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Effects of Tutoring in Phonological and
Early Reading Skills on Students at Risk for
Reading Disabilities
Article in Journal of Learning Disabilities · November 2000
DOI: 10.1177/002221940003300606 · Source: PubMed
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Effects of Tutoring in Phonological
and Early Reading Skills on Students
at Risk for Reading Disabilities
Patricia F. Vadasy, Joseph R. Jenkins, and Kathleen Pool
Abstract
This study examined the effectiveness of nonprofessional tutors in a phonologically based reading treatment similar to those in which
successful reading outcomes have been demonstrated. Participants were 23 first graders at risk for learning disability who received intensive one-to-one tutoring from noncertified tutors for 30 minutes, 4 days a week, for one school year. Tutoring included instruction in
phonological skills, letter-sound correspondence, explicit decoding, rime analysis, writing, spelling, and reading phonetically controlled
text. At year end, tutored students significantly outperformed untutored control students on measures of reading, spelling, and decoding. Effect sizes ranged from .42 to 1.24. Treatment effects diminished at follow-up at the end of second grade, although tutored students
continued to significantly outperform untutored students in decoding and spelling. Findings suggest that phonologically based reading
instruction for first graders at risk for learning disability can be delivered by nonteacher tutors. Our discussion addresses the character
of reading outcomes associated with tutoring, individual differences in response to treatment, and the infrastructure required for nonprofessional tutoring programs.
R
esearch on students at risk for
learning disability suggests that
early, explicit instruction in phonological and decoding skills can help
these students stay on track to successful reading acquisition (Adams, 1990;
Blachman, 1994; Fielding-Barnsley, 1997;
Juel, 1988; Liberman, Shankweiler,
Blachman, Camp, & Werfelman, 1980;
Spear-Swerling & Sternberg, 1996; Torgesen, Wagner, & Rashotte, 1994; Williams, 1985). Indeed, such instruction
may be critical for first graders who exhibit very low literacy skills because
they are at serious risk for developing
long-term problems in learning to read
(Juel, 1988; Vellutino et al., 1996).
Early in first grade, most teachers
can identify children who need more
intense, individual instruction to acquire word-level reading skills. However, competing demands on classroom teachers' time usually preclude
giving the students the level of individualized instruction they require.
This situation has led to the develop-
ment of supplemental tutoring programs designed to forestall reading
problems. Some of these early intervention programs use highly trained
teachers as tutors (Clay, 1985), whereas
others rely on paraprofessionals and
volunteers (Invernizzi, Juel, & Rosemary, 1997).
The research on tutoring provides
limited information on the tutor qualifications associated with successful
reading interventions. Wasik and Slavin's (1993) review of five first-grade
tutoring programs concluded that
"programs using certified teachers as
tutors appeared to obtain substantially
larger impacts than those using paraprofessionals" (p. 196), with effect sizes
(ESs) ranging from +.55 to +2.37 for the
former versus ESs from +.20 to +75 for
the latter. However, because the tutors'
educational background in these studies was confounded with several potentially important factors-that is, the
programs' theoretical orientation; components of reading emphasized (e.g.,
JOURNAL OF LEARNING DISABILITIES
VOLUME 33, NUMBER 4, JULY/AUGUST 2000, PAGES 579-590
prior knowledge, reading strategies,
and error correction strategies); coordination with the child's classroom program; latitude given tutors to make instructional decisions; and duration and
frequency of tutoring-firm conclusions about the relative effects of teachers and volunteers are not possible.
Nevertheless, some program differences were likely a function of tutor
qualification (e.g., the latitude given
tutors to employ a variety of strategies
in addressing individual student needs
vs. utilizing explicitly scripted or programmed instruction materials).
If achievement effects were at all
comparable for teacher-tutors and
noncertified tutors, cost factors would
clearly favor using noncertified tutors.
Many schools use volunteer tutors to
help struggling readers, and recent
federal programs (e.g., America Reads)
have encouraged schools to pursue
this strategy. Despite the face value of
one-to-one help, daily tutoring by noncertified teachers, even for an entire
580JOURNAL
580
school year, does not guarantee improved reading achievement (Ellson,
Harris, & Barber, 1968). One reason for
uncertainty about the effectiveness of
noncertified tutors can be traced to individual differences in their teaching
skills. Juel (1996) analyzed video and
audio recordings of tutoring sessions
in which college athletes tutored firstgrade children in reading. In examining the performance of more and less
successful tutors (as defined by the
achievement of their tutees), Juel noted
a relationship between children's reading growth and the character of tutorstudent verbal interactions. Tutors
whose children showed larger reading
gains provided significantly more scaffolded reading and writing experiences and explicit cognitive modeling
of reading and writing. Juel also found
that the amount of time tutors gave to
specific activities was significantly related to children's reading growth:
Spending more time on letter-sound
and word-reading activities was associated with larger reading gains.
Juel's (1996) findings suggest ways
that schools might structure the work
of volunteer tutors so that their effects
better approximate those of teachertutors (i.e., designing tutoring lessons
that target critical early reading skills
and incorporate explicit modeling
and response-contingent scaffolding).
Beyond these ideas, Wasik (1998)
suggested additional guidelines for
strengthening volunteer-tutor programs: tutor training and supervision
by reading specialists, consistent and
intensive teaching, use of quality reading materials, ongoing assessment of
tutees, consistent attendance by tutors,
and coordination of the program with
classroom instruction. Nevertheless,
the research base on factors that contribute to the efficacy of volunteertutor programs remains thin.
