, 1986), and its social, economic and ecological value recognised. The post-colonial dichotomy between
tradition and modernity must be challenged. The popular association of tradition with stasis and backwardness, and the conceptual affiliation of
modernity with concrete, corrugated iron and all things Western, must be debunked. Changing attitudes can only be achieved through educational
processes that promote scholarly investigation, publications, public displays and open discussions (Marchand, 2006).
As long as the South African elites continue to conceive of traditional African mud architecture as the property of their poverty-stricken rural
brethren, the truly African building tradition and African identity within South Africa, as well as the diversity of other building traditions and
innovative designs throughout the county, will be progressively denigrated and may one day cease to exist (Marchand, 2006; Voss, 1992).
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September, 2006, Vol. 8, 3.
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In: J. R. Lewinger Mook. Diversity, Farmer Knowledge and Sustainability. Ithaca and London: Cornell University Press.
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Number 1. September 2010. Republic of South Africa: Department Human Settlements.
(Endnotes)
1 Political/Governmental Power: The Reconstruction and Development Programme was all embracing, it started as the Redistribution
Strategy elaborated by the COSATU. Numerous rounds of consultation eventually produced the RDP, which immediately became the
ANC election platform, and was later converted into a government programme. The RDP office initially led the reconstruction directly
from the Presidents Office a powerful and influential Power base.
European Union of Developers and House Builders; Rue de la Violette 43, 1000 Brussels, Belgium; [email protected]
Abstract
The European Commission took the initiative to establish a legal instrument for European Contract Law. The implications of this initiative, in terms
of the property law, are examined in this paper.
UEPC
The European Union of Developers and House Builders (UEPC), founded in 1958, is the umbrella organisation for federations of developers and
builders in 10 European countries. Its members activities cover the entire real estate spectrum, including residential and commercial properties;
the building and selling of new houses and apartments; and the holding of properties in portfolios.
The members of these federations are called upon daily, in the context of their activities, to sign contracts with private individuals, professionals
(architects or engineers) and commercial / financial intermediaries. Typically the contracting parties agree freely to the conditions of contracts,
although in some cases parties are subject to mandatory rules, e.g. consumer protection rules or certain types of contractual guarantees.
The European Commission took the initiative to establish a legal instrument for European Contract Law and organised, in 2010, a public
consultation on the green paper for potential actions. The UEPC has responded and formulated its position on this subject.
Motivation
The green paper sets out a range of policy options geared towards building a European contract law for consumers and businesses. The aim is
to facilitate a greater exchange of goods and services within the internal (European) market. It would thus be necessary to start the process by
determining and quantifying the obstacles, sector by sector, to cross-border transactions that could present disparities in national legislation.
It would certainly be observed that the disparity in the standards or the usage in technical issues arising from the design, nature or implementation
of the material used form a much greater obstacle to the internal construction and property market in general. Also, in most cases, harmonising
the law would add nothing or very little to the internal property market because of the very nature of this sector.
Cross-border property
The object of property in contracts cannot be moved. The cross-border nature thus may only come from the parties to the contract.
Consumer protection
The issue of consumer protection is already the subject of a number of studies. It would appear that should European laws be harmonised, it would
be a task of such enormous proportions that the solution would likely only be found through objective guarantees or assurances that would be
removed from the general legal concepts that govern obligations and responsibilities.
Summary
If UEPC federation members welcome the European Commissions initiative to establish a legal instrument for contract law in which they intend
to participate, the nature and characteristics of the property sector that have been recalled (i.e. the natural absence of cross-border markets calling
for the harmonisation of laws, the necessary protection of housing purchasers, the organisation of players in this sector, and the chain of contracts)
speak in favour of excluding property operations from the field of application of this legal instrument.
Elios
The consortium CEA-CSTB was appointed by the European Commission to study national liability and insurance systems, and to make
recommendations on insurance schemes and good practices to stimulate innovation and sustainability in the industry.
Diversity of national regimes and growing need for security and guarantees
Within the framework of this study it has been concluded that, while on the one hand there is a great diversity of existing regimes of construction
liability and insurance in EU member states, on the other, the functional similarities need to be highlighted as well. Whether a mandatory
insurance law applies or whether the industry puts in place a quasi-mandatory insurance, there is a growing tendency in all countries to implement
mandatory or widespread insurances.
In the European context with its recent evolutions and research studies undertaken in the field of construction (i.e. services directive,
Elios report, European Contract Law green paper, etc.) the UEPC wanted to assess the conditions necessary to establish a standard European
warranty contract. This would ensure the protection of the interests of property buyers as well as the sustainability of the property investments
undertaken by members of its various national member organisations across Europe.
