Jordan & Litz - Prolonged Grief Disorder
Jordan & Litz - Prolonged Grief Disorder
Jordan & Litz - Prolonged Grief Disorder
Nearly every life includes the loss of a loved one, and nearly
every psychologists professional life includes encounters with
patients for whom such a loss causes unusually prolonged and
disabling grief. In this paper, we review the growing literature on
prolonged grief disorder (PGD), alternatively called complicated
grief, pathological grief, or traumatic grief. We begin with an
overview of normative bereavement reactions. We then describe
diagnostic criteria for PGD, the distinction between PGD and other
disorders, and assessment instruments that can help clinicians
identify PGD. Next, we describe treatments that have shown
efficacy in reducing PGD symptoms. We conclude by identifying
common components of effective treatments and offering recommendations to the practicing clinician.
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Diagnostic Criteria
Although clinicians have long noted the distinctive phenomenology of prolonged grief reactions, rigorous research on the
clinical features of PGD has accumulated only over the last 2
decades, and previous editions of the International Classification
of Diseases (ICD) and the Diagnostic and Statistical Manual of
Mental Disorders (DSM) have not included diagnoses corresponding to prolonged grief problems. Instead, they have included Z
or V codes acknowledging bereavement as a possible focus of
clinical attention or as a reason that individuals may seek mental
health care.
A working group for the next edition of the ICD recently
recommended adding a diagnosis of PGD to ICD-11 (Maercker et
al., 2013). The group recommended diagnostic criteria (see Table
1) based on an interview study of nearly 300 bereaved individuals
that used state-of-the-art psychometric validation methods to identify the central distinguishing clinical features of PGD (Prigerson
et al., 2009). The recently released DSM-5 (American Psychiatric
Association, 2013) also includes a diagnostic code corresponding
to prolonged grief problemsOther Specified Trauma- and
Stressor-Related Disorder, Persistent Complex Bereavement Disorder (PCBD)with criteria for this diagnosis contained in the
section of the manual devoted to conditions needing further study.
The working criteria (see Table 1) draw in part on the validation
study informing the proposed ICD-11 criteria (Prigerson et al.,
2009) as well as a further study of nearly 800 bereaved individuals symptoms (Simon et al., 2011). Although there is overlap
between the DSM-5 diagnosis of PCBD and the proposed ICD-11
diagnosis of PGD, critics have voiced concern that some of the
symptoms unique to the DSM-5 diagnosis (e.g., difficulty positively reminiscing about the deceased) do not have empirical
support as markers of dysfunctional grief, there is less evidence
supporting the 12-month compared with the 6-month criterion, and
the DSM-5 diagnosis is enormously heterogeneous (e.g., Boelen &
Prigerson, 2012). A future revision of the DSM-5 that finalizes the
criteria for PCBD and moves the diagnosis to the main section of
the manual may address these and other issues. In the meantime,
should clinicians prefer to use the proposed ICD-11 criteria for
diagnosing PGD, one option for those working in settings that
require DSM-5 diagnoses is to use the Unspecified Trauma- and
Stressor-Related Disorder diagnosis for cases that do not meet the
PCBD working criteria but do meet the proposed ICD-11 PGD
criteria.
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Table 1
Diagnostic Criteria for ICD-11 Prolonged Grief Disorder (Proposed) and DSM-5 Persistent Complex Bereavement-Related Disorder
ICD-11 Prolonged Grief Disorder
Note. Proposed criteria for ICD-11 PGD are from Prigerson et al. (2009), referenced in Maercker et al. (2013). Criteria for DSM-5 PCBD are from the
American Psychiatric Association (2013).
death event; on the other hand, in PGD, individuals may experience intrusive and voluntary thoughts about diverse aspects of the
relationship with the deceased, including positive content that the
bereaved longs for, and avoidance is mostly limited to those
stimuli that serve as reminders of the reality or permanence of
the loss. As with major depression, several other features of PTSD
are quite distinctive from those of PGD (e.g., nightmares, flashbacks, aggression), but there is some overlap between the disorders
(e.g., emotional numbing since the time of the loss, shared by PGD
and PTSD), and clinicians must be careful not to assume that the
presence of one loss-related disorder implies the absence of another.
