Sexual Harrasment Jurisprudence
Sexual Harrasment Jurisprudence
Sexual Harrasment Jurisprudence
DIGITEL*TELECOMMUNICATIONS
PHILIPPINES,
INC.,
JOHNSON
**
ROBERT L. GO and ERIC J.
SEVERINO,***
Petitioners,
- versus -
MARIQUIT SORIANO,
Respondent.
x - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -x
DECISION
CARPIO MORALES, J.:
In issue in the present Petition for Review[1] is whether respondent, Mariquit
Soriano (Mariquit), was forced to resign, due to professional and sexual
harassment, thus amounting to constructive dismissal.
The Labor Arbiter and the National Labor Relations Commission (NLRC)
held in the negative. The Court of Appeals held otherwise.
From the records of the case, the following antecedent facts are culled:
In the third quarter of 1998, petitioner Digitel Telecommunications
Philippines, Inc. (Digitel) hired Mariquit, then of 48 summers, a Bachelor of
Science in Nutrition graduate from the University of the Philippines and a graduate
school student of De La Salle University (she had not submitted her thesis), as
Director for Market and Communications effective August 15, 1998.
About one and a half years after she filed her letter of resignation or
on December 20, 2001, Mariquit filed a complaint[19] for illegal dismissal against
petitioners Digitel, Go and Severino before the NLRC, docketed as NLRC NCR
Case No. 12-06571-2001. During the initial mandatory conference which took
place on January 23, 2002, she clarified that her cause of action was
for constructive dismissal,[20] alleging that she was harassed by herein individual
petitioners to thus compel her to resign from Digitel.
By Decision of April 24, 2003,[21] the Labor Arbiter, finding insufficient
Mariquits evidence to support her claim that she was forced to resign, held that she
voluntarily resigned:
The factual background of this case clearly shows that
complainant voluntarily resigned from her employment. We sympathize
with her but we cannot sustain her contention that she was constructively
dismissed. With complainants educational and professional
background, it would be absurd to assume that she did not understand
the import of her own words and the consequences of her own acts of
voluntary resignation.
All other claims herein sought and prayed for are hereby denied
for lack of legal and factual bases.[24]
Her motion for reconsideration having been denied by the NLRC by Order
of January 30, 2004,[29] Mariquit filed a Petition for Certiorari[30] before the Court
of Appeals.
The first two errors assigned by petitioners, along with their plea for a
review of the appellate courts findings of fact, being interrelated, shall be discussed
simultaneously.
Petitioners contend that in certiorari proceedings, judicial review does not
go as far as evaluating the sufficiency of evidence upon which the Labor Arbiter
and the NLRC had based their conclusion, and while the Court of Appeals
concluded that the factual findings of the NLRC are arbitrary and unfair, it failed to
show the basis thereof.
Further, petitioners contend that the factual findings of the Court of Appeals
are based on misapprehension of facts and speculations, surmises, or conjectures.
It is settled that factual findings of labor administrative officials, if supported
by substantial evidence, are accorded not only great respect but even finality,
unless there is a showing that they arbitrarily disregarded the evidence before them
In her petition for certiorari before the Court of Appeals, Mariquit attributed to the
NLRC the commission of grave abuse of discretion tantamount to lack or excess of
jurisdiction in dismissing the complaint for illegal dismissal[,] ignoring clear and
convincing proof of sexual harassment.[40] (Underscoring supplied)
It was thus incumbent for Mariquit to prove before the appellate court grave abuse
of discretion amounting to lack or excess of jurisdiction on the part of the
NLRC.[41]
Mariquit failed to discharge the burden, however.
Contrary to Mariquits submission, the NLRC did not disregard the evidence she
proffered to prove that sexual harassment forced her to resign. Thus the NLRC
observed:
Indeed, the record is replete with substantial evidence showing that the
complainant was not forced to resign through any act of sexual
harassment. Rather, as reported by Arbiter Concepcion andas admitted in
complainants position paper [dated April 26, 2002], she voluntarily
resigned when her repeated requests for the transfer to some other
department of two of her key personnel, Ms. Andrea Arnedo and Ms.
Evelyn Inductivo were refused by respondent Severino.[42] (Emphasis and
underscoring supplied)
At this juncture, this Court could stop and refrain from calibrating the evidence on
whether sexual harassment indeed forced Mariquit to resign. For Pono v. National
Labor Relations Commission[44] instructs:
x x x The Court takes cognizance of the fact that a criminal complaint
for attempted rape or acts of lasciviousness filed by Pono against
Castillo before the Prosecutors Office in Makati was eventually
dismissed due to lack of merit, which dismissal was affirmed by the
Department of Justice. Indisputably, an investigating fiscal is under no
obligation to file a criminal information where he is not convinced that
he has the quantum of evidence at hand to support the averments.
Thus, the determination of the persons to be prosecuted rests primarily
with the prosecutor who is vested with quasi-judicial discretion in the
discharge of this function. The courts should give credence, in the
absence of a clear showing of arbitrariness, to the findings and
determination of probable cause by prosecutors in a preliminary
investigation.[45] (Emphasis and underscoring supplied)
Absent any showing that the DOJ acted with arbitrariness, this Court is bound to
accept its findings as it is this department which has control and supervision over
public prosecutors.
