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Review
. 2021 Oct 18;10(10):CD012679.
doi: 10.1002/14651858.CD012679.pub2.

Screening for aspiration risk associated with dysphagia in acute stroke

Affiliations
Review

Screening for aspiration risk associated with dysphagia in acute stroke

Elizabeth Boaden et al. Cochrane Database Syst Rev. .

Abstract

Background: Stroke can affect people's ability to swallow, resulting in passage of some food and drink into the airway. This can cause choking, chest infection, malnutrition and dehydration, reduced rehabilitation, increased risk of anxiety and depression, longer hospital stay, increased likelihood of discharge to a care home, and increased risk of death. Early identification and management of disordered swallowing reduces risk of these difficulties.

Objectives: Primary objective • To determine the diagnostic accuracy and the sensitivity and specificity of bedside screening tests for detecting risk of aspiration associated with dysphagia in people with acute stroke Secondary objectives • To assess the influence of the following sources of heterogeneity on the diagnostic accuracy of bedside screening tools for dysphagia - Patient demographics (e.g. age, gender) - Time post stroke that the study was conducted (from admission to 48 hours) to ensure only hyperacute and acute stroke swallow screening tools are identified - Definition of dysphagia used by the study - Level of training of nursing staff (both grade and training in the screening tool) - Low-quality studies identified from the methodological quality checklist - Type and threshold of index test - Type of reference test SEARCH METHODS: In June 2017 and December 2019, we searched CENTRAL, MEDLINE, Embase, CINAHL, and the Health Technology Assessment (HTA) database via the Centre for Reviews and Dissemination; the reference lists of included studies; and grey literature sources. We contacted experts in the field to identify any ongoing studies and those potentially missed by the search strategy.

Selection criteria: We included studies that were single-gate or two-gate studies comparing a bedside screening tool administered by nurses or other healthcare professionals (HCPs) with expert or instrumental assessment for detection of aspiration associated with dysphagia in adults with acute stroke admitted to hospital.

Data collection and analysis: Two review authors independently screened each study using the eligibility criteria and then extracted data, including the sensitivity and specificity of each index test against the reference test. A third review author was available at each stage to settle disagreements. The methodological quality of each study was assessed using the Quality Assessment of Studies of Diagnostic Accuracy (QUADAS-2) tool. We identified insufficient studies for each index test, so we performed no meta-analysis. Diagnostic accuracy data were presented as sensitivities and specificities for the index tests.

Main results: Overall, we included 25 studies in the review, four of which we included as narratives (with no accuracy statistics reported). The included studies involved 3953 participants and 37 screening tests. Of these, 24 screening tests used water only, six used water and other consistencies, and seven used other methods. For index tests using water only, sensitivity and specificity ranged from 46% to 100% and from 43% to 100%, respectively; for those using water and other consistencies, sensitivity and specificity ranged from 75% to 100% and from 69% to 90%, respectively; and for those using other methods, sensitivity and specificity ranged from 29% to 100% and from 39% to 86%, respectively. Twenty screening tests used expert assessment or the Mann Assessment of Swallowing Ability (MASA) as the reference, six used fibreoptic endoscopic evaluation of swallowing (FEES), and 11 used videofluoroscopy (VF). Fifteen screening tools had an outcome of aspiration risk, 20 screening tools had an outcome of dysphagia, and two narrative papers did not report the outcome. Twenty-one screening tests were carried out by nurses, and 16 were carried out by other HCPs (not including speech and language therapists (SLTs)). We assessed a total of six studies as low risk across all four QUADAS-2 risk of bias domains, and we rated 15 studies as low concern across all three applicability domains. No single study demonstrated 100% sensitivity and specificity with low risk of bias for all domains. The best performing combined water swallow and instrumental tool was the Bedside Aspiration test (n = 50), the best performing water plus other consistencies tool was the Gugging Swallowing Screen (GUSS; n = 30), and the best water only swallow screening tool was the Toronto Bedside Swallowing Screening Test (TOR-BSST; n = 24). All tools demonstrated combined highest sensitivity and specificity and low risk of bias for all domains. However, clinicians should be cautious in their interpretation of these findings, as these tests are based on single studies with small sample sizes, which limits the estimates of reliability of screening tests.