Centre dEtudes dAssurances (CEA) Belgium (under the commercial denomination of CEA Real Estate) and ASCCO International have been
appointed to write the draft text for a European Warranty a standard contract to be used by UEPC members.
Insurance contract EDIFIS: perennial property damage insurance integrating the requirements of
sustainable development
At the time of writing, the first considerations for the All Building Specific Insurance System (EDIFIS) had been made, and the major orientations
of this European insurance product defined. Because of the extreme diversity of construction liability regimes across EU member states, a property
damage insurance seems to be the most appropriate solution.
The insurance product will cover the period after completion of the works, will take into consideration the eco-technological developments in the
construction sector and will cover the energy performances to be delivered.
Conclusion
European developers and house builders want to offer their customers (home and property buyers) effective protection against the consequences
of faults or incidents that may occur in the early years after construction. The drafting of a contract whose terms are based on multiple experiences
rather than theories, will be the best guarantee of its effectiveness.
Abstract
Since 2010, the French Agence Qualit Construction (Agency for Construction Quality) has conducted a specific survey of risks of defects in low-
consumption buildings to prepare the construction industry for the increase in energy-efficiency standards. The first phase of this study was carried
out over six months among a sample of 50 players who were involved in about 30 building projects. The analysis was used to list a large number
of dysfunctions and to identify the main factors of defects. Following these encouraging results, this study is being continued on a larger scale to
contribute to the necessary adjustments of good practice standards and to guide preventive measures.
Context
Agence Qualit Construction/Agency for Construction Quality (AQC)
Founded in 1982, AQC is a French interdisciplinary organisation. It is a strictly non-profit organisation, whose executive board brings together
representatives of almost all disciplines involved in the construction industry, including insurance companies, various French construction standards
bodies and the Ministry of Housing and Construction.
AQCs objectives are to reduce the number and scale of construction defects in order to reduce future building insurance costs. It also strives to
improve construction quality both by taking preventive action and by promoting cooperation between the various groups of professionals.
To achieve these energy efficiency objectives, professionals in the sector have to use new products and must change the way they interact with each
other on building projects. However, this rapid yet necessary change in construction practices and regulations could lead to new construction defects.
In line with its mission, AQC wants to avoid a possible generalisation of these potential new defects. However, our existing in-house tools that
monitor and highlight construction defects have proved to be inefficient in successfully detecting the initial dysfunctions that occurred in the
pioneering of low-consumption buildings. Moreover, the current methods for monitoring these pilot buildings focus mainly on technical description
and performance follow-up. Thus, a real deficit of feedback on difficulties and dysfunctions in these buildings has been identified. In view of this
situation, AQC and Frances Ministry of Housing and Construction have decided to jointly fund a specific study to fill this gap.
Methodology
Field survey
The chosen working method is based on a classic approach in risk management: the collection and analysis of feedback from pioneers by means
of a field survey, as shown in figure 1.
Feedbacks
Analysis
Feedbacks Feedbacks
Capitalisation Promotion
Activities Know-how
improvement
The targeted players or contributors that were actively involved in each selected project predominantly comprised the client/owner, the architect
and the user (or operator). Whenever possible, the objective was to interview several contributors on each project in order to compare their
interpretations of identified events.
The first phase of this survey was conducted from March 2010 to October 2010. A total of 50 contributors involved in about 30 building projects
were interviewed during the three-month field data collection period.
Sample presentation
The sample of projects covered a wide range of typologies, including offices, educational buildings, individual houses, row-houses (or terraced
houses) and apartment blocks, as shown in figure 2. Five of the selected buildings were renovation schemes.
Tertiary
Educational 6
Office 8
Individual houses 4
Residential
Row-houses 4
Apratment blocks 9
Figure 2: Distribution by typology (left) and an example of one of the selected buildings (right).
Operations were selected from four regions of France only to ensure a representative sample of the four types of climates in the country, namely
maritime, mountain, Mediterranean and continental (see later in the paper).
The sample was also representative of the principal technical solutions available on the market for structural construction materials (concrete, wood,
metal, clay, mixed structure); insulation materials and mode (external, internal, etc.); and the various services plant equipment (for heating, ventilation,
water heating, power generation, etc.). Only two specific items of services equipment were installed in most of the selected buildings: double-flow
ventilation system units (61% of all cases) and solar water heaters (90% of residential schemes).