Nonetheless, this Court has given the evidence a hard look if only to put to rest any
nagging doubts on the correctness of the assessment thereof by the lower tribunals.
To prove that she was sexually harassed to thus force her to resign, Mariquit
submitted before the Labor Arbiter the following documents as part of her Position
Paper dated April 26, 2002: her Affidavit dated April 25, 2002;[46] Affidavit
dated April 25, 2002 of her friend Grace J. Sta. Clara;[47] and Affidavit dated April
25, 2002 of Francisco C. Wenceslao.[48]
In her April 25, 2002 Affidavit, Mariquit gave the following pertinent statements
as regards petitioner Go:
xxxx
8. Sometime in May 1999, during a cocktail party for the sales
department of Digitel held at the Summit Lounge of the Manila Galleria
Suites, Go, after noticing that I was wearing a short skirt, insisted that I
sit down so that he could take a better look at my legs.
9. On 20 August 1999, in a company-wide sales conference at Manila
Midtown Hotel in Ermita Manila, Go while purportedly asking questions
about my work, deliberately dropped his hand on my lap and
repeatedly stroked my thighs. I was shocked and deeply offended by
Gos indecent display of behavior;
10. After the sales conference, Go became more attentive to me and
began to drop by at my office to start a conversation with me. Such
sudden display of affection disturbed me as well as made me feel
awkward whenever Go approached me;
11. In October 1999, during a farewell party for departing Digitel
officers held at the residence of Digitel employee Matet Ruiz, Go
insisted that I dance with him. Fearful of causing a scene at a public
gathering, I agreed to dance a few steps with him and when I attempted
to sit down, Go blocked my way and pinched my waist;
12. On 19 November 1999, during another party given by an officer of
Digitel, Mr. Policarpio B. Pau at his residence in Quezon City, I could
no longer elude Gos advances because he cornered me on a sofa by
sitting so close and in such a way that I was virtually pinned against the
side of the sofa. Go held my hand and started massaging it in the guise of
looking at the ring that I was then wearing. Because I felt uncomfortable
and uneasy with Gos repulsive actions, I took off the ring and gave it to
him. To date, Go has not yet returned the ring to me.
13. Go then crept his hand under the throw pillow which I had
placed to separate me from Go to reach for my vagina and to poke it
several times. I could not escape because I was hemmed in by the arm
of the sofa.
14. When I was finally able to extricate myself from Gos clutches, I
stood up, but Go pulled me to the dance floor, pressed me close to him
and moved his hand across my back to feel my body. I tried to move
away from him and at the same time tried not to attract anyone [sic]
attention nor to cause a scene. Go then whispered in my ears, Do not
push me, I could make life in Digitel easy for you. I can take care of your
promotion and give you rewards.
15. In order to break free from Gos holds, I maneuvered to turn to the
beat of the music. Go then reached out his hand and groped my
breast, caressed my back and reached inside my blouse to rub me
from up my brassieres down to my buttocks. As I was trying to resist
Gos sexual advances, Go again hinted that my promotion would be
accelerated if I would only be nice to him.
16. On 11 February 2000, during a dinner party for Digitels sales force
held at the Manila Galleria Suites, Go called for me to start the line for
the buffet and again rubbed his hand across my back to feel my
brassiere.
x x x x[49] (Italics in the original; emphasis and underscoring supplied)
xxxx
18. I also caught Severino looking at my legs up to the back of my thighs
on several occasions, to wit: (a) in January 1999 when he intentionally
pointed to my legs to a fellow company officer who also looked at them;
(b) in the NEAX Training Room in February 1999 when I picked up
things I dropped on the floor, where Severino even walked behind me to
get a better view of my thighs; and (c) during our out-of-town strategic
planning session in September 1999 at the Princess Urduja Hotel in
Pangasinan.
19. Whenever Severino presided over meetings where I was asked to
attend, he always tilted his head to look at my legs and peek in between
my thighs thereby making me feel awkward and uncomfortable such that
I preferred to sit with my back facing him.
20. During my last few months in Digitel, specifically March to June
2000, Severino purposely sat near me during meetings and intentionally
brushed his legs on my legs;
21. After the 19 November 1999 incident with Go at the party of Mr.
Policarpio B. Pau, I reported my disgrace and outrage over the sexual
advances inflicted upon me by Go, to Severino to which he replied, I
saw what happened. I have eyes too.
x x x x (Italics in the original).[50]
Grace J. Sta. Clara, a licensed broker of the Insular Life Assurance Co., Ltd. and,
as stated above, a friend of Mariquit, declared in her affidavit:
xxxx
7. That Ms. Soriano told me she often caught Severino staring at her
crotch and made suggestive remarks, for instance, he asked her to wear
shorts during out of town trips.