Over the last several years we have
been developing and testing a tutoring
system called Sound Partners (Jenkins,
Vadasy, Firebaugh, & Profilet, in press;
Vadasy, Wayne, O'Connor, Jenkins,
& Pool, 1998), which uses nonprofessional tutors and a structured program
LEARNING DISABILITIES
JOURNAL OF
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DLSABILITIES
to provide intensive early literacy instruction for children who need more
focused and individualized help than
classrooms typically provide. The program consists of 100 lessons on phonological awareness, letter-sound activities, word identification, text reading,
and writing. Tutors are recruited from
the school community and trained to
work with individual students for one
school year. Instruction is systematic
and explicit, combining phonemic
awareness, phonics, and gradually increasing amounts of reading timefeatures that are associated with successful early reading interventions
(Foorman, Francis, Beeler, Winikates,
& Fletcher, 1997; Torgesen, Wagner,
Rashotte, Alexander, & Conway, 1997).
In the 2 years prior to the study reported here, we tested versions of the
treatment, randomly assigning at-risk
first graders to tutoring and nontutoring control groups. Tutoring occurred
4 days a week, one half hour per day, for
the school year. Results from the first
year (Vadasy, Jenkins, Antil, Wayne, &
O'Connor, 1997a) showed that tutored
students outperformed students in the
control group on segmentation and
spelling posttests, with nonsignificant
but positive effect sizes in word recognition (.31) and nonword reading (.34).
In a second experiment, children
who received a revised version of the
treatment (additional instruction in decoding, long-vowel words, and word
endings, along with different text
selections) performed significantly
higher than controls in nonword reading and spelling (Vadasy, Jenkins,
Antil, Wayne, & O'Connor, 1997b). A
post hoc analysis of these data revealed
a relation between children's achievement and the quality of tutoring they
received: Students whose tutors were
"high implementors" (i.e., consistently
followed the lesson formats) scored
significantly higher than students of
low implementors and students in the
control group in word reading, nonword reading, and spelling, with ESs
that averaged .83.
The present study reports the results
of the third iteration of tutoring refine-
ments, following up on two problems
that surfaced in the previous field tests:
one involving variability in tutors' implementation and one involving instructional content. We addressed the
first concern, variability in tutors' implementation of program protocols,
through increased training and supervision. Regarding the second problem,
having identified various stumbling
blocks in teaching and learning in previous renditions of the program (e.g.,
the lack of a soundingout routine), we
sought to test the efficacy of our revised lessons.
In addition, we examined two other
issues. The first was the permanence of
tutoring effects. If schools are to mount
tutoring programs, it is important to
determine not only whether such efforts result in reading improvements
by year's end, but whether effects are
sustained beyond the year of intervention. Only a few first-grade literacy
interventions have followed students
beyond the year in which they were
treated (e.g., Madden, Slavin, Karweit,
Dolan, & Wasik, 1993; Shanahan &
Barr, 1995). In the present study, we followed children through completion of
second grade.
The second issue involved the character of the reading outcomes produced by our treatment. Torgesen,
Wagner, and Rashotte (1997) recently
spelled out a set of implicit assumptions underlying early intervention
programs that focus on developing
phonological reading skill (i.e., using
knowledge of the alphabetic principle
to decode unfamiliar words). According to Torgesen et al., phonological
reading skill stands at the base of a
reading skills hierarchy. For children to
reach a point in their reading development where they can independently
learn words, they must first develop
phonological reading skills (Share,
1995; Share & Stanovich, 1995). Phonological reading skill allows the developing reader to engage in independent learning trials, which in
turn help to forge representations of
words in memory, as amalgamations
of word-specific orthographic and
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VOLUME 33,
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phonological information (Ehri, 1980;
Ehri & Wilce, 1985). Well-developed
orthographic-phonological representations of words in memory are required
to reach the next level in the reading
hierarchy (i.e., automatic, fluent word
recognition). Finally, the ability to
process print automatically and effortlessly frees attentional resources for
comprehension, which sits at the top of
the reading hierarchy (Samuels & Flor,
1997). Torgesen et al. reminded us that
the expected relationship between
phonological reading skill and word
knowledge and fluency has only modest empirical support. In light of questions about the permanence and character of treatment effects, we retested
students on phonological, word identification, fluency, and spelling tasks at
the end of second grade, 1 year after
the termination of treatment.
Method
Participants
First-grade children were selected from
four elementary schools in a large urban school district. In September, teachers were asked to review their class
lists and select up to six students they
feared would not learn to read by the
end of the year. Teachers from 11 classrooms identified a total of 64 students,
who were administered pretests. Via
pretest scores, those students were
rank ordered on the following four key
measures: letter names, WRAT-R
Reading raw score, WRAT-R Spelling
raw score, and PPVT-R raw score (see
Pretest section). Next, we randomly
assigned the 46 students who scored
lowest on most of these variables to
treatment or control groups, then assigned the remaining students to a replacement group. Students in the control group received the schools' regular
(i.e., classroom instruction and Title I
services) reading instruction. Because
some children moved within the first
2 months of tutoring, we replaced two
students in the treatment and two students in the control group.
All of the participants except two
were from three schools that served a
large proportion of students from minority and low-income backgrounds.
The student populations of these three
schools were 67% minority, and 47%
were eligible for free or reduced-price
lunch. The sample included 23 first
graders in the treatment group and an
equal number in the control group.
There were 9 girls and 14 boys in each
group. Twenty students in the tutored
group and 21 students in the control
group were members of minority groups.
None of the students were identified
for special education at entry to the
program, as this does not typically occur in this district until third or fourth
grade. During the year, Title I services
were provided to 14 students in the tutored group and 18 students in the untutored group. Title I service delivery
varied across schools. In one school,
funds were used to reduce class sizes
across the school; in the other schools,
Title I provided pull-out or in-class
small-group instruction.