Because of this dissociation, a double analysis of the collected data was possible. Firstly, defect events were listed for every specific technical
solution and organised according to the frequency of occurrence. Then a second and more condensed, overview analysis was performed for each
of the main defect risk factors (causes).
Initial results
A qualitative inventory of defects and dysfunctions by technical solution
To illustrate the wealth and range of data collected in the first phase of the study, this paper looks specifically at one item of equipment used in the
buildings surveyed the double-flow ventilation system unit.
The most frequent dysfunction identified regarding this unit related to the generation of noise pollution. Depending on the projects, the cause(s) of
occurrence could be different and/or multiple. These varied from conception/design defects, in particular the location of the unit (figure 4.2), and
80 NHBRC Housing Conference 2011
the design of the air duct network to installation (i.e. non-regulated flow) and maintenance defects (i.e. clogged filter). In most cases the players
managed to correct or reduce the dysfunction, for example, by installing a muffler (figure 4.1) or by optimising the flow setting.
Corrective solution Training
Figure 4: Examples of corrective measures (i.e. muffler) and defects in a double-flow ventilation system.
Other dysfunctions were directly related to the performance of the system. For example, in figure 4.3, the system was installed in a non-insulated
attic of a detached timber house. In summer, the temperature in this attic which was covered with metal roofing was very high. As a result,
incoming air was being preheated before entering the house, thus creating thermal discomfort for the occupants (overheating). More generally,
some players pointed out that the over-sized design of their systems directly affected its output and therefore the general energy performance of
the building.
A lack of consideration of maintenance constraints in the design was also found in some cases. For example, in figure 4.4, the system was installed
behind several air ducts and low down in the services plant room, making access to the equipment for maintenance purposes very difficult.
While these various examples of dysfunctions mainly related to design defects, other recurrent non-quality risk factors were identified through
analysis of the complete collected data.
5.1 5.2
A large number of dysfunctions also related to the incorrect setting of equipment, such as ventilation equipment (particularly for balancing flow),
sensors for automatic artificial lighting control, roller shutters etc.
The management of interfaces between the works undertaken by the various contributors throughout the projects was another problem. The role
and responsibilities of every contributor should be clearly defined from organisational, technical and contractual points of view.
Some dysfunctions were directly related to the quality of the industrial product delivered on the building site. For example, many airproofing
defects were found in glazing beads of new windows (figure 6) or even in roller shutters.
Conclusion
By gathering information on a wide range of representative dysfunctions, this method has proven its effectiveness in filling the gap on feedback
on the risks of defects of this new generation of buildings, which will be standardised by 2012.
While the limited sample does not allow us to make any statistical analysis of the results, the quality of the information collected which has
been compared with feedback from construction experts seems representative enough to start sharing the results with the building industry. This
would help to avoid a repetition of identified defects and, more generally, to improve the know-how of all players involved in construction projects.
These initial results also confirm the relevance of new recommendations for the building process, such as:
Promoting an integrated design approach that brings together all the players involved at an early stage to maximise building comfort
and usability while minimising resource use.
Ensuring that all systems in a building are installed, tested, operated and maintained as originally intended (commissioning).
Improving the know-how of construction tradesmen and contractors concerning energy efficiency and construction quality (notably with
regard to airproofing performance).
Perspectives
Since 2011, this study has integrated an ambitious national programme called RAGE 2012 (standard practices for 2012 as defined by the Grenelle
environmental forum). This programme aims to, in particular, update and create standards for construction practices in order to meet the objectives
of building energy efficiency, as defined by Frances national Grenelle environmental forum.
Therefore, this study is currently continuing on a larger scale with the objective of increasing our sample to a total of between 150 and 200
operations by the end of 2011. With this in mind, partnerships have been signed with various organisations and construction standards bodies,
which have direct sources of information and which contribute to this ongoing study by following the same working method.
Figure 7: The change in sample size since the start of the second phase.
References
THOMAS J, BONFANTI G (2010). Les risques de non-qualit associs une opration basse consommation nergtique, validation des
premiers retours dexpriences. Observatoire de la qualit de la construction. Agence Qualit Construction.
Abstract
The author suggests that the age of consumerism has reached its climax and that the world is experiencing a consumer, sovereign economic and
social crisis that has effectively demoted the commodity status of residential property.
The author further proposes that the structural changes that have taken place since 2007 are not unlike those experienced during The Great
Depression, and that fundamental shifts within consumer and sovereignty behaviour are required to overcome impending economic and climate
changes. It is suggested that this will require a fresh economic approach, perhaps in the form of the so-called green revolution.