8. That the real shock to me was when Ms. Soriano told me of the
incident at a party given by one of Digitel officials when she was
harassed by Johnson Go, a brother of Mr. John Gokongwei and Digitels
Senior EVP, which in her words ran, more or less, as follows: Hinipuan
ako sa boobs at dinukot yon pipi ko.
9. That I asked Ms. Soriano to sue Johnson Go for his dastardly act but
she hesitated understandably because, as a single parent with four
children, she did not want to lose her job and decided to just avoid Go.
10. That after the incident and Go must have felt that Ms. Soriano was
avoiding him, which he said so according to her, Severino suddenly
changed his attitude toward her and, in Ms. Sorianos words, began
making impossible demands she could not possibly comply with.
11. That Ms. Soriano told me Severino must have been under pressure
from Go to make her give in to his advances because he (Go) knew she
was a single parent who could not afford to lose her job, which was a
usual technique of a sexual predator like Go who reportedly used it in
the past with female employees.[51]
x x x x (Italics in the original; underscoring supplied)
For his part, Francisco C. Wenceslao, father of one of Mariquits four children,
stated in his Affidavit:
xxxx
6. That I knew, with due respect to the memory of Mr. Henry Go, that he
and his brother (Respondent Go) were reputed to be womanizers as, in
fact, Henry while married impregnated his secretary but who he married
eventually after reportedly divorcing his wife.
7. That even before I met Ms. Soriano and her joining Digitel, I already
knew about Respondent Gos said reputation that reportedly led to his
separation from his wife and the resignation of lady employees not only
from Digitel but also from other companies he was connected with.
8. That it was no surprise therefore when Ms. Soriano complained to
me that Go made undeniable advances to her on at least two (2)
occasions, to wit:
8.1 Sometime in late August 1999, Ms. Soriano confided to me
that in a company sales conference at Manila Midtown Hotel,
Respondent Go, who she barely knew then, sat close to her and
began a conversation. He immediately and repeatedly dropped his
hand on her lap and touched her thighs. She was naturally
Wenceslao added:
xxxx
12. That Ms. Soriano told me about subsequent events in their office
such as when Go visited her in the office to ask why she had been
eluding him as if she did not like him at all.
13. That, according to Ms. Soriano, it was during that time when she
began avoiding Go that she noticed a big change in Mr. Eric Severinos
attitude towards her as though he wanted to make her job as miserable
and unbearable as he could possibly do because of the following
incidents:
13.1 He raised his voice and was virtually shouting at Ms. Soriano
during staff meetings with no apparent reason except to embarrass
her in front of her colleagues and subordinates. As a result, two
members of her staff, namely: Ms. Andrea Arnedo and Ms.
Evelyn Indu[c]tivo, became defiant and uncooperative and refused
to do the work Ms. Soriano assigned to them;
13.2 Severino refused Ms. Sorianos repeated requests to transfer
the two ladies to another department despite her imploring him to
understand that the hostility of the two to her made it impossible
to accomplish the work she assigned to them;
13.3 Severino became more demanding in imposing work
deadlines while denying Ms. Sorianos requests for approval of
programs and projects that would enhance the work of her
department, for instance, Severino cavalierly disapproved Digitels
Web Magazine that would have been an effective marketing tool;
13.4 Severino denied outright Ms. Sorianos recommendation to
promote Ms. Lorraine Javier from a senior supervisory to
managerial position without any explanation despite Ms. Sorianos
belief that the promotion was not only well deserved but would
also improve her staffs morale;
13.5 Their relationship became worse when Severino gave Ms.
Sorianos performance a rating of only 60% from 90% a year
earlier.[53] (Underscoring supplied)
On the other hand, petitioners submitted the affidavits of Grace D. RallosBakunawa,[54] Ma. Lourdes B.
Claveria,[55] Pau,[56] and Ma.
Purisima
Y.
[57]
Velasco, all executed in 2001 and which were priorly presented before the
Office of the City Prosecutor. Also submitted were the affidavits
of Andrea[58] and Evelyn.[59]
Grace D. Rallos-Bakunawa, former Vice President for Human Resource Division
of Digitel, stated the following:
xxxx
5. I have never seen Mr. Johnson [Go] shower any female employee,
moreso Mariquit with unusual attention or gaze for that matter that
would make anyone believe Mariquits allegations that Mr. Johnson [Go]
is interested in her sexually. I couldnt really imagine that, considering
Mariquits age and her being already a grandmother.
6. Owing to the character of Mr. Johnson, I wouldnt have entertained the
idea that he would harass her nor anyone sexually notwithstanding her
claim that she is physically attractive. Further, someone of Mariquits age
and stature would know how to conduct herself to avoid incidents, as she
is claiming, unless the provocation would actually come from her.
xxxx
20. I was present during the sales conference at Manila Midtown Hotel
in Ermita Manila on August 1999. During this occasion, she was never
seated as she described, with Mr. Johnson Go.There were other male
executives seated beside her and that I saw her disappear after dinner. I
know that being the organizer of the conference, she had a room with her
staff at the Midtown. I presumed she slept after that tiring day.