Authors' conclusions: We were unable to identify a single swallow screening tool with high and precisely estimated sensitivity and specificity based on at least one trial with low risk of bias. However, we were able to offer recommendations for further high-quality studies that are needed to improve the accuracy and clinical utility of bedside screening tools.

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Conflict of interest statement

Elizabeth Boaden: none known. Jane Burnell: none known. Lucy Hives: none known. Paola Dey: "my institution has received funding for consultancies and grants in aid from NHS, government and research charities. I have also been in receipt of a travel bursary from the organisers of the United European Gastroenterology Week in Berlin in 2006" Andrew Clegg: none known. Mary W Lyons: none known. C Elizabeth Lightbody: none known. Margaret A Hurley: none known. Hazel Roddam: none known. Elizabeth McInnes: none known. Anne Alexandrov: none known. Caroline L Watkins: none known.

Figures

1
1
PRISMA flow diagram.
2
2
Risk of bias and applicability concerns summary: review authors' judgements about each domain for each included study.
3
3
Summary ROC plot of tests: Grouped by Index taxonomy ‐ water only, water plus bolus and other.
4
4
Summary ROC plot of tests grouped by index test healthcare professional ‐ nurse and other.
5
5
Summary ROC plot of tests: grouping index tests by outcome ‐ aspiration and dysphagia.
6
6
Summary ROC plot of tests: index tests grouped by reference test used ‐ Expert Assessment, FEES and VS.
7
7
Forest plot of tests grouped by Index Test Taxonomy ‐ Water only, Water plus other consistencies, and Other tests.
8
8
Forest plot of tests grouped by Reference Test ‐ Expert Assessment and MASA, FEES, and VF.
9
9
Forest plot of tests grouped by Index Test Outcome ‐ aspiration and dysphagia.
10
10
Forest plot of tests grouped by HCP ‐ nurse and other.
1
1. Test
Registered Dietitian (RD) Dysphagia Screening tool ‐ Huhmann (2004)
2
2. Test
Bedside aspiration ‐ Combined WST & Oxygen Saturation ‐ Lim (2001)
3
3. Test
Gugging Swallowing Screen (GUSS) ‐ Group2 ‐ Trappl (2007)
4
4. Test
Toronto Bedside Swallowing Screening Test (TOR‐BSST) ‐ Martino (2009)
5
5. Test
Standardized Swallowing Assessment tool (SSA) ‐ Test2 ‐ Perry (2001) Test2
6
6. Test
Nursing Bedside Dysphagia Screen (NBDS) ‐ Campbell (2016)
7
7. Test
Emergency Department (ED) dysphagia screen ‐ Turner‐Lawrence (2009)
8
8. Test
Acute Stroke Dysphagia Screening (ASDS) ‐ Aspiration ‐ Edmiaston (2010)
9
9. Test
Barnes‐Jewish Hospital‐Stroke Dysphagia Screen (BJH‐SDS) Aspiration ‐ Edmiaston (2014)
10
10. Test
Edith‐Huhn‐Matesic Bedside Aspiration Screen (EHMBAS) plus water swallow test ‐ Huhn‐Matesic (2015)
11
11. Test
Standardized Swallowing Assessment tool (SSA) ‐ Test1 ‐ Perry (2001)
12
12. Test
Barnes‐Jewish Hospital‐Stroke Dysphagia Screen (BJH‐SDS) Dysphagia ‐ Edmiaston (2014)
13
13. Test
Modified MASA (MMASA) Neurologist 1 ‐ Antonios (2010)
14
14. Test
Rapid Aspiration Screening for Suspected Stroke (RAS3) ‐ Daniels (2016)
15
15. Test
Clinical examination ‐ Daniels (1997)
16
16. Test
Acute Stroke Dysphagia Screening (ASDS) Dysphagia ‐ Edmiaston (2010)
17
17. Test
Nurse Dysphagia Screen ‐ Cummings (2015)
18
18. Test
Modified MASA (MMASA) Neurologist 2 ‐ Antonios (2010)
19
19. Test
Oxygen saturation ≥ 2% ‐ Test2 for Aspiration ‐ Smith (2000)
20
20. Test
Bedside swallow test ‐ WST only ‐ Lim (2001)
21
21. Test
Chinese version of the modified SSA original 8 items ‐ Jiang (2019)
22
22. Test
Chinese version of the modified SSA reduced 6 items ‐ Jiang (2019)
23
23. Test
Stroke Severity using National Institutes of Health Stroke Scale (NIHSS) ‐ Bravata (2009)
24
24. Test
Nursing Bedside Swallowing Screen (NBSS) ‐ Ellis (2013)
25
25. Test
2‐step Swallowing Provocation Test (SPT) ‐ step 1 ‐ 0.4 mL ‐ Warneke (2008)
26
26. Test
Rapid Aspiration Screening for Suspected Stroke (RAS3) ‐ WST only ‐ Daniels (2016)
27
27. Test
Gag function ‐ Test3 ‐ Perry (2001)
28
28. Test
DePaul Hospital Swallow Screener (DHSS) for Aspiration Risk ‐ Behera (2018)
29
29. Test
DePaul Hospital Swallow Screener (DHSS) for Dysphagia ‐ Behera (2018)
30
30. Test
Gag function ‐ Test4 ‐ Perry (2001)
31
31. Test
2‐step swallowing provocation test (SPT) step 2 ‐ 2.0 mL ‐ Warneke (2008)
32
32. Test
Johns Hopkins Hospital Brain Rescue Unit Modified 3 oz Swallow Screen ‐ Mulheren (2019)
33
33. Test
Nursing Screening Tool ‐ Bravata (2009)
34
34. Test
Barnes‐Jewish Hospital Stroke Dysphagia Screen (BJH‐SDS) – Turkish version (T‐BJH) ‐ Eren (2019)
35
35. Test
Clinical Predicative Scale of Aspiration (CPSA) ‐ Zhou (2011)
36
36. Test
TOR‐BSST water swallow item ‐ Martino (2014)
37
37. Test
Clinical swallowing tests ‐ 6 oromotor examinations ‐ Nishiwaki (2005)
38
38. Test
Index taxonomy ‐ water only
39
39. Test
Index taxonomy ‐ water plus other consistencies
40
40. Test
Index taxonomy ‐ other
41
41. Test
Outcome ‐ aspiration
42
42. Test
Outcome ‐ dysphagia
43
43. Test
Reference test ‐ Expert Assessment and MASA
44
44. Test
Reference test ‐ FEES
45
45. Test
Reference test ‐ VF
46
46. Test
HCP ‐ nurse
47
47. Test
HCP ‐ other