Pretests
As Vellutino, Scanlon, and Tanzman
(1994) noted, various tasks are used to
evaluate phonological skills. Most of
these tasks, however, do not have documented psychometric properties or
norms. Like most researchers, we used
tasks that were widely known and a
variety of formats to assess phoneme
analysis. Measures of naming rate
were administered at pretest only, as
we did not expect the intervention to
influence these underlying processing
capacities (Blachman, 1994).
Peabody Picture Vocabulary TestRevised (PPVT-R, Dunn & Dunn, 1981).
The PPVT-R is an individually administered, norm-referenced test of receptive vocabulary. From four simple
black-and-white illustrations, children
select the picture that best illustrates
the meaning of a stimulus word presented orally by the tester. One point is
awarded for each correct response.
Age-based standard scores were used.
581
581
Rapid Letter Naming. Presented with
a card displaying the uppercase letters
in random order, students name as
many letters as they can during 1 minute. Letter sounds are also accepted as
correct responses. The score is the
number of letters named per minute.
Wide Range Achievement TestRevised (WRAT-R) Reading Subtest
(Jastak & Wilkinson, 1984). The
WRAT-R is an individually administered, norm-referenced achievement
test of basic skills. The Reading subtest
consists of letters and words that the
child is asked to name. The number of
words and letters correctly identified is
transformed to an age-based standard
score.
Rapid Automatized Naming (RAN;
Catts, 1993). Presented with a chart
containing pictures of animals (e.g., a
pig, a cow, a horse) in three different
colors (red, blue, and black), students
name the animals and their colors as
rapidly as they can. The time required
to name all 24 items is the score.
Sound Repetition (O'Connor, Jenkins, & Slocum, 1995). Students listen
to 12 items consisting of two to four
phonemes each. Items are presented
with a 1-second delay between phonemes, and, after a 2-second delay, students repeat the sounds. The score is
the number of phonemes correctly repeated.
Modified Rosner. Students are given
a version of the Rosner Test of Auditory Analysis (Rosner, 1979), modified
by Berninger, Thalberg, DeBruyn, and
Smith (1987), in which they segment
multisyllable words by deleting one
syllable. Five items require deletion of
the initial syllable, and five items require deletion of the last syllable. The
score is the total items correctly segmented.
Segmenting Sounds (O'Connoret al.,
1995). Students listen to 10 words consisting of two to three phonemes each.
The examiner models onset-rime seg-
58
582
mentation and asks the student to repeat each word in an onset-rime format. Students receive 1 point for each
correctly segmented portion of the
word (1 to 2 points for onset-rime segmentation and up to 3 points for segmentation into three phonemes). The
score is the total number of onset-rimes
and phonemes segmented.
WRAT-R Spelling Subtest. The
Spelling subtest requires the examinee
to copy marks, print his or her name,
and print a list of dictated words. The
number of items correct is transformed
to an age-based standard score.
Alphabet Writing (Berninger, 1990).
Students write the alphabet in lowercase letters. Capital letters, omissions,
additions, transpositions, and reversals count as errors. This task is scored
as the number of correct letters written
in the first 15 seconds, as well as total
time and total correct.
First-Grade Posttests
Students in the treatment and control
groups were posttested on a variety of
norm- and criterion-referenced measures assessing phonological, word
reading, passage reading, and spelling
skills. The Reading and Spelling subtests of the WRAT-R were readministered along with the following tests.
Woodcock-Johnson Psycho-Educational Battery-Revised (WJ-R), Word
Attack Subtest (Woodcock & Johnson, 1989). For this test, the examinee
pronounces pseudowords that increase
in difficulty. One point is awarded for
each correct response, and the number
of correct items is transformed into
age-based standard scores.
Bryant Pseudoword (Bryant, 1975).
A list of 50 pseudowords is read until
five consecutive items are missed. One
point is assigned to each correct response.
Dolch Word Recognition Test (Dolch,
1939). The student reads from a list of
220 short, frequently used words ar-
. _
JORAL OF. LEANIN DISABILI TIES
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.......
ranged in groups according to basal
reading levels, until 10 consecutive
items are missed. The score is the total
number of words correctly identified.
Analytical Reading Inventory
(ARI; Woods & Moe, 1977). This is a
criterion-referenced, individually administered test of oral passage reading.
Both primer and first-grade passages
were administered at the end of first
grade. Testers record oral reading fluency (time and accuracy). The score is
a rate measure of number of words correctly read per minute.
Yopp-Singer Segmentation Task
(Yopp, 1988). Students segment sounds
of 22 orally given words with corrective feedback. Testing continues until
students miss 10 consecutive items,
and the score is the total number of
words segmented correctly.
Curriculum-Based Spelling List.
Ten words taken from the storybooks
used in the lessons compose a written
spelling test. One point is awarded for
each word spelled correctly.
Writing Sample-Spelling (Deno,
1985). Students write for 5 minutes in
response to a prompt ("It was a dark
and stormy night"). The writing score
is the number of words correctly
spelled.
Second Grade Follow-Up
Students were retested on the WJ-R Word
Attack subtest and the ARI (using a
Grade 2 passage). In addition, we administered the WJ-R Word Identification subtest and the Test of Written
Spelling, described below.
WJ-R Word Identification Subtest.
The examiner directs the child to read
from a list of increasingly difficult
words. The total number of words correctly identified is transformed to an
age-based standard score.