21. I was also present at the birthday party of Mr. Jun Pau on 19
November 1999. As my usual behavior in Digitel parties, I would go
around to check if people are interacting with each other. It has been
more than a month since I left the company, hence, I was excited to chat
with most of the people there. I noticed Mariquit somewhat feeling outof-place with other executives, as usual with her distant affect. I never
detected any unusual happenings between Mr. Johnson and her during
said party. I even sat in-between Mr[.] Johnson [Go] and Mariquit owing
to the space between them in the sofa, while Reby Magtuto was in the
single armchair perpendicular to the sofa.
22. My farewell party in Digitel, for clarification was on September 4,
1999 and not October 1, 1999 as Mariquit claims. Mr. Johnson [Go] was
seated in the middle of the party beside Camilo Tierro, Jun Pau, Isa
Alejandrino, Reby Magtuto and myself who would stand up to sing.
23. I never saw Mr. Johnson [Go] being seated beside Mariquit. Further,
that farewell party was exclusively tendered for me as it was my advance
birthday party, which was supposedly planned for October 3. Since I
these functions, hence, she could not have the luxury of socializing with
the guests;
11. I was also present during the October 1999 party which was held at
the residence of Matet Ruiz; I am very familiar with Matets house since
it is very near Digitels office and we always hold parties there; The area
is approximately 40 sq. meters big; Since there were more or less 20-30
persons present, every body was literally very close with each other so
everybody can see and notice the activity of the other guests; Again there
was no unusual or indecent incident which took place during the said
party;
x x x x[61] (Underscoring supplied)
women, especially in this country, are made of the stuff that can endure
the agony and trauma of a public, even corporate, scandal. x x x[64]
The Labor Arbiter before which Mariquit also cited Philippine Aelous brushed
aside the same in this wise:
The ruling in the above-cited case does not squarely apply to the present
case. In that [case], the complainant thereat, Ms. Rosalinda C. Cortez,
did not resign from her job; she did not undergo psychological treatment;
and she was not an executive of the company she worked with.[65]
In Philippine Aelous, the therein complainant employee Rosalinda raised the issue
of sexual harassment as soon as she had the opportunity to do so. Thus, after the
company issued a memorandum terminating her employment in November 1994,
she filed a complaint before the Labor Arbiter on December 6, 1994, raising the
issue of sexual harassment committed four years earlier by her superior who had
charged her of committing gross acts of disrespect. The earliest opportunity for her
to cry foul thus came only after she was terminated in November 1994.
It bears noting that in Philippine Aelous, this Court observed: If petitioner
[Philippine Aelous] had not issued the third memorandum that terminated the
services of private respondent, we could only speculate how much longer she
would keep her silence.[66]
If Rosalinda kept her silence, she must have done so out of fear of losing her
job. When, however, she was fired, she immediately broke her silence.
The case of Mariquit is different. She voluntarily submitted on June 27, 2000 a
letter of resignation dated June 28, 2000, to become effective on June 30,
2000. She subsequently executed a Deed of Quitclaim and Release on August 22,
2000. There was no reason for her to be afraid of losing her job or not getting
anything from Digitel. Still, she waited for about 11 months, counted from the date
of filing of her letter of resignation or about nine months counted from the day she
executed the Deed of Quitclaim and Release before she, for the first time, charged
herein individual petitioners with sexual harassment.
While, as this Court stated in Philippine Aelous, there is, strictly speaking, no fixed
period within which an alleged victim of sexual harassment may file a complaint, it
does not mean that she or he is at liberty to file one anytime she or he wants
to. Surely, any delay in filing a complaint must be justifiable or reasonable as not
to cast doubt on its merits.
At all events, it is settled that the only test of whether an alleged fact or
circumstance is worthy of credence is the common experience, knowledge and
observation of ordinary men.
As New Jersey Vice Chancellor Van Fleet stated in the often-cited case of Daggers
v. Van Dyck:[67] Evidence to be believed, must not only proceed from the mouth of
a credible witness, but it must be credible in itself such as the common experience
and observation of mankind can approve as probable under the circumstances. We
have no test of the truth of human testimony, except its conformity to our
knowledge, observation, and experience. Whatever is repugnant to these belongs to
the miraculous and is outside of judicial cognizance.[68]
From the earlier-quoted narration of alleged facts by Mariquit, this Court finds that
it does not pass the test of credibility.
Mariquit claimed that as regards petitioner Severino, she often caught him looking
at her legs up to the back of her thighs on several occasions. If to her the acts
amounted to sexual harassment, why did she not bring the matter to the attention of
any company official to make sure that they wont happen again and she be spared
of any disgrace or vexation?
Following Mariquits narration, it would appear that the earliest harassment
committed by Severino took place in January 1999 when he intentionally pointed
to [her] legs to a fellow company officer who also looked at them, while the
earliest committed by Go occurred in May 1999 during a cocktail party at the
Manila Galleria Suites. Yet, she claimed to have reported and expressed to, oddly
enough, Severino, who was the first to allegedly harass her, her disgrace and
outrage over the sexual advances made by Go, and only during the party of Pau on
November 19, 1999, a claim denied by Severino.