Assessment Instruments
One large study of general psychiatric outpatients found that
over one third of individual seeking mental health care exhibited at
least moderate levels of PGD symptoms (Piper, Ogrodniczuk,
Azim, & Weideman, 2001). Therefore, assessing for unresolved
grief in patients presenting with other complaints may be a wise
clinical practice even when time does not permit a full interview
probing formal diagnostic criteria. Reliable self-report inventories
are available. The Inventory of Complicated Grief (ICG; Prigerson
et al., 1995) is the instrument that has been most commonly used
to identify clinical levels of PGD symptoms in research. It consists
of 19 statements about grief-related thoughts and behaviors (e.g.,
I feel I cannot accept the death of the person who died; I feel
myself longing for the person who died) with five response
options indicating different levels of symptom severity. In accordance with diagnostic guidelines for PGD, the ICG should be
administered at least 6 12 months after the death of a loved one.
Across samples, the ICG has shown good internal consistency,
testretest reliability, and prediction of impairment beyond what
can be accounted for by general mood and anxiety problems. A
total score of above 25 or 30 has been considered suggestive of
PGD. More recently, the ICG has been distilled into the Prolonged
Grief 13 (PG-13), a collection of the ICGs most informative and
unbiased items (Prigerson et al., 2009).
In primary care and other settings in which time is scarce, an
even briefer instrument, the Brief Grief Questionnaire (BGQ; Ito et
al., 2012), may be useful. The BGQ asks patients to report symptom severity on a 3-point scale for each of five grief symptoms
(e.g., How much does grief still interfere with your life?; How
much are you having trouble accepting the death of _____?). The
instrument showed good psychometric properties in a large Japanese sample (Ito et al., 2012) and a U.S. sample (Shear, Jackson,
Essock, Donahue, & Felton, 2006), suggesting that PGD symptoms can be assessed using minimal resources and that the measurement of PGD is not strongly culturally bound. A score of 5 to
7 on the BGQ is considered suggestive of subthreshold prolonged
grief, whereas at a score of 8 or higher, PGD is considered likely
(Shear et al., 2006).
When PGD is present, careful assessment of risk is essential.
PGD has been associated with a 6 to 11 times greater risk of
suicidality even after controlling for other risk factors such as
depression and PTSD (Latham & Prigerson, 2004). Standardized
instruments such as Becks Scale for Suicidal Ideation (Beck,
Kovacs, & Weissman, 1979) and the Yale Evaluation of Suicid-
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ality Scale (Latham & Prigerson, 2004) are available to aid clinicians in assessing suicide risk.
Psychotherapy
In a meta-analysis of randomized controlled trials of psychotherapy for adults with PGD, cognitive behavioral grief-targeted
interventions were found to be more effective than control conditions (i.e., supportive or other nonspecific therapy, or waitlist) for
reducing PGD symptoms (Wittouck, Van Autreve, De Jaegere,
Portzky, & van Heeringen, 2011). Moreover, treatment effects for
these therapies grew larger at follow-up. In our review of PGD
psychotherapies, we emphasize those that have received strong
support in randomized controlled trials, but we also describe other
therapies that have a more limited base of empirical support at
present. In the absence of a consensus set of PGD diagnostic
criteria, studies have varied somewhat in their inclusion criteria;
therefore, variations in outcomes may be due in part to variations
in the severity of PGD that characterized each study sample.
Individual psychotherapy. In a pioneering study, almost 100
women and men received 16 sessions of either interpersonal therapya treatment that is effective for depression or a multifaceted treatment explicitly tailored to target PGD (Shear, Frank,
Houck, & Reynolds, 2005). A larger proportion of participants
receiving the grief-specific therapy responded favorably to treatment compared with those receiving the interpersonal therapy, and
grief symptoms showed faster reduction in the grief therapy condition; differences in symptom reduction between conditions were
medium in effect size. Pilot studies have suggested that the therapy
used in this study may be efficacious in diverse populations
diagnosed with PGD, including individuals with comorbid substance use disorders (Zuckoff et al., 2006) and bereaved individuals in non-Western cultural contexts (Asukai, Tsuruta, & Sait,
2011).