Test of Written Spelling (Larsen &
Hammill, 1994). Students write words
dictated by the examiner. A subtest of
50 predictable words conforming to
_
phonics rules and a subtest of 50 words
with irregular spelling were analyzed
separately. Each student was scored on
the total items spelled correctly on
each subtest.
All measures were individually administered except the writing sample,
which was administered to students in
their classrooms.
Procedure
The tutoring treatment was administered for 27 weeks. Students were
retested in the spring of first and second grades. Following is a description
of the tutoring treatment.
Tutoring Content
There are 100 scripted lessons, each designed to last approximately 30 minutes and consisting of 5 to 10 short
activities that required between 1 and
15 minutes to implement. Lessons focused on segmenting, blending, lettersound correspondences, word families, writing with invented spelling,
and reading text with controlled vocabulary-skills that have been found
to be helpful in assisting children who
are slow to develop reading skill
(Bradley & Bryant, 1985; Juel, 1996;
Pinnell, Lyons, DeFord, Byrk, & Seltzer, 1994; Slavin, Madden, Karweit,
Livermon, & Dolan, 1990; Torgesen,
Wagner, Rashotte, et al., 1997; Vellutino
et al., 1996). The two previous versions
of the program emphasized similar
skills. For the current field test, several
new components were added, and
several components used in previous
field tests were revised or expanded.
Explicit Decoding Instruction.
Early lesson versions did not include
specific instruction in sounding out,
and tutors did not model a consistent
strategy for students to apply to sound
out words. Iversen and Tunmer (1993)
reported accelerated progress for students receiving a modified Reading
Recovery program that included explicit code instruction, and FieldingBarnsley (1997) reported the benefits of
VOLUNMt 33, NUMBhER b, NOVEMBEK/UECEMBER 2000
explicit instruction in decoding, encoding, and letter-sound correspondence.
We gave weight to these findings in
our program redesign, incorporating
into lessons an explicit teaching routine in decoding as well as encoding
skills using letter tiles.
Rime Analysis. Instruction in developing orthographic coding skills for
word families may help some children
develop word recognition skills (Adams,
1990; Berninger, 1990; Goswami &
Bryant, 1990), in particular once they
have already developed letter-sound
analysis skills (Ehri & Robbins, 1992).
For this field test, lessons were revised
to increase opportunities to identify
newly learned rime units in word lists
and story-reading components.
Story Reading. Lessons provided
daily practice in reading and rereading
phonetically regular text selections to
maximize opportunities for children to
apply their developing phonological
and decoding skills while constructing meaning from text (Juel & Roper/
Schneider, 1985). In this field test we
increased the match between the discrete reading skills taught in each lesson and those needed to read that
day's story. This approach to intervention is supported by the phonological
linkage hypothesis (Hatcher, Hulme, &
Ellis, 1994), and by Reading Recovery's
success with rereading familiar books
(Clay, 1985).
Other Revisions. We revised lettersound instruction to include many
letter-pair combinations, building upon
the systematic English phonologies at
the letter-cluster level (Venezky, 1970)
that, when taught, seem to help students with learning disabilities (Berninger et al., 1998).
To standardize tutor instruction in
word endings and silent-e words, we
added practice in these skills prior to
the time that students encountered
these word types in their reading. Finally, nonwords were occasionally introduced in the lessons to increase
practice opportunities to identify letter
pairs and words by analogy.
Tutor Recruitment, Training,
and Supervision
Tutors were recruited through announcements in school newsletters,
then hired as employees of the schools
and paid $5 an hour for tutoring and
time spent in training. At the beginning of the year, seven tutors were
mothers of children in the schools, and
one tutor was a father. Two tutors were
replaced in the middle of the year by
an unemployed actor. A certified special education teacher was also hired to
tutor, and to provide us with expert
feedback on instructional content.
Finally, for this field test we increased the intensity of tutor training
to accommodate the added lesson activities, and to address the problem of
weak implementation observed in previous years. Tutors received 8 hours of
training before commencing tutoring
and 6 hours of training during the school
year. Initial training included explanations, modeling, and role playing of
each lesson component. Tutors also
received guidelines for behavior management, record keeping, and error
correction strategies. Follow-up training was scheduled during the year,
when project staff noted a need to review strategies, when tutors requested
a review or help in a new lesson component, or when tutors reported problems in using lessons or teaching a particular skill.
Record Keeping
Tutors maintained daily logs of attendance and lesson progress as a measure of treatment intensity. According to these logs, children attended
from 54 to 89 sessions, with a mean of
72 days. Because tutor and student absences reduced treatment intensity,
tutors were encouraged to make up
missed lessons when possible.
Fidelity of Intervention
To address our concerns about variable implementation, research staff observed each tutor at least once a week.
During these 15- to 30-minute obser-
583
vations, project staff (Vadasy or Pool)
looked for the following actions: starting lessons on time, making error
corrections, following lesson formats,
managing student behavior, using positive encouragement strategies, and
providing a full 30 minutes of instruction. A total percentage of these six behaviors was obtained for each tutor,
averaging across behaviors (reported
under Results). Both observers at times
observed each tutor, and they frequently compared their notes. In conjunction with the observations, tutors
were often given brief written or oral
feedback (e.g., suggestions for another
way to teach a child having difficulty,
or praise for a tutor's instructional
skills). At other times, project staff
modeled a strategy or adjusted a student's placement in the program (e.g.,
directing the tutor to go back to review
previous lessons or lesson components
until skills were solidly mastered, or to
skip lessons when students had clearly
mastered a skill and needed more challenging material).