If indeed Mariquit was sexually harassed, her resignation would have been an
effective vehicle for her to raise it. Instead, however, of raising it in her resignation
letter,[75] she even thanked petitioner Severino for the opportunity of working with
[him]. Again, this is contrary to human nature and experience. For if indeed
petitioner Severino was her sexual harasser, she would have refrained from being
cordial to him on her resignation. Not only that. By her claim (in her
Affidavit),[76] she had an altercation with Severino onJune 27, 2000, the day she
filed her resignation letter postdated June 28, 2000. So why such cordiality?
Again, after submitting her resignation letter, why would she, by her claim, want to
withdraw the same. Even if it would mean working again with her alleged sexual
harassers?[77] Given her educational background and her work experiences, it
would not be difficult for her to land on another job, free from any
harassment.[78] To be sure, she would not wish to stay in Digitel any longer if she
was really harassed, sexually and professionally.
Parenthetically, a resignation once accepted by the employer cannot be withdrawn
without the consent of the employer.[79] As Intertrod Maritime, Inc. v.
NLRC[80] emphasized:
Once an employee resigns and his resignation is accepted, he no longer has
any right to the job. If the employee later changes his mind, he must ask for
approval of the withdrawal of his resignation from his employer, as if he
were re-applying for the job. It will then be up to the employer to determine
whether or not his service would be continued. If the employer accepts said
withdrawal, the employee retains his job. x x x[81]
Petitioners fault the appellate courts giving undue credence to the Psychological
Evaluation Report made by Dr. Estrella T. Tiongson-Magno, PhD dated December
14, 2000 (Magno Report) as it (the appellate court) noted what to it was the
NLRCs omission of the conclusion in said report that Mariquits behavioral
problems stemmed from the trauma she experienced confirming that indeed she
was a victim of sexual harassment.[82] They claim that the appellate court
selectively seized upon portions of the Magno Report and only highlighted the
following statements from the Report in its assailed decision:
Summary and Conclusion
She is a good, generous and hardworking person, there is no doubt about
this, and she has done her best to provide for the needs of her children.
Her achievements in this regard are remarkable and praiseworthy. But
she is emotionally immature and her comprehension of human situations
in surprisingly shallow (gullibility is her greatest weakness) for a person
of her intelligence and life experience. This explains how she can be
easily victimized by an abusive employer.
Diagnosis for MES:
Axis I Major Depression
Axis II Narcissistic/Borderline Personality
with compulsive and histrionic features
Axis III No diagnosis
Axis IV Psychosocial Stressors: Sexual Harassment and
job loss
Severity: severe[83] (Emphasis by the Court of Appeals).
In crediting the Magno Report, the appellate court described Dr. Magnos
experience in the field of psychology as extensive and specialized, whereas it
found petitioners witness-affiant Bakunawa to have just a degree in psychology
and human resource management background.[84]
The only indication on record of Dr. Magnos extensive and specialized
experience, however, is that appearing on the top page of the Magno Report-Annex
G[85] of Mariquits Reply-Position Paper wherein Dr. Magno is referred to as
Clinical Psychologist.
And, while sexual harassment is, in the Magno Report, mentioned as a
psychological stressor under the Summary and Conclusion portion, nothing
therein, as correctly pointed out by petitioners, mentions or discusses how Mariquit
was alleged to have been sexually harassed basis of the appellate court to hold that:
x-------------------------x
ROGELIO I. RAYALA,
Petitioner,
x------------------------------------------------------------------------------------x
DECISION
NACHURA, J.:
After the last incident narrated, Domingo filed for leave of absence and
asked to be immediately transferred. Thereafter, she filed the Complaint for sexual
harassment on the basis of Administrative Order No. 250, the Rules and
Regulations Implementing RA 7877 in the Department of Labor and Employment.
Upon receipt of the Complaint, the DOLE Secretary referred the Complaint
to the OP, Rayala being a presidential appointee. The OP, through then Executive
Secretary Ronaldo Zamora, ordered Secretary Laguesma to investigate the
allegations in the Complaint and create a committee for such purpose. On
December 4, 1998, Secretary Laguesma issued Administrative Order (AO) No.
280, Series of 1998,[5] constituting a Committee on Decorum and Investigation
The CA rendered its Decision[13] on December 14, 2001. It held that there
was sufficient evidence on record to create moral certainty that Rayala committed
the acts he was charged with. It said:
The complainant narrated her story complete with details. Her
straightforward and uninhibited testimony was not emasculated by the
declarations of Commissioner Rayala or his witnesses. x x x
Moreover, Commissioner Rayala has not proven any vicious
motive for Domingo and her witnesses to invent their stories. It is very
unlikely that they would perjure themselves only to accommodate the
alleged conspiracy to oust petitioner from office. Save for his empty
conjectures and speculations, Rayala failed to substantiate his contrived
conspiracy. It is a hornbook doctrine that conspiracy must be proved by
positive and convincing evidence (People v. Noroa, 329 SCRA 502
[2000]). Besides, it is improbable that the complainant would concoct a
story of sexual harassment against the highest official of the NLRC and
thereby expose herself to the possibility of losing her job, or be the
subject of reprisal from her superiors and perhaps public ridicule if she
was not telling the truth.