Residential property as a preferred asset class and store of wealth creation faces a number of challenges. If homeownership is to reinvent itself,
key stakeholders (including entities that provide defective workmanship warranties) will have to do the same, and position themselves to take
advantage of the opportunities offered up by the new global economy.
The wealth of the world was calculated at approximately US$44 trillion in 2008, of which approximately US$13.2 trillion was held in residential
property. Since then, the collective wealth of the world has decreased to approximately US$35 trillion (World Bank). Prior to the economic
downturn, homeownership was considered the cornerstone for wealth creation.
Property is, by its very nature, a boom-bust commodity. Historically, these cycles repeat themselves every seven years, with property currently
being in a bust cycle. Against this backdrop it would appear that the economic aftermath of the sub-prime market crisis marked the end of the
age of consumerism as we knew it. It also appears that the outlook for residential property as an attractive asset class remains, for the balance
of the decade at least, murky.
The recent global recession exposed the over-indebtedness of both sovereign states and their citizens, where both parties were living beyond their
means for at least two decades. There is a shift now towards a more frugal approach. Such austerity measures and changing values will result
in both economies and individuals reducing their overall indebtedness, which is likely to result in lower economic growth, compared to the past
decade.
Capitalism relies on increasing levels of consumption. As a result of the aforementioned scenario, this now too is in the process of being replaced by
more responsible, lower consumption levels, which in turn reflect themselves in lower business profitability and formal employment opportunities.
Some economists have coined the phrase the new global economy. Despite attempts by most developed countries to artificially stimulate their
economies either through negative real interest rates and/or sector-based stimulatory packages/financial bailouts, economic growth within these
countries remains lower than during the previous decade.
The steady increase in the oil price over the past year has yet to fully reflect itself in most economies, with some economists warning that the
energy crisis could result in a fresh recession, or a double dip, within many economies. Further, economists warn that the world is sliding towards
economic stagflation, a situation characterised by high inflation and unemployment levels and low economic growth. In some quarters there is
the suggestion that this cycle could last for at least a decade, with residential property price growth being commensurately affected.
International bank regulators prompted by the discovery of inappropriate lending standards primarily within the United States and a number
of European Union countries have forced local regulators to demand a review of bank lending, capital adequacy and liquidity standards in the
form of amendments to the international regulatory framework that governs commercial lenders (Basel III). Since its inception, this framework
has shifted from an initial capital limitation framework to include the granularity of asset classes and now to also focus on liquidity management.
Going forward, lenders can expect to have to manage their liquidity ratios (net cash outflows/matching long-term loans with deposits with a term
of at least 12 months); risk weighted capital; and minimum surplus capital to be held in prescribed assets.
This presents another challenge for the residential mortgage market, where the expected lender liquidity squeeze will force lenders to either
reduce their mortgage portfolios and/or review the pricing of their mortgage loan portfolios.
While interest rates are at a 30-year low relative to inflation levels, weak consumption and credit demand continue to prompt the central bank
to keep interest rates level despite a rise in inflation (due to high food, energy and fuel prices). Mortgage loan impairments are currently 9.4% or
R76 billion an un-tenuous position wherein three of the four major mortgagees publically announced that their residential property divisions
had suffered a net loss position during 2010.
In addition, the state has been increasing its administered prices prices regulated by the state that account for about 20% of the average
familys expenditure by three and a half times the official inflation rate. Similar administered price increases can be expected for the next few
years, including for electricity (50% over the next two years); road toll fees; the introduction of a state health care system; and municipal services
(20% per annum).
Many economists therefore believe that the weighting within the Consumer Price Inflation (CPI) basket is skewed and that the increased cost of
living for the average middle-class family is approximately 10.3%, with wage increases being aligned to the official CPI rate.
Overall property values are 38% off their 2007 peak. Estate agents report that 53% of sellers looking to sell their homes are doing so due to
financial difficulties. They also estimate that new build properties are 30% more expensive than comparable resale market homes, and that the
overall asking price for a residential property is about 25% higher than average household affordability levels.
Against this background and a 40% decrease in demand levels for housing within the middle and upper income market segments, coupled with
excess supply residential property prices have struggled to achieve any real price growth for the past three years. Some property economists
believe this could well be the case for at least the next four years, and that homeowners may need to temper their sale price expectations if they
wish to sell their homes. This could suggest that a further decrease in overall residential property prices may be on the cards.