Finally, students were tested every
10 lessons on mastery of lesson content. Project staff administered these
curriculum-based tests with items
drawn directly from a recently completed lesson. The mastery tests were a
check on the tutor's lesson pacing and
the student's acquisition of skills.
Results
On the basis of weekly observations of
tutors by project staff, tutors implemented the program with a high degree of fidelity. The average of tutor
scores across all observations reveals
that tutors demonstrated an implementation rate of 89% on the six established
criteria (e.g., conducted all lesson components according to specification).
Student mastery of instructional content as measured by the curriculumbased tests administered to students
every 10 lessons was high, with a mean
score of 94% across students and tests.
The lowest average score for an individual student was 84%.
LEARNING DISABILITIES
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584
Group means and standard deviations for the 10 pretests are shown in
Table 1, along with results of one-way
analyses of variance for each measure.
One difference (WRAT-Spelling) was
significant, favoring the treatment
group.
variance indicated significant group
differences, Wilks's lambda =.61, F(10,
33) = 2.14, p < .05. All univariate tests
significantly favored the treatment
group except the ARI first-grade level,
which did not differ between treatment and control. Effect sizes (i.e.,
treatment and control adjusted mean
differences divided by the pooled unadjusted standard deviations for treatment and control groups) ranged from
.42 to 1.24. The largest effect size was
observed for nonword reading (1.24),
the smallest for reading in context (.42
and .60). Three measures provided
norm-referenced standard scores; the
mean standard score for the treatment
group at posttest exceeded the 50th
percentile for WRAT-R Reading and
Woodcock-Johnson Word Attack, and
was within 3 points of this criterion on
WRAT-R Spelling.
Figure 1 shows the distribution of
treatment and control students on word
identification (WRAT-R Reading) and
nonword reading (Woodcock-Johnson
Word Attack). Twelve of 23 tutored students scored above the 50th percentile
on word identification (vs. 2 of 23 students in the control group), and 15 of
23 tutored students surpassed this criterion on nonword reading (vs. 8 of 23
students in the control group). Al-
Table 2 provides the posttest means
and standard deviations, adjusted for
pretests. We used a composite z of pretest scores to adjust posttests because
some posttests of interest did not have
that same measure administered as a
pretest. A multivariate analysis of co-
TABLE 1
One-Way ANOVA of Means of Treatment and Control Groups for
All Pretreatment Means
Control
Treatment
Variable
M
SD
M
SD
F
6.56
0.39
6.66
0.40
0.81
PPVT-R standard
83.57
16.57
84.74
13.12
0.07
Letter-naming rate
30.68
19.11
33.68
17.07
0.90
WRAT-R Reading standard
83.26
9.88
81.22
9.51
0.51
Rapid automatized naming
18.62
6.33
20.02
6.84
1.99
Sound repetition
23.00
5.70
24.62
5.52
0.95
Modified Rosner segmentation
5.70
3.01
5.30
2.74
0.21
Segmenting sounds
5.22
5.60
6.00
6.20
0.20
81.13
8.92
75.27
10.06
4.28*
2.43
3.81
1.70
1.29
0.39
Age
WRAT-R Spelling standard
Alphabet writing
Note. For each group, n = 23. PPVT-R = Peabody Picture Vocabulary Test-Revised; WRAT-R = Wide
Range Achievement Test-Revised.
*p < .05 (df = 1, 44).
TABLE 2
Adjusted Means and Standard Deviations of Treatment and Control Groups at Posttest
Treatment
Measures
Reading
WRAT-R Reading Subtest (standard)
Dolch Word List
Analytical Reading Inventory (words per minute)
Primary level
First-grade level
Decoding
Woodcock-Johnson Word Attack (standard)
Bryant
Segmenting and spelling
WRAT-R Spelling Subtest (standard)
Curriculum-based spelling measure
Words correct (%) on writing measure
Yopp-Singer Segmentation
M
SD
Control
M
SD
F
p
ES
102.45
18.81
88.77
11.38
8.44
.006
.91
144.74
54.95
102.67
47.37
8.21
.006
.82
45.36
36.57
34.77
33.38
29.42
25.43
18.19
19.69
3.92
1.96
.054
.169
.60
.42
109.27
19.45
13.66
11.65
94.12
8.94
10.71
7.79
16.93
12.78
0.000
0.001
97.33
8.00
0.71
15.51
16.60
1.98
0.22
3.79
85.30
5.95
0.55
11.15
12.67
2.42
0.19
5.53
7.24
10.41
6.69
9.89
.010
0.002
0.013
0.003
Note. For each group, n = 23. WRAT-R = Wide Range Achievement Test-Revised.
1.24
1.08
.82
.93
.76
.85
585
vTtg-s------ e--e
585
200
6, NOEBRDCME
33 NUBE
VOUM 33,
VOLUME
NUMBER 6,
NOVEMBER/DECEMBER 20GO
though the effect of treatment on both
measures is readily apparent, there
was nevertheless considerable variation in the children's response to treatment, with standard scores ranging
from 72 to 141 in word reading and
from 90 to 141 in nonword reading.
Seven tutored students scored below
the 25th percentile (standard score of
90) on word identification; all scored at
or above the 25th percentile on nonword reading.
ond grade. A multivariate analysis of
covariance, controlling for the pretest
composite z score, was significant,
Wilks's lambda = .54, F(9, 26) = 2.45,
p < .05. Univariate tests were significant for word attack and spelling (p <
.05), as shown in Table 3.