It also held that Rayalas dismissal was proper. The CA pointed out that
Rayala was dismissed for disgraceful and immoral conduct in violation of RA
6713, the Code of Conduct and Ethical Standards for Public Officials and
Employees. It held that the OP was correct in concluding that Rayalas acts violated
RA 6713:
Indeed, [Rayala] was a public official, holding the Chairmanship
of the National Labor Relations Commission, entrusted with the sacred
duty of administering justice. Occupying as he does such an exalted
position, Commissioner Rayala must pay a high price for the honor
bestowed upon him. He must comport himself at all times in such a
manner that the conduct of his everyday life should be beyond reproach
and free from any impropriety. That the acts complained of were
committed within the sanctuary of [his] office compounded the
objectionable nature of his wrongdoing. By daring to violate the
complainant within the solitude of his chambers, Commissioner Rayala
placed the integrity of his office in disrepute. His disgraceful and
immoral conduct warrants his removal from office.[14]
Domingo filed a Petition for Review[18] before this Court, which we denied
in our February 19, 2003 Resolution for having a defective verification. She filed a
Motion for Reconsideration, which the Court granted; hence, the petition was
reinstated.
Rayala likewise filed a Petition for Review[19] with this Court essentially
arguing that he is not guilty of any act of sexual harassment.
the AO does not circumscribe the power of the President to dismiss an erring
presidential appointee.
G.R. No. 155840
In his petition, Rayala raises the following issues:
I.
II.
III.
Invoking Aquino v. Acosta,[24] Rayala argues that the case is the definitive
ruling on what constitutes sexual harassment. Thus, he posits that for sexual
harassment to exist under RA 7877, there must be: (a) demand, request, or
requirement of a sexual favor; (b) the same is made a pre-condition to hiring, reemployment, or continued employment; or (c) the denial thereof results in
discrimination against the employee.
Rayala asserts that Domingo has failed to allege and establish any sexual
favor, demand, or request from petitioner in exchange for her continued
employment or for her promotion. According to Rayala, the acts imputed to him
are without malice or ulterior motive. It was merely Domingos perception of
malice in his alleged acts a product of her own imagination[25] that led her to file
the sexual harassment complaint.
Likewise, Rayala assails the OPs interpretation, as upheld by the CA, that
RA 7877 is malum prohibitum such that the defense of absence of malice is
unavailing. He argues that sexual harassment is considered an offense against a
particular person, not against society as a whole. Thus, he claims that intent is an
essential element of the offense because the law requires as a conditio sine qua
non that a sexual favor be first sought by the offender in order to achieve certain
specific results. Sexual harassment is committed with the perpetrators deliberate
intent to commit the offense.[26]
Rayala next argues that AO 250 expands the acts proscribed in RA 7877. In
particular, he assails the definition of the forms of sexual harassment:
Rule IV
FORMS OF SEXUAL HARASSMENT
Section 1. Forms of Sexual Harassment. Sexual harassment may
be committed in any of the following forms:
a) Overt sexual advances;
b) Unwelcome or improper gestures of affection;
c) Request or demand for sexual favors including but not limited
to going out on dates, outings or the like for the same purpose;
d) Any other act or conduct of a sexual nature or for purposes of
sexual gratification which is generally annoying, disgusting or offensive
to the victim.[27]
The Republic argues that Rayalas acts constitute sexual harassment under
AO 250. His acts constitute unwelcome or improper gestures of affection and are
acts or conduct of a sexual nature, which are generally annoying or offensive to the
victim.[31]
It also contends that there is no legal basis for the CAs reduction of the
penalty imposed by the OP. Rayalas dismissal is valid and warranted under the
circumstances. The power to remove the NLRC Chairman solely rests upon the
President, limited only by the requirements under the law and the due process
clause.
The Republic further claims that, although AO 250 provides only a one (1)
year suspension, it will not prevent the OP from validly imposing the penalty of
dismissal on Rayala. It argues that even though Rayala is a presidential appointee,
he is still subject to the Civil Service Law. Under the Civil Service Law,
disgraceful and immoral conduct, the acts imputed to Rayala, constitute grave
misconduct punishable by dismissal from the service.[32] The Republic adds that
Rayalas position is invested with public trust and his acts violated that trust; thus,
he should be dismissed from the service.
It is noteworthy that the five CA Justices who deliberated on the case were
unanimous in upholding the findings of the Committee and the OP. They found the
assessment made by the Committee and the OP to be a meticulous and
dispassionate analysis of the testimonies of the complainant (Domingo), the
respondent (Rayala), and their respective witnesses. [38] They differed only on the
appropriate imposable penalty.
That Rayala committed the acts complained of and was guilty of sexual
harassment is, therefore, the common factual finding of not just one, but three
independent bodies: the Committee, the OP and the CA. It should be remembered
that when supported by substantial evidence, factual findings made by quasijudicial and administrative bodies are accorded great respect and even finality by
the courts.[39] The principle, therefore, dictates that such findings should bind us.[40]
Indeed, we find no reason to deviate from this rule. There appears no valid
ground for this Court to review the factual findings of the CA, the OP, and the
Investigating Committee. These findings are now conclusive on the Court. And
quite significantly, Rayala himself admits to having committed some of the acts
imputed to him.