The therapy designed by Shear and colleagues (2005) included
several components that encouraged patients to address the lossand the restoration-focused tasks of grieving (Stroebe & Schut,
1999). Key therapeutic work occurred during the 1-hr weekly
sessions and in homework assignments completed between sessions. The introductory phase of treatment focused on psychoeducation about grief, emphasizing the importance of processing the
loss and restoring life functioning and purposeful engagement that
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may have ceased in the wake of the loss. Patients shared history,
including history of the relationship with the deceased, and brainstormed current life goals or aspirations. With this preparatory
work completed, patients then engaged in the loss-focused exercise
of vividly narrating, with eyes closed, the death of the loved one
(revisiting). Modeled after imaginal exposure in prolonged exposure treatment for PTSD, this in-session revisiting exercise was
audio-recorded, and patients listened to the recording at home.
Loss-focused exercises also included an imaginal conversation
with the deceased and writing about and discussing positive and
negative memories featuring the loved one. Restoration-focused
exercises centered on creating and executing concrete plans for
moving toward valued life goals and restoring pleasant activities.
Patients were also encouraged to approach situations that had been
avoided because they served as loss reminders, similar to in vivo
exposures in PTSD treatment. Throughout the treatment, cognitive
restructuring was used when unhelpful grief-related thoughts
emerged (e.g., inappropriate self-blame for the death, or a belief
that moving forward from grief would dishonor the deceased).
Another individual psychotherapy that has shown comparable
efficacy for PGD combines exposure and cognitive restructuring
components (Boelen, de Keijser, van den Hout, & van den Bout,
2007). In a study of bereaved individuals in the Netherlands,
patients with PGD were assigned to receive 6 weeks of exposure
therapy followed by 6 weeks of cognitive restructuring, 6 weeks of
cognitive restructuring followed by 6 weeks of exposure therapy,
or 12 weekly sessions of supportive counseling. Participants in
both of the cognitive behavioral treatment conditions showed
greater clinical improvement on all measures compared with those
who received supportive counseling. Comparisons between the
cognitive behavioral conditions suggested that the exposure component of treatment produced greater symptom improvement than
the cognitive component. In this study, exposure consisted of
repeated retelling of the story of losing the loved one with an
emphasis on the most emotionally distressing parts (a loss focus)
and building a hierarchy of avoided stimuli and contexts that serve
as reminders of the loss, followed by graduated confrontation with
these stimuli and experiences (a restoration focus). The cognitive
restructuring component involved learning to identify and challenge negative thoughts that occurred naturally during everyday
life.
Recent research has examined the efficacy of PGD treatment
with an exclusive restoration focus. In a randomized open-label
trial, participants who received 1214 weekly behavioral activation therapy sessions showed large reductions in grief symptoms
compared with those in a waitlist control condition (Papa, Sewall,
Garrison-Diehn, & Rummel, 2013). The therapy was based on
manualized behavioral activation for depression, with minor modifications to tailor the treatment to PGD. In particular, participants
were educated about how PGD can involve and be maintained by
the strategic avoidance of cues related to the loss; next they
engaged in the phases of self-monitoring, functional analysis, and
engagement in reinforcing activities that constitute the core of
standard behavioral activation. The therapy included no lossprocessing or cognitive restructuring components. In an uncontrolled trial, Acierno et al. (2012) found that an even further
pared-down treatmentfive weekly sessions of behavioral activation, two of them conducted by telephonealso produced large
reductions in grief symptoms. To test whether PGD treatment
could be effective given the constraints of many community settings, therapists in this trial ranged widely in experience level, and
the therapy manual they followed was limited to a single page. The
principal intervention in this trial was the assignment for participants to complete 3 hr daily of positively and negatively reinforcing activities with at least 30 min devoted to activities that may
serve as loss reminders. Wherever possible, participants were
encouraged to complete their activities in a social setting to facilitate the natural restoration of social relationships.
In all of these individual trials for PGD, attrition was substantial
but similar to other psychotherapy trials. In the Shear et al. (2005)
trial, 27% of participants dropped out of the PGD therapy; in the
Boelen et al. (2007) trial, dropout rates were 20% and 30% for the
two active treatments; and dropout was 20% in Papa et al.s (2013)
behavioral activation treatment. Further analyses of the Shear et al.