Follow-Up at Second Grade
We were able to locate and retest 20
treatment students and 17 students in
the control group near the end of sec-
Discussion
150
0
0
8
0
In1
lo
80
co L
r
110
100
901-
o
90
I
We undertook the present experiment,
in part, to study treatment effects after
addressing problems observed in instructional content and implementation of tutoring for students at risk
for learning disability. Regarding revisions in lesson content, the children's
performance (mean of 94%) on the periodic mastery tests given every 10 lessons suggests that they acquired the
skills targeted by the program. Regarding fidelity of implementation, we
found that providing more training in
lesson components before tutors began
working with children, along with increased supervision, resulted in more
accurate implementation, relative to
levels observed in prior field tests.
Whereas in the previous field test only
30% of tutors were observed to implement the majority of the lesson activities consistent with program protocols
0
0
00
130
120
8o
Lesson Revisions and
ProgramImplementation
0
140 -
00
80-
n
80
0
00
70
Tutored
Control
WRAT READING
-
Tutored
Control
WJ-R WORD ATTACK
FIGURE 1. Individual performance on two word-level measures of reading.
TABLE 3
Adjusted Means and Standard Deviations of Treatment and Control Groups at Grade 2 Follow-Up
Treatment
Measures
Reading
Woodcock-Johnson Word Identification
(standard)
Analytical Reading Inventory, Second-grade level
Decoding
Woodcock-Johnson Word Attack (standard)
Spelling
TWS-Predictable (standard)
TWS-Unpredictable (standard)
Control
M
SD
M
SD
97.05
15.63
94.49
57.42
38.87
102.32
91.15
88.55
F
p
ES
11.57
.31
.580
.19
61.10
40.39
.09
.764
14.93
91.64
9.20
6.46
.016
.87
11.12
11.52
82.35
81.36
8.51
7.25
6.88
4.88
.013
.034
.89
.75
Note. Treatment group n = 20; control group n = 17. TWS = Test of Written Spelling.
-.09
^s
JORA OF LERNN DIABLT -Tsso--s-.-TT-IES
JOURNAL OF LEARNING DISABILITIES
58
586
(Vadasy et al., 1997b), in this field test
71% of tutors were observed to be high
implementors. Moreover, anecdotal
evidence (e.g., tutors who increasingly
followed program elements and implemented them with greater skill)
suggests that the frequent supervision
and technical assistance contributed to
improved implementation. Obtaining
more accurate program implementation was important because a previous
finding had indicated a relation between fidelity of implementation and
reading outcomes (Vadasy et al.,
1997b). Although these two modifications (revised lesson content and increased supervision) are confounded
with respect to their effects on the children's reading and spelling achievement, the results of the periodic performance tests and the tutors' higher
fidelity of implementation suggest
that, together, the changes were successful.
Treatment Effects
Comparisons of pretests revealed no
hint of differences between the treatment and control groups on 9 of 10
measures (all Fs < 1.0), but on 1 mea-
sure (WRAT-Spelling), the treatment
group seemed to have an advantage
(p < .05). This advantage translated
into a 2-point difference between groups
on raw WRAT-R Spelling scores. The
treatment mean was 17 and the control
mean was 15. A student who copied all
of the marks correctly and was able to
print two letters in his or her name
earned 20 points on the Spelling subtest. This spelling pretest advantage
for the treatment group may qualify
the results, but we have attempted to
adjust for any pretreatment differences
with an analysis of covariance.
At the end of first grade, tutored
children significantly surpassed controls on a broad range of reading and
spelling measures. Relative to national
norms, mean posttest performance of
the treatment group surpassed the 50th
percentile on WRAT-R Reading and
WJ-R Word Attack. It is instructive to
compare our results with those of other
intensive first-grade reading interventions that have reported positive effect
sizes. Table 4 shows results for other
first-grade studies that have tested
tutoring against a comparable untutored control group. Requiring a control group excludes several recent tu-
toring reports (Invernizzi, Juel, &
Rosemary, 1997; Juel, 1996; Vellutino
et al., 1996). Most of the interventions
in Table 4 were delivered by certified
teachers. On the dimension of treatment intensity (minutes per week and
number of weeks), our treatment is
near the median, relative to previous
studies. On the dimension of effectiveness, our effect sizes are just above the
median on each measure (word, nonword, and composite reading).
Two tutoring studies included measures that we also employed (Iversen
&Tunmer, 1993; Juel, 1996). Posttest results from those studies and ours are
shown in Table 5. Dolch Word Recognition results from Iversen and Tunmer's Standard Reading Recovery
group were virtually identical to ours,
but their Modified Reading Recovery
group, which included explicit training in phonological recoding, earned
higher scores. We also rescored our
participants' WRAT-R Reading subtest
using the scoring system reported by
Juel (1996). Her word recognition
posttests from the WRAT-R were similar to ours, but our spelling scores
seemed to be somewhat higher. Pretest
word identification levels were compa-
TABLE 4
Intensity and Effects of One-to-One Intervention in First-Grade Tutoring Studies
Effect size
Study
Tutors
Sessions/
week
ElIson, Harris, &Barber (1968)
Paraprofessionals
5
Minutes/
week
75
Number
of weeks
Real word
Nonword
Composite
reading
35
0.10a
NA
0.01
0.26b
NA
0.36
Hatcher, Hulme, &Ellis (1994)
Teachers
2
60
20
0.30
0.30
0.35
Iversen&Tumner (1993)
Teachers
4
120
12-20
3.41c
3.40d
1.32
1.25
2.39
2.68
Pinnell, Lyons, DeFord, Byrk,
&Seltzer (1994)
Teachers
5
150
20
NA
NA
0.73
Silver, Hagin, &Beecher (1981)
Teachers
3-5
120
35
0.94
1.39
1.06
Slavin et al. (1990)
Teachers
5
100
35
0.58
1.39
0.48
Vadasy et al. (1998)
Paraprofessionals
4
120
27
0.89
1.16
0.85
Wallach &Wallach (1976)
Paraprofessionals
5
150
35
0.64
NA
NA
Note. NA indicates the information was not available.
aProgrammed tutorng group (one session daily). bDirected tutoring group (one session daily). cStandard Reading Recovery. dModified Reading Recovery.