He insists, however, that these acts do not constitute sexual harassment,
because Domingo did not allege in her complaint that there was a demand, request,
or requirement of a sexual favor as a condition for her continued employment or
for her promotion to a higher position.[41] Rayala urges us to apply to his case our
ruling in Aquino v. Acosta.[42]
We find respondents insistence unconvincing.
Basic in the law of public officers is the three-fold liability rule, which states
that the wrongful acts or omissions of a public officer may give rise to civil,
criminal and administrative liability. An action for each can proceed independently
of the others.[43] This rule applies with full force to sexual harassment.
The law penalizing sexual harassment in our jurisdiction is RA
7877. Section 3 thereof defines work-related sexual harassment in this wise:
This section, in relation to Section 7 on penalties, defines the criminal aspect of the
unlawful act of sexual harassment. The same section, in relation to Section 6,
authorizes the institution of an independent civil action for damages and other
affirmative relief.
Section 4, also in relation to Section 3, governs the procedure for administrative
cases, viz.:
Sec. 4. Duty of the Employer or Head of Office in a Work-related,
Education or Training Environment. It shall be the duty of the employer
or the head of the work-related, educational or training environment or
(b)
The CA, thus, correctly ruled that Rayalas culpability is not to be determined
solely on the basis of Section 3, RA 7877, because he is charged with the
administrative offense, not the criminal infraction, of sexual harassment. [44] It
should be enough that the CA, along with the Investigating Committee and the
Office of the President, found substantial evidence to support the administrative
charge.
Yet, even if we were to test Rayalas acts strictly by the standards set in
Section 3, RA 7877, he would still be administratively liable. It is true that this
provision calls for a demand, request or requirement of a sexual favor. But it is not
necessary that the demand, request or requirement of a sexual favor be articulated
in a categorical oral or written statement. It may be discerned, with equal certitude,
from the acts of the offender. Holding and squeezing Domingos shoulders, running
his fingers across her neck and tickling her ear, having inappropriate conversations
with her, giving her money allegedly for school expenses with a promise of future
privileges, and making statements with unmistakable sexual overtones all these
acts of Rayala resound with deafening clarity the unspoken request for a sexual
favor.
Likewise, contrary to Rayalas claim, it is not essential that the demand,
request or requirement be made as a condition for continued employment or for
promotion to a higher position. It is enough that the respondents acts result in
creating an intimidating, hostile or offensive environment for the
employee.[45] That the acts of Rayala generated an intimidating and hostile
environment for Domingo is clearly shown by the common factual finding of the
Investigating Committee, the OP and the CA that Domingo reported the matter to
an officemate and, after the last incident, filed for a leave of absence and requested
transfer to another unit.
complainant. In fact, she did not even relate to anyone what happened to
her. Undeniably, there is no manifest sexual undertone in all those
incidents.[47]
This Court agreed with Justice Salonga, and Judge Acosta was exonerated.
To repeat, this factual milieu in Aquino does not obtain in the case at bench. While
in Aquino, the Court interpreted the acts (of Judge Acosta) as casual gestures of
friendship and camaraderie, done during festive or special occasions and with other
people present, in the instant case, Rayalas acts of holding and squeezing
Domingos shoulders, running his fingers across her neck and tickling her ear, and
the inappropriate comments, were all made in the confines of Rayalas office when
no other members of his staff were around.More importantly, and a circumstance
absent in Aquino, Rayalas acts, as already adverted to above, produced a hostile
work environment for Domingo, as shown by her having reported the matter to an
officemate and, after the last incident, filing for a leave of absence and requesting
transfer to another unit.
Rayala also argues that AO 250 does not apply to him. First, he argues that
AO 250 does not cover the NLRC, which, at the time of the incident, was under the
DOLE only for purposes of program and policy coordination. Second, he posits
that even assuming AO 250 is applicable to the NLRC, he is not within its
coverage because he is a presidential appointee.
We find, however, that the question of whether or not AO 250 covers Rayala
is of no real consequence. The events of this case unmistakably show that the
administrative charges against Rayala were for violation of RA 7877; that the OP
properly assumed jurisdiction over the administrative case; that the participation of
the DOLE, through the Committee created by the Secretary, was limited to
initiating the investigation process, reception of evidence of the parties, preparation
of the investigation report, and recommending the appropriate action to be taken by
the OP. AO 250 had never really been applied to Rayala. If it was used at all, it
was to serve merely as an auxiliary procedural guide to aid the Committee in the
orderly conduct of the investigation.
Next, Rayala alleges that the CA erred in holding that sexual harassment is
an offense malum prohibitum. He argues that intent is an essential element in
sexual harassment, and since the acts imputed to him were done allegedly without
malice, he should be absolved of the charges against him.