Update of

  • doi: 10.1002/14651858.CD012679

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References

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NCT00580138 {published data only}
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NCT01765673 {published data only}
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NCT02080988 {published data only}
    1. NCT02080988. Reflexive coughing force in severe aspirators. https://clinicaltrials.gov/ct2/show/NCT02080988 (first received 7 March 2014).
NCT02848664 {published data only}
    1. NCT02848664. Use of the Passy Muir Swallowing Self Trainer. https://clinicaltrials.gov/ct2/show/NCT02848664 (first received 28 July 2016).
NCT03167892 {published data only}
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Nomura 2014 {published data only}
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Pennsylvania Patient Safety Authority 2009 {published data only}
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Stroke and Chewing 2012 {published data only}
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Sung 2018 {published data only}
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Sørensen 2013 {published data only}
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Tanuma 2002 {published data only}
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Teramoto 2000 {published data only}
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Toscano 2019 {published data only}
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Tuncay 2011 {published data only}
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Umay 2013 {published data only}
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Virvidaki 2019 {published data only}
    1. Virvidaki IE, Giannopoulos S, Nasios G, Dimakopoulos G, Michou E, Milionis H. Predictive value of a novel pragmatic tool for post-stroke aspiration risk: the Functional Bedside Aspiration Screen. Neurogastroenterology and Motility 2019;31(10):e13683. - PubMed
Warnecke 2017 {published data only}
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Weinhardt 2008 {published data only}
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Ye 2018 {published data only}
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Yeh 2011 {published data only}
    1. Yeh SJ, Huang KY, Wang TG, Chen YC, Chen CH, Tang SC, et al. Dysphagia screening decreases pneumonia in acute stroke patients admitted to the stroke intensive care unit. Journal of the Neurological Sciences 2011;306(1-2):38-41. - PubMed
Zhang 2004 {published data only}
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References to other published versions of this review

Boaden 2017
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