----
__-1-1-1
--_------ __- ......--------
--
587
587
NOVEMBER/DECEMBER 2000
6, NOVEMBER/DECEMBER
NUMBER 6,
VOLUME
VOLUME 33, NU-MBER
2000
rable in Juel's and our study (2.85 vs.
1.87, respectively), as were spelling pretest levels (1.33 vs. .78, respectively).
Although there is risk in comparing
performance from samples that may
differ on unknown characteristics, it is
nevertheless interesting to note the
comparability in posttest performance
across first-grade tutoring studies that
target children at risk in reading.
Follow-Up Testing and the
Characterof Treatment Effects
Tests at the end of the treatment period
showed the strongest reading effects
on phonological reading skill (i.e.,
naming nonwords), followed by word
recognition, then reading fluency. For
an approach like ours, which emphasized phonological decoding skills,
these results were consistent with expectations. But as Torgesen, Wagner,
Rashotte, et al. (1997) indicated, focusing instruction on phonological reading skill derives from the idea that
these skills facilitate development of
accurate and fluent reading, which in
turn frees attention for comprehension.
Each of these stages (phonological
reading, accurate word recognition,
fluent reading in context) is considered
necessary, if not sufficient, for the development of subsequent stages. Like
other recent studies (Lovett et al., 1994;
Olson, Wise, Ring, & Johnson, 1997;
Torgesen, Wagner, Rashotte, et al.,
1997), our second-grade follow-up results indicated that phonological read-
ing skills did not automatically translate into superior word recognition
and fluent reading. One year after
treatment, the tutored group still enjoyed a large advantage in phonological reading skills and spelling of regular words, but it performed similarly
to the control group in both word
recognition and fluency. Not only did
the treated group fail to use its superior
phonological reading skill to increase
its advantage in word learning, but it
also appears to have lost most of its
original advantage. We must, however,
acknowledge that our regrettable decision to change word recognition tests
at second-grade follow-up testing (i.e.,
using the Woodcock-Johnson rather
than the WRAT-R) resulted in a confounding of the word recognition measure with the treatment and control
differences measured at two points in
time. Nevertheless, these results, combined with those of other investigators,
suggest that researchers need to revisit
the assumed role of phonological reading skill in advancing related reading
skills. Additional instruction may be
required to encourage children to use
these skills to improve word learning
during independent learning trials, or
to help them create more complete representations of words in memory during assisted learning trials. Or, if volunteer tutors can successfully help
at-risk students develop phonological
reading skill, then the expertise of
reading specialists might be needed to
help these children extend this ad-
vantage to word learning, fluency, and
skilled comprehension.
Response to Treatment
There is widespread belief that if children at risk for learning disabilities
could receive early intervention (e.g.,
daily explicit, intensive, one-to-one
tutoring in phonological skills over the
course of several months), many reading difficulties could be overcome, especially if intervention began in first
grade, before the cascading effects of
instructional failures are felt (Stanovich, 1986). As Figure 1 illustrates,
many children in this study responded
positively to tutoring, achieving reading skills that were at or above grade
level. Indeed, a number of our students
emerged as remarkably fearless decoders. Nevertheless, we also observed
a small but significant group of children who were unable to master firstgrade literacy skills, despite 27 weeks
of one-to-one instruction. Five students (22%) scored in the lowest 25th
quartile in reading, as did 5 students in
spelling, suggesting that some children
require more intensive or longer assistance than this program provided, or
different assistance altogether.
Variable response to early intervention appears to be the norm. In their
study of first graders with reading impairments who were provided one semester of daily 30-minute one-to-one
tutoring, Vellutino et al. (1996) found
that 33% still scored below the 30th
TABLE 5
Posttest Means (for Raw Scores) and Standard Deviations on Common Measures in First-Grade One-to-One Interventions
WRAT-R Word Recognition
WRAT-R Spelling
Iversen &Tumner (1993)
Modified Reading Recovery
Standard Reading Recovery
Juel (1996)
Overall
20.55
(9.35)
12.44
(5.64)
Vadasy et al. (1998)
22.04
(10.05)
28.83
(3.83)
Note. Parentheses denote SD.
'End of year measures. bDiscontinuation measures.
Doich
Yopp
a153.88
a143.41
(44.61)
(40.41)
b1 6 .88
b17 .63
(4.53)
(4.46)
144.74
(54.95)
15.51
(3.79)
588
588
percentile, and 15% scored below the
15th percentile, on standardized tests.
O'Connor (1997) observed that about
10% of students who received an intensive one-to-one intervention in first grade
failed to benefit significantly, as measured on tests of rapid letter naming,
segmenting, and standardized reading. Vandervelden and Siegel (1997)
noted that 2 of the 10 lowest scoring
kindergartners in their 12-week phonemic awareness intervention failed to
improve their phoneme recognition
skills. Even the strong positive effects
found for Reading Recovery apparently exclude a subset of children who
do not respond to treatment (Shanahan
& Barr, 1995).
Juel (1996) suggested that interventions longer than 1 year may be needed
by children attending schools with a
large population of children from lowSES homes. Such children often enter
school with fewer literacy experiences,
along with more significant health and
social welfare needs (Bowey, 1995).