We reiterate that what is before us is an administrative case for sexual
harassment. Thus, whether the crime of sexual harassment is malum in se or malum
prohibitum is immaterial.
We also reject Rayalas allegations that the charges were filed because of a
conspiracy to get him out of office and thus constitute merely political harassment.
A conspiracy must be proved by clear and convincing evidence. His bare assertions
cannot stand against the evidence presented by Domingo. As we have already
ruled, the acts imputed to Rayala have been proven as fact. Moreover, he has not
proven any ill motive on the part of Domingo and her witnesses which would be
ample reason for her to conjure stories about him. On the contrary, ill motive is
belied by the fact that Domingo and her witnesses all employees of the NLRC at
that time stood to lose their jobs or suffer unpleasant consequences for coming
forward and charging their boss with sexual harassment.
Furthermore, Rayala decries the alleged violation of his right to due process.
He accuses the Committee on Decorum of railroading his trial for violation of RA
7877. He also scored the OPs decision finding him guilty of disgraceful and
immoral conduct under the Revised Administrative Code and not for violation of
RA 7877. Considering that he was not tried for disgraceful and immoral conduct,
he argues that the verdict is a sham and total nullity.
We hold that Rayala was properly accorded due process. In previous cases,
this Court held that:
[i]n administrative proceedings, due process has been recognized
to include the following: (1) the right to actual or constructive notice of
the institution of proceedings which may affect a respondents legal
rights; (2) a real opportunity to be heard personally or with the assistance
of counsel, to present witnesses and evidence in ones favor, and to
defend ones rights; (3) a tribunal vested with competent jurisdiction and
The records of the case indicate that Rayala was afforded all these
procedural due process safeguards. Although in the beginning he questioned the
authority of the Committee to try him,[49] he appeared, personally and with counsel,
and participated in the proceedings.
On the other point raised, this Court has held that, even in criminal cases, the
designation of the offense is not controlling, thus:
What is controlling is not the title of the complaint, nor the
designation of the offense charged or the particular law or part thereof
allegedly violated, these being mere conclusions of law made by the
prosecutor, but the description of the crime charged and the particular
facts therein recited. The acts or omissions complained of must be
alleged in such form as is sufficient to enable a person of common
understanding to know what offense is intended to be charged, and
enable the court to pronounce proper judgment. No information for a
crime will be sufficient if it does not accurately and clearly allege the
elements of the crime charged. Every element of the offense must be
stated in the information. What facts and circumstances are necessary to
be included therein must be determined by reference to the definitions
and essentials of the specified crimes. The requirement of alleging the
elements of a crime in the information is to inform the accused of the
nature of the accusation against him so as to enable him to suitably
prepare his defense.[50]
Rayala attacks the penalty imposed by the OP. He alleges that under the
pertinent Civil Service Rules, disgraceful and immoral conduct is punishable by
suspension for a period of six (6) months and one (1) day to one (1) year. He also
argues that since he is charged administratively, aggravating or mitigating
circumstances cannot be appreciated for purposes of imposing the penalty.
Under AO 250, the penalty for the first offense is suspension for six (6)
months and one (1) day to one (1) year, while the penalty for the second offense is
dismissal.[52]On the other hand, Section 22(o), Rule XVI of the Omnibus Rules
Implementing Book V of the Administrative Code of 1987[53] and Section 52 A(15)
of the Revised Uniform Rules on Administrative Cases in the Civil Service[54] both
provide that the first offense of disgraceful and immoral conduct is punishable by
suspension of six (6) months and one (1) day to one (1) year. A second offense is
punishable by dismissal.
Under the Labor Code, the Chairman of the NLRC shall hold office during
good behavior until he or she reaches the age of sixty-five, unless sooner
removed for causeas provided by law or becomes incapacitated to discharge the
duties of the office.[55]
In this case, it is the President of the Philippines, as the proper disciplining
authority, who would determine whether there is a valid cause for the removal of
Rayala as NLRC Chairman. This power, however, is qualified by the phrase for
cause as provided by law. Thus, when the President found that Rayala was indeed
guilty of disgraceful and immoral conduct, the Chief Executive did not have
unfettered discretion to impose a penalty other than the penalty provided by law for
such offense. As cited above, the imposable penalty for the first offense of either
the administrative offense of sexual harassment or for disgraceful and immoral
conduct is suspension of six (6) months and one (1) day to one (1) year.
Accordingly, it was error for the Office of the President to impose upon Rayala the
penalty of dismissal from the service, a penalty which can only be imposed upon
commission of a second offense.
Even if the OP properly considered the fact that Rayala took advantage of
his high government position, it still could not validly dismiss him from the
morality of the former President who ordered, albeit erroneously, his dismissal
from the service. Unfortunately for him, these are not significant factors in the
disposition of the case. It is his character that is in question here and sadly, the
inquiry showed that he has been found wanting.
WHEREFORE, the foregoing premises considered, the October 18, 2002
Resolution of the Court of Appeals in CA-G.R. SP No. 61026
is AFFIRMED. Consequently, the petitions in G.R. Nos. 155831, 155840, and
158700 are DENIED. No pronouncement as to costs.