(2005) trial suggested that medication may help some patients to
tolerate treatment. Dropout from PGD therapy was only 9% for
patients who were taking antidepressants during the treatment
course, whereas 42% of unmedicated patients dropped out (Simon
et al., 2008).
Group psychotherapy. Can PGD symptoms be addressed
through group psychotherapy? In a trial involving German psychiatric inpatients with comorbid PGD, a twice-weekly group therapy
(added on to treatment as usual), delivered over a total of nine
sessions, led to a large reduction in PGD symptoms compared with
treatment as usual (Rosner, Lumbeck, & Geissner, 2011). The
group therapy drew on common elements of individual PGD
therapies that had shown efficacy in other trials (e.g., Shear et al.,
2005). Key components included psychoeducation about the grieving process, confronting the loss (including a written exercise),
building motivation for change, understanding and reducing avoidance, and challenging unhelpful thoughts. One major strength of
this study was the complex study group examined; patients were
drawn from three different inpatient wards targeting primary anxiety disorders, somatoform disorders, and eating disorders, respectively, and each participant had an average of 2.5 diagnoses in
addition to PGD. Moreover, treatment as usual in this inpatient
setting was highly intensive, including individual and group psychotherapy sessions, social skills training, physical therapy, medical consultations, and other indicated treatments such as biofeedback. Thus, the efficacy of the brief experimental group therapy,
compared with treatment as usual, in this naturally treatmentseeking population bodes well for the real-world effectiveness of
psychotherapy designed specifically for PGD.
Two additional trials have provided evidence for the efficacy of
group psychotherapy for PGD modeled after Shear et al.s (2005)
individual therapy. In a treatment study of bereaved adults over the
age of 60, participants were assigned to receive 16 weekly sessions
of treatment as usual (a general grief support group) or a specialized PGD group therapy (Supiano & Luptak, in press). Participants
receiving the experimental and the control group therapies both
showed improvement, but the specialized PGD therapy led to a
significantly greater reduction in grief symptoms. Furthermore, in
an uncontrolled 10-week group treatment trial that also included
psychoeducation, cognitive restructuring, emotional processing of
loss, and restoration of positive activities, participants showed
significant reductions in grief symptoms (Maccullum & Bryant,
2011).
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because PGD is not characterized by fearful memories, the therapeutic rationale for repeated and sustained reliving of the moment
of death is unclear. Moreover, there is no evidence that working
through a loss by sustained focus on it is necessary for healing for
all individuals (Wortman & Silver, 1989), even if it may be a
common part of the normal grieving process (Stroebe & Schut,
1999).
Therefore, we recommend that rather than emphasize repeated
exposure to the death, clinicians should look first to the
restoration-focused aspects of PGD treatment. These are the parts
of PGD treatments that resemble behavioral activation and involve
increasing engagement with the outside worldincluding stimuli
that have been avoided because they serve as reminders of the
lossand encouraging social reintegration. Indeed, although no
high-quality randomized controlled trials of behavioral activation
for PGD have been published, two small trials have suggested that
this intervention, with minimal modifications from behavioral
activation for depression, may be sufficient to significantly alleviate PGD symptoms (Acierno et al., 2012; Papa et al., 2013).
Clinicians without training in this type of intervention should
consider referral to another therapist with appropriate competence
(American Psychological Association, 2002). In addition, clinicians should consider a referral for medication management because antidepressant medication may help to treat co-occurring
depressive symptoms and may make psychotherapeutic treatment
of PGD more tolerable for patients, although the efficacy of
medication for grief symptoms themselves is currently unproven
(Simon et al., 2008).
Recent research indicates that PGD can be identified as a
distinctive disorder and that psychotherapy can reduce PGD symptoms. Our aim in this review has been to encourage clinicians to
translate this research into practice. As PGD treatment gains mainstream acceptance within professional psychology, we hope that
practitioners will track outcomes and identify implementation barriers to inform further research to improve the effectiveness of
therapies for this challenging disorder.
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