The South African economy remains vulnerable to global economic instability. In the absence of high local economic growth and ongoing
employment certainty, households will continue to temper their expenditure patterns for the foreseeable future. This situation, as in the rest of
the world, is not unlike that faced in the latter years of the Great Depression, which featured a disaffected and angry labour force coupled with
a business and sovereign world inhibited by uncertainty. Given its illiquid and long-term asset class nature, robust property prices are dependent
upon long-term investor confidence. But when this confidence disappears, the tide goes out. It appears this sentiment will dominate for at least
this decade.
History reflects that todays economic downturn is not the first crisis of this nature that the world has faced and for all intents and purposes, it will
not be the last. But history also reflects that previous periods of global prosperity were underpinned by disparate economic revolutions such as the
industrial revolution and the technological revolution. This begs the question, what is the next revolution?
Global climate change is forcing countries to relook their consumption and living patterns, with a definitive shift towards a more sustainable
approach. This has brought with it what could be termed the new revolution the green revolution which offers up a number of opportunities
in various areas. From a property perspective, these opportunities include:
Retrofitting existing residential and commercial properties with energy efficient and environmentally friendly technologies.
Promoting improved water saving and water harvesting technologies.
Investing in new public transport infrastructure to reduce traffic congestion and promoting the use of public transport.
Increasing the use of renewable energy for electrification and transportation purposes.
Adopting new consumption patterns where preference is given to smaller, denser rental units that are more affordable and that allow
families easy access to economic and social opportunities.
A heightened public awareness of environmental and climate change issues, which will increase the focus on purchasing products that
minimise carbon emissions.
Increased greening of suburbs, including the conversion of gardens and public areas into areas of localised food production.
Changes in land usage and minimum housing standards.
New development corridors that will facilitate the emergence of mega cities due to favourable regional climates.
Increased collaboration between countries and in particular, developing countries, to optimise the production of goods that increase
their competitive advantage (i.e. increasing production beneficiation).
The prominence of environmental consultants using science to determine land use, spatial planning, etc. within municipal areas, with
a particular focus on carbon emission minimisation. It follows that municipal integrated development plans will dictate development
minimum standards (although these could vary geographically).
Conclusion
What started out as a sub-prime mortgage loan crisis in the United States in 2007 translated into a global economic downturn that now appears
to be evolving into an energy crisis. This has the potential to bring about further economic recessions and global stagflation. This, coupled with
global climate change, has triggered a series of global events that will continue to play themselves out for the foreseeable future. It is likely these
events will collectively dictate that residential property market stakeholders review their areas of focus and operating models. Stakeholders,
including entities providing defective workmanship warranties, will need to anticipate and capitalise on the opportunities of the new global
economy if their product offerings are to retain their relevance.
Abstract
With the slow delivery of housing in South Africa, pressure is mounting on available resources and theres a frantic search to find ways to solve
this problem. One possible solution being considered is the use of alternative technology.
There are several reasons why we would want to use alternative technology:
To produce better quality units.
To do business in a more cost-effective way.
To deliver houses that are more cost efficient.
To deliver houses that are more environmental friendly.
To explore different methods and materials.
To deliver houses faster.
The debate must include the above factors. But if new technology does not satisfy these factors, then what is the reason for even considering
alternative technology? If we look at alternative technology, it presents a better way of building, not necessarily a new way of building.
This paper looks at some of the ways in which the Western Cape provincial government has sought to use alternative building technologies to
deliver housing in a different and better way.
In the debate we find two other strong arguments: one that points to vernacular and the other that points to the traditional way of building with
brick and mortar. The reason for this is that there is still a lot of support for building in the traditional way, as people understand it, they feel more
comfortable with it and its easy to add to structures built in this way.
Due to increasing urbanisation, theres a need including in the Western Cape for higher housing densities in cities, which sometimes rules out
the traditional way of doing things. In the Western Cape we have a strategy to provide greater access to the public in assisting them to acquire basic
services. This means that with the same budget, more people can be helped by creating a serviced site and then enabling them to better their own
living conditions in an incremental way.
This opens the field to alternative technology in providing services, but for this paper we will focus on the top structures only. Some of the
constraints the Western Cape has to deal with include:
A scarcity of land in well-located areas.
High purchase prices of such land.
The perception of the beneficiaries.
Party politics.