Multiyear treatments may succeed in
returning some children to a typical
developmental trajectory (Blachman,
1994), but even extended, state-of-theart treatments seem to fall short for a
small percentage of children (Torgesen,
Wagner, & Rashotte, et al., 1997; Vellutino et al., 1996). Early tutoring can
function as a screening mechanism to
identify children who require more expert and intensive instruction (Vellutino et al., 1996). In fact, several Title I
and special education teachers told us
that they regarded a student's failure
to improve in our program to be an indicator for special education assessment.
Infrastructurefor
Volunteer Nonprofessional
Tutoring Programs
When nonprofessional tutors in this
study received regular supervisory
support, they demonstrated better
teaching skills and more accurately implemented elements of this tutoring
program, relative to the levels observed in previous field tests, when su-
LEARNING DISABILITIES
JOURNAL
JOURNAL OF
OF LEARNING DISABIUTIES
pervision was more intermittent. Relatedly, they were able to significantly
affect first-grade literacy outcomes for
children at risk for reading failure. This
constitutes a good news/bad news situation: Tutors can provide the kind of
critical instruction that spells the difference between success and failure for
some children, but the tutors must receive considerable training, support,
and supervision. With less intensive
supports, as we reported previously
(Vadasy et al., 1997b), tutors may be far
less effective. Large individual differences exist among those who turn out
for tutoring; some nonprofessional tutors require significant guidance to be
effective. At the same time, we also observed a group of individuals with impressive talents for teaching students
with low reading skills, including the
ability to pace instruction briskly, adjust to students' needs for modeling and
scaffolding, and manage behaviorobservations consistent with Juel (1996).
Nonprofessional tutors can develop
strong teaching repertoires, especially
if they stay with the program beyond
1 year and continue to receive support
from reading teachers (Invernizzi, Rosemary, Juel, & Richards, 1997). Nonprofessionals who tutored for more than
1 year tended to be more successful, in
part because they seemed to gain a
deeper understanding of reading acquisition.
Besides providing information on
treatment efficacy, field tests disclose
challenges that schools face in bringing
research-based practices to scale. To establish and maintain a systematic tutoring approach like ours requires considerable infrastructure that extends
beyond the lesson materials. There
must be individuals who can recruit
reliable and conscientious tutors, provide training and supervision, integrate tutoring into the schools' schedules, give technical assistance on
instructional and management problems, and help in assessing student
progress. In several schools that are
now implementing this treatment, Title I and special education teachers
have assumed these tasks. At other
schools, however, we have observed
that even very enthusiastic teachers are
unable to spare the time to provide sufficient supervision.
Another infrastructure element is
funding to hire tutors. Schools participating in our research devised two
strategies to continue the program after grant funds were no longer available. One group of schools reallocated
Title I funds to pay parent tutors and
instructional assistants to tutor for 1 or
2 hours each day. Another group of
schools raised supplementary funds
through grants from local foundations or obtained assistance from their
Parent-Teacher-Student Associations
to hire parent tutors from the community.
Our approach to early intervention
using nonprofessional tutors includes
most of the features that Wasik (1998)
identified in her review of volunteer
tutoring programs. Like all of the programs she reviewed, our program was
not coordinated with classroom reading instruction. While we agree that
such a match is desirable, the tremendous diversity across classroom teachers' literacy instruction (ranging from
literature-based to basals to explicit
phonics approaches) makes achieving
this match difficult, unless reading
teachers can adjust tutoring lessons according to each child's classroom circumstances and progress (e.g., Invernizzi, Juel, & Rosemary, 1997). Because
we lacked sufficient resources to adjust
each child's program in this manner,
we opted to provide tutors with one set
of structured materials and explicit
teaching strategies, along with help in
implementing them. Our results suggest that positive outcomes can be
achieved using a standard tutoring approach across schools and classrooms.
Conclusions
This study adds to the findings that explicit training in phonological skills
improves word-level reading and spelling skills. Results suggest that some
Grade 1 effects are not sustained at the
VOLUME 33, NUMBER 6, NOVEMBER/DECEMBER 2000
end of second grade. Our change in
word recognition measures in Year 2,
however, makes it more difficult to interpret the Grade 2 findings. Together
with findings from our previous research (Vadasy et al., 1997a, 1997b), our
results indicate that programs using
nonteacher tutors can produce broad
and meaningful reading improvements for first-grade students at risk
for reading disability, but only if the
programs provide carefully designed,
structured lessons, along with regular
training and supervision for the tutors.
Findings from this series of studies
have implications for instructionally
sound public policy regarding tutors.
ABOUT THE AUTHORS
Patricia F Vadasy is a senior research associate at the Washington Research Institute. Her
specializationsare early readinginstructionand
implementation of research-based practices.
Joseph R. Jenkins is a professor in special education in the College of Education at the University of Washington, Seattle. His specializations are learning disabilities and instruction
and assessment. Kathleen Pool is a first-grade
teacher at Captain Johnston Blakely Elementary, BainbridgeIsland, WA. Her specialization
is early reading instruction. Address: PatriciaF.
Vadasy, Washington Research Institute, 150
Nickerson St., Ste. 305, Seattle, Washington
98109 (e-mail: pvadasy@wri-edu.org).
AUTHORS' NOTE
This research was supported in part by Grant
No. H023R20019 from the U.S. Department of
Education to the Washington Research Institute, and by the Paul G. Allen CharitableFoundation.
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TITLE: Effects of tutoring in phonological and early reading
skills on students at risk for reading disabilities
SOURCE: Journal of Learning Disabilities 33 no6 N/D 2000
WN: 0030602284006
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