Dow Jones
Risk & Compliance:
Data and Risk
Management
A global provider of best-in-class risk data, integrated
technology solutions and due diligence services for
managing regulatory and reputational risk.
What is Dow Jones Risk & Compliance?
At Dow Jones, we believe that high-quality, well-maintained data is the lifeblood of effective screening engines, and that the right combination of information and technology can deliver an efficient compliance program that doesn’t cut corners.
Built on the legacy of the world’s most trusted newsrooms, including The Wall Street Journal, our Risk & Compliance division combines the expertise of a multilingual team of researchers and analysts with industry-leading automation and artificial intelligence tools.
We deliver reliable, actionable information and applications that are developed specifically for compliance requirements and workflows related to anti-money laundering and counter-terrorism financing, sanctions, governance, anti-bribery and corruption and international trade compliance.
Risk Management & Compliance Solutions
Financial Crime Compliance
Conduct comprehensive due diligence on your customers and connected parties as part of a robust Know Your Customer (KYC) program, with mitigation tools for:
Customer due diligence and enhanced due diligence
- Beneficial ownership
- Politically exposed persons (PEPs)
- Sanctions
- Adverse media coverage
- Source of wealth
- Specialist lists
- Customized investigative research
Ongoing monitoring of customers
- Politically exposed persons (PEPs)
- Sanctions
- Adverse media coverage
- Event-driven investigative research
Real-time payments screening
Third-Party Risk Management
Verify the integrity of your supply chain and business partners by assessing risks, such as bribery, corruption and dealings with sanctioned parties. Explore our solutions for:
End-to-end third-party onboarding and ongoing monitoring
Integrity checks and due diligence:
- Beneficial ownership
- Politically Exposed Persons (PEPs)
- Sanctions
- Adverse media coverage
- Other high-risk factors
Sanctions Compliance
Keep pace with sanctions developments and requirements, even as international and national regimes shift rapidly. We provide consolidated, timely sanctions screening solutions for:
- One-off and ongoing automated batch screening against global sanctions lists
- Filterable lists and specialist watchlists for customized screening
- Flexible parameters to enable effective management of screening results and alerts
Trade Compliance
Criminals increasingly are using international trade to move illicit funds and goods across jurisdictions and to exchange goods with sanctioned parties. Identify red flags with our tools to:
- Complete transaction-specific due diligence
- Screen for sanctioned counter parties, locations, and vessels
- Complete dual-use goods checks
- Track the movement of goods and vessels in real-time
What is Compliance Risk?
Compliance risk is the threat to an organization’s finances, organization, and reputation due to violations of rules, regulations, and laws governing its activity.
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