Even though the Western Cape is the second largest province in South Africa, there is very little well-located land available. For example, there are large
pieces of land available in the Karoo but for good reasons, these are not suitable for human settlements. The land that is available is either sandwiched
between the ocean and the mountains or only available at very high prices and therefore not suitable for development. It is within this that we must
see the context of the provincial governments efforts to try and do things differently and better.
The Department of Human Settlements has been using new technologies for the past 15 years. This is due to the fact that the subsidy was never
enough to deliver a full housing settlement because the site and services were too expensive, or the houses too costly to build (due to the Southern
Cape Coastal Condensation Area [SCCCA] conditions) or a combination of both.
A standard provincial specification was produced approximately six years ago to which all subsidy housing must conform. Agrment SA and the
National Home Builders Registration Council (NHBRC) were recognised in these standards and as such all new technologies must be tested by
these organisations. The policy of the department was that we would not conduct our own research but that this would be left to the specialists.
Housing delivery efforts in the Western Cape can be classified according to two categories:
Ongoing systems.
International Innovation Housing Competition.
Contractors have been delivering houses in the province, constructed using alternative technologies, on a continuous basis for many years. The
most common is the Asla house, which comprises a concrete frame with 125mm infill concrete blocks. More than 25 000 such units have been
constructed in the Western Cape alone over the past 10 years.
In the subsidy sector, eight houses were constructed, while a total of 17 houses were built for the GAP market after an evaluation process.
Houses constructed from alternative technologies and delivered over a significant period of time, such as the Asla house, have proved to be financially
viable and successful from a mass delivery perspective. Because they were delivered over an extended period, teething problems have been sorted out
and contractors have had the time to correct unresolved details. Regular on site meetings and inspections with the contractors have resulted in well
resolved technical structures.
The Mbekweni initiative in Paarl was delivered through a competition where available, serviced sites were used. The housing units were delivered
with a wide range of issues that still had to be resolved. Some units were shipped to site as complete units, whereas others still had technical issues
Although everything was scrutinised by the panel (the NHBRC, Agrment SA, the provincial department, local municipality etc.) beforehand to
ensure the units were compliant, there were still some details that were left to be designed on site.
Most systems only made use of alternative technologies in the wall structures of the units; traditional windows, doors and services were used. With
lighter walling systems, alternative founding ways were used i.e. ground beams or lintels.
Challenges
The nearer alternative housing technologies are to traditional building methods, the easier it is to monitor construction and ensure the quality and
standard of the end product.
One of the major challenges in using new technologies is that technical inspectors do not understand, or are not experts in, the engineering and
specifications of particular systems. With factory-produced systems, often developed for a particular project or site, the ability to deal with on-site
changes poses a huge challenge to the construction team.
But probably the biggest challenge lies with the acceptance by the beneficiary community, and their perception of what a house should be
constructed from. Experience has shown that if the alternative structure is not remarkably larger (+15%), it will be hard to sell to the beneficiaries.
Aspects such as saving on the energy/insulation value of the structure are hard to determine at the beginning or at the time that beneficiaries
exercise their choice.
The Department of Human Settlements has a policy that all alternative housing technology systems must have NHBRC clearance and must
be delivered by a contractor that is registered with the NHBRC. The housing unit must also be enrolled with the NHBRC. All this provides the
department with insurance (the unit was tested by Agrment SA and therefore has undergone a process of scrutiny).
The biggest value add through such initiatives is that they influence the traditional construction industry to use new ways and materials to conduct
business. We find the alternative market is developing at a pace, and is bringing new materials and methods to the table all the time. This rubs off
on the traditional market, which can then use some of these newer components to better their products or to help them curb ever-increasing costs.
One of the real benefits of most of the alternative technologies is their awareness of energy efficiency. The developers of these systems are usually very
aware of the insulation values of their products, and usually add some form of new energy intervention that is marketed with their products (i.e. solar
heating, solar lighting, wind generators, etc.).
Alternative settlements
The Western Cape was fortunate to have the opportunity to establish a show village consisting of houses constructed solely of different alternative
technology materials. A major benefit of this process was that it was easy to compare the different technologies, as the playing fields were level.
A study was also conducted in the form of a questionnaire, posed to about 400 beneficiaries, of how they and their community experienced the
houses.
Unfortunately the outcome of this initiative was still conventional plots with different types of houses on it, and the concept of an integrated
designed settlement that addresses sustainable development was not met.
Conclusion
We need to think differently in planning and urban design. To merely look at alternative ways to build housing structures will do little for
sustainable development. It might reduce the energy consumption of the houses built, but wont help much in creating energy and softening those
buildings carbon footprints.